UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`_____________
`
`DELL INC. AND EMC CORPORATION Petitioner
`
`VERITAS TECHNOLOGIES LLC,
`Petitioner,
`
`v.
`
`REALTIME DATA LLC d/b/a IXO,
`Patent Owner.
`
`____________
`
`U.S. Patent Nos. 9,054,728 and 7,161,506
`___________
`
`
`
`DECLARATION OF SCOTT BENNETT, Ph.D.
`
`27 October 201622 June 2017
`
`1
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 001
`
`

`

`I, Scott Bennett, Ph.D., resident of Urbana, Illinois, hereby declare as
`
`follows:
`
`Introduction and Qualifications
`
`1.
`
`I have been retained by Winston & StrawnLatham & Watkins LLP
`
`to provide my opinions concerning the public availability of certain documents at
`
`issue in inter partes review proceedings for U.S. Patent Nos. 9,054,728 and
`
`7,161,506.
`
`2.
`
`My curriculum vitae is appended to this document as Appendix A.
`
`From 1956 to 1960, I attended Oberlin College, where I received an A.B. in
`
`English. I then attended Indiana University, where I received an M.A. in 1966
`
`and a Ph.D. in 1967, both in English. In 1976, I received a M.S. in Library
`
`Science from the University of Illinois. I also served at the University of Illinois
`
`at Urbana‐Champaign in two capacities. First, from 1967 to 1974, I was an
`
`Assistant Professor of English; then from 1974 to 1981, I was an Instructor,
`
`Assistant Professor, and Associate Professor of Library Science.
`
`2
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`Exhibit 1033
`Page 002
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`

`

`3.
`
`From 1981 to 1989, I served as the Assistant University Librarian for
`
`Collection Management, Northwestern University. From 1989 to 1994, I served
`
`as the Director of The Milton S. Eisenhower Library at The Johns Hopkins
`
`University. From 1994 to 2001, I served as the University Librarian at Yale
`
`University. In 2001, I retired from Yale University.
`
`4.
`
`Since then, I have served in multiple capacities for various
`
`organizations, including as a consultant on library space planning from 2004 to the
`
`present, as a Senior Advisor for the library program of the Council of Independent
`
`Colleges from 2001 to 2009, as a member of the Wartburg College Library
`
`Advisory Board from 2004 to the present, and as a Visiting Professor at the
`
`Graduate School of Library and Information Science, University of Illinois at
`
`3
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 003
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`

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`Urbana‐Champaign, in the Fall of 2003. I was a founding partner of Prior Art
`
`Documentation Services, LLC, in 2015.
`
`5.
`
`Over the course of my work as a librarian, professor, researcher, and
`
`author of numerous publications, I have had extensive experience with cataloging
`
`and online library management systems built around Machine-Readable Cataloging
`
`(MARC) standards. As a consultant, I have substantial experience in
`
`authenticating documents and establishing the date when they were available to
`
`persons exercising reasonable diligence.
`
`6.
`
`In the course of more than fifty years of academic life, I have myself
`
`been an active researcher. I have collaborated with many individual researchers
`
`and, as a librarian, worked in the services of thousands of researchers at four
`
`prominent research universities. Members of my family are university researchers.
`
`Over the years, I have read some of the voluminous professional literature on the
`
`information seeking behaviors of academic researchers. And as an educator, I
`
`have a broad knowledge of the ways in which students in a variety of disciplines
`
`4
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`Veritas Techs. LLC
`Exhibit 1033
`Page 004
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`

`

`learn to master the bibliographic resources used in their disciplines. In all of
`
`these ways, I have a general knowledge of the how researchers work.
`
`7.
`
`My work in this matter is being billed at my standard consulting rate
`
`of $8891 per hour. My compensation is not in any way contingent upon the
`
`outcome of this or any other inter partes review. I have no financial or personal
`
`interest in the outcome of this proceeding or any related litigation.
`
`Scope of this Declaration
`
`8.
`
`I am not a lawyer and I am not rendering an opinion on the legal
`
`question of whether any particular document is, or is not, a “printed publication”
`
`under the law.
`
`9.
`
`I am, however, rendering my expert opinion on when and how each
`
`of the documents addressed herein was disseminated or otherwise made available
`
`to the extent that persons interested and ordinarily skilled in the subject matter or
`
`art, exercising reasonable diligence, could have located the documents before
`
`December 11, 1998.
`
`10.
`
`I reserve the right to supplement my opinion in the future to respond
`
`to any arguments that the Patent Owner raises and to take into account new
`
`information as it becomes available.
`
`5
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 005
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`

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`Materials Considered in Forming My Opinion
`
`11.
`
`In forming the opinions expressed in this declaration, I have reviewed
`
`the document and attachments referenced below. Each item is a type of material
`
`that experts in my field would reasonably rely upon to in forming their opinions.
`
`These materials were created in the ordinary course of business and were intended
`
`by the organizations creating them to be used by and relied on by members of the
`
`public.
`
`Document 1. William H. Hsu and Amy E. Zwarico, “Automatic Synthesis
`of Compression Techniques for Heterogeneous Files,” Software: Practice
`& Experience, 25,10 (October 1995): 1097-1116.
`
`12.
`
`The following Attachments are true and accurate representations of
`
`library material and online documents and records, as they are identified below.
`
`All attachments were secured on 17-21 October 2016. All URLs were available
`
`on 19 October 2016.
`
`Attachment 1a: Statewide Illinois Library Catalog record for Software: Practice
`
`& Experience
`
`Attachment 1b: DepaulDePaul University Library catalog record for
`
`Software: Practice & Experience
`
`Attachment 1c: Copy of Hsu from the DepaulDePaul University Library
`
`Attachment 1d: Wiley Online Library index record for Hsu
`
`Attachment 1e: Copy of Hsu from the Wiley Online Library
`
`6
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 006
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`

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`Attachment 1f: Copy of Hsu from the University of Illinois at Urbana-
`
`Champaign Library
`
`Attachment 1g: Copy of Hsu from the University of Minnesota Library
`
`Attachment 1h: Copy of Hsu from the Illinois Institute of Technology Library
`
`13.
`
` Helen Sullivan is a Managing Partner in Prior Art Documentation
`
`Services LLC (see http://www.priorartdocumentation.com/hellen-sullivan/
`
`http://www.priorartdocumentation.com/helen-sullivan/ ). Her primarily
`
`responsibility in our partnership is to secure the bibliographic documentation used
`
`in attachments to our declarations. Ms. Sullivan secured all of the attachments
`
`listed above, except Attachment 1h, which I secured.
`
`Background Information
`
`14.
`
`Persons of ordinary skill in the art. I am told by counsel that the
`
`subject matter of this proceeding relates to systems and methods of data
`
`compression.
`
`15.
`
`I am told by counsel that persons of ordinary skill in this subject
`
`matter or art would have had an undergraduate degree in computer science,
`
`computer engineering, electrical and computer engineering, electrical engineering,
`
`or electronics and two years of experience working with data compression or a
`
`graduate degree focusing in the field of data compression. Individuals with
`
`additional education or additional industrial experience could still be of ordinary
`
`7
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`Exhibit 1033
`Page 007
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`

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`skill in the art if that additional aspect compensates for a deficit in one of the
`
`other aspects of the requirements stated above.
`
`16.
`
`It is my opinion that such a person would have been engaged in
`
`advanced research starting at least in graduate school, learning though study and
`
`practice in the field and possibly through formal instruction the bibliographic
`
`resources relevant to his or her research. In the 1980s and 1990s such a person
`
`would have had access to a vast array of long-established print resources in
`
`electrical/computer engineering and computer science as well as to a rich and fast
`
`changing set of online resources providing indexing information, abstracts, and full
`
`text services for electrical/computer engineering and computer science.
`
`17.
`
`Library catalog records. WorldCat is the world’s largest public
`
`online catalog, maintained by the Online Computer Library Center, Inc., or
`
`OCLC, and built with the records created by the thousands of libraries that are
`
`members of OCLC. WorldCat records appear in many different catalogs,
`
`including the Statewide Illinois Library Catalog.
`
`18.
`
`Periodical publications. A library typically creates a catalog record
`
`for a periodical publication when the library receives its first issue. When the
`
`institution receives subsequent issues/volumes of the periodical, the issues/volumes
`
`are checked in (often using a date stamp), added to the institution’s holdings
`
`8
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 008
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`

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`records, and made available very soon thereafter—normally within a few days of
`
`receipt or (at most) within a few weeks of receipt.
`
`19.
`
`The initial periodicals record will sometimes not reflect all of the
`
`subsequent changes in publication details (including minor variations in title, etc.).
`
`20.
`
`Indexing. An ordinarily skilled researcher may discover material
`
`relevant to his or her topic in a variety of ways. One common means of
`
`discovery is to search for relevant information in an index of periodical and other
`
`publications. Having found relevant material, the researcher will then normally
`
`obtain it online, look for it in libraries, or purchase it from the publisher, a
`
`bookstore, or other provider.
`
`21.
`
`Indexing services commonly provide bibliographic information,
`
`abstracts, and full-text copies of the indexed publications, along with a list of the
`
`documents cited in the indexed publication. Prominent indexing services include
`
`the Wiley Online Library, a multidisciplinary collection of online resources in the
`
`life, health and physical sciences, and in the social sciences and humanities (see
`
`http://olabout.wiley.com/WileyCDA/Section/id-390001.html ).
`
`Consideration of individual documents
`
`Document 1. William H. Hsu and Amy E. Zwarico, “Automatic Synthesis
`of Compression Techniques for Heterogeneous Files,” Software: Practice
`& Experience, 25,10 (October 1995): 1097-1116.
`
`9
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 009
`
`

`

`Authentication
`
`22.
`
` Document 1 is a paper written by William Hsu and Amy Zwarico
`
`and published in the October 1995 issue of Software: Practice & Experience.
`
`This paper is herein referred to Hsu.
`
`23.
`
`Attachment 1a is a true and accurate copy of the Statewide Illinois
`
`Library Catalog record for Software: Practice & Experience. This record shows
`
`that Software: Practice & Experience is held by 598 libraries world-wide. An
`
`ordinarily skilled researcher would have no difficulty identifying and locating
`
`library copies of this periodical.
`
`24.
`
`The DePaul University Library is one library holding this periodical.
`
`Attachment 1b is a true and accurate copy of the DePaul University Library
`
`catalog record for Software: Practice & Experience, showing the DePaul
`
`University Library holdings for Software: Practice & Experience include volume
`
`25, number 10.
`
`25.
`
`Attachment 1c is a true and accurate copy, in black and white, of
`
`Hsu from the DePaul University Library. Attachment 1c includes the cover for
`
`the October issue of Software: Practice & Experience, the contents page, and the
`
`Hsu paper on pp. 1097-1116. Attachment 1c is in a condition that creates no
`
`suspicion about its authenticity. Specifically, there are no visible alterations to the
`
`10
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 010
`
`

`

`document, and Attachment 1c was found within the custody of a library – a place
`
`where if authentic it would likely be.
`
`26.
`
`Attachment 1d is a true and accurate copy of the item record for Hsu
`
`in the Wiley Online Library. Attachment 1e is a true and accurate copy of Hsu
`
`from the Wiley Online Library. This online version of Hsu is identical to
`
`Attachment 1c and includes, on the first page, the bibliographic information about
`
`the publication of Hsu. Software: Practice & Experience is a Wiley publication.
`
`Attachments 1d and 1e were found in the Wiley Online Library—a place where if
`
`authentic they would likely be.
`
`Public accessibility
`
`27.
`
`Attachment 1c includes a library date stamp label indicating that
`
`October 1995 issue of Software: Practice & Experience was processed at the
`
`DePaul University Library on 25 October 1995. Based on my experience, I
`
`affirm this date stamp has the general appearance of date stamps that libraries
`
`have long affixed to periodicals in processing them. I do not see any indications
`
`or have any reason to believe this date stamp was affixed by anyone other than
`
`library personnel on or about the date indicated by the stamp.
`
`28.
`
`This date stamp indicates the October 1995 issue of Software:
`
`Practice & Experience had been mailed to the DePaul University Library and to
`
`other subscribers (including other library subscribers) sometime in October 1995,
`
`11
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`Exhibit 1033
`Page 011
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`

`

`or earlier, because it takes some time for the item to arrive at and to be processed
`
`by the library. I therefore conclude that the October 1995 issue of Software:
`
`Practice & Experience would have been received by other subscribers, and that
`
`other subscribing libraries would have processed and made this issue available to
`
`their readers at about the same time.
`
`29.
`
`For example, Attachment 1f is a true and accurate copy, in color, of
`
`Hsu from the University of Illinois at Urbana-Champaign Library. Attachment 1f
`
`includes the bound volume cover; the covers for the July, August, September,
`
`October, November, and December issues of Software: Practice & Experience;
`
`and from the October issue a list of editors and other information about the
`
`journal, the contents page, and the Hsu paper on pp. 1097-1116.
`
`30.
`
`Attachment 1f includes a library date stamp label indicating that July
`
`1995 issue of Software: Practice & Experience was processed at the University of
`
`Illinois at Urbana-Champaign Library on 24 July 1995. Similar date stamp labels
`
`on the August, November, and December issues indicate they were processed at
`
`the library on 22 August, 27 November, and 14 December, respectively. Date
`
`stamps on the covers of the September and October issues of Software: Practice
`
`& Experience are hard to read, even under magnification. The September issue
`
`appears to have been processed by the University of Illinois at Urbana-Champaign
`
`Library on 2? September 1995, while the October issue appears to have been
`
`12
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`Exhibit 1033
`Page 012
`
`

`

`processed on ?? October ????. This bound volume of Software: Practice &
`
`Experience, including the October 1995 issue, also bears on its inside back cover
`
`a February 1996 sticker from the Heckman Bindery, Inc., a major provider of
`
`periodical binding services.
`
`31.
`
`It is my opinion that based on these date markings, in the second half
`
`of 1995, the University of Illinois at Urbana Champaign regularly processed newly
`
`received issues of Software: Practice & Experience in the second or third week of
`
`the month indicated on the cover of each monthly issue. I also infer that all
`
`issues of Software: Practice & Experience published in the second half of 1995
`
`where in hand at the University of Illinois at Urbana-Champaign Library by
`
`December 1995 or January 1996, when they were sendsent to the Heckman
`
`Bindery to be bound as a volume.
`
`32.
`
`Attachment 1g is a third true and accurate copy, in color, of
`
`Hsu—this one from the University of Minnesota Library. This copy includes the
`
`cover, a list of editors and other information about the journal, the contents page,
`
`and the Hsu paper. The cover page in Attachment 1g includes a library date
`
`stamp that is hard to read. Under magnification, this date stamp indicates the
`
`October 1995 issue of Software: Practice & Experience was processed at the
`
`University of Minnesota Library on 20 October [1995], in close conformity to the
`
`evidence for processing issues of Software: Practice & Experience at the DePaul
`
`13
`
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`Exhibit 1033
`Page 013
`
`

`

`University Library and the University of Illinois at Urbana-Champaign Library.
`
`The year element in the date stamp is very hard to read, even when magnified.
`
`Software: Practice & Experience was published monthly (as indicated on the page
`
`listing the journal’s editors). In my experience, it would have been highly unusual
`
`for a library, such as the University of Minnesota Library, to have received this
`
`periodical a year later, in 1996. Thus, considering both my experience and the
`
`facts outlined in this declaration, it is my opinion that while the date stamp is only
`
`partially illegible, this volume was stamped received by the University of
`
`Minnesota Library on 20 October 1995.
`
`33.
`
`Attachment 1h is a fourth true and accurate copy, in color, of
`
`Hsu—this one from the Illinois Institute of Technology Library. This copy
`
`includes the spine of volume 25 and the cover of the October 1995 issue, a list of
`
`editors and other information about the journal, the contents page, and the Hsu
`
`paper. The cover page in Attachment 1h in has a date stamp that indicates the
`
`October 1995 issue of Software: Practice & Experience was processed at the
`
`Illinois Institute of Technology Library on 3 November 1995, in near conformity
`
`to the evidence for processing October 1995 issues of Software: Practice &
`
`Experience at the DePaul University Library, the University of Illinois at Urbana-
`
`Champaign Library, and the University of Minnesota Library.
`
`14
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 014
`
`

`

`34.
`
`The copies of Hsu in Attachments 1c and 1f, 1g, and 1h from the
`
`DePaul University Library, University of Illinois at Urbana-Champaign Library,
`
`the University of Minnesota Library, and the Illinois Institute of Technology
`
`Library, respectively, are substantively identical.
`
`35.
`
`The evidence from four academic libraries indicates the October 1995
`
`issue of Software: Practice & Experience was mailed to subscribers in October
`
`1995, or earlier, and processed by these four libraries late in October or early in
`
`November 1995. Allowing for some time between the date stamping of the
`
`October 1995 issue of Software: Practice and Experience and its appearance on
`
`library shelves, where it would be public available, it is my opinion that Hsu was
`
`publicly available at least by mid-November 1995.
`
`Conclusion
`
`36.
`
`Based on the evidence presented here—publication in an easily
`
`identified periodical, online availability, and library date stamps—it is my opinion
`
`that Document 1 is an authentic document and was available to the public at
`
`least by mid-November 1995.
`
`Attestation
`
`37.
`
`I hereby declare that all statements made herein of my own
`
`knowledge are true and that all statements made on information and belief are
`
`15
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 015
`
`

`

`believed to be true; and further that these statement were made with the
`
`knowledge that willful false statements and the like so made are punishable by
`
`fine or imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`Code and that such willful false statement may jeopardize the validity of the
`
`application or any patent issued thereon.
`
`27 October
`
`201622
`
`June 2017
`
`_______________________________
`
`__________________
`
`Scott Bennett, Ph.D.
`Managing Partner
`Prior Art Documentation Services LLC
`
`Date
`
`16
`
`Veritas Techs. LLC
`Exhibit 1033
`Page 016
`
`

`

`EXHIBIT A: RESUME
`
`EMPLOYMENT
`
`SCOTT BENNETT
`Yale University Librarian Emeritus
`
`711 South Race
`Urbana, Illinois 61801-4132
`2scottb@prairienet.org
`217-367-9896
`
`•
`
`Retired, 2001. Retirement activities include:
`•
`Managing Partner in Prior Art Documentation Services, LLC, 2015-. This firm provides
`documentation services to patent attorneys; more information is available at
`http://www.priorartdocumentation.com
`Consultant on library space design, 2004- . This consulting practice is rooted in a research,
`publication, and public speaking program conducted since I retired from Yale University in
`2001. I have served more than 50 colleges and universities in the United States and abroad
`with projects ranging in likely cost from under $50,000 to over $100 million. More
`information is available at http://www.libraryspaceplanning.com/
`Senior Advisor for the library program of the Council of Independent Colleges, 2001-2009
`Member of the Wartburg College Library Advisory Board, 2004-
`Visiting Professor, Graduate School of Library and Information Science, University of Illinois at
`Urbana-Champaign, Fall 2003
`
`•
`•
`•
`
`University Librarian, Yale University, 1994-2001
`
`Director, The Milton S. Eisenhower Library, The Johns Hopkins University, Baltimore, Maryland, 1989-
`1994
`
`Assistant University Librarian for Collection Management, Northwestern University, Evanston, Illinois,
`1981-1989
`
`Instructor, Assistant and Associate Professor of Library Administration, University of Illinois at
`Urbana-Champaign, 1974-1981
`
`Assistant Professor of English, University of Illinois at Urbana-Champaign, 1967-1974
`
`Woodrow Wilson Teaching Intern, St. Paul’s College, Lawrenceville, Virginia, 1964-1965
`
`EDUCATION
`
`University of Illinois, M.S., 1976 (Library Science)
`
`17
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`Page 017
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`

`

`Indiana University, M.A., 1966; Ph.D., 1967 (English)
`Oberlin College, A.B. magna cum laude, 1960 (English)
`
`HONORS AND AWARDS
`
`Morningside College (Sioux City, IA) Doctor of Humane Letters, 2010
`
`American Council of Learned Societies Fellowship, 1978-1979; Honorary Visiting Research Fellow,
`Victorian Studies Centre, University of Leicester, 1979; University of Illinois Summer Faculty
`Fellowship, 1969
`
`Indiana University Dissertation Year Fellowship and an Oberlin College Haskell Fellowship, 1966-
`1967; Woodrow Wilson National Fellow, 1960-1961
`
`PROFESSIONAL ACTIVITIES
`
`American Association for the Advancement of Science: Project on Intellectual Property and
`Electronic Publishing in Science, 1999-2001
`
`American Association of University Professors: University of Illinois at Urbana-Champaign Chapter
`Secretary and President, 1975-1978; Illinois Conference Vice President and President, 1978-1984;
`national Council, 1982-1985, Committee F, 1982-1986, Assembly of State Conferences Executive
`Committee, 1983-1986, and Committee H, 1997-2001 ; Northwestern University Chapter
`Secretary/Treasurer, 1985-1986
`
`Association of American Universities: Member of the Research Libraries Task Force on Intellectual
`Property Rights in an Electronic Environment, 1993-1994, 1995-1996
`
`Association of Research Libraries: Member of the Preservation Committee, 1990-1993; member of
`the Information Policy Committee, 1993-1995; member of the Working Group on Copyright, 1994-
`2001; member of the Research Library Leadership and Management Committee, 1999-2001; member
`of the Board of Directors, 1998-2000
`
`Carnegie Mellon University: Member of the University Libraries Advisory Board, 1994
`
`Center for Research Libraries: Program Committee, 1998-2000
`
`Johns Hopkins University Press: Ex-officio member of the Editorial Board, 1990-1994; Co-director of
`Project Muse, 1994
`
`Library Administration and Management Association, Public Relations Section, Friends of the Library
`Committee, 1977-1978
`
`Oberlin College: Member of the Library Visiting Committee, 1990, and of the Steering Committee for
`the library’s capital campaign, 1992-1993; President of the Library Friends, 1992-1993, 2004-2005;
`member, Friends of the Library Council, 2003-
`
`18
`
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`Page 018
`
`

`

`Research Society for Victorian Periodicals: Executive Board, 1971-1983; Co-chairperson of the
`Executive Committee on Serials Bibliography, 1976-1982; President, 1977-1982
`
`A Selected Edition of W.D. Howells (one of several editions sponsored by the MLA Center for
`Editions of American Authors): Associate Textual Editor, 1965-1970; Center for Editions of American
`Authors panel of textual experts, 1968-1970
`
`Victorian Studies: Editorial Assistant and Managing Editor, 1962-1964
`
`Wartburg College: member, National Advisory Board for the Vogel Library, 2004-
`
`Some other activities: Member of the Illinois State Library Statewide Library and Archival
`Preservation Advisory Panel; member of the Illinois State Archives Advisory Board; member of a
`committee advising the Illinois Board of Higher Education on the cooperative management of
`research collections; chair of a major collaborative research project conducted by the Research
`Libraries Group with support from Conoco, Inc.; active advisor on behalf of the Illinois Conference
`AAUP to faculty and administrators on academic freedom and tenure matters in northern Illinois.
`
`Delegate to Maryland Governor’s Conference on Libraries and Information Service; principal in
`initiating state-wide preservation planning in Maryland; principal in an effort to widen the use of
`mass deacidification for the preservation of library materials through cooperative action by the
`Association of Research Libraries and the Committee on Institutional Cooperation; co-instigator of a
`campus-wide information service for Johns Hopkins University; initiated efforts with the Enoch Pratt
`Free Library to provide information services to Baltimore’s Empowerment Zones; speaker or panelist
`on academic publishing, copyright, scholarly communication, national and regional preservation
`planning, mass deacidification.
`
`Consultant for the University of British Columbia (1995), Princeton University (1996), Modern
`Language Association, (1995, 1996), Library of Congress (1997), Center for Jewish History (1998,
`2000-), National Research Council (1998); Board of Directors for the Digital Library Federation, 1996-
`2001; accreditation visiting team at Brandeis University (1997); mentor for Northern Exposure to
`Leadership (1997); instructor and mentor for ARL’s Leadership and Career Development Program
`(1999-2000)
`
`At the Northwestern University Library, led in the creation of a preservation department and in the
`renovation of the renovation, for preservation purposes, of the Deering Library book stacks.
`
`At the Milton S. Eisenhower Library, led the refocusing and vitalization of client-centered services;
`strategic planning and organizational restructuring for the library; building renovation planning.
`Successfully completed a $5 million endowment campaign for the humanities collections and
`launched a $27 million capital campaign for the library.
`
`At the Yale University Library, participated widely in campus-space planning, university budget
`planning, information technology development, and the promotion of effective teaching and learning;
`for the library has exercised leadership in space planning and renovation, retrospective conversion of
`the card catalog, preservation, organizational development, recruitment of minority librarians,
`intellectual property and copyright issues, scholarly communication, document delivery services
`among libraries, and instruction in the use of information resources. Oversaw approximately $70
`
`19
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`million of library space renovation and construction. Was co-principal investigator for a grant to plan
`a digital archive for Elsevier Science.
`
`Numerous to invitations speak at regional, national, and other professional meetings and at alumni
`meetings. Lectured and presented a series of seminars on library management at the Yunnan
`University Library, 2002. Participated in the 2005 International Roundtable for Library and
`Information Science sponsored by the Kanazawa Institute of Technology Library Center and the
`Council on Library and Information Resources.
`
`PUBLICATIONS
`
`“Putting Learning into Library Planning,” portal: Libraries and the Academy, 15, 2 (April 2015), 215-
`231.
`
`“How librarians (and others!) love silos: Three stories from the field “ available at the Learning
`Spaces Collaborary Web site, http://www.pkallsc.org/
`
`“Learning Behaviors and Learning Spaces,” portal: Libraries and the Academy, 11, 3 (July 2011), 765-
`789.
`
`“Libraries and Learning: A History of Paradigm Change,” portal: Libraries and the Academy, 9, 2
`(April 2009), 181-197. Judged as the best article published in the 2009 volume of portal.
`
`“The Information or the Learning Commons: Which Will We Have?” Journal of Academic
`Librarianship, 34 (May 2008), 183-185. One of the ten most-cited articles published in JAL, 2007-
`2011.
`
`“Designing for Uncertainty: Three Approaches,” Journal of Academic Librarianship, 33 (2007),
`165–179.
`
`“Campus Cultures Fostering Information Literacy,” portal: Libraries and the Academy, 7 (2007), 147-
`167. Included in Library Instruction Round Table Top Twenty library instruction articles published in
`2007
`
`“Designing for Uncertainty: Three Approaches,” Journal of Academic Librarianship, 33 (2007),
`165–179.
`
` “First Questions for Designing Higher Education Learning Spaces,” Journal of Academic Librarianship,
`33 (2007), 14-26.
`
`“The Choice for Learning,” Journal of Academic Librarianship, 32 (2006), 3-13.
`
`With Richard A. O’Connor, “The Power of Place in Learning,” Planning for Higher Education, 33 (June-
`August 2005), 28-30
`
`“Righting the Balance,” in Library as Place: Rethinking Roles, Rethinking Space (Washington, DC:
`Council on Library and Information Resources, 2005), pp. 10-24
`
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`Libraries Designed for Learning (Washington, DC: Council on Library and Information Resources, 2003)
`
`“The Golden Age of Libraries,” in Proceedings of the International Conference on Academic
`Librarianship in the New Millennium: Roles, Trends, and Global Collaboration, ed. Haipeng Li
`(Kunming: Yunnan University Press, 2002), pp. 13-21. This is a slightly different version of the
`following item.
`
`“The Golden Age of Libraries,” Journal of Academic Librarianship, 24 (2001), 256-258
`
`“Second Chances. An address . . . at the annual dinner of the Friends of the Oberlin College Library
`November 13 1999,” Friends of the Oberlin College Library, February 2000
`
`“Authors’ Rights,” The Journal of Electronic Publishing (December 1999),
`http://www.press.umich.edu/jep/05-02/bennett.html
`
`“Information-Based Productivity,” in Technology and Scholarly Communication, ed. Richard Ekman
`and Richard E. Quandt (Berkeley, 1999), pp. 73-94
`
`“Just-In-Time Scholarly Monographs: or, Is There a Cavalry Bugle Call for Beleaguered Authors and
`Publishers?” The Journal of Electronic Publishing (September 1998),
`http://www.press.umich.edu/jep/04-01/bennett.html
`
`“Re-engineering Scholarly Communication: Thoughts Addressed to Authors,” Scholarly Publishing, 27
`(1996), 185-196
`
`“The Copyright Challenge: Strengthening the Public Interest in the Digital Age,” Library Journal, 15
`November 1994, pp. 34-37
`
`“The Management of Intellectual Property,” Computers in Libraries, 14 (May 1994), 18-20
`
`“Repositioning University Presses in Scholarly Communication,” Journal of Scholarly Publishing, 25
`(1994), 243-248. Reprinted in The Essential JSP. Critical Insights into the World of Scholarly
`Publishing. Volume 1: University Presses (Toronto: University of Toronto Press, 2011), pp. 147-153
`
`“Preservation and the Economic Investment Model,” in Preservation Research and Development.
`Round Table Proceedings, September 28-29, 1992, ed. Carrie Beyer (Washington, D.C.: Library of
`Congress, 1993), pp. 17-18
`
`“Copyright and Innovation in Electronic Publishing: A Commentary,” Journal of Academic
`Librarianship, 19 (1993), 87-91; reprinted in condensed form in Library Issues: Briefings for Faculty
`and Administrators, 14 (September 1993)
`
`with Nina Matheson, “Scholarly Articles: Valuable Commodities for Universities,” Chronicle of Higher
`Education, 27 May 1992, pp. B1-B3
`
`“Strategies for Increasing [Preservation] Productivity,” Minutes of the [119th] Meeting [of the
`Association of Research Libraries] (Washington, D.C., 1992), pp. 39-40
`
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`“Management Issues: The Director’s Perspective,” and “Cooperative Approaches to Mass
`Deacidification: Mid-Atlantic Region,” in A Roundtable on Mass Deacidification, ed. Peter G. Sparks
`(Washington, D.C.: Association of Research Libraries, 1992), pp. 15-18, 54-55
`
`“The Boat that Must Stay Afloat: Academic Libraries in Hard Times,” Scholarly Publishing, 23 (1992),
`131-137
`
`“Buying Time: An Alternative for the Preservation of Library Material,” ACLS Newsletter, Second
`Series 3 (Summer, 1991), 10-11
`
`“The Golden Stain of Time: