`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address; COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alvannthias, Virginia 22313-1450
`www.usploguy
`
`Page 1 of 1
`
`*BIBDATASHEET*
`Bib Data Sheet
`
`SERIAL NUMBER
`10/414,346
`
`APPLICANTS
`
`FILING OR 3714(c)
`DATE
`04/15/2003
`
`RULE
`
`CONFIRMATION NO. 6340
`
`GROUP ART UNIT
`2835
`
`ATTORNEY
`DOCKET NO
`D2852
`
`CONTINUING DATA RERRARAARAKRRARRAAARARRRR
`
`bie
`
`se FOREIGN APPLICATIONS RRERRERRERARRARRERER
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`
`Harold J. Gorenz JR., Lisle, IL;
`William R. Groves, Naperville, IL;
`Roger W. Ady, Chicago, IL;
`
`C) 1.18 Fees (Issue ) CJ credit
`
`STATE OR|SHEETS
`COUNTRY|DRAWING
`Allowance
`IL
`
`Examiner's Signature
`
`Initials
`
`ADDRESS
`
`43471
`
`TLE
`
`LECTRONIC CHASSIS AND HOUSING HAVING AN INTEGRATED FORCED AIR COOLING SYSTEM
`
`L) ali Fees
`L) 1.16 Fees(Filing )
`Q 1.17 Fees ( Processing Ext. of
`|FEES: Authority has been given in Paper
`FILING FEE
`
`RECEIVED to charge/credit DEPOSIT ACCOUNT__jitime ).
`
`1218
`-_____ forfollowing:
`
`SONY- Ex.-1006
`Sony Corporation - Petitioner
`
`Y Ex 1006
`Sony Corporation - Petitioner
`
`1
`
`SONY - Ex.-1006
`Sony Corporation - Petitioner
`
`
`
`i
`
`Page 1 of 1
`
`‘ UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United State» Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`Aleumdrs,
`Vingrtia 22313-1450
`www.usplygor
`
`APPLICATION NUMBER
`
`FILING OR371 (¢) DATE
`
`FIRST NAMED APPLICANT
`
`ATTY. DOCKET NO./TITLE
`
`10/414,346
`
`04/15/2003
`
`Harold J. Gorenz JR.
`
`D2852
`
`43471
`
`GENERAL INSTRUMENT CORPORATION DBA THE CONNECTED
`
`HOME SOLUTIONS BUSINESS OF MOTOROLA, INC.
`101 TOURNAMENT DRIVE
`HORSHAM, PA 19044
`
`*
`
`CONFIRMATION NO. 6340
`*
`
`*OC00000004 6628367
`
`Date Mailed: 07/27/2005
`
`NOTICE OF ACCEPTANCE OF POWEROF ATTORNEY
`
`This is in response to the Powerof Attorneyfiled 07/15/2005.
`
`- The Powerof Attorney in this application is accepted. Correspondencein this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`1)
`
`JOHN INGRAM
`PUBS ()-
`
`OFFICE COPY
`
`2
`
`
`
`SY
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United Staten Patent and Trademark Office:
`Address:PO.450 PATENTS
`AlexaAlena,Ving 22313-1450
`
`Page 1 of 1
`
`10/414,346
`
`04/15/2003
`
`Harold J. Gorenz JR.
`
`MOT-D2852
`
`24375
`
`VOLPE AND KOENIG,P.C.
`DEPT. MOT
`UNITED PLAZA, SUITE 1600
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`*
`
`CONFIRMATION NO. 6340
`*
`
`. 000000001 6628347
`'©OC00000001 6628347
`
`Date Mailed: 07/27/2005
`
`NOTICE REGARDING CHANGE OF POWEROF ATTORNEY
`
`This is in response to the Powerof Attorney filed 07/15/2005.
`
`e The Powerof Attorney to youin this application has been revoked by the assignee who hasintervened as
`provided by 37 CFR 3.71. Future correspondencewill be mailed to the new addressof record(37 CFR 1.33).
`
`
`
`gat A). [bOvne.
`
`JOHN INGRAM
`PUBS ()-
`
`OFFICE COPY
`
`3
`
`
`
`
`
`ad this form, together
`
`ve Ov
`
`PART B - FEE(S) TRANSMITTAL
`
`licable fee(s),
`
`©
`
`to: Mail Mail Stop
`
`Commiscioner
`
`IS
`
`FEE
`
`r Patents
`
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax
`(703) 746-4000
`through 5 should be completed where
`ys form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required).Blocks 1
`AlL@ayMer correspondence including the Patent, advance orders and notification of maintenance fees willbemailed to the current correspondence address as
`eOrrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`ee notifications.
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block I for uny changeofaddress)
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmitta!, This certificate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`04/13/2005
`7590
`24375
`ave its own certificate of mailing or transmission.
`VOLPE AND KOENIG,P.C.
`Certificate of Mailing or Transmission
`DEPT. MOT
`certify that this Fee(s) Transmittal is being deposited with the United
`I hereby
`.
`Postal
`Service with sufficient postage for first class mail in an envelope
`States
`UNITED PLAZA,SUITE 1600
`addressed to the Mail Stop
`ISSUE FEE
`address above, or being
`facsimile
`ansmitted to the USPTO (703) 746-4000, on the date indicated
`below.
`
`
`
`30 SOUTH 17TH STREET
`
`
`
`HeratorramsbehSukh
`
`
`
`07/18ddsAREAS toadothdSh8i17—x04n434e EoSS
`
`
`;
`
`
`
`
`02 FCs1S04 900200 DA|/NK 1%. 200
`02 FLASSCSGh in.2005
`
`
`
`
`
`
`APPLICATION NO.
`ATTORNEY DOCKET NO.
`CONFIRMATION NO,
`FILING DATE
`FIRST NAMED INVENTOR
`
`
`
`
`MOT-D2852
`Harold J. Gorenz JR
`04/15/2003
`10/414,346
`* TITLE OF INVENTION: ELECTRONIC CHASSIS AND HOUSING HAVING AN INTEGRATED FORCED AIR COOLING SYSTEM
`
`6340
`
`
`APPLN, TYPE SMALLENTITY|sISSUEFEE PUBLICATION FEE TOTAL FEE(S) DUE DATE DUE
`
`
`NO
`$300
`nonprovisional
`$1400
`$1700
`07/13/2005
`
`
`
`CHANG,YEANHSI
`
`2835
`361-681000
`
`(1) the names ofup to 3 registered patent attorneys! \c Lie,
`1. Change ofcorrespondence addressor indication of "Fee Address" (37
`2. Forprinting on the patentfront page,list
`CFR 1.363).
`
`
`
`Change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`Address form PTO/SB/122)attached.
`(2) the nameofa single firm (having as amembera
`2.
`
`(I) "Fee Address"indication (or “Fee Address" Indication form
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. Ifnonameis
`3
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`
`listed,
`no namewill be printed.
`Numberis required.
`3. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(printor type)
`PLEASE NOTE:Unless an assigneeis identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has beenfiled for
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`
`(A) NAMEOF ASSIGNEE
`\
`
`(enrerad Roacheument Cheovahen
`
`\
`
`—
`
`(B) RESIDENCE:(CITY and STATE OR COUNTRY)
`
`.
`
`rshaw PR
`anorotherprivategroupentity CYGovernment
`
`(individual
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`4a. The following fee(s) are enclosed:
`4b. Paymentof Fee(s):
`Ch Issue Fee
`(1 A check in the amountofthe fee(s) is enclosed.
`(J Publication Fee (No smallentity discountpermitted)
`(J Paymentby credit card. Form PTO-2038 is attached.
`(CD Advance Order- # ofCopies
`anThe Director is hereby
`Deposit Aasount Number SS Se eeeinea Ba a copy ofthe fon.
`
`authorized by charge the
`required fee(s), or credit any overpayment, to
`5. Change in Entity Status (from status indicated above)
`Ov. Applicantis no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`Oa. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`The Director ofthe USPTOis requested to apply the Issue Fee and Publication Fee (ifany) or to re-apply any previously paid issue fee to the application identified above.
`NOTE:TheIssue Fee and Publication Fee (i
`wired) will not be accepted from anyoneother than
`the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown bythe records ofthe
`if
`States Patent and Trademark Office. »
`“=
`.
`Ores
`en
`
`Authorized Signature
`Date
`Suau
`\S 2009
`
`Typed orprinted name056thetRegistration No, >) AM=_—_—_—VFMorley
`
`This collection ofinformation is required by 37 CFR 1.311. The information is required to obtain orretain a benefit by the public whichis to file (and by the USPTOto process
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14.
`This collection is estimated to take 12 minutes to complete, including gathering, preparing, an
`submitting the completed application form to the USPTO.Timewill vary
`de
`nding upon the individual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the
`Chief Information Officer, U.S. Patent and Trademark Office, U.S, Department of Commerce,P.O,
`Box 1450, anecr j avin Inia32° 13-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`exandria, Virginia
`-
`.
`
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unless it displays a valid OMB contro! number.
`
`PTOL-85 (Rev. 12/04) Approved for use through 04/30/2007.
`
`OMB 0651-0033
`
`—_-U.S,Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`4
`
`
`
`
`
`Application Number
`
`
`
`REVOCATION OF POWER OF
`Filing Date
`
`
`
`First Named Inventor Harold J. Gorenz Jr.
`ATTORNEY AND
`
`
`APPOINTMENT OF NEW
`Art Unit
`
`
`
`
`POWEROF ATTORNEY Examiner Name| Chang, Yean Hsi
`
`
` D2852
`Attorney Docket Number
`
`
`
`10/414,346
`
`
`
`
`
`
`
`[hereby revokeall previous powers of attorney given in the above-identified application:
`
`[J A Powerof Attorney is submitted herewith.
`
`OR
`[x I hereby appointthe practitioners at Customer Number:
`
`000043471
`
`[| Please change the correspondenceaddress for the above-identified application to:
`
`[| The address associated with Customer Number:_000043471
`
`OR
`
`
`
`Motorola, Inc.
`[| Firm or Individual Name
`Address
`101 Tournament Drive
`Address
`City Horsham
`State PA
`Country United States of America
`Telephone 215-323-1907
`
`Zip
`
`19044
`
`Fax 215-323-1300
`
`I am the:
`a Applicant/Inventor.
`Assignee ofrecord ofthe entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96)
`
`SIGNATURE ofApplicant or Assignee of Record
`RobertP-Marley, Assistant Secretary General Instrument Corporation
`
`|_Date|July 13, 2005
`
`NOTE:Signatures ofall the inventors or assignees of record ofthe entire interest or their representative(s) are
`required. Submit multiple forms if more than one signature is required, see below*.
`[| * Total of
`forms are submitted.
`This collection of informationis required by 37 CFR 1.36. The informationis required to obtain orretain a benefit by the public whichis tofile (and by the USPTO to process) an
`application, Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 3 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amountof time you require to complete this
`form and/or suggestions for reducing this burden, should be sem to the Chief Information Officer, U>S. Patent and Trademark Office, U.S. Department of Commerce, P.O, Box
`1450, Alexendria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P, O. Box 1450,
`Alexandria, VA 22313-1450.
`
`Page1
`
`5
`
`
`
`STATEMENT UNDER37 CFR 3.73 (b)
`
`Harold J. Gorenz Jr. et al
`Applicant/Patent Owner:
`
`
`Application No./Patent No.: Filed/Issue Date:_04/15/200310/414,346
`Entitled:
`Electronic Chassis and Housing Havingan Integrated Forced Air Cooling System
`General Instrument
`,a
`Corporation
`Corporation
`(Nameof Assignee)
`states thatitis:
`I.
`the assignee ofthe entire right,title, and interest; or
`2. [J an assigneeofless than the entire right, title and interest.
`The extent (by, percentage) of its ownership interest is
`In the patent application/patent identified above by virtue ofeither:
`
`(Type of Assignee e.g., corporation, partnership, university, etc.)
`
`%
`
`Title
`
`An assignmentfrom the inventor(s) ofthe patent application/patent identified
`Pp
`PP
`p
`above. The assignment was recordedin the United States Patent and Trademark Office at
`
`
`
`Reel ,Frame—0275013981 , or for which a copythereofis attached.
`OR
`B. [| A chain oftitle from the inventor(s), of the patent application/patent identified
`above,to the current assignee as shown below:
`To:
`1.
`From:
`The documentwas recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`or for which a copythereofis attached.
`To:
`From:
`The documentwas recorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`or for which a copythereofis attached.
`To:
`From:
`The documentwasrecorded in the United States Patent and Trademark Office at
`Reel
`, Frame
`or for which a copy thereofis attached.
`[} Additional documents in the chain oftitle are listed on a supplemental sheet.
`[J Copies of assignments or other documents in the chainoftitle are attached.
`[NOTE:A separate copy(i.e., the original assignment documentor a true copy ofthe original document)
`must be submitted to Assignment Division in accordance with 37 CFR Part 3, if the assignmentis to be
`recorded in the records of the USPTO. See MPEP 302.08]
`
`A.
`
`The undersigned (whosetitle is supplied below)is authorized to act on behalf of the assignee.
`July 13, 2005
`Robert P. Marley
`Date
`Typedor printed name
`
`Signature
`Assistant Secretary
`
`Page 2
`
`6
`
`
`
`
` Application Number
`
`
`TRANSMITTAL
` ‘GroupArt Unit
`FORM
`ae
`_
`5,
`(to be used for all correspondenceafterinitial filing)
`Total Numberof Pagesin this Submission Attorney Docket Number|02852
`
`
`Filing Date
`First Named Inventor
`
`10/414,346
`April 15, 2003
`Harold J. Gorenz Jr
`
`ta
`
`
`
`
`(checkall that apply)
`[_] After Allowance
`Communication to Group
`{__] Appeal Communication to Board
`of Appeals and Interferences
`[__| AmendmentReply
`
`{_] Licensing-Related papers [__] Appeal Communication to Group
`{Appeal Notice, Brief, Reply Brief)
`
`[| After Final|| Petition|_} Proprietary Information
`
`|Date|July 13, 2005
`
`Fee Transmittal Form
`
`Part B-Issue Fee
`
`ENCLOSURES
`[__] Assignment Papers
`(for an Application)
`[_] Drawing(s)
`
`
`
`[___] Affidavits/Declaration(s)
`
`[___] Extension oftime Request
`
`{__] Express Abandonment Request
`
`[___] Information Disclosure Statement
`
`| Petition to Convert to a
`Provisional Application
`Powerof Attorney, Revocation,
`Change of Correspondence
`Address
`
`[~_] Terminal Disclaimer
`
`[ Status Letter with appropriate copies
`
`[___] Other Enciosure(s) (please identify below)
`0 Response to Restriction Requirement
`(J Associate Powerof Attomey
`0 RCE
`1 Copy of Notice to File Missing Parts
`
`[| Certified Copy of Priority Documents|[_|Request for Refund
`
`[__] Responseto Missing Parts/
`Incomplete Application
`
`[__] CD, Numberof CDs
`
`
`
`[|__| Responseto Missing Parts
`Under 37 CFR 1.52 or 1.53
`SIGNATURE OF APPLICANT, ATTORNEY, OR AGENT
`—
`
`Individual Registration No.|44,489LawrenceT. Cullen
`
`
`
`Firm or
`
`Signature
`
`/Date=| July 13, 2005
`
`or deposited with the
`
`
`CERTIFICATE OF TRANSMITTAL/MAILING
`__.
`| herebycertify that this correspondence is being facsimile transmitted to facsimile number
`United States Postal Service with sufficient postage thereon, asfirst-class mail, in an envelope addressed to:
`Commissionerfor Patents, P.O. Box 1450, Alexandria, VA 22313 on the datelisted below:
`Typed orprinted name
`fJ.Smith 7
`
`sgawe(ues)of
`
`ah
`
`7
`
`
`
`
`
`UNITED STATES PATENT. AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`.O.
`Box 1450
`Alexandria, Virginia 22313-1450
`WWw.UuSpto.gZ0V
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`VOLPE AND KOENIG,P.C.
`DEPT. MOT
`UNITED PLAZA,SUITE 1600
`30 SOUTH 17TH STREET
`PHILADELPHIA,PA 19103
`
`CHANG,YEAN HSI
`
`2835
`DATE MAILED:04/13/2005
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATIONNO.
`
`MOT-D2852
`Harold J. Gorenz JR.
`04/15/2003
`10/414,346
`TITLE OF INVENTION: ELECTRONIC CHASSIS AND HOUSING HAVING AN INTEGRATED FORCEDAIR COOLING SYSTEM
`
`6340
`
`APPLN. TYPE
`
`SMALLENTITY
`
`nonprovisional
`
`NO
`
`ISSUE FEE
`
`$1400
`
`PUBLICATION FEE
`
`TOTALFEE(S) DUE
`
`$300
`
`$1700
`
`DATE DUE
`
`07/13/2005
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS A PATENT.
`ON THE MERITS IS CLOSED.
`THIS NOTICE OF ALLOWANCEIS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
`REFLECTS A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL-85B (OR
`AN EQUIVALENT) MUST BE RETURNED WITHIN THIS PERIOD EVEN IF NO FEE IS DUE OR THE APPLICATION WILL
`BE REGARDED AS ABANDONED.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the SMALL ENTITYstatus shown above.
`
`If the SMALL ENTITYis shown as YES,verify your current
`SMALLENTITYstatus:
`
`If the SMALL ENTITYis shown as NO:
`
`A.If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shownabove, or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE(if required)
`and twice the amountof the ISSUE FEE shownabove, or
`
`B. If applicant claimed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box Sa on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 1/2
`the ISSUE FEE shownabove.
`
`Il. PART B - FEE(S) TRANSMITTALshould be completed and returned to the United States Patent and Trademark Office (USPTO) with
`your ISSUE FEE and PUBLICATIONFEE(if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
`completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
`completed and an extra copy of the form should be submitted.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEEunless advised to the contrary.
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rev. 12/04) Approved for use through 04/30/2007.
`
`Page | of 3
`
`8
`
`
`
`
`
`
`
`
`
`
`
`
`PART B- FEE(S) TRANSMITTAL
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`
`
`Commissioner for Patents
`
`
`
`P.O. Box 1450
`
`
`Alexandria, Virginia 22313-1450
`
`
`
`
`(703) 746-4000
`or Fax
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE(if required). Blocks 1
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will
`be mailed to the current correspondence address as
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`
`maintenance fee notifications.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | forany change ofaddress)
`Note: A certificate of mailing can only be used for domestic mailings of the
`1
`
`
`
`
`
`
`
`
`
`
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`
`
`
`
`
`
`
`
`
`
`
`papers. Each additional paper, such as an assignment or formal drawing, must °
`
`
`
`
`
`
`
`
`
`
`
`04/13/2005
`7590
`24375
`ave its own certificate of mailing or transmission.
`
`
`
`
`
`
`Certificate of Mailing or Transmission
`
`
`
`
`
`
`
`
`
`
`
`
`
`| hereby
`that this Fee(s) Transmittal is being deposited with the United
`certify
`States
`Postal Senvice with Sutfcrent postage forfirst class mail in an envelope
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`addressed to the Mail Stop ISSUE FEE address above, or being
`facsimile
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`transmitted to the USPTO (703) 746-4000, on the date indicated below.
`
`
`.
`(Depositor’s name)
`(Signature)
`
`
`
`
`
`VOLPE AND KOENIG,P.C.
`
`
`DEPT. MOT
`
`
`
`UNITED PLAZA, SUITE 1600
`
`
`
`
`30 SOUTH 17TH STREET
`
`
`
`PHILADELPHIA,PA 19103
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(Date)
`
`
`
`
`
`
`
`
`
`
`
`MOT-D2852
`Harold J. Gorenz JR.
`04/15/2003
`10/414,346
`TITLE OF INVENTION: ELECTRONIC CHASSIS AND HOUSING HAVING AN INTEGRATED FORCEDAIR COOLING SYSTEM
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`6340
`
`
`
`APPLN. TYPE
`
`
`
`
`nonprovisional
`
`
`
`SMALL ENTITY
`
`NO
`
`
`
`
`
`
`
`ISSUE FEE
`
`
`
`
`$1400
`
`
`
`
`
`
`
`PUBLICATION FEE
`
`
`
`
`TOTALFEE(S) DUE
`
`
`
`
`
`$300
`
`
`
`
`
`$1700
`
`
`
`DATE DUE
`
`
`
`
`
`07/13/2005
`
`
`
`
`
`
`
`CHANG, YEAN HSI
`2835
`361-681000
` 1, Chai
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ngeofcorrespondence addressorindication of "Fee Address" (37
`2. For printing on the patent front page,list
`CFR !
`
`
`
`
`
`
`
`
`
`
`
`
`
`(1) the names of up to 3 registered patent attomeys
`|
`
`(J Change of correspondence address (or Change of Correspondence
`
`
`
`
`
`
`
`
`
`
`
`
`or agents OR,altermatively,
`
`
`
`
`Address form PTO/SB/122)attached.
`
`
`
`
`
`
`
`
`
`
`(2) the nameof a single firm (having asa membera
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`CJ "Fee Address" indication (or "Fee Address" Indication form
`registered attomey or agent) and the names ofup to
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`3
`2 registered patent attomeys or agents. Ifnonameis
`PTO/SB/47, Rev 03-02 or more recent) attached. Use of a Customer
`
`
`
`
`
`
`
`
`
`
`
`listed, no namewill be printed.
`Numberis required.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`3. ASSIGNEE NAMEAND RESIDENCEDATATO BE PRINTED ON THE PATENT(printortype)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assigneeis identified below, no assignee data will appear on the patent.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`recordationasset forth in 37 CFR
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`
`2
`
`
`
`
`
`
`
`
`
`
`
`
`(A) NAME OF ASSIGNEE
`
`
`
`
`
`
`
`
`
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`
`
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : (LJindividual J Corporation or other private group entity (_} Government
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`4a. The following fee(s) are enclosed:
`4b, Paymentof Fee(s):
`
`
`(J issue Fee
`LJ A check in the amountofthe fee(s) is enclosed.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`[J Publication Fee (No smallentity discount permitted)
`Q Paymentbycredit card. Form PTO-2038 is attached.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`(J Advance Order - # of Copies
`LJ The Directoris hereby authorized by charge the required fee(s), or credit any overpayment, to
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Deposit Account Number (enclose an extra copy of this form).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`5. Change in Entity Status (from status indicated above)
`
`
`Ja. Applicant claims SMALL ENTITYstatus. See 37 CFR £,27.
`Ib. Applicantis no longer claiming SMALL ENTITYstatus. See 37 CFR 1.27(g)(2).
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The Director ofthe USPTOis requested to apply the Issue Fee and Publication Fee (ifany) or to re-apply any previously paid issue fee to the application identified above.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`NOTE:The Issue Fee and Publication Fee(if
`required) will not be accepted from anyone otherthan the applicant; a registered attomey or agent; or the assignee or other party in
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`interest as shownbythe records of the United States Patent and Trademark Office.
`
`
`
`
`
`
`
`
`Authorized Signature
`
`
`
`Date
`
`
`
`
`
`
`
`
`Typed or printed name Registration No.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public whichis to file (and by the USPTO to process)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, an
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`submitting the completed application form to the USPTO. Timewill vary
`depending upon the individual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S, Patent and Trademark Office, U.S. Departmentof Commerce, P.O.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Box 1450, Alexandria, virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissionerfor Patents, P.O. Box 1450,
`
`
`
`
`Alexandria, Virginia 22313-1450.
`:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number,
`
`
`
`
`
`
`
`
`PTOL-85 (Rev. 12/04) Approved for use through 04/30/2007.
`
`
`
`
`OMB0651-0033
`
`
`
`
`
`
`
`
`
`
`
`—_-U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`
`
`9
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspio.gov
`
`
`
`FILING DATE ATTORNEY DOCKET NO.|CONFIRMATION NO.FIRST NAMED INVENTOR
`
`
`
`10/414,346
`
`04/15/2003
`
`Harold J. Gorenz JR.
`
`MOT-D2852
`
`6340
`
`VOLPE AND KOENIG, P.C.
`DEPT. MOT
`UNITED PLAZA, SUITE 1600
`30 SOUTH 17TH STREET
`PHILADELPHIA, PA 19103
`
`CHANG,YEAN HSI
`
`2835
`
`DATEMAILED:04/13/2005
`
`Determination of Patent Term Adjustment under35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three. months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months)after the mailing date of this notice, the Patent Term Adjustmentwill be 0 day(s).
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentisthe filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEBsite (http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571) 272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at (703) 305-8283.
`
`PTOL-85 (Rev. 12/04) Approved for use through 04/30/2007.
`
`Page 3 of 3
`
`10
`
`
`
`Application No.
`
`Applicant(s)
`
`Ae
`
`10/414,346
`Examiner
`
`Yean-HsiChang pa
`
`GORENZ ETAL.
`
`. U.S. Patent and Trademark Office
`
`Notice of Allowability
`
`« The MAILING DATEof this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSEDinthis application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communicationwill be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENTRIGHTS.This application is subject to withdrawalfrom issueat the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`1. KX] This communication is responsive to amendmentfiled Mar. 21, 2005.
`
`2. ] The allowed claim(s) is/are 1-3,5,6 and 8-20.
`
`3. [X) The drawingsfiled on 15 April 2003 are accepted by the Examiner.
`
`40 Acknowledgmentis madeofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or(f).
`a)O) All
`=b)() Some* c)() None
`ofthe:
`1. (1 Certified copies ofthe priority documents have been received.
`2. C Certified copies of the priority documents have been received in Application No.
`3. [ Copiesof the certified copiesofthe priority documents havebeenreceivedin this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE?”of this communicationto file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENTofthis application.
`THIS THREE-MONTH PERIODIS NOT EXTENDABLE.
`
`5. (] A SUBSTITUTE OATH OR DECLARATIONmust be submitted. Note the attached EXAMINER'S AMENDMENTor NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declarationisdeficient.
`
`6. (] CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`(a) CZ including changesrequired by the Notice of Draftsperson's Patent Drawing Review ( PTO-948) attached
`1) C1 hereto or 2)(1] to Paper No/Mail Date.
`(b) CD) including changes required by the attached Examiner’s Amendment / Commentorin the Office action of
`Paper No./Mail Date.
`Identifying indicia such as the application number(see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`7. () DEPOSIT OFand/or INFORMATIONaboutthe deposit of BIOLOGICAL MATERIAL mustbe submitted. Note the
`attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. J Notice of References Cited (PTO-892)
`2. CJ Notice of Draftperson's Patent Drawing Review (PTO-948)
`
`3. [J Information Disclosure Statements (PTO-1449 or PTO/SB/08),
`Paper No./Mail Date___-
`4. (] Examiner's Comment Regarding Requirementfor Deposit
`of Biological Material
`
`5. C1 Notice of Informal Patent Application (PTO-152)
`6. [) Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. CD Examiner's Amendment/Comment
`
`8. ] Examiner's Statement of Reasons for Allowance
`9. C Other
`
`PTOL-37 (Rev. 1-04)
`
`Notice of Allowability
`
`Part of Paper No./Mail Date 20050409
`
`11
`
`11
`
`
`
`Application/Control Number: 10/414,346
`
`
`
`
`
`Art Unit: 2835
`
`
`
`
`Page 2
`
`
`
`DETAILED ACTION
`
`
`
`
`
`
`
`
`
`Continued Examination Under 37 CFR 1.114
`
`
`
`1.
`
`
`
`A request for continued examination under 37 CFR 1.114, including the fee set
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`forth in 37 CFR 1.17(e), wasfiled in this application afterfinal rejection. Since this
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`application is eligible forcontinued examination under 37 CFR 1.114, and the fee set
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`forth in 37 CFR 1.17(e) has beentimely paid, the finality of the previous Office action
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`has been withdrawn pursuantto 37 CFR 1.114. Applicant's submission filed on 3/21/05
`
`
`
`
`
`has been entered.
`
`
`
`
`2.
`
`
`3.
`
`
`
`
`
`
`
`Claims 1-3, 5-6 and 8-20 are allowed.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`The following is an examiner’s statement of reasons for allowance: The best prior
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`art of record, Faneuf et al. (US 2003/0002254 A1/US 6,813,149), Casebolt (US
`
`
`
`6,525,935 B2), Stalley (US 5,663,868), Frank,Jr. et al. (US 6,389,499 B1), and Mosset
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`al. (US 6,144,549), taken alone or in combination, fails to teach or reasonably suggest a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`printed circuit board chassis comprising: a housing having a height of one rack-unit, a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`front wall including an inlet vent, and baffle, a display module, and a jack; wherein the
`baffle is comprised of at least one blower assembly side wall that extends upwardly ~
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`beyond a top plane of a blower and contacts a top of the housing, and is positioned
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`within an interior space of the housing sothatit directs a flow of air from the inlet vent
`
`
`
`through a horizontally non-linear path to the blowerinlet port as set forth in claim 1; a
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`12
`
`
`
`
`
`Application/Control Number: 10/414,346
`
`
`
`Art Unit: 2835
`
`
`
`Page 3
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`face plate including a billboard surface, display module slot, and a jack slot; and
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`wherein said inlet vent is concealed from view by the billboard surface portion of the
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`face plate as set forth in claims