`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`
`APPLE INC.,
`Petitioner
`
`v.
`
`
`
`
`
`UNILOC LUXEMBOURG S.A.,
`Patent Owner
`
`
`
`
`Case IPR2017-01804
`PATENT 8,724,622
`
`
`
`
`
`
`
`
`PATENT OWNER PRELIMINARY RESPONSE TO PETITION
`PURSUANT TO 37 C.F.R. § 42.107(a)
`
`
`
`Tables of Contents
`
`
`
`
`
`
`
`
`2
`INTRODUCTION
`I.
`3
`II. RELATED MATTERS OF THE ’622 PATENT
`7
`III. THE BOARD SHOULD DENY INSTITUTION under § 325(d)
`IV. PETITIONER WILL BE ESTOPPED UNDER 35 U.S.C. § 315(e)(1) 12
`V.
`THE ’622 PATENT
`12
`Effective Filing Date of the ’622 Patent
`12
`
`Overview of the ’622 Patent
`12
`
`VI. PERSON OF ORDINARY SKILL IN THE ART
`16
`VII. PETITIONER RELIES ON INCORRECT CLAIM
`CONSTRUCTIONS
`“instant voice messaging application”
`
`“client platform system”
`“communication platform system”
`
`V. NO REASONABLE LIKELIHOOD THAT AT LEAST ONE OF
`THE CHALLENGED CLAIMS IS UNPATENTABLE
`Zydney does not render obvious “wherein the instant voice
`
`messaging application includes a document handler system
`for attaching one or more files to the instant voice message”
`(claim 27)
`Zydney does not render obvious “wherein the instant voice
`message includes an object field” (independent claim 3)
`No prima facie obviousness for “wherein the instant voice
`messaging application includes a message database storing
`the instant voice message, wherein the instant voice message
`is represented by a database record including a unique
`identifier” (dependent claims 14-17 and 28-31)
` No prima facie obviousness for “a display [at the client
`device] displaying a list of one or more potential recipients”
`(claims 38-39)
`
`17
`17
`22
`24
`
`26
`
`28
`
`32
`
`37
`
`45
`
`
`
`VI. THE SUPRENIE COURT IS CURRENTLY REVIEWING THE
`
`CONSTITUTIONALITY OF INTER PARTES REVIEW
`
`PROCEEDINGS
`
`51
`
`IPR2017-1804
`
`US. Patent 8,724,622
`
`List of Exhibits
`
`enabled com ression over HTTP
`
`Declaration of William Easttom II
`
`Descri . tion
`
`Microsoft TechNet article showing Microsoft IIS 6.0
`
`iii
`
`
`
`
`
`
`
`I.
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`INTRODUCTION
`Petitioner Apple Inc. has now filed four petitions for inter partes review
`
`against U.S. Patent No. 8,724,622 (“the ’622 patent”) owned by Uniloc
`
`Luxembourg S.A. (“Patent Owner”). See IPR2017-0223, IPR2017-0224,
`
`IPR2017-1804 (the present Petition), and IPR2017-1805 (filed concurrently
`
`with the present Petition). The Board denied institution on Apple’s first pair of
`
`petitions. See IPR2017-0223 and IPR2017-0224. As a procedural matter, the
`
`Board should deny the instant Petition under 35 U.S.C. § 325(d) because
`
`Petitioner provides no persuasive justification for its latest piecemeal and
`
`harassing challenges based on a combination of references it admittedly knew
`
`of a year ago. Contrary to what Petitioner alleges, the non-exhaustive example
`
`factors set forth in Blue Coat Systems v. Finjan1 confirm the present facts
`
`warrant denial pursuant to 35 U.S.C. § 325(d).
`
`Even if the Board were inclined to consider the merits of the present
`
`Petition, notwithstanding the fact that the present circumstances invoke 35
`
`U.S.C. § 325(d), the Petition is admittedly duplicative of the petition filed in
`
`IPR2017-1667 and, consequently, the instant Petition has at least the same
`
`substantive deficiencies previously identified in Patent Owner’s Preliminary
`
`Response filed in that earlier matter. See IPR2017-1667.
`
`
`1 IPR2016-01443, Paper 13, pp. 8-9.
`
`2
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`II. RELATED MATTERS OF THE ’622 PATENT
`The ’622 patent is in a family of patents including United States Patent
`
`Nos. 7,535,890 (the ’890 Patent); 8,243,723 (the ’723 Patent); 8,199,747 (the
`
`’747 Patent); and 8,995,433 (the ’433 Patent). The diagram below illustrates
`
`how this family of patents are interrelated by priority claims.
`
`
`Petitioner has filed eight of the thirty-six petitions for inter partes review
`
`filed against these five patents, as highlighted in the table below. See Case Nos.
`
`IPR2017-0220, -221, -222, -223, -224, -225, -1804, and -1805. No less than
`
`3
`
`
`
`IPR2017-1804
`
`US. Patent 8,724,622
`
`eighteen interpartes review petitions filed against this family of patents predate
`
`Petitioner’s latest filings.
`
`Facebook / WhatsApp
`
`7-Apr-l7
`
`
`
`Facebook / WhatsApp
`
`Semeugglee
`
`Samsung Elec
`
`Semeggglee
`
`Samsunglee
`
`eemeueglee
`
`eemeengglee
`
`Apple
`
`Aggle
`
`——_
`IPR201 7—1798
`20—Jul-17
`'622
`
`4
`
`
`
`IPR2017-1804
`
`US. Patent 8,724,622
`
`
`
`As shown in the table above, on November 14, 2016, Apple Inc. filed two
`
`petitions against the ’622 patent (case Nos. IPR2017-00223 and IPR2017-
`
`00224). On May 25, 2017, the Board fully denied (at the preliminary stage) both
`
`of those petitions.
`
`Having failed in its initial attempts to present a primafacie challenge, and
`
`with the benefit of a year’s worth of multiple filings in these related matters,
`
`Petitioner now seeks additional bites at the apple by concurrently filing two
`
`additional petitions against
`
`the ’622 patent (case nos. IPR2017-l804 and
`
`IPR2017-1805). Notably, Petitioner filed its latest challenges on the eve of the
`
`one-year §315(b) time bar. See 35 U.S.C. § 315(b) (“An inter partes review may
`
`not be instituted if the petition requesting the proceeding is filed more than 1
`
`year after the date on which the petitioner .
`
`.
`
`. is served with a complaint alleging
`
`infringement of the patent). It is also worth noting that Petitioner concurrently
`
`5
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`filed its latest round of petitions on the same day (July 20, 2017) that Samsung
`
`Elec. filed its six petitions against this patent family. Although presumably the
`
`parties coordinated their efforts, neither party identifies the other as a real party
`
`in interest.
`
`The instant Petition neglects to identify all the related matters pursuant to
`
`the requirements of 37 C.F.R. § 42.8(b)(2) and 35 U.S.C. § 312(a)(4). The Board
`
`has previously held that “[t]he Petition’s failure to comply with 37 C.F.R. §
`
`42.8(b)(2), and thus also 35 U.S.C. § 312(a)(4), could be grounds for denial of
`
`the Petition.” See Apple, Inc. v. ContentGuard Holdings, Inc., IPR2015-00356,
`
`Paper No. 9 (P.T.A.B. June 26, 2015) (Decision Denying Institution of Inter
`
`Partes Review) (citations omitted). In its decision denying institution, the Board
`
`offered the following explanation:
`
`A petition for an inter partes review “may be considered only
`if,” among other things, ‘the petition provides such other
`information as the Director may require by regulation.” 35
`U.S.C. § 312(a)(4). In that regard, the Director requires a
`petitioner to include certain mandatory notices with its petition.
`37 C.F.R. § 42.8(a)(1). The mandatory notices include a
`requirement to “[i]dentify any other judicial or administrative
`matter that would affect, or be affected by, a decision in the
`proceeding.” 37 C.F.R. § 42.8(b)(2) (titled “Related matters”);
`see also 35 U.S.C. § 312(a)(4). “Judicial matters include
`actions involving the patent in federal court. Administrative
`
`6
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`matters include every application and patent claiming, or which
`may claim, the benefit of the priority of the filing date of the
`party’s involved patent or application as well as any ex parte
`and inter partes reexaminations for an involved patent.” Office
`Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,760 (Aug.
`14, 2012).
`Id., at pp. 5-6. At a minimum, the Petition fails to notify the Board of all the
`
`related inter parties review matters listed in the table above which predate the
`
`filing of the present Petition. This procedural deficiency provides independent
`
`grounds for denial of the Petition, particularly given Apple Inc. has been
`
`admonished by the Board already for this very defect. See Apple, Inc. v.
`
`ContentGuard Holdings, Inc., IPR2015-00356, Paper No. 9 (P.T.A.B. June 26,
`
`2015) (Decision Denying Institution of Inter Partes Review) (citations omitted).
`
`The instant Petition does provide what appears to be an accurate summary
`
`of pending litigation related to the ’622 patent. Pet. 1-3.
`
`III. THE BOARD SHOULD DENY INSTITUTION UNDER § 325(d)
`After twice failing in its attempt to challenge the validity of the ’622
`
`patent, and with the benefit of Patent Owner’s Preliminary Responses and the
`
`Board’s decisions in those matters, Petitioner now seeks third and fourth
`
`attempts to challenge the same claims previously addressed. In doing so,
`
`Petitioner makes no attempt to differentiate the art it now cites from the art cited
`
`in the previously-denied petitions (IPR2017-00223 and IPR2017-00224). Such
`
`7
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`piecemeal and harassing attacks against the same patent invokes 35 U.S.C.
`
`§ 325(d).
`
`To the extent the example and non-exhaustive factors set forth in Blue
`
`Coat Systems v. Finjan 2 are informative to the present analysis, they only serve
`
`to confirm that § 325(d) applies here. The first factor, “the finite resources of
`
`the Board,” disfavors permitting Petitioner to serially-file multiple petitions
`
`against the same patent. Id. The second factor (addressing the one-year
`
`requirement under 35 U.S.C. § 316(a)(11)) is neutral at best, given that
`
`multiplying a proceeding with multiple petitioners can only put further strain on
`
`the Board regarding this statutory requirement. The third factor, “whether the
`
`same petitioner previously filed a petition directed to the same claims of the
`
`same patent” is directly applicable here and independently confirms denial is
`
`appropriate. Id.
`
`The fourth factor, “whether, at the time of filing of the earlier petition, the
`
`petitioner knew of the prior art asserted in the later petition or should have
`
`known of it,” also confirms denial is appropriate. Id. While Petitioner vaguely
`
`alleges that its search for “prior art did not uncover Zydney, Shinder, Clark, and
`
`Appelman” (Pet. 76-77), Petitioner makes no attempt to support that allegation
`
`
`2 IPR2016-01443, Paper 13, pp. 8-9 (collecting cases). Notably, nothing in the
`Blue Coat order suggests its example factors are exhaustive or provide a bright-
`line test as to whether 35 U.S.C. § 325(d).
`8
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`with a sworn declaration or an explanation of the how it had previously
`
`conducted its prior art searches in a manner that did not encompass the
`
`references it now cites.
`
`Regardless whether Petitioner actually knew of the Zydney , Shinder,
`
`Clark, and Appelman references at the time of the earlier filings, the evidence
`
`before the Board confirms Petitioner should have known of those references.
`
`Apple Inc. can hardly be considered a small enterprise without resources to
`
`conduct a thorough search for what it considers to be the best prior art.
`
`Moreover, Petitioner admits that it knew of the references cited in the present
`
`Petition within mere weeks of filing its original petitions in Case Nos. IPR2017-
`
`0223 and IPR2017-0224. Pet. 77. Petitioner provides no explanation for why it
`
`was able to locate the cited references in December 2016, but was purportedly
`
`unable to do so just a few weeks earlier (i.e., as of the filing date of the prior
`
`petitions). Given that nearly coincident timing, it is reasonable to conclude
`
`Petitioner should have known of those references as of the earlier filings.
`
`Turning to the references themselves, the primary reference cited in the
`
`instant petition (Zydney) is a PCT patent application that is text searchable using
`
`the same free online search engines Petitioner no doubt used in selecting the
`
`U.S. patents cited in the pair of denied petitions. The same is true for the
`
`Appelman and Clark references, which are both U.S. patents. Similarly, it should
`
`not have been difficult for Apple Inc. to have located the Shinder reference a
`9
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`few weeks earlier. Given the overwhelming evidence that Petitioner should have
`
`known of these references as of the original petitions, the fourth example factor
`
`of Blue Coat independently confirms denial is appropriate.
`
`The fifth factor also favors denial—i.e., “whether, at the time of filing of
`
`the later petition, the petitioner already received the patent owner’s preliminary
`
`response to the earlier petition or received the Board’s decision on whether to
`
`institute review in the earlier petition.” Blue Coat, PR2016-01443, Paper 13, pp.
`
`8-9. Here, Petitioner now seeks through joinder to derive at least the benefit
`
`provided by Patent Owner’s two preliminary responses (both filed on March 17,
`
`2017) and the Board’s two decisions to deny institution (both dated May 25,
`
`2017).
`
`The sixth and seventh factors strongly favor denial. The sixth factor
`
`addresses “the length of time that elapsed between the time the petitioner learned
`
`of the prior art asserted in the later petition and the filing of the later petition.”
`
`Blue Coat, PR2016-01443, Paper 13, pp. 8-9. The seventh factor is “whether the
`
`petitioner provides adequate explanation for the time elapsed between the filing
`
`dates of multiple petitions directed to the same claims of the same patent.” Id.
`
`Petitioner offers no explanation whatsoever for why it waited nearly a year,
`
`indeed the very last day before expiration of the statutory time bar, before
`
`attempting to challenge the same claims of the ’622 patent based on the
`
`10
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`references cited in the present Petition. The Board in Blue Coat emphasized
`
`similar circumstances as strongly favoring denial:
`
`Further, as Patent Owner points out (Prelim. Resp. 12), the
`instant Petition was filed on the one-year anniversary of the
`filing of Patent Owner’s complaint against Petitioner in the
`district court on July 15, 2015—i.e., just before the raising
`of the bar against further challenges by Petitioner to any
`claims of the ’494 patent. … Thus, it is appropriate to
`consider the harassing impact that the resulting piecemeal
`challenges have on Patent Owner in defending its patent.
`Blue Coat Systems v. Finjan, IPR2016-01443, Paper 13, pp. 14-15 (citations
`
`omitted).3
`
`The eighth factor also favors denial because “the same or substantially
`
`same prior art or arguments were previously presented to the office.” Petitioner
`
`provides no explanation for why the arguments and art cited in its Petition differ
`
`in any way from either the art cited during prosecution or the art Petitioner
`
`previously cited in Case No. IPR2017-0223.
`
`For the foregoing reasons, each one of the eight model factors set forth in
`
`Blue Coat provides an independent basis to confirm the Board should deny the
`
`Petition under § 325(d).
`
`
`3 Notably, the Board in Blue Coat stated “[t]hese various considerations also
`inform our consideration of the first and second factors.” Id. (citing Alarm.com
`Inc. v. Vivint, Inc., Case IPR2016-01091, slip op. at 13 (PTAB Nov. 23, 2016)
`(Paper 11)).
`
`11
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`IV. PETITIONER WILL BE ESTOPPED UNDER 35 U.S.C. § 315(e)(1)
`35 U.S.C. § 315(e)(1) will estop Petitioner from maintaining this IPR. As
`
`explained in the preceding section, Petitioner’s grounds raised in the current
`
`Petition either were raised or “reasonably could have been raised” in either of
`
`Petitioner’s two previous petitions concerning the ’622 Patent, mandating
`
`dismissal of this proceeding.
`
`V.
`
`THE ’622 PATENT
` Effective Filing Date of the ’622 Patent
`
`The ’622 patent is titled “SYSTEM AND METHOD FOR INSTANT
`
`VOIP MESSAGING.” Ex. 1001. The ’622 patent issued from U.S. Patent
`
`Application No. 13/546,673, which is a continuation of U.S. Patent No.
`
`8,243,723, which is a continuation of U.S. Patent No. 7,535,890, filed on
`
`December 18, 2003. The ’622 patent issued on May 13, 2014. Petitioners do
`
`not contest that the ’622 patent is at least entitled to an effective filing date of
`
`December 18, 2003.
`
` Overview of the ’622 Patent
`
`The
`
`’622 patent
`
`recognized
`
`that conventional circuit-switched
`
`communications enabled traditional telephony yet had a variety of technical
`
`disadvantages that limited developing other forms of communication over such
`
`networks. According to the ’622 patent, “[c]ircuit switching provides a
`
`communication path (i.e., dedicated circuit) for a telephone call from the
`12
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`telephone terminal to another device 20 over the [public switched telephone
`
`network or] PSTN, including another telephone terminal. During the telephone
`
`call, voice communication takes place over that communication path.” Ex.
`
`1001, 1:29-34. Ex. 2001 ¶18.
`
`The ’622 patent expressly distinguishes circuit-switched networks from
`
`packet-switched networks (e.g., the Internet) at least in that the latter routes
`
`packetized digital information, such as “Voice over Internet Protocol (i.e.,
`
`“VoIP”), also known as IP telephony or Internet telephony.”4 Ex. 1001., 1:35-
`
`36. Ex. 2001 ¶19.Because legacy circuit-switched devices were unable to
`
`communicate directly over packet-switched networks, media gateways (114)
`
`were designed to receive circuit-switched signals and packetize them for
`
`transmittal over packet-switched networks, and vice versa. Ex. 1001., 2:8-18.
`
`
`4 Consistent with the ’622 patent specification, the USPTO has also recognized
`there are significant differences between circuit-switched and packet-switched
`networks during the relevant timeframe. See, e.g., U.S. Application No.
`90/012,728 and 90/012,789 (Notice of Intent to Issue Ex Parte Reexamination
`Certificate, dated April 10, 2014) at page 9, where the USPTO confirmed the
`following:
`
`
`Ethernet packet switching protocol, including TCP/IP, are very
`specific connectionless/packet switched protocols. In contrast to
`connection-oriented protocols, connectionless/packet switched
`protocols do not need to set up a dedicated path in advance. Rather,
`routers send fragmented messages or “packets” to their destination
`independently. Connectionless protocols have a number of
`advantages over connection-oriented protocols, including better
`use of available bandwidth.
`
`13
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`Ex. 2001 ¶19.The conversion effected by media gateways (e.g., 114 and 118)
`
`highlights the fact that packetized data carried over packet-switched networks
`
`(e.g., IP network 102) are different from, and are incompatible with, an audio
`
`signal carried over a dedicated packet-switched circuit. Ex. 1001., 2:8-21. Ex.
`
`2001 ¶19.
`
`The ’622 patent further recognized that, notwithstanding the advent of
`
`instant text messages, at the time of the claimed invention there was no similarly
`
`convenient analog to leaving an instant voice message over a packet-switched
`
`network. Ex. 1001., 2:22-53. Ex. 2001 ¶20. Rather, “conventionally, leaving a
`
`voice message involves dialing the recipient’s telephone number (often without
`
`knowing whether the recipient will answer), waiting for the connection to be
`
`established, speaking to an operator or navigating through a menu of options,
`
`listening to a greeting message, and recording the message for later pickup by
`
`the recipient. In that message, the user must typically identify himself or herself
`
`in order for the recipient to return the call.” Ex. 1001., 2:26-33. Ex. 2001 ¶20.
`
`The inventor observed, therefore, that “notwithstanding the foregoing
`
`advances in the VoIP/PSTN voice communication and voice/text messaging,
`
`there is still a need in the art for providing a system and method for providing
`
`instant VoIP messaging over an IP network.” Ex. 1001., 2:47-51. Ex. 2001 ¶21.
`
`In certain disclosed embodiments, the ’622 patent addressed that need, in part,
`
`by providing a user-accessible client (208) that is specially configured for
`14
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`instant voice message (IVM) and for direct communication over a packet-
`
`switched network (e.g., through an Ethernet card). Ex. 1001., 12:13-14. Ex.
`
`2001 ¶21.More specifically, the ’622 patent teaches that certain clients (208) are
`
`specially configured to “listen[] to the input audio device 212,” “record[] the
`
`user’s speech into a digitized audio file 210 (i.e., instant voice message) stored
`
`on the IVM client 208,” and “transmit[] the digitized audio file 210” as
`
`packetized data (e.g., using TCP/IP) over a packet-switched network (e.g.,
`
`network 204) “to the local IVM server 202.” Ex. 1001., 8:8-11 and 8:21-22. Ex.
`
`2001 ¶21.
`
`The Petition challenges two independent (claims 3, 27, and 38) and
`
`seventeen dependent claims (6-8, 10, 11, 13, 14-23, 28-35, and 39). For the
`
`convenience of the Board, independent claim 3 is reproduced below:
`
`3. A system comprising:
`
`a network interface connected to a packet-switched
`network;
`
`a messaging system communicating with a plurality
`of instant voice message client systems via the
`network interface; and
`
`a communication platform system maintaining
`connection information for each of the plurality of
`instant voice message client systems indicating
`whether there is a current connection to each of the
`plurality of instant voice message client systems,
`
`15
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`wherein the messaging system receives an instant
`voice message from one of the plurality of instant
`voice message client systems, and
`
`wherein the instant voice message includes an object
`field including a digitized audio file.
`
`VI. PERSON OF ORDINARY SKILL IN THE ART
`Petitioner alleges through its declarant, Dr. Lavian, that “a person of
`
`ordinary skill in the art for purposes of the ’622 patent would have possessed at
`
`least a bachelor’s degree in computer science, computer engineering, or
`
`electrical engineering with at least two years of experience in development and
`
`programming relating to network communication systems (or equivalent degree
`
`or experience).” Pet. 6 (citing Ex. 1002 ¶¶13-15). To simplify the issues before
`
`the Board at this preliminary stage, Patent Owner does not presently offer a
`
`different definition for a person of ordinary skill in the art. Mr. Easttom opines
`
`that a POSITA is someone who would have possessed on the priority date a
`
`bachelor’s degree in electrical engineering or computer science (or equivalent
`
`degree/experience) with at least two years of experience in computer
`
`programming and software development, including the development of software
`
`for communication with other computers over a network. Ex. 2001 ¶21. Mr
`
`Easttom believes Dr. Lavian’s opinions concerning a POSITA are essentially
`
`the same as his, and any differences are inconsequential to the dispute before
`
`the Board. Id.
`
`16
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`RELIES
`VII. PETITIONER
`CONSTRUCTIONS
`Petitioner seeks to construe three terms: (1) “instant voice messaging
`
`ON
`
`INCORRECT
`
`CLAIM
`
`application”; (2) “client platform system”; and (3) “communication platform
`
`system.” Petitioner’s proposed definitions should be rejected as violating
`
`fundamental canons of claim construction equally applicable in this forum when
`
`applying the broadest reasonable interpretation. Petitioner’s reliance on incorrect
`
`claim constructions taints the entire Petition and provides an independent basis
`
`for denial at the preliminary stage.
`
`
`
`“instant voice messaging application”
`
`A POSITA would have understood the term “application” in the context
`
`of the ’622 patent to mean a software program that performs a particular task or
`
`function(s). Ex. 2001 ¶23. Thus, a POSITA would have understood that whole
`
`phrase “instant voice messaging application” means “a software program that
`
`performs instant voice messaging tasks or functions. Ex. 2001 ¶23, 32.
`
`Petitioner and its expert, Dr. Lavian, acknowledge that a POSITA would
`
`understand the term “application” means “computer software for performing a
`
`particular function.” Pet. at 7 (citing Ex. 1002 at ¶ 53 [citing Ex. 1012, the
`
`Microsoft Computer Dictionary defining “application as “[a] program designed
`
`to assist in the performance of a specific task, such as word processing,
`
`accounting, or inventory management.”]). Ex. 2001 ¶24. However, Petitioner
`
`17
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`and Dr. Lavian then assert that, based on the written description of the ’622
`
`patent, the term “instant voice messaging application” should not be limited to
`
`software. Pet. at 7-8; see also Ex. 1002 at ¶ 54. Petitioner’s sole motivation for
`
`taking such an expansive view is to argue that the Zydney reference discloses
`
`certain claim features.
`
`As explained by Mr. Easttom, a POSITA reading the’622 patent would
`
`NOT deviate from the Petitioner’s acknowledged and understood meaning. Ex.
`
`2001 ¶23-32.
`
`Petitioner asserts that the ’622 patent discloses that functions associated
`
`with instant voice messaging are performed by the IVM client 208, which is a
`
`“general-purpose programmable computer.” Pet. at 7 (citing Ex. 1001 at 12:11-
`
`14). Ex. 2001 ¶26. Petitioner also points to FIG. 3, reproduced below, which is
`
`“an exemplary illustration of the architecture in the IVM client 208 for enabling
`
`instant voice messaging according to the present invention.” Ex. 1001 at 12:4-
`
`6. A POSITA would have understood that “architecture” in the context of FIG.
`
`3, means the structure and functions of the software in the client computer. Ex.
`
`2001 ¶26.
`
`18
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`
`
`FIG. 3 in the ’622 Patent: Client Architecture
`
`Referring to FIG. 3, the IVM client 208, which is a device that includes
`
`software running on a processor, “comprises a client platform 302 for
`
`generating an instant voice message and a messaging system 320 for messaging
`
`between the IVM client 208 and the IVM server 202 for enabling instant voice
`
`messaging.” Ex. 1001 at 12:7-10 (boldface added). Ex. 2001 ¶27. Petitioner
`
`appears to contend that because the “written description does not identify any
`
`particular software program capable of performing all of the functions
`
`associated with the ‘instant voice messaging application’ recited in the claims,”
`
`and because the “client” is a computer system that the “application” may be
`
`hardware. Pet. at 7. This argument is incorrect. Ex. 2001 ¶¶27-32.
`
`19
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`A patent need not include every detail of an invention if the descriptions
`
`are adequate for a POSITA to understand it. FIG. 3 is such a case because it does
`
`not explicitly show a labeled box for the “application” that comprises a “client
`
`platform 302” and a “messaging system 320,” but a POSITA would have
`
`understood that, despite the lack of an explicit application label in FIG. 3, the
`
`application as claimed is an implied box around client platform 302 and
`
`messaging system 320. Ex. 2001 ¶28. Furthermore, the application is software
`
`(and not hardware) because it is comprised of two software blocks, the client
`
`platform 302 and the messaging system 320. Ex. 2001 ¶28. This understanding
`
`is confirmed by the remainder of the disclosure for several reasons.
`
`First, the ’622 patent teaches that “[the] messaging system and the client
`
`engine 304 communicate via standard inter-process communication.” Ex.
`
`1001 at 12:21-23. A POSITA would have understood the term “inter-process
`
`communication” as a term of art that refers to different parts of a software
`
`application, known as “processes,” often executing simultaneously and
`
`communicating information with each other. Thus, the messaging system and
`
`the client platform must be software. Ex. 2001 ¶29.
`
`Second, referring to FIG. 3, the term CLIENT ENGINE 304 informs a
`
`POSITA that CLIENT ENGINE is software because the term “engine” is a
`
`well-known term of art to describe software. Ex. 2001 ¶30. Each of the blocks
`
`in client platform 302—Document Handler 306, Audio File 210, Audio File
`20
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`Creation 312, File Manager 308, and Msg Database 310—inform a POSITA
`
`that they are software because their functions are clearly implemented in
`
`software in view of the written description. The document handler 306 “oversees
`
`the retrieving, sending, receiving and storing of one or more documents (or files)
`
`attached to instant voice messages ...” Ex. 1001 at 12:26-28. Ex. 2001 ¶30. The
`
`file manager and database “accesses a message database,” and “services
`
`requests from the user to record, delete, or retrieve messages to/from the
`
`message database 310.” Ex. 1001 at 12:34-35 and 12:38-40. “Audio file creation
`
`312 creates an instant voice message as audio file 210, and is responsible for ...
`
`storing the input speech into audio file 210.” Id. at 12:40-44. The ’622 patent
`
`includes similar descriptions for the signal processing, encryption/decryption,
`
`and compression/decompression
`
`functions of
`
`the client engine 304.
`
`Id. at 12:44-50. Ex. 2001 ¶30.
`
`Third, Petitioner do not point to any support in the ’622 patent that
`
`discloses hardware that performs any function of the messaging system or the
`
`client platform. Ex. 2001 ¶31.
`
`For at least the reasons presented in the section above and in the totality
`
`of the ’622 patent, the term “instant voice message application” means “a
`
`software program that performs instant voice messaging tasks and functions.”
`
`Ex. 2001 ¶32.
`
`21
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`In the absence of “persuasive evidence” that a term or word has “a
`
`specially defined meaning in the field of art” encompassed by the patent, “the
`
`ordinary and customary meaning attributed to this term by those of ordinary skill
`
`in this art at the time of invention ‘involves little more than the application of
`
`the widely accepted meaning of commonly understood words.’” Cat Tech LLC
`
`v. TubeMaster, Inc., 528 F.3d 871, 884 (Fed. Cir. 2008) (citing Phillips v. AWH
`
`Corp., 415 F.3d 1303, 1314 (Fed. Cir. 2005)).
`
`
`
`“client platform system”
`
`Petitioner also incorrectly proposes to construe “client platform system”
`
`as “hardware and/or software on a client for generating an instant voice
`
`message.” Pet. at 9. Again, Petitioner relies upon its incorrect construction to
`
`argue that the claimed client platform system is disclosed by Zydney. However,
`
`for several independent reasons, a POSITA would have realized that this
`
`construction cannot be correct. Ex. 2001 ¶33.
`
`First, just as the Petitioners unreasonably include “hardware” in the
`
`construction of “application,” they unreasonably include “hardware” in their
`
`proposed construction of “client platform system.” As explained above
`
`concerning the construction of “application,” the “client platform” is described
`
`in FIG. 3 and is understood to be software. For the same reasons that an
`
`“application” is software, a “client platform,” and thus, “client platform
`
`system,” is also software. Ex. 2001 ¶34.
`22
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`Second, the Petitioners specialize their proposed construction of “client
`
`platform system” to the function “for generating an instant voice message.” This
`
`construction conflicts with the specification that defines the “client platform
`
`system”:
`
`“the instant voice message client 208 comprises a client
`platform 302 for generating an instant voice message. .
`.. The client platform 302 comprises a client engine 304,
`which controls other components, namely the document
`handler 306, file manager 308, audio file creation 312,
`signal processing 314, encryption/decryption 316, and
`compression/decompression 318.”
`
`Ex. 1001, 12:18-21 (boldface added). Ex. 2001 ¶34. Fig. 3 of the ’622 Patent
`
`illustrates:
`
`
`’622 Patent, Fig. 3 (red box annotation added). Thus, Fig. 3 illustrates that the
`
`instant voice messaging client 208 includes a client platform 302 for generating
`
`23
`
`
`
`
`
`
`
`
`
`
`
`
`
`IPR2017-1804
`U.S. Patent 8,724,622
`
`an instant voice message. The client platform 302 includes a client engine 304
`
`which controls other components, including the document handler 306 and the
`
`file manager 308 and components which handle aud