Lumentum Announces Receipt Of Antitrust Clearance In China And Expected Closing Date Of Its Acquisition Of Oclaro
`
`Lumentum Announces Receipt Of Antitrust
`Clearance In China And Expected Closing
`Date Of Its Acquisition Of Oclaro
`
`Date:
`
`Thursday, December 6, 2018
`
`MILPITAS, Calif., Dec. 6, 2018 /PRNewswire/ -- Lumentum Holdings Inc.
`("Lumentum") today announced, in connection with its pending acquisition of
`Oclaro, Inc. ("Oclaro"), that it has obtained antitrust clearance from the People's
`Republic of China's State Administration for Market Regulation. This clearance
`satisfies the acquisition's closing condition regarding the receipt of antitrust approval
`in the People's Republic of China. As such, Lumentum currently expects that the
`Oclaro acquisition will close on or around December 10, 2018.
`
`Cautionary Note Regarding Forward-Looking Statements
`
`The statement in this release regarding the expected closing date of the Oclaro
`acquisition is a forward-looking statement within the meaning of Section 27A of the
`Securities Act of 1933 and Section 21E of the Securities Exchange Act of 1934. This
`forward-looking statement involves risks and uncertainties that could cause actual
`results to differ materially from that projected. For more information on this and
`other risks, please refer to the "Risk Factors" section included in Lumentum's
`Quarterly Report on Form 10-Q for the fiscal quarter ended September 29, 2018 filed
`with the Securities and Exchange Commission ("SEC") on November 1, 2018, in
`Lumentum's Annual Report on Form 10-K for the fiscal year ended June 30, 2018
`filed with the SEC on August 28, 2018, and in the Form S-4 filed by Lumentum with
`the SEC on May 17, 2018, as amended on May 31, 2018, in connection with the Oclaro
`transaction and in the documents which are incorporated by reference therein. The
`forward-looking statement contained in this press release is made as of the date
`hereof and Lumentum assumes no obligation to update such statements, except as
`required by applicable law.
`
`No Offer or Solicitation
`
`This communication is for informational purposes only and not intended to and does
`not constitute an offer to subscribe for, buy or sell, the solicitation of an offer to
`subscribe for, buy or sell or an invitation to subscribe for, buy or sell any securities or
`the solicitation of any vote or approval in any jurisdiction pursuant to or in
`connection with the proposed transaction or otherwise, nor shall there be any sale,
`issuance or transfer of securities in any jurisdiction in contravention of applicable
`law. No offer of securities shall be made except by means of a prospectus meeting the
`requirements of Section 10 of the Securities Act of 1933, as amended, and otherwise
`in accordance with applicable law.
`
`Additional Information and Where to Find It
`
`In connection with the proposed transaction between Lumentum and Oclaro,
`
`https://www.lumentum.com/en/media-room/news-releases/lumentum-announces-receipt-antitrust-clearance-china-and-expected-closing-date-its-acqui...
`
`IPR2017-01881
`
`PETITIONER EXHIBIT 1043
`Page 1 of 2
`
`

`

`Lumentum Announces Receipt Of Antitrust Clearance In China And Expected Closing Date Of Its Acquisition Of Oclaro
`
`Lumentum filed a registration statement on Form S-4 with the SEC, which includes a
`proxy statement of Oclaro that also constitutes a prospectus of Lumentum. The
`registration statement was declared effective by the SEC on May 31, 2018, and Oclaro
`commenced mailing the definitive joint proxy statement/prospectus to stockholders
`of Oclaro on or about June 4, 2018, and the special meeting of the stockholders of
`Oclaro was held on July 10, 2018.
`
`LUMENTUM AND OCLARO URGE INVESTORS AND SECURITY HOLDERS TO
`READ THE DEFINITIVE PROXY STATEMENT/PROSPECTUS AND OTHER
`DOCUMENTS FILED WITH THE SEC CAREFULLY AND IN THEIR ENTIRETY
`BECAUSE THEY WILL CONTAIN IMPORTANT INFORMATION ABOUT THE
`PROPOSED TRANSACTION.
`
`Investors and security holders may obtain these materials and other documents filed
`with the SEC free of charge at the SEC's website, www.sec.gov. Copies of documents
`filed with the SEC by Lumentum (when they become available) may be obtained free
`of charge on Lumentum's website at www.lumentum.com or by directing a written
`request to Lumentum Holdings Inc., Investor Relations, 400 North McCarthy
`Boulevard, Milpitas, CA 95035. Copies of documents filed with the SEC by Oclaro
`(when they become available) may be obtained free of charge on Oclaro's website at
`www.oclaro.com or by directing a written request to Oclaro, Inc. Investor Relations,
`225 Charcot Avenue, San Jose, CA 95131.
`
`About Lumentum
`
`Lumentum (NASDAQ: LITE) is a market-leading manufacturer of innovative optical
`and photonic products enabling optical networking and commercial laser customers
`worldwide. Lumentum's optical components and subsystems are part of virtually
`every type of telecom, enterprise, and data center network. Lumentum's commercial
`lasers enable advanced manufacturing techniques and diverse applications including
`next-generation 3D sensing capabilities. Lumentum is headquartered in Milpitas,
`California with R&D, manufacturing, and sales offices worldwide. For more
`information, visit www.lumentum.com.
`
`Contact
`Investors:
`Media:
`
`Chris Coldren, 408-404-0606; investor.relations@lumentum.com
`Greg Kaufman, 408-546-4235; media@lumentum.com
`
`View original content:http://www.prnewswire.com/news-releases/lumentum-
`announces-receipt-of-antitrust-clearance-in-china-and-expected-closing-date-of-its-
`acquisition-of-oclaro-300761250.html
`
`SOURCE Lumentum
`
`https://www.lumentum.com/en/media-room/news-releases/lumentum-announces-receipt-antitrust-clearance-china-and-expected-closing-date-its-acqui...
`
`IPR2017-01881
`
`PETITIONER EXHIBIT 1043
`Page 2 of 2
`
`