throbber
Original article
`
`
`
`Annals ofOncalogy 3: 611-617. 1992.
`® 1992 Kluwer Academic Publishers. Printed in the Netherlands.
`
`Response after withdrawal of tamoxifen and progestogens in advanced breast
`cancer
`
`A. Howell, D. J. Dodwell, H. Anderson & J. Redford
`From the CRC Department of Medical Oncology Christie Hospital, Manchester and the Department of Surgery, University Hospital of
`South Manchester
`
`Summary. Tumor response after withdrawal of endocrine
`therapy for advanced breast cancer with estrogens and
`androgens is well described. There have been few reports of
`withdrawal responses (WRs) after cessation of treatment with
`the newer antiestrogens and progestogens. We assessed WR
`in women after cessation of adjuvant therapy at first relapse,
`and after progression on first, second or third line endocrine
`therapy for advanced disease. One of seven patients (14%)
`responded after cessation of tamoxifen adjuvant therapy at
`relapse. Sixty-five of 72 patients were evaluable for WR after
`cessation of tamoxifen as first line therapy for advanced dis-
`ease. There were five partial responses (8%) and 14 (22%)
`‘no change’ with a median duration of WR of 10 months
`
`(range 3—40 months). WR were seen mainly in soft tissue dis-
`ease but there were two responses in lung and two in bone.
`Four of 21 (19%) patients had a WR after cessation of
`norethisterone acetate (3) and tamoxifen (1), all used as
`second line therapy. WR are therefore demonstrable after
`cessation of tam0xifen and norethisterone acetate with dura-
`
`tions of response similar to those found with additive ther-
`apy. Assessment of WR may represent a way of prolonging
`the overall
`response duration in patients with relatively
`indolent metastatic breast cancer, particularly in soft tissues.
`
`Key words: breast cancer. tamoxifen, withdrawal response
`(WR)
`
`Introduction
`
`‘rebound regressions’ of
`responses or
`Withdrawal
`breast cancer were first described in 1949 in a group of
`patients who had initially responded to androgens.
`When the tumor eventually progressed on androgen
`therapy a further response was obtained when treat~
`ment was stopped [1] WRs were later reported after
`cessation of therapy with estrogens in patients who had
`initially responded [2]. WRs in patients who failed to
`respond to first line treatment with estrogens were first
`described in 1956 [3]. In these early studies all WRs
`were seen after treatment with either estrogens or
`androgens and none were reported after cessation of
`corticosteroids or the progestogens in use at that time
`[4].
`The first reported WR after cessation of tamoxifen
`was seen in a patient with parenchymal lung metastases
`[5]. There was no evidence of an initial response to
`tamoxifen in this patient, indeed the growth rate of the
`metastases appeared to be stimulated by treatment.
`Withdrawal of tamoxifen resulted in a partial response
`which lasted for at least six months. However. clinicians
`doubted that WRs were observable after tamoxifen
`
`since, in another study. no WRs were seen in 19 patients
`[6]. Since that time there have been two case reports [7,
`8] and two series [9, 10] indicating that WRs do occur
`after stopping tamoxifen therapy. One study is particu—
`larly important since it gives some indication of the
`
`incidence of WR after tamoxifen [9]. Sixty—one con-
`secutive patients were assessed for WR and there were
`six (9.8%) responses.
`We began to assess WR in our clinic in 1980 and
`now report several new examples of WR after initial
`response or no response to tamoxifen. There have been
`no previous reports of WR after cessation of second
`endocrine therapy and we present evidence for this
`phenomenon and also evidence that WR can occur
`after cessation of progestogens.
`
`Patients and methods
`
`Patients
`
`The first evaluation of WR was in January 1980 and the final one
`included in this analysis was in December 1988. Seven patients were
`assessed for WR after progression on adyuvant tamoxifen, 72 after
`failure of first endocrine therapy for advanced disease and 21 after
`failure of second or third line therapy for advanced disease. Patients
`were selected for assessment of WR because they had relatively
`indolent disease and it was thought unethical to assess all patients in
`this way. Therefore during the period of study a further 194 patients
`were treated with immediate second line additive endocrine therapy
`and 128 were treated immediately with chemotherapy after failure
`of first endocrine therapy.
`
`Pretreatment characteristics
`
`The characteristics of patients assessed for WR after failure of first
`line endocrine therapy are shown in Table 1. Compared with patients
`
`AstraZeneca Exhibit 2016 p. 1
`InnoPharma Licensing LLC V. AstraZeneca AB IPR2017-00900
`Fresenius-Kabi USA LLC V. AstraZeneca AB IPR2017-01913
`
`

`

`612
`
`Table 1. Characteristics of patients at the time of second therapy.
`
`Table 2. Response to first endocrine therapy in all patients.
`
`Treatment
`
`Withdrawal Additive
`(l)
`endocrine
`(2)
`
`p
`(I vs. 2)
`
`Chemo— p (l + 2
`therapy
`vs. 3)
`(3)
`
`Second therapy
`
`Withdrawal Additive
`(1)
`endocrine
`(2)
`
`p
`(1 vs. 2)
`
`12 (8)
`37 (24)
`
`31 (20)
`
`72 (48)
`
`21 (34)
`
`13 (21)
`
`194
`72
`Patient numbers
`Response to is! endocrine therapy
`Complete (CR)
`8 (l 3)
`Partial (PR)
`20 (32)
`No change
`(NC)
`Progression
`(PD)
`Not evaluable
`(NE)
`Time in months
`Surv. from
`presentation
`Disease free
`Interval
`Time to progres-
`sion (on lst
`therapy)
`Surv1val from
`151 therapy
`Duration of
`response
`
`10
`
`73
`
`31
`
`13
`
`44
`
`15
`
`42
`
`63
`
`28
`
`8
`
`31
`
`14
`
`p (1+2
`vs. 3)
`
`Chemo'
`therapy
`(3)
`
`128
`
`0 (0)
`8 (8)
`
`0.004
`
`13 (12) <0.001
`
`85 (80)
`
`22
`
`42
`
`25
`
`3
`
`19
`
`11
`
`NS
`
`NS
`
`0.006
`
`0.002
`
`NS
`
`<0.0001
`
`0.05
`
`<0.0001
`
`<0.0001
`
`<0.0001
`
`72
`
`63
`(32—90)
`
`6 (8)
`16 (22)
`
`12 (17)
`
`Patient numbers
`Med1an age at
`presentation
`(range)
`Histology
`lnfiltrating duct 50 (70)'
`lnfiltrating
`Iobular
`Other types
`Receptors
`47 (82)
`ER+ve
`10 (18)
`-ve
`15
`NK
`37 (66)
`PR+ve
`19 (34)
`—ve
`16
`NK
`Dominant site of disease
`Locally
`advanced
`Recurr. soft
`26 (36)
`tissue
`17 (24)
`Bone
`15 (21)
`Lung
`2 (3)
`Liver
`-
`Brain
`Number of sites of disease
`1
`32 (44)
`2
`25 (35)
`3
`12(17)
`3+
`3 (4)
`
`194
`
`60
`(25—87)
`
`138 (71)
`
`14 (7)
`42 (22)
`
`108 (79)
`29 (21)
`57
`78 (58)
`57 (42)
`59
`
`25 (13)
`
`34 (17)
`70 (36)
`47 (24)
`18 (9)
`—
`
`76 (39)
`70 (36)
`37(19)
`11 (6)
`
`NS
`
`NS
`
`NS
`
`NS
`
`0.007
`
`NS
`
`128
`
`53
`(25—84)
`
`NS
`
`99 (77)
`
`8 (6)
`21 (16)
`
`NS
`
`42 (45)
`52 (55) <0.0001
`34
`32 (34)
`62 (66)
`34
`
`(0.0001
`
`6 (5)
`
`23 (18)
`27 (21 ) <0.0001
`49 (38)
`21 (16)
`2 (2)
`
`31 (24)
`55 (43)
`22(17)
`20 (16)
`
`0.0007
`
`rank test [14]. The Chi-square test was used to compare tumor re-
`sponse categories.
`
`Other methods
`
`(04:).
`n
`NS - not significant
`
`Estrogen (ER) and progesterone receptors (PR) were assayed as
`previously described [15].
`
`who were treated with additive second line endocrine therapy they
`were significantly more likely to have soft
`tissue disease only.
`Patients given chemotherapy as second treatment were significantly
`more likely to be receptor negative, to have liver and lung as domi-
`nant sites of disease and to have multiple sites of disease compared
`with the endocrine treated groups. The response to first endocrine
`therapy in the three groups is shown in Table 2. The WR group had
`a significantly higher response rate (79%: CR + PR + NC) than
`those treated later with second line additive endocrine therapy
`(52%) or with chemotherapy (20%). The WR group also had a sig-
`nificantly longer time to progression and survival from first therapy
`than the other two groups.
`
`Assessment 01' response
`
`The criteria used for assessment for tumor responses were those
`defined by Hayward et al. for the UICC [11]. Patients were examined
`monthly after withdrawal of therapy. Lung metastases were assessed
`by monthly chest x-rays and bone changes at two monthly intervals.
`The duration of response was taken from the start of treatment to
`the date of objective tumor progression. For WR this time was taken
`from the cessation of tamoxifen to the time of progression; to be
`defined as ‘no change‘ (NC) the disease had to be stable for a period
`of at least six months. We have previously shown that patients who
`have NC for at least Six months have the same survival and steroid
`
`hormone receptor characteristics as those with a PR [12]. For these
`reasons we believe that NC for 6 months is a ‘response‘.
`
`Statistical methods
`
`Results
`
`Withdrawal response after adju van! tamoxifen
`
`One of 7 patients had a WR when adjuvant tamoxifen
`therapy was stopped at the time of relapse. All relapses
`were in soft tissues. The responder was a 70-year-old
`woman who relapsed on the chest wall and axillary
`lymph nodes 11 months after mastectomy; she had NC
`for 10 months and then progressed again; tumor ster-
`oid receptor status was not known.
`
`Withdrawal response after first additive endocrine ther—
`apy for advanced breast cancer
`
`Seventy-two patients were assessed for a WR after pro-
`gressing on first line endocrine therapy for advanced
`disease. Of these, 65 were evaluable for response. Non—
`evaluability was due to the presence of sclerotic bone
`metastases or
`insufficient observations made. Five
`
`(8%) of the assessable patients had a partial response
`(PR) for 28+, 22, 8, 6 and 3 months, respectively, while
`a further 14 (21%) showed no change (NC) in tumor
`size for a period of more than six months. The median
`duration of PR was 8 months and for NC the median
`was 11 months.
`
`Time to progression and survival curves were calculated according
`to the method of Kaplan and Meier [l3] and compared using the log
`
`The first endocrine therapy in all patients was either
`tamoxifen alone (64), tamoxifen in combination with
`
`AstraZeneca Exhibit 2016 p. 2
`
`

`

`prednisolone (4) or with medroxyprogesterone acetate
`(3); one patient was assessed after withdrawal of
`megestrol acetate. One WR was seen after cessation of
`tamoxifen and medroxyprogesterone acetate (NC); the
`remainder of WRs were seen after cessation of tamo-
`xifen treatment alone. The details of all the WRs seen
`
`after first endocrine therapy are shown in Table 3. Re—
`sponses were mainly seen in advanced primary tumors
`and in skin or nodal metastases. However there were 2
`
`responses in parenchymal lung metastases and 2 in bone
`metastases. ER status of the primary tumor was known
`in 17 responders and was positive in 15 (88%). PR
`status was known in 17 and was positive in 12 (71%).
`
`Table 3. Characteristics of responders to withdrawal of first endo-
`crine therapy.
`
`Age Site(s) of
`(yrs) disease
`
`PR
`ER
`(f.mols/
`mg cyL
`protein)
`
`Re~
`sponse
`to lst
`ther.
`
`Dura- Response Dura-
`tion
`to WR
`tion
`(mths)
`(mths)
`
`77
`54
`
`47
`79
`69
`71
`74
`56
`86
`67
`77
`75
`85
`58
`47
`56
`6|
`57
`75
`
`Lung parenchyma NK
`ST. bone (NE).
`38
`PE
`ST, PE
`ST
`Adv. pnmary+ST
`Lung parenchyma
`ST
`ST, bone (NE)
`Adv. primary+ST
`ST
`Adv. pnmary
`Adv. primary
`Adv. pnmary+ST
`Bone. PE
`ST. bone
`ST
`ST
`Adv. pnmary+ST
`ST, bone (NE)
`
`12
`79
`12
`1 18
`89
`(1
`23
`50
`33
`20
`88
`585
`NK
`0
`190
`2|
`217
`
`NK
`300
`
`242
`0
`0
`231
`9
`67
`26
`111
`16
`19
`670
`80
`NK
`0
`93
`(1
`(1
`
`PR
`NC
`
`PD
`NC
`PR
`PR
`CR
`NE
`NC
`NC
`PR
`NC
`NC
`CR
`NE
`PD
`CR
`PD
`NE
`
`32
`12
`
`2
`8
`35
`57
`27
`14
`8
`22
`16
`7
`9
`27
`—
`4
`55
`4
`19
`
`PR
`PR
`
`PR
`PR
`PR
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`
`28+
`22
`
`08
`6
`3
`40
`32
`22
`21)
`15
`14
`12
`1
`1
`10
`08
`08
`07
`07
`06
`
`response; NC—No change for
`CRnComplete response: PR- Partial
`>6/12; PD - Progressive disease: ST - skin or node recurrences; PE -
`Pleural effusion; NE - Not evaluable; NK - Not known.
`
`Relationship of response to WR to response tofirst endo-
`crine therapy
`
`WRs were seen after all types of response to first ther—
`apy. Eight complete responders to first therapy were
`assessed for WR; of whom 5 were evaluable: 3 of the
`
`evaluable patients had NC for 32, 10, and 7 months,
`respectively. Eighteen of 20 partial responders to first
`therapy were evaluable; there were two PRs of 28+ and
`3 months, and 2 NC of 40 and 14 months. Twenty of
`21 patients with NC on first therapy were evaluable;
`there were 2 PRs of 22 and 6 months and 4 NC of 20,
`
`15, 12, and 11 months duration. All 13 patients with
`PD on first therapy were evaluable; there was one PR
`of 8 months and 2 NC of 8 and 6 months, respectively.
`Three NC withdrawal responses of 22, 8 and 6 months
`duration were seen in 10 patients not evaluable for first
`endocrine therapy. The proportion of WR in each
`group were not significantly different.
`
`613
`
`In 9 patients the duration of the WR was longer than
`the duration of the response to first therapy and in 9
`the duration of the first response was longer. In one pa-
`tient the duration of first response was not clear be—
`cause of missing evaluations. There was no significant
`correlation between the duration of response to first
`therapy and duration of the WR.
`
`Comparison of WR with response to immediate second
`additive endocrine therapy after failure offirst endocrine
`therapy
`
`During the period that the above 72 patients were as-
`sessed for WR after progression on first endocrine
`therapy for advanced disease, a further 196 patients
`were treated with second additive endocrine therapy
`immediately after progression on first line treatment.
`There was no significant difference between the ER
`and PR receptor distribution of the tumors from the
`two groups but the second additive therapy group were
`significantly more likely to have distant metastases
`(Table 1). Although the two groups are not strictly
`comparable because they are selected, it is of interest
`that the overall response to second additive endocrine
`therapy was significantly greater in the group not as-
`sessed for WR (response rates 30% vs. 35% [CR + PR
`+ NC], p- 0.03 (Table 4). No CRs were seen after
`assessment of WR but there were 6 (4%) with additive
`second endocrine therapy. However, there were no sig—
`nificant differences in time to progression or duration
`of response between the two groups. The survival from
`the start of second therapy was significantly poorer in
`the additive group, which is presumably a reflection of
`their more extensive disease.
`
`Table 4. Response rate and response duration to WR, compared
`with second additive endocrine therapy.
`
`Second therapy
`With-
`(%)
`Additive
`(%)
`p
`drawal
`endocrine
`
`
`n
`
`72
`
`194
`
`CR
`PR
`NC
`PD
`NE
`Surv. from 2nd
`therapy (mths)
`Time to progression
`(mths)
`Duration of response
`
`l() 10(mths) NS
`
`(4)
`( 19)
`(12)
`(65)
`
`(1.03
`
`(1.004
`
`NS
`
`0
`5
`14
`46
`7
`
`25
`
`3
`
`
`
`(0)
`(8)
`(22)
`(70)
`
`6
`26
`17
`91
`54
`
`16
`
`3
`
`
`
`Endocrine therapy afier assessment of WR
`
`Fifty-three of the 72 patients assessed for WR went on
`to have further endocrine therapy. Forty-two of the 53
`were assessable for response. The reasons for failure to
`give further additive therapy were death of the patient
`(n =- 9),
`treatment with chemotherapy (n - 9) and a
`
`AstraZeneca Exhibit 2016 p. 3
`
`

`

`acetate. The durations of responses after cessation of
`norethisterone acetate were 14, 14, and 7 months, re-
`spectively. A fourth patient was treated with 20 mg of
`tamoxifen per day as first therapy and had a complete
`response for 12 months; the dose was increased to 40
`mg per day at progression and she had a further period
`of no change for 26 months. Tamoxifen was then with-
`drawn and she had a WR of 9 months duration.
`
`Discussion
`
`This study confirms that WRs are detectable after cessa-
`tion of additive therapy with tamoxifen used as first line
`endocrine therapy for advanced breast cancer
`[5,
`6—10]. There is only a single previous report of WR
`after no initial response to tamoxifen [5] and we report
`3 further examples. In addition we report for the first
`time WR after norethisterone acetate and after cessa-
`
`tion of second line endocrine therapy.
`Five of the 24 WRs reported here were partial remis-
`sions and the remainder were in the ‘no change’ cate-
`gory. Although ‘no change’ is regarded by international
`criteria as a ‘response’ [11] a question remains as to
`whether this is justifiable. Since short periods of NC
`may be difficult to distinguish from slowly progressive
`disease we have taken a minimum period of six months
`of NC for a patient to qualify for this category of re—
`sponse. In previous studies we and others [12, 16, 17]
`have shown that, if this period is taken, the patients
`with NC have similar durations of response and sur-
`vival to those with an objective PR and their tumours
`have similar ER and PR positivity [12]. All 19 NC had
`signs of objective progression on additive therapy be-
`fore it was stopped and the period of NC lasted from 6
`to 40 months.
`
`Incidence of withdrawal response
`
`Because of patient selection for assessment of WR this
`study gives only a broad indication of the true inci—
`dence of WR in a population of women failing first line
`endocrine therapy for advanced disease. In this regard
`the paper by Canney et al. [9] is important since it is the
`only one, to our knowledge, where consecutive patients
`were assessed. They detected 6 responses (9.8%; 1 CR,
`4PRs and lNC) in 61 patients studied; all responses
`were in soft tissue disease and occurred in patients who
`had previously responded to first endocrine therapy.
`This figure is lower than the overall WR rate after first
`endocrine therapy of 30% reported here. However our
`rate falls to 6.2% (19/308) when the total number of
`evaluable patients for all types of second therapy in the
`whole study population is considered as the denomina—
`tor. It is possible that this figure would be higher if all
`of our patients, particularly those treated with second
`line additive endocrine therapy, were assessed for WR.
`In the earlier reports of WRs following cessation of
`treatments with estrogens and androgens WRs were re-
`
`614
`
`continuing WR one patient with lung metastases after
`28+ months of follow up. Eighteen (42%) of patients
`responded to second additive endocrine therapy (6 PR
`and 12NC). Ten patients who had a WR were assess-
`able and eight (80%) reSponded to further endocrine
`therapy. Six of these 8 had responded to first additive
`endocrine therapy. Thirty-one patients did not have a
`WR and of these 10 (32%) responded to further endo-
`crine therapy. Nine of these 10 had responded to first
`additive therapy. The median duration of response to
`third endocrine therapy was 12 months. A flow chart of
`the outcome of all of this group of patients is shown in
`Fig. 1.
`
`NUT TREATED
`ammo?
`WT or
`W'lTl-lDlAWAL mm OREVALUABLEPOR
`‘nuaurv
`Hum
`(a u”
`THERAPY
`
`(“65)
`
`7
`
`6
`
`1
`
`3
`
`1
`
`6
`

`0
`0
`
`0 0
`
`o
`0
`0
`

`o
`0
`o
`
`[BPONS'E
`mm
`TOFlJlST
`
`N0 RPSPONSE
`mm
`Toms-r
`
`0
`
`EVAulABlJ!
`NOT
`FOR Fms'r
`THERAPY
`
`o
`
`0
`
`0
`
`0
`
`0
`
`o
`
`Fig. 1. Overview of responses to first additive therapy, to withdrawal
`of tamoxifen, and to second additive therapy. Upper figures -
`O responders; Lower figures - O progressors.
`
`There was a small group of 6 patients who were
`assessable for all three therapies and who responded to
`all three. Two of these are of particular interest since
`they had a second response to tamoxifen after a period
`of no treatment during which a WR was assessed. Both
`had slowly progressive chest wall disease which re-
`sponded completely to the first treatment with tamo-
`xifen. After progression and cessation of tamoxifen,
`WRs were seen (NC) for 11 and 20 months, respec-
`tively; both patients then went on to have another re-
`sponse to tamoxifen when it was reintroduced at the
`same dosage of 20 mg per day but did no respond to a
`second withdrawal of tamoxifen.
`
`Withdrawal responses afier second or third line endo-
`cn’ne therapy
`
`Eighteen patients were assessed for WRs after cessation
`of second therapy and 3 after withdrawal of third ther-
`apy. There were 4 NC (22%) for 14, 14, 9, and 7
`months after withdrawal of second line additive endo-
`
`crine therapy but no responses were seen after with-
`drawal of third line endocrine therapy. Three stabilisa—
`tions were seen after withdrawal of norethisterone
`
`AstraZeneca Exhibit 2016 p. 4
`
`

`

`Table 5. Withdrawal responses after first endocrine therapy.
`
`Addl'lVL‘
`treatment
`
`VVR Total
`assessed
`
`(°..) Total stud)
`(an)
`Reference
`
`population
`
`Androgcns
`Estrogens
`Andr. 6L cslr.
`Estrogcns
`Estrogens
`Tamoxifen
`Tamoxifen
`
`7
`9
`15
`7
`X
`6
`19
`
`l
`l
`14
`HR
`22
`32
`61
`65
`
`(64) Not known
`(64) 100
`(17) 67-1
`(32)
`97
`(25)
`83
`(10)
`61
`(29) 308
`
`Escher 1949 [l]
`—
`(9.0) Husch) 1954 [2]
`(2.2)' Kaufman l96l [4|
`(7.2) Baker [972 [19]
`(9.6) Ncsto 1976 [18]
`(9.8)
`(‘anncy 1987 [9]
`(6.2)‘ This stud)
`
`‘
`
`lncludes additional WR seen after no response to first therapy.
`
`ported only in a subset of the total study population
`(Table 5). For example Huseby [2] reported WR after
`cessation of estrogens in 9 of 14 initial responders to
`estrogen but did not report assessment of WR in the
`remaining 86 patients in the total study population of
`100 patients. When these are included in the analysis
`the overall rate of WR is 9%. We show in table 9 the
`
`proportion of WR in relation to total patient numbers
`in all the reported series. The overall absolute inci-
`dence of WR ranges from 3 to 10%. It is probable that
`3% is an underestimate due to failure to assess all
`
`potential responders for withdrawal of additive endo-
`crine therapy. As judged by the consecutive series of
`Canney et al. [9] the figure may be nearer 10% of the
`total number of patients who fail first line endocrine
`therapy.
`
`Sites of response
`
`Although WRs may be of value in approximately 10%
`of patients they represent a subgroup who tend to have
`soft tissue disease. This observation also applies to the
`old studies with estrogens and androgens as well as the
`more recent studies with tamoxifen. However, there
`
`are exceptions to these observations. At least 6 WRs
`after tamoxifen have been reported in lung metastases
`[5, 7, 8. 10] (and 2 in this study) and WRs after andro-
`gens and estrogens have been reported in bone [3, 18],
`liver [18] and brain secondaries [4].
`
`615
`
`line endocrine therapy suggesting that there is a small
`group of highly endocrine responsive tumours which
`will not respond to endocrine withdrawal. Conversely
`there is a small group of patients who appear to be
`highly responsive in that they responded to withdrawal
`as well as to two additive therapies (Fig. l).
`The duration of WR for all patients in this series
`ranged from 3—40 months. A similar wide range of
`durations was reported after WR t0 androgen and
`estrogen therapy. Kaufman and Escher [4] pointed out
`that the average duration of response to withdrawal is
`similar to that seen in responders to additive therapy.
`The same appears to be the case for tamoxifen; the
`median duration of response to withdrawal of tamo-
`xifen in this study was 10 months and was identical to
`the duration of response in the group of patients given
`immediate additive therapy as second line treatment.
`WRs occur in patients who have not responded to
`first endocrine therapy. This phenomenon was report-
`ed first by Kaufman and Escher [4]. They saw 6 WRs
`after failure of patients to respond to estrogens and 4
`after failure to respond to androgens: (no denominator
`was given). Baker and Vaitkevicius [19] noted WRs in
`2 of 11 (18%) non-responders to estrogens. Legault-
`Poisson et al. [5] were the first to report WRs after fail-
`ure to respond to first line therapy with tamoxifen in a
`patient with lung metastases. The basal doubling time
`of her lung metastases as measured on serial chest
`x-rays was 120 days. After starting tamoxifen there was
`tumor growth stimulation with a reduction in the
`doubling time to 52 days. Treatment was discontinued
`after 110 days therapy and the patient remained off all
`therapy; a PR occurred which lasted for more than 6
`months. In the study reported here we found 1 PR and
`2 NC in 13 evaluable patients for WR who had objec-
`tive progression on first line therapy with tamoxifen.
`WRs after stopping progestogens have not been pre-
`viously documented. Kaufman and Escher [4] reported
`no responses after 71 trials of withdrawal to unspe-
`cified progestogens. Here we report three WRs after
`stopping norethisterone acetate given as a second line
`therapy.
`
`Comparison of WR with response to second line additive
`endocrine therapy
`
`Mechanism of withdrawal response
`
`It is well documented that a proportion of patients will
`have a response to a second additive endocrine ther—
`apy. In the group of patients who had a second additive
`therapy in this study 35% responded compared to the
`30% response rate in the potentially more favourable
`group who were assessed for a withdrawal response.
`Despite there being CRs and more PRs in the additive
`group the median durations of response and the times
`to progression of the two groups were not significantly
`different. It has to be emphasised, however. that the
`two groups are not strictly comparable because those
`assessed for WR were highly selected. However eight
`of the 10 patients who responded to additive therapy
`after failing to have a WR had also responded to first
`
`The early studies with androgens and estrogens and
`the more recent studies with antiestrogens and proges-
`togens indicate that WR is a definite phenomenon
`which occurs in a subgroup of prognostically favour—
`able patients. It appears that similar proportions of pa-
`tients with similar clinical characteristics respond to
`withdrawal of each type of therapy.
`It is tempting to suggest that because withdrawal of
`treatment results in a change from tumor growth to
`tumor regression or stabilisation. that under certain
`circumstances additive endocrine therapy may stimu-
`late tumor growth. Removal of the growth stimulus by
`stopping treatment then results in growth inhibition
`because of absence of a ‘trophic‘ hormone.
`
`AstraZeneca Exhibit 2016 p. 5
`
`

`

`616
`
`low concentrations (10‘7—10‘9 M) and in the
`At
`absence of estradiol, tamoxifen stimulates the prolif-
`eration of several estrogen receptor positive cell lines in
`vitro [20—22]. Furthermore low dose stimulation may
`be responsible for the tumor flare phenomenon re-
`ported when tamoxifen serum levels are gradually ris-
`ing during the first weeks of therapy [23]. Stimulation of
`proliferation has also been demonstrated at therapeutic
`levels (10‘6M) of tamoxifen. Thmor cells from the
`pleural effusions of two patients who had failed tamo-
`xifen therapy, were stimulated to proliferate in vitro in
`the presence of 10’6M tamoxifen [24]. These two pa-
`tients later went on to have a clinical WR when tamo-
`
`xifen therapy was stopped. Stimulation of colony for-
`mation of primary human mammary tumor cells by
`10‘6M tamoxifen in the soft agar clonogenic assay has
`been demonstrated [25, 26]. In one study [26] nearly
`30% of specimens had a > 100% survival of colonies in
`tumors exposed to tamoxifen and also to therapeutic
`concentrations of medroxyprogesterone acetate.
`A phenomenon similar to a WR in humans can be
`demonstrated in nude mice. Tamoxifen inhibits the
`
`proliferation of the human mammary tumor cell line
`MCF-7 when implanted subcutaneously in nude mice.
`However, after prolonged treatment tumors regrow and
`can be shown to have dependance upon tamoxifen;
`growth ceases when either
`tamoxifen treatment
`is
`stopped or the mice are treated with the pure antiestro-
`gen ICI 164 384 as well as tamoxifen [27]. Presumably,
`unlike tamoxifen, the latter compound prevents binding
`of the antiestrogen receptor complex to DNA and thus
`inhibits its agonist activity [28]. Agonist activity at
`therapeutic concentrations of tamoxifen is also some-
`times demonstrable in the normal endometrium and
`
`myometrium in patients undergoing treatment for their
`breast cancer [29, 30]. In addition an endometrial can-
`cer cell line grown in nude mice can be shown to prolif-
`erate more rapidly when treated with tamoxifen whilst
`MCF-7 cells implanted into the opposite flank are in-
`hibited [31]. The latter experiment suggests, although
`does not prove, that alterations in tamoxifen metabo—
`lism are unlikely to account for tumor stimulation. In
`patients, serum levels and the proportion of various
`tamoxifen metabolites show only minor changes over
`prolonged periods [32, 33]. However, changes in the
`intracellular metabolism of tamoxifen which have been
`
`described recently may be important [34].
`A satisfactory hypothesis to explain WR must ac-
`count for the apparent change of a drug from antago-
`nist to agonist during therapy, how removal of the puta-
`tive agonist can result in prolonged WR, why such an
`effect can be seen using several different classes of
`endocrine agent and why reintroduction of the same
`initial additive endocrine therapy at progression after a
`WR can result in a second response.
`One possible explanation is that some tumors have
`seteral clones of receptor positive cells each with a dif-
`ferent sensitivity to a particular hormone agonist or
`antagonist. A fundamental feature of tumor cells ap—
`
`pears to be their heterogeneity [35]; examination of a
`wide range of tumor characteristics shows that a major-
`ity are variable. Similar observations apply to normal
`tissues such as breast lobules. Wide variation in sensi-
`
`tivity to endogenous hormones is seen in early preg-
`nancy, where highly proliferative or secretory lobules
`are seen adjacent to quiescent ones, as judged by light
`microscopy, suggesting marked heterogeneity of hor-
`mone responsiveness between lobules. Clones of
`human mammary cell lines with widely different sensi-
`tivities to hormones have also been reported [36].
`It is possible that a balance between multiple clones
`within a tumor is altered by the selective pressure of
`endocrine therapy. Clones inhibited by an agent, may
`regress whilst those stimulated to grow might gradually
`become dominant. Removal of the selective pressure
`could allow the previous ‘balanced’ interactions be—
`tween clones to reoccur. under these circumstances a
`
`second response to the same agent may occur as was
`demonstrable in two of our patients. The clonal hy-
`pothesis could be tested directly by extending the
`experiments of Simon et al. [24] by exposing progres-
`sing tumours to pharmacological concentrations of
`endocrine agents in vitro. In the clinic it could be tested
`by treatment with pure antiestrogens which have been
`shown in vitro and in animals to be devoid of agonist
`activity. Treatment with the pure antiestrogen ICI
`182780 [37], which is currently entering clinical trial,
`may possibly increase response rates and response
`durations to therapy by obviating the apparent agonist
`effects of most of the commonly used additive endo-
`crine therapies.
`
`Acknowledgement
`
`Mrs Linda Ashcroft for data management. Supported
`by The Cancer Research Campaign.
`
`References
`
`improvement of inoperable breast car-
`1. Escher GC. Clinical
`cinoma under steroid treatment. In Proceedings of the lst Con-
`ference on Steroid Hormones and Mammary Carcinoma.
`Chicago. The Therapeutic Trials Committee of the Council on
`Pharmacy and Chemistry of the American Medical Assn 1949;
`92—9.
`
`2. Huseby RA. Estrogen therapy in the management of advanced
`breast carcinoma. Am J Surg 1954; 20: ”2.
`3. Lewison EF, Trimble FH, Ganelin RS. Advanced mammary
`cancer treated with sex hormones. J Am Med Assn 1956; 162:
`1429—37.
`
`4. Kaufman RJ, Escher GC. Rebound regression in advanced
`mammary carcmoma. Surgery, Gynecology & Obstetrics l96l;
`635—40.
`
`5. Legault-Poisson S. Jolivet J. Poisson R et a1. Tamoxifen-in-
`duced tumor stimulation and withdrawal response. Cancer
`Treat Rep l979;63: 1839-411.
`6. Beex LVAM. Pieters GFFM. Smals AGH et a]. Diethylstil-
`bestrol versus tamoxifen in advanced breast cancer. N Engl J
`Med 1981', 304: 1041.
`7. Belani CP, Pearl P, Whitley NO. Tamoxifen withdrawal
`sponse. Arch Int Med I989. 149: 449—50.
`
`re-
`
`AstraZeneca Exhibit 2016 p. 6
`
`

`

`Stein W, Hortobagyi GN. Blumenschein GR. Response of
`metastatic breast cancer to tamoxifen withdrawal: a report of a
`case. J Surg Oncol 1983; 22: 45—6.
`Canney PA. Griffiths T. Latief TN et al. Clinical significance of
`tamoxifen withdrawal response. Lancet 1987: i: 36.
`Rudolph R Response of metastatic breast cancer to tamoxifen
`(TAM) withdrawal. Proc Am Soc Oncol 1986: 5: 270.
`Hayward JL. Carbone PP. Heuson JC et a1. Assessment of re-
`sponse to therapy in advanced breast cancer. Eur J Cancer
`1977; 13: 89—94.
`Howell A, Mackintosh J. Jones M. The definition of the ‘no
`change' category in patients treated with endocrine therapy and
`chemotherapy for advanced carcinoma of the breast. Eur J
`Cancer Clin Oncol 1988;24: 1567—72.
`Kaplan EL. Meier P. Nonparametric estimation from incom-
`plete observations. J Am Stat Assoc 1958; 53: 457—81.
`Peto R. Pike MC. Armitage P et al. Design and analysis of ran-
`domised clinical
`trials requiring prolonged observations of
`each patient. 11. Analysis and examples. Br J Cancer 1977'. 35:
`1—39.
`Barnes DM, Ribeiro GG, Skinner LG. Two methods for meas-
`urement of oestradiol-I7B and progesterone receptors in hu-
`man breast cancer and correlation with response to treatment.
`EurJ Cancer 1977; 13: 11—33.
`Harris AL, Powlec TJ. Smith IE. Aminoglutethimide in the
`treatment of advanced postmenopausal breast cancer. Cancer
`Res 1982; 42 (suppl): 3405—8.
`Ross MB, Buzdar AU. B

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket