`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division
`
`filed in the U.S. District Court
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:17-cv-00258
`PLAINTIFF
`
`DATE FILED
`4/3/2017
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`UNILOC USA, INC. and UNILOC LUXEMBOURG, S.A.
`
`APPLE INC.
`
`DATE INCLUDED
`
`In the above%ntitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Up0n filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`APPLE EXHIBIT 1002, Page 1 of 234
`
`APPLE EXHIBIT 1002, Page 1 of 234
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`9414199
`
`UN—NP—LO—133
`
`5670
`
`APPLICATION NO.
`
`14/188,063
`
`ISSUE DATE
`
`08/09/2016
`
`96051
`
`7590
`
`07/20/2016
`
`Uniloc USA Inc.
`
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 135 day(s). Any patent to issue from the above—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Uniloc Luxembourg SA, Luxembourg, LUXEMBOURG;
`Craig S. Etchegoyen, Plano, TX;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSAgov.
`
`““03 (M 10/09)
`
`APPLE EXHIBIT 1002, Page 2 of 234
`
`APPLE EXHIBIT 1002, Page 2 of 234
`
`
`
`Receipt date: 03/11 13/2014
`
`t4188063 ~ GAL): 2448
`PTO/SB/08a (07-09)
`Approved for use through 07/31/2012. OMB 0651 -0031
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Substitute for form 1449/PTO
`(modified by Applicant)
`
`Complete if Known
`
`Application Number
`14/188,063
`
` Not yet assigned
` Examiner Name
`
`INFORMATION DISCLOSURE
`
`Filing Date
`
`First Named Inventor
`
`STATEMENT BY APPLICANT
`(Use as many sheets as necessary)
`
`Art Unit
`
`February 24, 2014
`
`Craig S. Etchegoyen
`
`2172
`
`UN—NP—LO—133
`Attorney Docket Number
`of2
`1
`Sheet
`
`Initials
`
`NO.
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Fioures A ear
`
`Number-Kind Code (“WW")
`0606—2006 Hall et al.
`-- 7,057,556
`08—15—2006 Mason et a1.
`C -- 7,091,851
`
`7,826,409
`11—02—2010 Mock et a1.
`
`
`8,320,938
`11—27—2012 Meyer et a1.
`
`
`8,606,220
`1210—2013 Soliman et a1.
`
`2003/0046022
`03—06—2003 Silverman, Robert M.
`
`2003/0134648
`07—17—2003 Reed et a1.
`
`
`
`
`
`
`
`
`
`
`2003/0176196
`
`09—18—2003 Hall et a1.
`
`0050' 2237-0 20037922282
`
`12-04—2003 Karr et a1.
`
`01—01—2004 Santhoff, John
`-- 2004/0002346
`10—07—2004 Harvey et a1.
`-- 2004/0198392
`03—31—2005 Kim et a1.
`-- 2005/0070306
`11—30—2006 Phillips et a1.
`-- 2006/0270421
`08—23—2007 Kalliola et a1.
`-- 2007/0197229
`
`2007/0270164
`11—22—2007 Maier et a1.
`
`
`2008/0085727
`04—10—2008 Kratz, Tyler M.
`
`
`2008/0102957
`05—01—2008 Burman et a1.
`
`
`2008/0155094
`06—26—2008 Reese et a1.
`
`
`2008/0167896
`07—10—2008 Fast et a1.
`
`2008/0233956
`
`09—25—2008 Wyk et a1.
`
`- 2010/0087166
`--
`--
`Date
`Examiner
`Considered
`Signature
`
`04—08-2010 Agashe, Parag
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in
`EXAMINER:
`conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`/V.V./
`ALL REFERENCES CONSiDEEEE EXCEPT WHERE LiNEE) THROUGH.
`APPLE EXHIBIT 1002, Page 3 of 234
`
`APPLE EXHIBIT 1002, Page 3 of 234
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`Uniloc USA Inc.
`
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`VU,VIETD
`
`2448
`
`DATE MAILED: 06/30/2016
`
`Craig S. Etchegoyen
`02/24/2014
`14/188,063
`TITLE OF INVENTION: PREDICTIVE DELIVERY OF INFORMATION BASED ON DEVICE HISTORY
`
`UN—NP—LO—133
`
`5670
`
`
`
`
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`09/30/2016
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`"CL-85 (RCV- 02/“)
`
`APPLE EXHIBIT 1002, Page 4 of 234
`
`Page 1 of 3
`
`APPLE EXHIBIT 1002, Page 4 of 234
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`péJropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`n icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`a i
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddFESS)
`
`06/30/2016
`
`7590
`_96051
`UI’IIIOC USA Inc.
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`S(tiaites Poistal Sflqrvice vlvith sufficient postage(fir first lglass mailbin an Envelope
`a
`resse
`to
`e Mai Stop ISSUE FEE a
`ress a ove, or
`eing acsimi e
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`.
`(Depositor's name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
` F {ST NAMED INVENTOR
`
`Craig S. Etchegoyen
`02/24/2014
`14/188,063
`TITLE OF INVENTION: PREDICTIVE DELIVERY OF INFORMATION BASED ON DEVICE HISTORY
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`UN—NP—LO—133
`
`5670
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`09/30/2016
`
`EXAMINER
`
`VU, VIET D
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`2448
`
`709—219000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`
`
`
`
`2
`
`3
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`1
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
` 3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be si ned in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for si nature re uirements and certifications.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`PTOL—85 Part B (10—13) Approved for use through 10/31/2013.
`
`Page 2 of 3
`OMB 0651—0033
`
`US. Patent an
`
`ra1§£n§rk fgg1§gEEPQAQMN¥DFSC8fifiCE
`
`APPLE EXHIBIT 1002, Page 5 of 234
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`F {ST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`14/188,063
`
`02/24/2014
`
`Craig S. Etchegoyen
`
`UN—NP—LO— 133
`
`5670
`
`96051
`
`7590
`
`06/30/2016
`
`Uniloc USA Inc.
`
`Legacy Town Center
`060% Parkway
`Suite 380
`Plano, TX 75024
`
`VU, VIET D
`
`2448
`
`DATE MAILED: 06/30/2016
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(Applications filed on or after May 29, 2000)
`
`The Office has discontinued providing a Patent Term Adjustment (PTA) calculation with the Notice of Allowance.
`
`to eliminate the
`Section 1(h)(2) of the AIA Technical Corrections Act amended 35 U.S.C. 154(b)(3)(B)(i)
`requirement that the Office provide a patent term adjustment determination with the notice of allowance. See
`Revisions to Patent Term Adjustment, 78 Fed. Reg. 19416, 19417 (Apr. 1, 2013). Therefore, the Office is no longer
`providing an initial patent term adjustment determination with the notice of allowance. The Office will continue to
`provide a patent term adjustment determination with the Issue Notification Letter that is mailed to applicant
`approximately three weeks prior to the issue date of the patent, and will include the patent term adjustment on the
`patent. Any request for reconsideration of the patent term adjustment determination (or reinstatement of patent term
`adjustment) should follow the process outlined in 37 CFR 1.705.
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1—(888)—786—0101 or (571)—272—4200.
`
`PTOL-ss (Rev. 02/11)
`
`APPLE EXHIBIT 1002, Page 6 of 234
`
`Page 3 of 3
`
`APPLE EXHIBIT 1002, Page 6 of 234
`
`
`
`OMB Clearance and PRA Burden Statement for PTOL-85 Part B
`
`The Paperwork Reduction Act (PRA) of 1995 requires Federal agencies to obtain Office of Management and
`Budget approval before requesting most types of information from the public. When OMB approves an agency
`request to collect information from the public, OMB (i) provides a valid OMB Control Number and expiration
`date for the agency to display on the instrument that will be used to collect the information and (ii) requires the
`agency to inform the public about the OMB Control Number’s legal significance in accordance with 5 CFR
`1320.5(b).
`
`The information collected by PTOL-85 Part B is required by 37 CFR 1.311. The information is required to obtain
`or retain a benefit by the public which is to file (and by the USPTO to process) an application. Confidentiality is
`governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form
`and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, Virginia 22313-1450. DO NOT
`SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, PO. Box
`1450, Alexandria, Virginia 22313-1450. Under the Paperwork Reduction Act of 1995, no persons are required to
`respond to a collection of information unless it displays a valid OMB control number.
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with your
`submission of the attached form related to a patent application or patent. Accordingly, pursuant
`to the
`requirements of the Act, please be advised that: (1) the general authority for the collection of this information is
`35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the principal purpose for which
`the information is used by the U.S. Patent and Trademark Office is to process and/or examine your submission
`related to a patent application or patent. If you do not furnish the requested information, the U.S. Patent and
`Trademark Office may not be able to process and/or examine your submission, which may result in termination of
`proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom of
`Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of records
`may be disclosed to the Department of Justice to determine whether disclosure of these records is required
`by the Freedom of Information Act.
`2. A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence
`to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of
`settlement negotiations.
`3. A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance
`from the Member with respect to the subject matter of the record.
`4. A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having
`need for the information in order to perform a contract. Recipients of information shall be required to
`comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`5. A record related to an International Application filed under the Patent Cooperation Treaty in this system of
`records may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property
`Organization, pursuant to the Patent Cooperation Treaty.
`6. A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes
`of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C.
`218(c)).
`7. A record from this system of records may be disclosed, as a routine use, to the Administrator, General
`Services, or his/her designee, during an inspection of records conducted by GSA as part of that agency's
`responsibility to recommend improvements in records management practices and programs, under authority
`of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the GSA regulations
`governing inspection of records for this purpose, and any other relevant (i.e., GSA or Commerce) directive.
`Such disclosure shall not be used to make determinations about individuals.
`
`8. A record from this system of records may be disclosed, as a routine use, to the public after either publication
`of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a
`record may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the
`record was filed in an application which became abandoned or in which the proceedings were terminated
`and which application is referenced by either a published application, an application open to public
`inspection or an issued patent.
`9. A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`APPLE EXHIBIT 1002, Page 7 of 234
`
`APPLE EXHIBIT 1002, Page 7 of 234
`
`
`
` Application No.
`Applicant(s)
`ETCHEGOYEN, CRAIG S.
`14/188,063
` Notice of Allowability
`\E/fgmfr
`Sign"
`giggfiirst '"V°"t°”° F"°’
`No
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX This communication is responsive to Board decision dated 6/1/16.
`
`I] A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2. [I An election was made by the applicant in response to a restriction requirement set forth during the interview on _; the restriction
`requirement and election have been incorporated into this action.
`
`3. [Z The allowed claim(s) is/are L5. As a result of the allowed claim(s), you may be eligible to benefit from the Patent Prosecution
`Highway program at a participating intellectual property office for the corresponding application. For more information, please see
`
`htt
`:/‘/www.uspto.‘ov/ atents/in it events/r) h/indexjsr) or send an inquiry to PPeredback ‘ us to. ‘ov .
`
`4. El Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (f).
`
`Certified copies:
`
`a) [I All
`
`b) D Some
`
`*c) I] None of the:
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`1. I] Certified copies of the priority documents have been received.
`
`2. I:I Certified copies of the priority documents have been received in Application No.
`
`
`
`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. El CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
`
`El
`
`including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mai| Date
`.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`6. El DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. I] Notice of References Cited (PTO-892)
`
`5. El Examiner‘s Amendment/Comment
`
`6. El Examiner‘s Statement of Reasons for Allowance
`
`2. I] Information Disclosure Statements (PTO/SB/08),
`Paper No./Mai| Date
`3. I:I Examiner‘s Comment Regarding Requirement for Deposit
`of Biological Material
`4. El Interview Summary (PTO-413),
`Paper No./Mai| Date
`
`NIET VU/
`
`7. I] Other
`
`.
`
`Primary Examiner, Art Unit 2448
`
`US. Patent and Trademark Office
`
`PTOL-37 (Rev. 08-13)
`20160610
`
`Notice of Allowability
`
`Part of Paper No./Mai| Date
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`APPLE EXHIBIT 1002, Page 8 of 234
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`APPLE EXHIBIT 1002, Page 8 of 234
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`
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`Application/Control No.
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`Search Notes
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`14188068
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`Applicant(s)/Patent Under
`Reexamination
`
`ETCHEGOYEN, CRAIG s_
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`I
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`
`
`
`IIIIIIIII
`IIIIIIIIIIII
`
`
`Art Unit
`Examiner
`IIIIIIII
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`
`VIET vu
`
`2448
`
`CPC- SEARCHED
`
`US CLASSIFICATION SEARCHED
`
`12/13/14
`—204,204,217,219,223,224
`updated _ 3/25/15
`
`
`
`SEARCH NOTES
`
`EAST Text only see printout
`updated all
`
`Search Notes
`
`mum
`12/18/14
`6/10/16
`
`INTERFERENCE SEARCH
`
`US Class/
`CPC S mbol
`
`US Subclass / CPC Group
`
`H04W
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`4/028, 14, 206
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`6/10/16
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`
`
`US. Patent and Trademark Office
`
`Part of Paper No.
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`: 20160610
`
`APPLE EXHIBIT 1002, Page 9 of 234
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`APPLE EXHIBIT 1002, Page 9 of 234
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`
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`Issue Classification 14188063
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`ETCHEGOYEN, CRAIG s.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`VIET vu
`
`2448
`
`__—
`__—
`
`CPC Combination Sets
`
`
`
`(Assistant Examiner)
`/V|ET VU/
`Primary Examiner.Art Unit 2448
`
`06/16/2016
`
`O.G. Print Claim(s)
`
`O.G. Print Figure
`
`(Primary Examiner)
`U.S. Patent and Trademark Office
`
`(Date)
`
`1
`
`1
`Part of Paper No. 20160610
`
`APPLE EXHIBIT 1002, Page 10 of 234
`
`Total Claims Allowed:
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`5
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`APPLE EXHIBIT 1002, Page 10 of 234
`
`
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`Issue Classification 14188063
`
`ETCHEGOYEN, CRAIG s.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`VIET vu
`
`2448
`
`II—I-II—
`
`US ORIGINAL CLASSIFICATION
`
`INTERNATIONAL CLASSIFICATION
`
`——IIII—---I—
`— —
`----
`CROSS REFERENCE(S)
`I...
`
`——llll—l-ll—
`——————----—--—-—
`_-IIII—---I—
`-IIII—---I—
`I---—----—
`I---—----—
`III—I...—
`III—I...—
`
`(Assistant Examiner)
`/V|ET VU/
`Primary Examiner.Art Unit 2448
`
`U.S. Patent and Trademark Office
`
`O.G. Print Figure (Primary Examiner)
`
`Total Claims Allowed:
`
`5
`
`06/16/2016
`
`O.G. Print Claim(s)
`
`(Date)
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`1
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`1
`Part of Paper No. 20160610
`
`APPLE EXHIBIT 1002, Page 11 of 234
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`APPLE EXHIBIT 1002, Page 11 of 234
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`
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`Issue Classification 14188063
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`ETCHEGOYEN, CRAIG s.
`
`Application/Control No.
`
`Applicant(s)/Patent Under Reexamination
`
`VIET vu
`
`2448
`
`IX
`
`Claims renumbered in the same order as presented by applicant
`
`I]
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`I]
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`T.D
`
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
`Original
`Final
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`
`(Assistant Examiner)
`/V|ET VU/
`Primary Examiner.Art Unit 2448
`
`U.S. Patent and Trademark Office
`
`O.G. Print Figure (Primary Examiner)
`
`Total Claims Allowed:
`
`5
`
`06/16/2016
`
`O.G. Print Claim(s)
`
`(Date)
`
`1
`
`1
`Part of Paper No. 20160610
`
`APPLE EXHIBIT 1002, Page 12 of 234
`
`APPLE EXHIBIT 1002, Page 12 of 234
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddFESS)
`
`06/30/2016
`
`7590
`_96051
`UI’IIIOC USA Inc.
`Legacy Town Center
`7160 Dallas Parkway
`Suite 380
`Plano, TX 75024
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`S(tiaites Poistal Sflqrvice vlvith sufficient postage(fir first lglass mailbin an Envelope
`a
`resse
`to
`e Mai Stop ISSUE FEE a
`ress a ove, or
`eing acsimi e
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`.
`(Depositor's name)
`(Signature)
`
`(Date)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
` F {ST NAMED INVENTOR
`
`Craig S. Etchegoyen
`02/24/2014
`14/188,063
`TITLE OF INVENTION: PREDICTIVE DELIVERY OF INFORMATION BASED ON DEVICE HISTORY
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`UN—NP—LO—133
`
`5670
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$480
`
`$0
`
`$0
`
`$480
`
`09/30/2016
`
`EXAMINER
`
`VU, VIET D
`
`ART UNIT
`
`CLASS-SUB CLASS
`
`2448
`
`709—219000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`
`
`2. For printing on the patent front page, list
`(1) The names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) The name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`1 Sean D. Burdick
`
`
`2
`
`3
`
`Uniloc Luxembourg SA.
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`Luxembourg, Luxembourg
`\\\\“‘
`'3 Individual wCorporation or other private group entity '3 Government
`
`.
`\
`4a. Th$~following fee(s) are submitted:
`kolssue Fee
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`
`
`5. Change in Entity Status (from status indicated above)
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`\
`j§ayment by credit card. Form PTO—2038 is attached.
`§\The director is hereby authorized to charge the required fee(s), any deficiency, or credits any
`overpayment, to Deposit Account Number 5( )_6()53
`(enclose an extra copy of this form).
`
`
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
` 3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`NOTE: Absent a valid certification of Micro Entity Status (see forms PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`NOTE: This form must be si ned in accordance with 37 CFR 1.31 and 1.33. See 37 CFR 1.4 for si nature re uirements and certifications.
`
`3 Applicant changing to regular undiscounted fee status.
`
`Authorized Signature