AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas - Marshall Div
`on the following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv741
`PLAINTIFF
`
`Uniloc USA Inc
`
`DATEFILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div
`DEFENDANT
`
`ADP LLC
`
`reas[OSS
`Prowse|SidSOS
`Pesows|SidSS
`a
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page1
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 1
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas - Marshall Div
`on the following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv743
`PLAINTIFF
`
`UNLOC USAInc
`
`DATEFILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div
`DEFENDANT
`
`Concur Tech., Inc
`
`reas[OSS
`Prowse|SidSOS
`Pesows|SidSS
`a
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 2
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 2
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas - Marshall Div.
`on the following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv744
`PLAINTIFF
`
`UNILOC USA INc
`
`DATEFILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div.
`DEFENDANT
`
`Salesforce Com, Inc
`
`reas[OSS
`Prowse|SidSOS
`Pesows|SidSS
`a
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 3
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 3
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas - Marshall Div.
`on the following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv745
`PLAINTIFF
`
`UNILOC USA, Inc
`
`DATEFILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div.
`DEFENDANT
`
`UBISOFT, Inc
`
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`PATENT OR
`TRADEMARKNO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 4
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 4
`
`

`

`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas - Marshall Div.
`on the following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`16cv746
`PLAINTIFF
`
`UNILOC USA
`
`DATEFILED
`7/8/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas - Marshall Div.
`DEFENDANT
`
`VALVE Corp.
`
`HOLDER OF PATENT OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`PATENT OR
`TRADEMARKNO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 5
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 5
`
`

`

`Page 1 of 1
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`CONFIRMATIONNO. 9481
`
`GROUP ARTUNIT
`
`2141
`
`pocheNNO
`5577-130DV
`30
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`*BIBDATASHEET*
`Bib Data Sheet
`
`SERIAL NUMBER
`09/870,608
`
`FILING OR 371(c)
`DATE
`05/31/2001
`RULE
`
`APPLICANTS
`David E. Cox, Raleigh, NC;
`Kent F. Hayes JR., ChapelHill, NC;
`David B. Lindquist, Raleigh, NC;
`John R. McGarvey, Apex, NC;
`Abdi Salahshour, Raleigh, NC;
`
`* CONTINUING DATA HREKKEKKEEKEREKEREEEKKEKEE
`This application is a DIV of 09/211,528 12/14/1998 PAT 6,510,466 * (*)Data provided by applicant is not
`consistent with PTO records.
`
`* FOREIGN APPLICATIONS RAKKKEEKKEREAKRERERAIE
`
`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
`
`CJ yes CY no
`Foreign Priority claimed
`ve: STATE OR|SHEETS
`
`
`35 USC 119 (a-d) conditions CJ yes C) no Cl metafter COUNTRY|DRAWING
`met
`Allowance
`NC
`9
`Examiner's Signature
`
`ADDRESS
`25259
`
`ITLE
`METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR DISTRIBUTION OF APPLICATION
`PROGRAMSTO A TARGET STATION ON A NETWORK
`
`Q All Fees
`C) 4.16 Fees( Filing )
`
`
`
`FILING FEE |FEES:Authority has been given in Paper[E1347FeesProcessingExt.of|RECEIVED _[No.
`
`time )
`
`[Doter
`
`to charge/credit DEPOSIT ACCOUNT
`for following:
`
`.
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 6
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 6
`
`

`

`mS
`
`PART B- FEE(S) TRANSMITTAL
`
`
`
`{
`
`
`
`20792
`
`7590
`
`02/23/2006
`
`09870608
`
`Complete and sendthis form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATIONFEE(if required). Blocks 1
`appropriate. All further correspondenceincluding the Patent, advance orders and notification: of maintenance fees willbemailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenancefeenotifications.
`:
`
`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block 1 for any change ofaddress)
`can only be used for
`Note: A certificate ofmailing
`domestic mailings of the
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`that this Feets) Transmittal is being deposited with the United
`certify
`I hereby
`MYERSBIGEL SIBLEY & SAJOVEC
`Postal Service with sufficient postage forfirst class mail in an envelope
`States
`PO BOX:37428
`addressed to the Mail Stop. ISSUE FEE
`address above, or being
`facsimile
`RALEIGH, NC 27627
`transmitted to the USPTO (571) 273-2885,
`onthe date indicated below.
`
`05/11/2006 HBIZUNE2 00000105 090461
`
`
`
`O1 FCs150%
`1400.00 DA
`ge Fess 0.
`rd
`
`
`[__arpuicationno.|NO. ATTORNEY DOCKETNO. [_conriRMATIONNo.]NO.FILING DATE FIRSTNAMEDINVENTOR
`
`
`
`
`
`5577-130DV
`.
`,
`David E. Cox
`-
`05/31/2001
`09/870,608
`TITLE OF INVENTION: METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTSFOR DISTRIBUTION OF APPLICATION PROGRAMS
`TO A TARGET STATION ON A NETWORK
`.
`
`9481
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`nonprovisional
`
`NO
`
`ISSUE FEE
`
`$
`
`1400
`
`PUBLICATION FEE
`
`TOTALFEE(S) DUE
`
`$300
`
`$1700
`
`DATE DUE
`
`05/23/2006
`
`BAYARD, DJENANE M
`2141
`709-203000
`
`
` 1. Cha
`2. Forprinting on the patent front page,list
`ngestcorrespondenceaddressor indication of"Fee Address"(37
`CFR |
`(1) the names ofup to 3 registered patent attorneysSibleyMyersBigel
`
`
`
`C) Change ofcorrespondenceaddress (or Change of Correspondence
`or agents OR, alternatively,
`& Sa5 ovec
`Address form PTO/SB/122) attached.
`(2) the nameof a single firm (having as a member a
`2
`
`OO) “Fee Address"indication (or "Fee Address” Indication form
`registered attorney or agent) and the names of up to
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`2 registered patent attorneys or agents. Ifnonameis
`3
`Numberis required.StephenA.Calogero—listed, no namewill be printed.
`
`
`
`. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(printortype)
`If an assigneeis identified below, the document has been filed for
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR
`3.11. Completion of this form is NOTa substitute for filing an assignment.
`(A) NAMEOF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
` 3
`
`Armonk, NY
`International Business Machines Corporation
`Please checkthe appropriate assignee category or categories (will not be printed on the patent) : O) individual XJ Corporation or otherprivate group entity OC) Governmenteeeen
`
`4a. The following fee(s) are enclosed:
`Issue Fee
`Publication Fee (No small entity discount permitted)
`C) Advance Order - # of Copies
`
`4b. Paymentof Fee(s):
`C) A checkin the amountofthe fee(s) is enclosed.
`C) Paymentbycredit card. Form PTO-2038 is attached.
`&) The Director is hereby authorized by charge the required fee(s), or credit any overpayment, to
`Deposit Account Number_09—0461
`(enclose an extra copy ofthis form).
`
`5. Changein Entity Status (from status indicated above)
`CT b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR t.27(g)(2).
`Oa. Applicant claims SMALLENTITYstatus. See 37 CFR1.27.
`0a
`be f
`HPeg
`ication Fee (if any) or to re-apply any previously paid issue fee to the application identified above.
`TheDirector of the USPTOis requested
`ply the Issue
`NOTE:TheIssue Fee and Publytayion Yep Gfrg quired) willfnof
`bpacgepted from anyoneotherthan the applicant; a registered attomeyor agent; or the assignee or other party in
`
`interest as shown by the recordgofthe ited Gtayes Kpteny ng Apradgmark Office.
`
`suzesignawre 9VASQUAUalV//
`
`me 3/27/2006
`
`36 ’ 811
`Registration No.
`Typed or printed name Robert W. Glatz
`This collection of information is required by 37 CFR 1.311. THe information is required to obtain or retain a benefit by the public whichis to file (and by the USPTOto process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Timewill vary dependin uponthe individual case. Any comments on the amount of time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to
`the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ma.yitginia2313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`lexandria, Virginia
`-
`.
`Under the Paperwork Reduction Act of 1995, no personsare required to respondto a collection of information unlessit displays a valid OMBcontrol number.
`
`PTOL-85 (Rev. 01/06) Approved for use through 04/30/2007.
`
`OMB0651-0033
`
`U.S. Patent and Trademark Office PREOHTFAAISSEMMERCE
`Ubisoft, et al. EX1003 Page 7
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 7
`
`

`

`
` &
`
`MAY 1.0 2006 -
`
`AttorneyDocket No. 5577-130DV
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Examiner: Djenane M. Bayard
`In re: Coxetal.
`Group Art Unit: 2141
`Application Serial No.: 09/870,608
`Confirmation No.: 9481
`Filed: May31, 2001
`For:> METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTS FOR
`DISTRIBUTION OF APPLICATION PROGRAMS TO A TARGET STATION ON A
`NETWORK
`
`a
`Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Date: March 27, 2006
`
`CHANGE OF CORRESPONDENCE ADDRESS
`
`Sir:
`
`to:
`
`The address of the correspondence attorney in the above-referenced case has changed
`
`USPTO Customer No. 25259
`International Business Machines Corporation
`Dept. T81/Bldg. 503
`PO Box 12195
`Research Triangle Park, NC 27709
`
`Please address all correspondenceto the above address.
`
`fillyssu
`
`te
`
`
`ect
`
` Robert W.
`
`Registration No. 36,¥11
`
`USPTO Customer No. 20792
`Myers Bigel Sibley & Sajovec, P.A.
`Post Office Box 37428
`Raleigh, North Carolina 27627
`Telephone: 919/854-1400
`Facsimile: 919/854-1401
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 8
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 8
`
`

`

`FORM PTO-1449 U.S. Department of Commerce
`"Patent and Trademark Office
`
`Attomey Docket Number
`5$77-130DV
`
`| LIST OF DOCUMENTS CITED BY APPLICANT
`
`. (Use several sheets if necessary)
`
`6,192,414
`
`6,105,066
`
`, 6,108,712
`
`6,105,069
`
`5,745,879
`
`6,175,363
`
`$,848,243 ©
`
`$5,911,066
`
`6,175 832
`
`5,680,615
`
`°§,875,327
`
`6.070, 190
`
`6,105,063
`
`5,440,739
`
`5,748,896
`
`5,881,236
`5,845,077
`
`5,778,368
`
`$,263,165
`5.689,7098
`$,764,887
`
`3,771,354
`
`$,813,009
`
`$,554,979
`
`|
`
`Wyman
`
`Williams et ai.
`
`Kulkarni et al
`
`Williams et al.
`
`Luzzi et al.
`
`Marlin et al.
`
`Brandt et al.
`
`Reps et al.
`
`Hayes, Jr.
`
`Beck et al.
`
`Daly et af.
`
`Dickey
`Fawcett
`
`Janis
`
`Ke spoe
`
`KRH 540-06
`
`|
`
`|]
`H
`
`EXAMINER
`*EXAMINER
`
`
`DATE CONSIDERED
`:
`initia) if reference considered, whether or not citation is in conformance with MPEP 609, draw line through citation if
`aot in conformance and not considered.
`Include copy of this form with next commununication to applicant.
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 9
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 9
`
`

`

`U7
`
`
`
`UniteD STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address; COMMISSIONER FOR PATENTS
`450
`P.O. Box 1
`Virginia 22313-1450
`WwWw.Uspio.gov
`
`NOTICE OF ALLOWANCEAND FEE(S) DUE
`
`MYERSBIGEL SIBLEY & SAJOVEC
`PO BOX 37428
`RALEIGH, NC 27627
`
`BAYARD, DJENANE M
`PAPER NUMBER
`
`2141
`DATE MAILED:02/23/2006
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`5577-130DV
`David E. Cox
`05/3 1/2001
`09/870,608
`TITLE OF INVENTION: METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTSFOR DISTRIBUTION OF APPLICATION PROGRAMS
`TO A TARGETSTATION ON A NETWORK
`
`9481
`
`APPLN. TYPE
`
`nonprovisional
`
`SMALLENTITY
`NO
`
`ISSUE FEE
`
`$1400
`
`PUBLICATION FEE
`
`TOTAL FEE(S) DUE
`
`$300
`
`$1700
`
`DATE DUE
`
`05/23/2006
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEAS A PATENT.
`THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OFPATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE
`REFLECTS A CREDIT FOR ANY PREVIOUSLYPAID ISSUE FEE APPLIED IN THIS APPLICATION. THE PTOL-85B (OR
`AN EQUIVALENT) MUST BE RETURNED WITHIN THIS PERIOD EVEN IF NO FEE IS DUE OR THE APPLICATION WILL
`BE REGARDED AS ABANDONED.
`
`HOW TO REPLYTO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITYis shownas YES,verify your current
`SMALL ENTITY status:
`
`If the SMALL ENTITYis shown as NO:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`
`A. Pay TOTAL FEE(S) DUE shownabove,or
`
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE(if required)
`and twice the amount of the ISSUE FEE shownabove,or
`
`B. If applicant claimed SMALL ENTITYstatus before, or is now
`claiming SMALL ENTITYstatus, check box 5a on Part B - Fee(s)
`Transmittal and pay the PUBLICATIONFEE(if required) and 1/2
`the ISSUE FEE shownabove.
`
`ll. PART B - FEE(S) TRANSMITTALshould be completed and returned to the United States Patent and Trademark Office (USPTO)with
`your ISSUE FEE and PUBLICATIONFEE(if required). Even if the fee(s) have already been paid, Part B - Fee(s) Transmittal should be
`completed and returned. If you are charging the fee(s) to your deposit account, section "4b" of Part B - Fee(s) Transmittal should be
`completed and an extra copy of the form should be submitted.
`
`Il. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEEunlessadvised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenancefees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL-85 (Rey. 01/06) Approvedfor use through 04/30/2007.
`
`Page 1 of 3
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 10
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 10
`
`

`

`PART B - FEE(S) TRANSMITTAL
`
`Block #
`
`fi
`many
`
`change ofaddress
`
`)
`
`can only be used for domesuc mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`pers. Each additional paper, such as an assignment or formal drawing, must
`Pave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`at this Fee(s) Transmittal is being deposited with the United
`I hereb certify
`States
`Postal
`Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop
`ISSUE FEE address above, or being
`facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the [SSUE FEE and PUBLICATION FEE(if required).Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees willbemailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate
`"FEE ADDRESS" for
`maintenance fee notifications.
`“Use
`D!
`IRRENT
`u
`CORRESPONDENCEADDRESS (Note: Use
`w
`20792
`7590
`02/23/2006
`MYERSBIGEL SIBLEY & SAJOVEC
`PO BOX 37428
`RALEIGH, NC 27627
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEYDOCKET NO.
`
`CONFIRMATION NO.
`
`5577-130DV
`David E. Cox
`05/31/2001
`09/870,608
`TITLE OF INVENTION: METHODS, SYSTEMS AND COMPUTER PROGRAM PRODUCTSFOR DISTRIBUTION OF APPLICATION PROGRAMS
`TO A TARGETSTATION ON A NETWORK
`
`9481
`
`APPLN. TYPE
`
`nonprovisional
`
`SMALL ENTITY
`NO
`
`EXAMINER
`
`ISSUE FEE
`
`$1400
`
`ART UNIT
`
`PUBLICATION FEE
`
`TOTALFEE(S) DUE
`
`$300
`
`$1700
`
`DATE DUE
`
`05/23/2006
`
`CLASS-SUBCLASS
`
`709-203000
`BAYARD, DJENANE M
`2141
`
`
`1. Chai
`
`2. For printing on the patent front page,list
`ngestcorrespondence addressor indication of "Fee Address" (37
`CFR |
`
`(1) the names of up to 3 registered patent attorneys
`l
`() Change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`Address form PTO/SB/122) attached.
`
`(2) the name ofa single firm (having asa membera
`
`() “Fee Address"indication (or "Fee Address"Indication form
`registered attorney or agent) and the namesofup to
`PTO/SB/47; Rev 03-02 or morerecent) attached. Use of a Customer
`3
`2 registered patent attomeys or agents. Ifno nameis
`Numberis required.
`listed, no namewill be printed.
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATATO BE PRINTED ON THE PATENT(printor type)
`If an assignee is identified below, the documenthas beenfiled for
`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFK
`3.11. Completion ofthis form is NOTa substitute forfiling an assignment.
`.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`
`
`2
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : O) individuat O Corporation or otherprivate group entity () Governmenteeen
`
`4a. The following fee(s) are enclosed:
`C) Issue Fee
`C) Publication Fee (No smallentity discount permitted)
`C) Advance Order - # ofCopies
`
`4b. PaymentofFee(s):
`() A check in the amountofthe fee(s) is enclosed.
`O Paymentbycredit card. Form PTO-2038 is attached.
`() TheDirectoris hereby authorized by charge the required fee(s), or credit any overpayment, to
`Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Changein Entity Status (from status indicated above)
`Ob. Applicantis no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`Oa. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`__
`The Director ofthe USPTOis requested to apply the Issue Fee and Publication Fee (ifany) or to re-apply any previously paid issue fee to the application identified above.
`NOTE:TheIssue Fee and Publication Fee (if
`required) will not be accepted from anyoneother than
`the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown bythe records ofthe United States Patent and TrademarkOffice.
`
`Authorized Signature
`
`Date
`
`
`Typed orprinted name
`Registration No.
`This collection ofinformation is required by 37 CFR 1.311. The information is required to obtain orretain a benefit by the public whichis to file (and by the USPTO to process)
`an application. Confidentialityis governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Timewill vary de; ending uponthe individual case. Any comments on the amountof time you require to complete
`this form and/or suggestions for reducing this burden, should be sent to
`the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`P.O.
`Box 1450, Alexan 3vit nia22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`exandria, Virginia
`-
`.
`Underthe Paperwork Reduction Act of 1995, no persons are required to respondto a collection of information unlessit displays a valid OMBcontrol number.
`
`PTOL-85 (Rev. 01/06) Approvedfor use through 04/30/2007.
`
`OMB 0651-0033
`
`_U.S.Patent and Trademark Office; LF2FREPQRIMENO OBBMMERCE
`Ubisoft, et al. EX1003 Page 11
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 11
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspio.gov
`
`09/870,608
`
`05/31/2001
`
`David E. Cox
`
`5577-130DV
`
`9481
`
`-
`
`srromer DooKeTno|
`
`GoNRIBATONNO
`
`20792
`
`7590
`
`02/23/2006
`
`MYERSBIGEL SIBLEY & SAJOVEC
`
`RALEIGH, NC 27627
`
`INER
`
`BAYARD, DIENANE M
`
`3141
`DATE MAILED:02/23/2006
`
`Determination of Patent Term Adjustment under 35 U.S.C.154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 782 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months)after the mailing date ofthis notice, the Patent Term Adjustmentwill be 782 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicantwill be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEBsite(http://pair.uspto.gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1-(888)-786-0101
`or
`(571)-272-4200.
`
`PTOL-85 (Rev. 01/06) Approved for use through 04/30/2007.
`
`Page 3 of 3
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 12
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 12
`
`

`

`Notice of Allowability
`
`Application No.
`
`09/870,608
`Examiner
`
`Applicant(s)
`
`COX ETAL.
`Art Unit
`
`Djenane M. Bayard
`
`2141
`
`
`
`
`
`
`
`
`-- The MAILING DATEofthis communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSEDin this application.
`If not included
`
`
`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENTRIGHTS.This application is subject to withdrawalfrom issueat the initiative
`
`
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`4. K] This communication is responsive to 11/09/05.
` 2. XJ The allowed claim(s) is/are 15-20, 22, 24-37.
`
`
`3. (] Acknowledgmentis made ofa claim for foreign priority under 35 U.S.C. § 119(a)-(d)or(f).
`a) All
`~=b)() Some*
`c)LJNone_
`ofthe:
`1. DJ Certified copies of the priority documents have been received.
`2. C1 Certified copies of the priority documents have been received in Application No.
`3. [1] Copiesof the certified copies of the priority documents have been received in this national stage application from the
`International Bureau (PCT Rule 17.2(a)).
`* Certified copies not received:
`
`
`
`
`
`
`
`
`
`
`
`
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE”of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABANDONMENTofthis application,
`THIS THREE-MONTHPERIODIS NOT EXTENDABLE.
`
`4.) A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENTor NOTICE OF
`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
`
`5. (] CORRECTED DRAWINGS( as “replacement sheets”) must be submitted.
`
`(a) DJ including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948)attached
`1) hereto or 2) to Paper No./Mail Date__.
`(b) CJ including changesrequired by the attached Examiner's Amendment / Commentorin the Office action of
`Paper No/Mail Date__.
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawingsin the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`6. (] DEPOSIT OFand/or INFORMATION aboutthe deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Attachment(s)
`
`1. (J Notice of References Cited (PTO-892)
`5. FJ Notice of Informal Patent Application (PTO-152)
`2. (Notice of Draftperson’s Patent Drawing Review (PTO-948)
`6. DF Interview Summary (PTO-413),
`Paper No./Mail Date
`.
`7. C0 Examiner's Amendment/Comment
`
`3. J Information Disclosure Statements (PTO-1449 or PTO/S8/08),
`
`Paper No./Mail Date
`4.0 Examiner's Comment Regarding Requirement for Deposit
`of Biological Material
`
`8. ] Examiner's Statement of Reasonsfor Allowance
`
`9. [] Other
`
`.
`
`
`
`
`U.S, Patent and Trademark Office
`PTOL-37 (Rev. 7-05)
`Notice of Allowability
`
`Mu RUPALDHARIA
`SUPERVISORY PATENT EXAMINER
`
`x
`
`
`
`
`Part of Paper No./Mail Date 20060214
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 13
`
`
`
`
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 13
`
`

`

`a
`
`Application/Control Number: 09/870,608
`Art Unit: 2141
`
`Page 2
`
`Allowable Subject Matter
`Claims 15-20, 22, 24-37 are allowed.
`
`The following is an examiner’s statement of reasons for allowance: Providing an
`
`l.
`
`2.
`
`application program to be distributed to the network managementserver in combination with
`
`preparing a file packet associated with the application program and including a segment
`
`configured to initiate registration operations for the application program at the target on-demand
`
`server.
`
`Any comments considered necessary by applicant must be submitted nolater than the
`
`paymentofthe issue fee and, to avoid processing delays, should preferably accompanythe issue
`
`fee. Such submissions should beclearly labeled “Comments on Statement of Reasonsfor
`
`Allowance.”
`
`Conclusion
`
`3.
`
`Any inquiry concerning this communicationor earlier communications from the
`
`examiner should be directed to Djenane M. Bayard whose telephone numberis (571) 272-3878.
`
`The examiner can normally be reached on Monday- Friday 5:30 AM- 3:00 PM..
`
`If attempts to reach the examinerby telephone are unsuccessful, the examiner’s
`
`supervisor, Rupal Dharia can be reached on (571) 272-3880. The fax phone number for the
`
`organization where this application or proceedingis assigned is 571-273-8300.
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 14
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 14
`
`

`

`Application/Control Number: 09/870,608
`Art Unit: 2141
`
`Page 3
`
`Information regarding the status of an application may be obtained from the Patent
`
`Application Information Retrieval (PAIR) system. Status information for published applications
`
`may beobtained from either Private PAIR or Public PAIR. Status information for unpublished
`
`applicationsis available through Private PAIR only. For more information about the PAIR
`
`system, see http://pair-direct.uspto.gov. Should you have questions on accessto the Private PAIR
`
`system, contact the Electronic Business Center (EBC) at 866-217-9197 (toll-free).
`
`Djenane Bayard
`
`Patent Examiner
`
`PAL DHARIA
`‘SUPEAYISORY PATENT EXANINER
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 15
`
`IPR2017-01827
`Ubisoft, et al. EX1003 Page 15
`
`

`

`Issue Classification
`
`ih|lil
`
`ORIGINAL
`
`Application/Control No.
`
`Applicant(s)/Patent under
`Reexamination
`
`Ooéco=aoO
`
`©Oooc
`
`4<>=rc.Powoa
`
`CLASS
`
`SUBCLASS
`
`