`U.S. Patent No. 7,067,952
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`________________
`
`DENSO CORPORATION, DENSO INTERNATIONAL AMERICA, INC.,
`ASMO CO. LTD., AND TOYOTA MOTOR
`Petitioners
`
`v.
`
`INTELLECTUAL VENTURES II LLC,
`Patent Owner
`
`________________
`
`Case No. IPR2017-01631
`Patent No. 7,067,952
`
`________________
`
`PATENT OWNER’S PRELIMINARY RESPONSE
`PURSUANT TO 37 C.F.R. § 42.107(a)
`
`
`
`IPR2017-01631
`U.S. Patent No. 7,067,952
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`TABLE OF CONTENTS
`
`PAGE
`
`I.
`
`II.
`
`INTRODUCTION ...........................................................................................1
`
`BACKGROUND OF THE INVENTION.......................................................2
`
`A.
`
`B.
`
`The ’952 Patent .....................................................................................2
`
`Claim Construction................................................................................6
`
`1.
`
`2.
`
`“Phase Change Material”............................................................7
`
`“The Bridge is Formed by Interconnecting Two Mating
`Sections Formed from the Phase Change Material”...................9
`
`III. GROUNDS 1-5 FAIL TO DEMONSTRATE A REASONABLE
`LIKELIHOOD THAT THE ’952 PATENT CLAIMS WILL BE
`PROVED UNPATENTABLE.......................................................................11
`
`A.
`
`Ground 1 Challenging Claims 10 and 14 as Anticipated by
`Calsonic is Deficient ...........................................................................12
`
`1.
`
`2.
`
`Calsonic does not Disclose the Claimed “Bridge” ...................12
`
`Paragraph 44 of Calsonic at Best Discloses a “Hinge,”
`not a “Bridge Formed by … Two Mating Sections” ................17
`
`Ground 2 Fails to Sufficiently Articulate why a Skilled Artisan
`would have Used the Plate Member of Matsushita with the
`Calsonic Stator Configuration.............................................................19
`
`Matsushita in Combination with Calsonic does not Cure Any of
`the Deficiencies of Calsonic in Ground 2 ...........................................21
`
`DENSO Fails to Cure Any of the Deficiencies of Calsonic in
`Ground 3..............................................................................................22
`
`Grounds 4 and 5 against Dependent Claims 3, 5 and 11 Fail for
`at Least the Same Reasons as Grounds 1 and 3 ..................................23
`
`B.
`
`C.
`
`D.
`
`E.
`
`ii
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`
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`IPR2017-01631
`U.S. Patent No. 7,067,952
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`IV.
`
`IF ANY GROUNDS ARE INSTITUTED, THE BOARD SHOULD
`DENY REDUNDANT GROUNDS..............................................................24
`
`A.
`
`B.
`
`Congress Empowered the Board with Discretion to Manage
`Duplicative Proceedings......................................................................25
`
`The Board’s Practice of Rejecting Redundant Grounds Supports
`Exercising its Discretion .....................................................................26
`
`1.
`
`2.
`
`3.
`
`Redundancy Exists when Petitioners Assert Multiple
`Alternative Grounds without Differentiating Them .................27
`
`Petitioners’ Assertions Against the ’952 Patent Claims
`are Horizontally Redundant ......................................................28
`
`Petitioners’ Assertions across Two Petitions Effectively
`Circumvent the Word Limit of 37 C.F.R. § 42.24(a) ...............31
`
`V.
`
`CONCLUSION..............................................................................................33
`
`iii
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`
`
`TABLE OF AUTHORITIES
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`IPR2017-01631
`U.S. Patent No. 7,067,952
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`Page(s)
`
`Cases
`Jack Henry & Assocs. v. DataTreasury Corp.,
`CBM2014-00056 (PTAB Jul. 10, 2014)...............................................................6
`
`Liberty Mut. Ins. Co. v. Progressive Casualty Ins. Co.,
`CBM2012-00003 (PTAB Oct. 25, 2012) ....................................................passim
`
`NXP USA, Inc. v. Inside Secure,
`IPR2016-00683 (PTAB Aug. 30, 2017).........................................................6, 11
`
`Oracle Corp. v. Clouding IP, LLC,
`IPR2013-00075 (PTAB June 13, 2013) .............................................................28
`
`In re: Smith Int’l, Inc.,
`2016-2303 (Fed. Cir. Sept. 26, 2017) ...................................................................6
`
`Statutes
`35 U.S.C. § 314(a) ...................................................................................................12
`35 U.S.C. § 315(d) ...................................................................................................28
`35 U.S.C. § 325(d) ...................................................................................................28
`Other Authorities
`37 C.F.R. § 42.100(b) ................................................................................................6
`37 C.F.R. § 42.107 .....................................................................................................1
`
`iv
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`
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`IPR2017-01631
`U.S. Patent No. 7,067,952
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`TABLE OF EXHIBITS
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`Description
`
`Webster’s II New College Dictionary 377 (1999)
`
`U.S. Patent No. 6,081,059
`
`H.R. Rep. No. 112-98 (2011)
`
`Petition for Inter Partes Review, IPR2017-01497, Paper 1 (PTAB
`June 9, 2017)
`
`Exhibit
`
`2001
`
`2002
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`2003
`
`2004
`
`v
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`
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`Case IPR2017-01631
`U.S. Patent No. 7,067,952
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`Pursuant to 37 C.F.R. § 42.107, Patent Owner Intellectual Ventures II LLC
`
`submits this Preliminary Response to the above-captioned Petition for Inter Partes
`
`Review of U.S. Patent No. 7,067,952.
`
`I.
`
`INTRODUCTION
`
`The Petition fails to establish the required likelihood that it will prove that
`
`the challenged claims of U.S. Patent No. 7,067,952 (“the ’952 Patent”) are
`
`unpatentable. While Petitioners indicate that the ’952 Patent claims were allowed
`
`based on having a “bridge … formed by interconnecting two mating sections
`
`formed from the phase change material” or a “flexible carrier [that] links said
`
`segments by connecting two mating sections formed in said carrier” (Pet., 12),
`
`none of the references relied upon in Grounds 1-5 actually disclose these features.
`
`The Petition relies exclusively on Calsonic to attempt to demonstrate that
`
`these claim limitations were known in the art. But ironically, Calsonic discloses a
`
`configuration that looks just like the prior art considered by the Examiner.
`
`Petitioners’ strategy to bring several redundant grounds does not better the
`
`substantive shortcomings of the Petition and should not be countenanced.
`
`Institution on redundant grounds would be a waste of time and resources.
`
`Accordingly, IPR should not be instituted.
`
`1
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`U.S. Patent No. 7,067,952
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`II.
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`BACKGROUND OF THE INVENTION
`
`A.
`
`The ’952 Patent
`
`The ’952 Patent describes and claims the construction and arrangement of a
`
`stator assembly made of a plurality of arc segments. (Ex. 1001, 1:16-21.) Each
`
`segment is at least partially encased in a phase change material. (Id., 4:12-22,
`
`4:52-55, 6:6-28.) This phase change material also forms a bridge that links the
`
`adjacent segments together to be arranged to form the stator.
`
`Stators were historically made by stacking circular pieces of stamped steel
`
`and laminating them together. (Id., 1:29-30.) The conventional method of forming
`
`stators using circular steel pieces has a number of drawbacks. This is especially
`
`true for stators with inward facing poles, as the cramped space to work inside of
`
`the laminated stator core poses difficulties in winding the wire windings tightly
`
`and with a high packing density and creates a lower limit on the size of the stator
`
`and thus the motor. The packing density of wire coiled around the poles affects the
`
`amount of power generated by the motor. Increasing packing density increases the
`
`power and thus the efficiency of the spindle motor. (Id., 2:19-28.)
`
`The ’952 Patent explains that, at the time of the invention, motor
`
`manufacturers addressed the problem of limited working space and low packing
`
`density by using individual stator arc segments wound with wire to form poles.
`
`2
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`U.S. Patent No. 7,067,952
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`(Id., 3:34-37.) Segmented stator constructions made it easier to wind each pole
`
`with conductive wire (Id., 4:56-62, 2:19:-28) and also reduced material waste
`
`because the outlines of an individual stator pole could be more efficiently and
`
`densely cut out from a sheet of electrical steel than stamped steel circles. (Id. at
`
`5:54-60.)
`
`Conventional segmented stator designs, however, were not without
`
`drawbacks. The individual segments had to be assembled and held in place to
`
`form the stator and the individual wires on each individual pole had to be
`
`connected to other individual wires on other individual poles of the same phase,
`
`leading to manufacturing complexity and inefficiency. (Id., 3:38-45.)
`
`The ’952 Patent discloses a method (and structures produced thereby) of
`
`encasing the stator segments in a phase change material to assist with the assembly
`
`of the segments into a completed stator, by claiming the at least partial encasement
`
`of each stator segment with a phase change material, “wherein the phase change
`
`material also comprises a bridge between adjacent segments to link adjacent
`
`segments into a continuous strip, wherein the bridge is formed by interconnecting
`
`two mating sections formed from the phase change material.” (Id., 14:4-9.) With
`
`the unique linked-but-discrete segment assemblies, wire can be wound around the
`
`poles with a high packing density, yet at the same time the segments can be
`
`3
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`U.S. Patent No. 7,067,952
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`maintained in their proper order so that one continuous piece of wire can be used to
`
`wind all poles in the same series or phase, making it unnecessary to later connect
`
`wires from individual windings to one another. (Id., 4:56-62.) The ’952 Patent
`
`also uses arc segments to ensure that, when the stator is assembled from the
`
`segments, the wiring is aligned with the proper phase relationships and it results in
`
`a toroidal shape. (Id., 14:12-17.)
`
`Independent claims 1, 10 and 14 at issue here recite embodiments of the
`
`’952 Patent invention. Independent claim 1 claims a stator assembly as follows:
`
`1.
`
`A stator assembly, comprising:
`
`a)
`
`b)
`
`a plurality of discrete stator segments each at least
`partially encased with a phase change material,
`wherein the phase change material also comprises
`a bridge between adjacent segments to link
`adjacent segments into a continuous strip; and
`
`the linked stator segments being arranged and
`secured together to form the stator assembly,
`wherein the stator segments are held in a toroidal
`shape by a retaining member which comprises a
`metal band.
`
`Independent claim 10 also claims a stator assembly embodiment, as follows:
`
`10. A stator assembly, comprising:
`
`4
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`U.S. Patent No. 7,067,952
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`a)
`
`a plurality of discrete stator segments each at least
`partially encased with a phase change material,
`wherein the phase change material also comprises
`a bridge between adjacent segments to link
`adjacent segments into a continuous strip, wherein
`the bridge is formed by interconnecting two
`mating sections formed from the phase change
`material; and
`
`b)
`
`the linked stator segments being arranged and
`secured together to form the stator assembly.
`
`Independent claim 14 recites a combination of stator arc segments and a flexible
`
`carrier:
`
`14. A combination of stator arc segments and a flexible carrier used
`to link said stator arc segments during a winding operation
`comprising:
`
`a)
`
`b)
`
`a plurality of stator arc segments; and
`
`a phase change material constituting said flexible
`carrier adhered to the stator arc segments which
`links said segments in a uniform and
`predetermined position with respect to one
`another; wherein the flexible carrier links said
`segments by connecting two mating sections
`formed in said carrier.
`
`5
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`B.
`Claim Construction
`Claims of an unexpired patent in an inter partes review are given their
`
`broadest reasonable interpretation consistent with the specification in which they
`
`appear. 37 C.F.R. § 42.100(b) (2017). The broadest reasonable interpretation is
`
`the one “that corresponds with what and how the inventor describes his invention
`
`in the specification, i.e., an interpretation that is ‘consistent with the
`
`specification.’” In re: Smith Int’l, Inc., 2016-2303 (Fed. Cir. Sept. 26, 2017).
`
`Under this standard terms are given their ordinary meaning as would have been
`
`understood by a skilled artisan at the time of the invention in the context of the
`
`entire intrinsic record. Jack Henry & Assocs. v. DataTreasury Corp., CBM2014-
`
`00056, at 8-9 (PTAB Jul. 10, 2014) (Paper 17). A term may be construed
`
`differently from its ordinary meaning when the patentee, as lexicographer,
`
`provides a special definition for the term or otherwise disclaims the full scope of
`
`the term in the specification and/or during prosecution. NXP USA, Inc. v. Inside
`
`Secure, IPR2016-00683, at 13 (PTAB Aug. 30, 2017) (Paper 27).
`
`The Petition construes “phase change material” and “the bridge is formed by
`
`interconnecting two mating sections formed from the phase change material” as
`
`recited in the ’952 Patent claims and accords all other terms their ordinary
`
`meaning. (Pet., 15-17.) Both constructions offered by Petitioners contradict the
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`6
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`plain language of the claims and the ’952 Patent written description, as explained
`
`below. Patent Owner otherwise agrees with Petitioners that the claim terms of the
`
`’952 Patent assume their ordinary and customary meaning.1
`
`1.
`
`“Phase Change Material”
`
`Claims 1 and 10 each recite a stator assembly having “a plurality of discrete
`
`stator segments each at least partially encased with a phase change material.” (Ex.
`
`1001, 13: 2-4, 14:1-3.) Claim 14 recites “a phase change material constituting said
`
`flexible carrier.” (Id. 14:25-26.) The broadest reasonable interpretation of “phase
`
`change material” is simply its plain and ordinary meaning, e.g., a material that is
`
`capable of changing phases. Neither the ’952 Patent claims nor the specification
`
`explicitly restrict the scope of this term to a particular material or configuration
`
`using a special definition or disclaimer language.
`
`The Petition nonetheless contends that the broadest reasonable interpretation
`
`of “a phase change material” must be “a material that can be used in a liquid phase
`
`to envelop[] the stator, but which later changes to a solid phase.” (Pet., 16.)
`
`1 Patent Owner reserves the right to present additional proposed claim
`
`constructions and supporting evidence to the Board in its Response, should one be
`
`necessary.
`
`7
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`Petitioners’ construction is based on mistaking the following excerpt in the
`
`specification for inventor lexicography:
`
`“The encapsulating material 22 is preferably formed of a
`phase change material, meaning a material that can be
`used in a liquid phase to envelope [sic] the stator, but
`which later changes to a solid phase.”
`
`(Ex. 1001, 6:6-9) (emphasis added). This sentence in the ’952 Patent relates to a
`
`preferred embodiment and merely indicates that a phase change material can be
`
`used in a liquid phase to envelop a stator, but doesn’t have to be. In other words,
`
`this disclosure describes one example of how the “phase change material” of the
`
`’952 Patent is used and does not limit, or otherwise define, the term.
`
`This sentence also refers to using the phase change material to “envelop[]
`
`the stator.” The ’952 Patent, however, discloses and claims a phase change
`
`material that partially encases stator segments – as opposed to enveloping2 the
`
`complete stator. (Id., 5:61-6:4, 7:6-11, 13:4-5, 14:2-3.) In other words, the
`
`disclosure relied upon by Petitioners describes one example configuration of the
`
`structure of the phase change material within the stator assembly but, again, does
`
`not limit or meaningfully define the term. Construction of “a phase change
`
`2 The ordinary meaning of “envelop” is “to enclose or enfold completely with or as
`
`if with a covering.” (Ex. 2001.)
`
`8
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`material” to require “envelopment” of the complete stator as proposed in the
`
`Petition contradicts the very claim language in which the term appears.
`
`For at least these reasons, Petitioners’ construction of “phase change
`
`material” based on an example description in the specification – not inventor
`
`lexicography – is not the proper broadest reasonable interpretation of this term. A
`
`“phase change material” should instead be accorded its plain and ordinary
`
`meaning.
`
`2.
`
`“The Bridge is Formed by Interconnecting Two
`Mating Sections Formed from the Phase Change
`Material”
`
`The Petition construes “the bridge is formed by interconnecting two mating
`
`sections formed from the phase change material” recited in claims 9 and 10 of the
`
`’952 Patent as a product-by-process limitation and interprets “bridge” as
`
`“compris[ing] two mating sections, interconnected, formed form phase change
`
`material.” (Pet., 16-17.) Patent Owner does not dispute the product-by-process
`
`nature of this term, but notes that Petitioners’ construction of “bridge” is
`
`inconsistent with the claim language.
`
`Claim 10 refers to “the phase change material,” not just “phase change
`
`material”:
`
`A stator assembly comprising:
`
`9
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`U.S. Patent No. 7,067,952
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`a)
`
`a plurality of discrete stator segments each at least
`partially encased with a phase change material,
`wherein the phase change material also comprises
`a bridge between adjacent segments to link
`adjacent segments into a continuous strip, wherein
`the bridge is formed by interconnecting two
`mating sections formed from the phase change
`material ….
`(Ex. 1001, 14:1-9) (emphasis added). In other words, the phase change material
`
`forming the two mating sections is the same phase change material that partially
`
`encases the plurality of discrete stator segments. This is what the claim language
`
`explicitly states. Petitioners’ construction omitting the word “the” from before the
`
`term “phase change material” is therefore incorrect.
`
`It is also not clear what the terms “interconnected” and “formed from [the]
`
`phase change material” in Petitioners’ construction refer back to, i.e., the bridge
`
`itself or the two mating sections.
`
`Patent Owner thus proposes construing “bridge” to mean two mating
`
`sections that are interconnected and formed from the phase change material.
`
`10
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`U.S. Patent No. 7,067,952
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`III. GROUNDS 1-5 FAIL TO DEMONSTRATE A REASONABLE
`LIKELIHOOD THAT THE ’952 PATENT CLAIMS WILL BE
`PROVED UNPATENTABLE
`
`IPR petitioners have “the burden from the onset to show with particularity
`
`why the patent it challenges is unpatentable.” NXP, at 13 (Paper 27) (quoting
`
`Harmonic Inc. v. Avid Tech., Inc., 815 F.3d 1356, 1363 (Fed. Cir. 2016)). “This
`
`burden of persuasion never shifts to the patent owner.” Id. (citing Dynamic
`
`Drinkware, LLC v. Nat’l Graphics, Inc., 800 F.3d 1375, 1378 (Fed. Cir. 2015)).
`
`The Petition itself must demonstrate the required reasonable likelihood that
`
`Petitioner will prevail in showing that at least one claim of the challenged patent is
`
`not patentable. See 35 U.S.C. § 314(a) (2015). Petitioner bears the burden of
`
`meeting this threshold by a preponderance of the evidence, with any vagueness and
`
`ambiguity in its arguments resolved against Petitioner. Liberty Mut., at 10 (Paper
`
`8).
`
`The Petition here is deficient on all five grounds.3 Ground 1 fails because
`
`the Petition does not identify where Calsonic discloses at least a phase change
`
`material that partially encases each stator segment and “also comprises a bridge
`
`between adjacent segments to link adjacent segments into a continuous strip, wherein
`
`3 Patent Owner notes that the Petition does not apply or otherwise mention either of
`
`its claim constructions in its analyses in any of Grounds 1-5.
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`11
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`the bridge is formed by interconnecting two mating sections formed from the phase
`
`change material” as recited in claim 10. Ground 3 against claims 10, 12 and 14
`
`should be denied for similar reasons, as DENSO does not remedy any of these
`
`deficiencies. With respect to Ground 2, the Petition does not provide an adequate
`
`basis for modifying the Calsonic stator design with the plate member in Matsushita.
`
`Grounds 4 and 5 concerning dependent claims 3, 5 and 11 also fail, for at least the
`
`reasons set forth in Grounds 1-3.
`
`A.
`
`Ground 1 Challenging Claims 10 and 14 as Anticipated by
`Calsonic is Deficient
`
`The Petition attempts to demonstrate that Calsonic discloses each and every
`
`element as arranged and recited in claims 10 and 14. Resolving all vagueness and
`
`ambiguity in Petitioners’ arguments in favor of Patent Owner, Ground 1 fails.4
`
`1.
`
`Calsonic does not Disclose the Claimed “Bridge”
`
`The Petition asserts that Figure 4 of Calsonic teaches the “bridge between
`
`adjacent segments to link adjacent segments into a continuous strip” limitation of
`
`4 The Petition wrongly concludes that the preambles of claims 10 and 14 are not
`
`limiting. (Pet., 19, 27.) To the contrary, both preambles provide antecedent basis
`
`for terms in the claim body, namely “stator assembly” in claim 10 and “flexible
`
`carrier” in claim 14. (Ex. 1001, 14:1-26.)
`
`12
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`claim 10 by depicting a divided core holding member 12 with deformable portions
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`12a. (Pet., 23.) This assertion is wrong for several reasons.
`
`The Petition contends that divided core holding member 12 with deformable
`
`portions 12a “correspond to a bridge linking mating sections of adjacent divided
`
`cores into a continuous strip.” But “a bridge linking mating sections of adjacent
`
`divided cores” as phrased and argued by Petitioners has no basis in the claim
`
`language. Claim 10 refers to the bridge as being formed by two mating sections –
`
`not “linking” two mating sections. Claim 10 also says nothing “mating sections of
`
`adjacent divided cores” or that the discrete stator segments themselves have mating
`
`sections. This statement in the Petition is also inconsistent with Petitioners’ own
`
`interpretation of “bridge,” which is: “two mating sections, interconnected, formed
`
`from phase change material.” (Pet., 17.)
`
`Figure 4 of Calsonic also does not depict “two mating sections,
`
`interconnected, formed from phase change material,” as Petitioners’ own
`
`construction of “bridge” requires5:
`
`5 As with their construction of “phase change material,” Petitioners fail to apply
`
`their “bridge” construction in the analysis of this claim term.
`
`13
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`Calsonic Figure 4
`
`This figure instead discloses a configuration akin to the prior art Hsu reference
`
`distinguished during the ’952 Patent prosecution:
`
`U.S. Patent No. 6,081,059 (Hsu) FIG. 4
`
`(Ex. 1002, at 362; Ex. 2002, 4:8-9 (“Every two neighboring coil bobbins 14 are
`
`linked by a hinge portion 144 as shown in FIG. 4 ….”).)
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`The Examiner explained that:
`
`14
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`(Ex. 1002, at 359.)
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`The ’952 Patent claims were allowed because Hsu only taught a hinge,
`
`rather than a bridge comprised of two mating sections that are interconnected and
`
`formed from the phase change material:
`
`(Id., at 362.)
`
`15
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`Petitioners’ assertion that, “[a]s depicted in Figure 4 of Calsonic … the
`
`deformable portions 12a interconnect the divided core blocks 10 via mating
`
`sections of the holding portions 13 formed of phase change material” is attorney
`
`argument and not a recitation of the Calsonic teachings. (Pet., 24.) Calsonic does
`
`not disclose holding portions 13 as having mating sections, nor that such
`
`(undisclosed) mating sections form deformable portions 12a. The Petition likewise
`
`does not point to any mating sections illustrated in the Calsonic figures or
`
`described anywhere in the Calsonic written description. Accordingly, Petitioners’
`
`conclusion that, “[t]hus, Calsonic discloses that the bridge comprises two mating
`
`sections, interconnected, formed from the phase change material,” is unfounded
`
`and without merit. (Pet., 25)(emphasis added)
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`Third, while claim 10 requires the bridge to be formed by the phase change
`
`material, Calsonic is wholly silent as to what type of material the deformable
`
`portions 12a are made of. Although the Petition asserts that “[t]he deformable
`
`portions are made from a resin material,” this is actually nowhere stated in
`
`Calsonic. (Pet., 22-23.) Petitioners’ reliance on the disclosure in Calsonic that
`
`“holding portions 13 … is [sic] integrally formed by molding using an insulating
`
`thermoset resin material” is misplaced, as paragraph [0028] in Calsonic makes no
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`16
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`mention of deformable portions 12a. Calsonic also never once identifies
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`deformable portions 12a as part of the holding portions 13.
`
`Petitioners’ analogous arguments with respect to claim 14 suffer similar
`
`deficiencies.
`
`For at least these reasons, Ground 1 should be denied.
`
`2.
`
`Paragraph 44 of Calsonic at Best Discloses a “Hinge,”
`not a “Bridge Formed by … Two Mating Sections”
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`Petitioners assert that paragraph 44 of Calsonic “discloses that the
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`deformable portions 12a may alternately be formed independently from the
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`adjacent holding portion 13 and interconnecting [sic] by using [sic] rotatable
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`member such as [sic] hinge.” (Pet., 25.) This paragraph does not teach the recited
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`“bridge” of claim 10 for several reasons.
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`First, paragraph 44 does not say that “deformable portions 12a may
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`alternately be formed independently from the adjacent holding portion 13 and
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`interconnecting [sic] by using [sic] rotatable member such as [sic] hinge” as
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`Petitioners contend. This paragraph actually states:
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`Alternatively, the holding portions [13] may each be
`independently molded with a corresponding one of the
`holding members [12], and may be pivotally coupled to
`each other via deformable portions including a hinge and
`the like.
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`(Ex. 1004, at 7.) In other words, paragraph 44 does not teach that “deformable
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`portions 12a may alternately be formed independently” – it states that “holding
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`portions [13] may each be independently molded.” Paragraph 44 also does not
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`state that “deformable portions 12a may alternately be … interconnect[ed] by using
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`[a] rotatable member” – it states that “holding members [12], and may be pivotally
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`coupled to each other via deformable portions including a hinge and the like.”
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`The disclosure in paragraph 44 is also vague and ambiguous. While the
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`excerpt indicates that “the holding portions may each be independently molded,” it
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`qualifies this statement with the phrase “with a corresponding one of the holding
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`members,” the meaning of which is unclear and certainly does not teach a “bridge
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`formed by … two mating sections.” Paragraph 44 further states that “the holding
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`portions … may be pivotally coupled to each other via deformable portions.”
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`(Id.) (emphasis added) This also does not teach a “bridge formed by … two
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`mating sections.” In fact, this is the exact same language that Calsonic uses to
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`describe its main embodiment in the previous sentence: “The holding portions 13
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`of the divided core holding member 12 are integrally formed with the thin
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`deformable portions 12a to be coupled to each other.” (Id.) (emphasis added).
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`Paragraph 44 further likens the deformable portions of the so-called
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`alternative Calsonic embodiment to “a hinge and the like.” (Id.) As explained
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`above, hinges (and the like) as disclosed in the prior art Hsu reference were
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`distinguished from the “bridge … formed by interconnecting two mating sections
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`formed from the phase change material” recited in claim 10 of the ’952 Patent
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`during prosecution. Accordingly, the deformable portions described in paragraph
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`44 cannot be said to be any different from the configurations over which the ’952
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`Patent claims were allowed by the Patent Office.
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`For at least these reasons, Calsonic fails to teach a “bridge [] formed by
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`interconnecting two mating sections formed from the phase change material” as
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`recited in ’952 Patent claim 10.
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`Petitioners’ analogous arguments with respect to “the flexible carrier [that]
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`links said segments by connecting two mating sections” recited in claim 14 suffer
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`similar deficiencies.6
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`For at least these reasons, Ground 1 should be denied.
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`B.
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`Ground 2 Fails to Sufficiently Articulate why a Skilled
`Artisan would have Used the Plate Member of Matsushita
`with the Calsonic Stator Configuration
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`The Petition contends that a skilled artisan at the time of the invention would
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`have been motivated to add the flat plate member 19A disclosed in Matsushita with
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`6 Other than “phase change material,” the Petition offers no constructions for any
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`terms in claim 14, including “flexible carrier.”
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`the stator configuration of Calsonic to arrive at each and every claim element of
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`claims 1, 2, 4, 6, 8, 9, 12 and 13 of the ’952 Patent. (Pet., 40-42.) Petitioners’
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`contentions are flawed for at least the following reasons, and Ground 2 should be
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`denied.
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`Neither reference provides any reason or motivation for incorporating plate
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`member 19A of DENSO into Calsonic. While the Matsushita stator design relies
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`on flat plate member 19A for holding the stator segments together and in position
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`adjacent to one another, the Calsonic design already achieves this configuration
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`using upper and lower holding members 12. A skilled artisan thus would have had
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`no reason to add an additional component, e.g., the flat plate member 19A of
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`Matsushita, to accomplish a configuration already provided for in Calsonic.
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`Calsonic also explains that “[h]ow both end portions of the divided core
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`holding members 12 are joined is not particularly limited, and fixing using an
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`adhesive 14 (see Fig. 2) may be employed for example.” (Ex. 1004, ¶ [0032])
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`(annotated)
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`Calsonic further states that “the pair of divided core holding members 12 have their
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`both end portions joined and fixed to each other to be integrated, whereby the
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`stator 3 is formed.” (Id., ¶ [0033].) Calsonic therefore teaches holding the stator
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`segments together, such that a skilled artisan would have had no reason to add an
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`additional component such as a “retaining member,” which a person of ordinary
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`skill would have also understood to add manufacturing time and cost.
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`Accordingly, Ground 2 should be denied.
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`C.
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`Matsushita in Combination with Calsonic does not Cure
`Any of the Deficiencies of Calsonic in Ground 2
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`Petitioners contend that Calsonic in view of Matsushita would have rendered
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`obvious claim 9 (ground 2). But Matsushita, like Calsonic, also fails to disclose at
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`least the “two mating sections” and “phase change material” limitations recited in
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`claim 9. Nor do Petitioners claim that Matsushita discloses these elements. (Pet.,
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`33-53.)
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`D.
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`DENSO Fails to Cure Any of the Deficiencies of Calsonic in
`Ground 3
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`The Petition asserts in Ground 3 that a skilled artisan at the time of the
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`invention would have found it obvious to modify the DENSO armature to
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`incorporate the insulating thermoset resin material and “bridge being formed by
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`interconnecting two mating sections formed from the phase change material”
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`allegedly disclosed in Calsonic. (Pet., 57-60.) Patent Owner disagrees.
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`First, as explained above, Calsonic does not disclose the “bridge between
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`adjacent segments to link adjacent segments into a continuous strip, wherein the
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`bridge is formed by interconnecting two mating sections formed from the phase
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`change material” limitation recited claim 10 of the ’952 Patent. See supra III.A.
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`For this reason alone, Ground 3 fails.
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`In addition, the Petition does not sufficiently articulate why a skilled artisan
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`at the time of the invention would have incorporated aspects of the Calsonic design
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`into the DENSO armature. For example, Petitioners allege that DENSO calls for a
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`stator covered in an insulating material and that Calsonic discloses resins suitable
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`for use in coating stators. (Pet., 58.) In truth, neither reference says anything
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`about covering or coating the stator. In fact, the magnetic pole cores in DENSO
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`are themselves made of resin. (Ex. 1006, at 3 (“[T]he magnetic pole cores 2,
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`which are separated from the outer circumference core 1, are formed of an
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`insulation material (e.g., a nylon resin).”).) Accordingly, the c