throbber
.+"
`
`'-
`

`
`.;
`
`.
`
`Medical, Surgical, c’rRadiation Oncology
`
`Editedby
`
`Richard Pazdur, MD
`US Food and Drug Administration
`
`Lawrence R. Coia, MD
`Saint Barnabas Health Care System
`
`Cancer
`Management:
`A Multidisciplinary
`* Approach
`
`MELVILLE,NY
`
`William 1. Hosldns, MD
`Memorial Sloan-Kettering Cancer Center
`
`Lawrence D. Wagman, MD
`City of Hope National Medical Center
`
`And the editors of the journal ONCOLOGY
`
`,'
`
`a
`
`PBB:
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 1 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 1 of 38
`
`

`

`FOURTH EDITION
`
`Cancer
`
`Management:
`A Multidisciplinary
`Approach
`
`Medical, Surgical, 6'?“ Radiation Oncology
`
`Edited by
`
`Richard Pazdur, MD
`Director, Division of Oncology Drug Products
`Center for Drug Evaluation and Research
`US Food and Drug Administration
`
`Lawrence R. Coia, MD
`Chairman, Department of Radiation Oncology
`Community Medical Center, Toms River, NewJersey
`An affiliate of Saint Barnabas Health Care System
`
`William]. Hoskins, MD
`Deputy Physician in Chief, Disease Management Team
`Chief, Gynecology Service
`Memorial Sloan-Kettering Cancer Center
`
`Lawrence'D. Wagman, MD
`Chairman, Division of Surgery
`City of Hope National Medical Center
`
`And the editors of the journal ONCOLOGY
`
`PERMELVILLE,NY
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 2 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 2 of 38
`
`

`

`
`
`aUn E 2
`
`.U)
`
`zozI
`
`:I:
`
`
`
`CHAPTER 30
`
`Non-Hodgkin’s
`lymphoma
`
`Arturo Molina, MD, and Richard D. Pezner, MD
`
`BetWeen 1973 and 1996, the incidence of non—Hodgkin’s lymphoma (NHL)
`rose by 81%in the United States, representing one of the largest"1ncreases of
`any cancer. Although some of thisIncrease may be artifactual, resulting from
`improved diagnostic techniques and access to medical care, or may be directly
`related to the development of NHL in 20— to 40-year—old men with human
`immunodeficiency virus (HIV) infection, an unexpected increase in frequency
`of NHL has been observed throughout the United States.
`
`The incidence of NHL per 100,000 persons has risen from 9.8 in 1972—1974 to
`13.6 in 1992—1996. The increases have been relatively higher in whites, males,
`and the elderly, and rates have risen more rapidly in rural than urban areas.
`Similar findings have been reported in other developed countries.
`
`Currently, NHL represents approximately 4.0% of all cancer diagnoses (4.3% in
`males and 3.7% in females). Estimates from the American Cancer Society indi—
`cate that in the year 2000, some 56,800 new cases of NHL will be diagnosed in
`the United States and approximately 25,700 people will die of this disease.
`
`Epidemiology
`
`Gender The overall incidence of lymphoma is slightly higher in men than
`women. The incidence rate (per 100,000 population) in 1989 was 56% higher
`in white males (17.8) than white females (11.4).
`
`Age Except for highwgrade lymphoblastic and small noncleaved cell lymphomas,
`which are the most common types of NHL seen in children and young adults,
`the median age at presentation for all subtypes of NHL is over 50 years. Low-
`grade lymphomas account for 37% of NHLs in patients between the ages of 35
`and 64 years at diagnosis but for only 16% of cases in those below the age of 35
`and are extremely rare in children.
`
`Race Incidence varies by race, with whites at higher risk than blacks and Asian-
`Americans. Most histologies, particularly low--grade small lymphocytic and
`follicular lymphomas, are more common in whites than blacks. The incidence
`0f mycosis fungoidesis highestin black males and lowestin white females.
`
`Geography Certain endemic geographical factors appear to influence the de-
`velopment of NHL in specific areas.
`.xm—_—'—_—u
`
`NON-HODGKIN’S LYMPHOMA
`
`583
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novartis, IPR 2017-01592
`Page 3 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 3 of 38
`
`

`

`HTLV— 7-anooiated NHL Human T—cell lymphotrophic virus—1 (HTLV—1)—associ.
`ated T-cell lymphoma/leukemia occurs more frequently inJapan (KyuShu) and
`the Caribbean.
`
`Burkitt’s bimphoma in Africa The incidence (per 100,000 population) of Burkitt’s
`NHL in Africa (Nigeria and Tanzania) is 5.7-7. 6, as compared with 0.1 in the United
`States. The clinical features of Burkitt’s lymphoma in Africa differ from those of
`cases reported to the American Burkitt’s Lymphoma Registry. Etiologic endemic
`factors include malaria as a source ofchronic B—cell antigenic stimulation and Epstem_
`Barr virus (EBV)—induced immortalization of B—lymphocytes.
`
`Middle East lymphoma or (Dc—chain disease on Heavy-chain disease is a disorder of
`B-lymphoid cells characterized by diffuse thickening of the small intestine €er
`to a lymphoplasmacytic infiltrate with secretion of incomplete IgA heavy chains
`This clinicopathologic entity is rarely encountered in individuals other than
`those of Mediterranean ethnic origin.
`
`Follicular lymphomas are more common in North America and Europe but are
`rare in the Caribbean, Africa, China,]apan, and the Middle East.
`
`Peripheral T-cell lymphomas are more common in Europe and China than in
`North America.
`
`Disease site Malignant lymphomas are a heterogeneous group of neoplasms
`that usually arise or present in lymphoid tissues, such as lymph nodes, spleen,
`and bone marrow, but that may arise in almost any tissue. The most frequent
`sites for extranodal lymphomas, which constitute about 26% of all lympho—
`mas, are the stomach, skin, oral cavity and pharynx, small intestine, and CNS.
`Although primary CNS lymphoma is rare, there has been a 3—fold increase in
`incidence, even if patients with HIV infection and other types of immunosup-
`pression are excluded.
`
`Survival The 5—year relative survival rate of patients with NHL increased from
`28% between 1950 and 1954 to 49% between 1979 and 1985. These improve-
`ments in survival occurred mainly in young adults and children. The potential
`for cure varies among the different histologic subtypes and is directly related to
`stage at presentation and response to initial therapy.
`
`Ho1I IoI
`
`2"
`EI
`'3
`
`Etiology and risk factors
`
`1
`
`Chromosomal translocations and molecular rearrangements Nonrandom
`Chromosomal and molecular rearrangements play an important role in the
`pathogenesis of many lymphomas and correlate with histology and
`immunophenotype (Table 1). The most commonly associated chromosomal
`abnormality in NHL is the t(14;18)(q32;q21) translocation, which is found in
`85% of follicular lymphomas and 28% of higher—grade NHLs. This transloca-
`tion results in the juxtaposition of the hol—Z apoptotic inhibitor “oncogene” at
`chromosome band 18q21 to the heavy—chain region of the immunoglobulin
`locus within chromosome band 14q32.
`
`584
`
`CANCER MANAGEMENT: A MULTIDISCIPLINARY APPROACH
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 4 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 4 of 38
`
`

`

`‘—
`
`TABLE I: Correlation of chromosomal abnormalities
`in NHL with histology, antigen rearrangements,
`and oncogene expression
`
`# c
`
`Oncogene
`Antigen
`yrogenetic
`
`abnormality
`rearrangement
`expression
`Histology
`f.-
`
`B.cell lymphoma
`
`t(|4;|8)(q32;q2|)
`
`Follicular (small
`cleaved. mixed,
`
`large cell), diffuse
`large cell
`
`t(l |;|4)(q | 3;q32)
`
`Mantle cell
`
`t( I; l4)(p22;q32)
`
`MALT lymphoma
`
`t(l I; |8)(q2|;q2|)
`
`MALT lymphoma
`
`lgH
`
`lgH
`
`IgH
`
`lgH
`
`t(9;|4)(pl 3;q32)
`
`Lymphoplasmacytic lgH
`lymphoma
`
`t(|4; I9)(q32;ql 3. l)
`
`B-CLL
`
`8q24 translocations
`t(8; l 4)(q24;q32)
`t(2;8)(pl !- |2;q24)
`t(8;22)(q24;q | l)
`
`Small noncleaved
`(Burkitt’s and
`non-Burkitt’s
`types)
`
`(3;22)(q27;q| l)
`
`Trisomy l2
`
`Diffuse (large cell,
`small cleaved cell)
`
`Small lymphocytic,
`B-CLL
`
`lgH
`
`lgH
`lg-k
`lg-K
`
`lg-K
`
`T-cell lymphoma
`
`|4q|| abnormalities
`inv |4(ql |;q32)
`t(| l;|4)(p|3;ql I)
`t(|0;|4)(q24;q| l)
`t(|;|4)(p32;ql I)
`
`7q35 abnormalities
`t(7;9)(q34-36;q32)
`
`Variable
`T-ALL
`Variable
`T-ALL
`
`T-ALL or
`lymphoblastic
`lymphoma
`
`TCR-S
`TCR-E‘)
`TCR-5
`TCR-B
`
`TCR-B
`
`t(7;|4)(q34-36;q| I) Variable
`t(7;|9)(q34-36;q|3) T-ALL
`
`J
`
`TCR-B
`TCR~B
`
`t(2;5)(p23;q35)
`
`Anaplastic
`large cell
`(Ki- | positive)
`
`bcl—Z
`
`bcl-l
`
`bcl—I 0
`
`Unknown
`
`FAX-5
`
`bcl—3
`
`c-myc
`
`bcl-6 (LAZ-3)
`
`tcl-I
`tcl-Z
`hox-I l (id-3)
`tcl (tall,tcl-5)
`
`tcl-4
`
`lyl-l
`
`npm, alk
`
`— a
`
`lk = anaplastic lymphoma kinase gene; B-CLL = B-cell chronic lymphocytic leukemia; lgH = immuno-
`globulin heavy chain; lg-K = immunoglobulin kappa light chain; lg-7l, = Immunoglobulin lambda light
`chain; LAZ-3 = LAZ-3 transcription factor gene; MALT = mucosa-associated lymphoid tissuempm =
`nucleophosmin gene;T—ALL = T-cell acute lymphocytic leukemia;TCR = T-cell antigen receptor
`
`
`
`NON-HODGKIN’S LYMPHOMA
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 5 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 5 of 38
`
`

`

`fl:-
`
`The t(11;14)(q13;q32) translocation results in overexpression of [Ml-7 (CYCIin
`D1/PRAD 1), a cell-cycle—control gene on chromosome 11q13, and has a di-
`agnostic, nonrandom association with mantle cell lymphoma.
`Chromosomal translocations involving 8q24 lead to c~myc deregulation and
`are frequently seen in high-grade small noncleaved lymphomas (Burkitt’s and
`non-Burkitt’s types), including those associated with HIV infection.
`Environmental factors also may play a role in the development of NHL,
`
`Occupations Certain workers have a slightly increased risk of developing NHL
`including farmers, pesticide applicators, grain (flour) millers, meat workerS, Wood
`and forestry workers, chemists, painters, mechanics, machinists, printers, and Work.
`ers in the petroleum, rubber, plastics, and synthetics industries.
`Chemicals that have been linked to the development of NHL include a variety
`of pesticides and herbicides (2,4-D-organophosphates, chlorophenols), solvents
`and organic chemicals (benzene, carbon tetrachloride), wood preservatives,
`dusts (wood, cotton), and some components in hair dye.
`Chemotherapy and radiotherapy Patients who receive cancer chemotherapy
`and/or radiation therapy are also at increased risk of developing NHL.
`Viruses Several viruses have been implicated in the pathogenesis of NHL, in-
`cluding EBV, HTLV-l, Kaposi’s sarcoma—associated herpesvirus (KSHV; 21130
`known as human herpesvirus 8, or HHV-8), and hepatitis C virus (HCV).
`EBVis a DNA virus that has been associated with Burkitt’s lymphoma, par-
`ticularly in endemic areas of Africa; Hodgkin’s disease; lymphomas in im—
`munocompromised patients (ie, organ transplantation and HIV infection);
`sinonasal lymphoma (Asia and South America); and sporadically in other
`B— and T—cell lymphomas. EBV can transform lymphocytes in culture. B—lym-
`phocytes from normal EBV-positive subjects grow as tumors in mice with se-
`vere combined immunodeficiency.
`
`HTLV- 7 is a human retrovirus that is endemic in certain areas ofjapan and the
`Caribbean. HTLV—l establishes a latent infection via reverse transcription
`in activated T—helper cells. A minority (5%) of carriers develop adult T—cell
`leukemia/lymphoma. An HTLV—l-like deleted provirus has been detected in
`some patients with mycosis fungoides, although conflicting findings have been
`reported.
`'
`KSHV KSHV—like DNA sequences are frequently detected in body cavity-
`based lymphomas in patients with HIV infection and in those with multicen—
`tric Castleman’s disease.
`
`HCVinfection is associated with the development of clonal B-cell expansions
`and certain subtypes of NHL, particularly in the setting of essential (type 11)
`mixed cryoglobulinemia. HCV may predispose B-cells to malignant transfor-
`mation by enhancing signal transduction upon binding to the CD81 (TAPA-I)
`molecule.
`
`Immunodeficiency Patients with congenital and acquired states of immu'
`nosuppression are at increased risk for NHL.
`_—’_—___—_—_______/
`586
`CANCER MANAGEMENT: A MULTIDISCIPLINARY APPROACH
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 6 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 6 of 38
`
`

`

`Fr
`
`fl
`
`Gangenital immunodeficiency states that are associated with an increased risk in-
`clude ataxia-telangiectasia, Wiskott—Aldrich syndrome, common variable hypo-
`gammaglobulinemia, X—linked lymphoproliferative syndrome, and severe com—
`bined immunodeficiency.
`Acquired immunodeficiency states, such as HIV infection, iatrogenic immuno—
`Suppression (ie, organ or bone marrow transplant [BMT] recipients, long—term
`survivors of Hodgkin’s disease), and a variety of collagen vascular and autoim—
`Inufle diseases (eg, Sjogren’s syndrome, rheumatoid vasculitis and Felty’s syn-
`drome, systemic lupus erythematosus, chronic lymphocytic thyroiditis, and
`angioimmunoblastic lymphadenopathy) also pose an increased risk of de—
`veloping NHL.
`
`GE lymphomas An increased incidence of GI lymphomas is seen in patients
`with celiac (nontropical) sprue and inflammatory bowel disease, particularly
`Crohn’s disease. Gastric mucosa—associated lymphoid tissue (MALT) lymphoma
`is seen most frequently, but not exclusively, in association with Helicobaeter
`pylori infection. In contrast to studies performed in European patients, Mexi-
`can patients with intestinal lymphomas show a very high frequency of EBV—
`positivity; this finding is not limited to T—cell NHLs, but rather, includes a
`significant portion of B—cell NHLs.
`
`Signs and symptoms
`__________—_____————
`
`Fever, weight loss, and night sweats, referred to as systemic B symptoms, as
`well as fatigue and weakness, are more common in advanced or aggressive
`NHL but may be present in all stages and histologic subtypes.
`
`Low-grade lymphomas Painless, slowly progressive peripheral adenopathy
`is the most common clinical presentation in patients with low-grade lymphomas.
`Patients sometimes report a history of waxing and waning adenopathy before
`seeking medical attention. Spontaneous regression of enlarged lymph nodes
`can occur and can cause a low—grade lymphoma to be confused with an infec—
`tious condition.
`
`Primary extranodal involvement and B symptoms are uncommon at presen-
`tation; however, both are common in advanced or end—stage disease. Bone
`marrow is frequently involved, sometimes in association with cytopenias.
`Splenomegaly is seen in about 40% of patients, but the spleen is rarely the
`only involved site at presentaticm.
`
`Intermediate- and high-grade lymphomas The clinical presentation of in—
`termediate— and high-grade lymphomas is more varied. Although the majority
`of patients present with adenopathy, more than one—third present with
`extranodal involvement, the most common sites being the GI tract (including
`Waldeyer’s ring), skin, bone marrow, sinuses, GU tract, thyroid, and CNS.
`B symptoms are more common, occurring in about 300/0-400/0 of patients.
`Lymphoblastic lymphoma often presents with an anterior superior mediastinal
`mass, superior vena cava syndrome, and leptomeningeal disease with cranial
`nerve palsies.
`
`NON-HODGKIN'S LYMFHOMA
`
`581
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novartis, IPR 2017-01592
`Page 7 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 7 of 38
`
`

`

`# U
`
`S patients with Burkitt’s lymphoma often present with a large abdominal
`mass and symptoms of bowel obstruction.
`
`Screening and diagnosis
`________________—_—————-———-
`N0 effective methods are available for screening or identifying populations at
`high risk for the development of NHL. A definitive diagnosis can be made
`only by biopsy of pathologic lymph nodes or tumor tissue. A formal review by
`an expert hematopathologist for additional studies, such as immunophenotyping
`and genotyping, should be considered.
`Initial diagnostic evaluation of patients with lymphoproliferative malignancy
`should include:
`I Careful history (night sweats, weight loss, fever; neurologic, musculo-
`skeletal, or G1 symptoms)
`I Physical examination (lymph nodes, including submental, infraclavi—
`cular, epitrochlear, iliac, femoral, and popliteal nodes; pericardial rub,
`pleural effusion, distended neck and/or upper extremity veins in
`superior vena cava syndrome; breast masses; hepatosplenomegaly,
`bowel obstruction, renal mass, and testicular or ovarian mass; focal
`neurologic signs, such as plexopathy, spinal cord compression, nerve
`root infiltration, and meningeal involvement; skin lesions)
`
`I Biopsy of peripheral lymphadenopathy
`I Chest x—ray (mediastinal or hilar adenopathy, pleural effusions,
`parenchymal lesions)
`I CT scan of the chest (mediastinal, hilar, or parenchymal pulmonary
`disease)
`I CT scan of the abdomen and pelvis (enlarged lymph nodes, spleno-
`megaly, filling defects in liver and spleen)
`
`I Bilateral bone marrow biopsy
`
`I Gallium scan (optional/selected cases)
`I Bone scan (selected cases) if musculoskeletal symptoms are present or
`alkaline phosphatase is elevated
`I CBC with differential and platelet count (peripheral blood lymphocy—
`tosis with circulating malignant cells is common in low-grade lym—
`phomas). Bone marrow and peripheral blood involvement may be
`present, and the distinction between leukemia and lymphoma is diffi-
`cult to make in some cases.
`I General chemistry panel, BQ-microglobulin are recommended
`I HIV serology in patients with diffuse large cell, immunoblastic, and
`small noncleaved histologies; HTLV—l serology in patients with cuta-
`neous T—cell lymphoma, especially if they have hypercalcemia
`
`/ 5
`
`CANCER MANAGEMENT: A MULTIDISCIPLINARY APPROACH
`
`88
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 8 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 8 of 38
`
`

`

`I Cytogenetic and molecular analyses of lymph node, bone marrow, and
`peripheral blood (selected cases)
`
`I Perform examination of CSF and strongly consider CNS prophylaxis
`in patients with (1) diffuse aggressive NHL with bone marrow, epidu—
`ral, testicular, paranasal sinus, or nasopharyngeal involvement; (2) high—
`grade lymphoblastic lymphoma and small noncleaved cell lymphomas
`(Burkitt’s and non-Burkitt’s types); (3) HIV-related lymphoma; and
`(4) primary CNS lymphoma
`
`I Upper GI series with small bowel follow-through in patients with head
`and neck involvement (tonsil, base of tongue, nasopharynx) and those
`with a GI primary
`
`I Ultrasound of opposite testis in patients with a testicular primary
`
`I Spinal MRI scan for epidural disease when clinically indicated (useful
`in the evaluation of suspected spinal cord compression)
`
`I PET (FD G—glucose) scanning is gaining wider acceptance as a poten-
`tial diagnostic approach for staging at diagnosis and relapse.
`
`PCR and Southern blot studies Circulating monoclonal lymphoid cells can
`be detected by polymerase chain reaction (PCR) or Southern blot techniques,
`but the clinical utility of these studies is not well defined. Several studies have
`demonstrated the presence of circulating t(l4;18)-positive cells in patients with
`durable remissions of follicular lymphoma, but whether this is a harbinger of re-
`lapse remains controversial. The t(l4;18) translocation has been found in B—cells
`from blood of normal individuals, indicating that additional oncogenic events are
`necessary to establish the neoplastic phenotype.
`
`’athology
`
`Despite an improvement in immunologic, cytogenetic, and molecular tech-
`niques used by hematopathologists for diagnosing and classifying lymphoma,
`many problems and areas of confusion remain.
`
`Working Formulation
`
`Proposed in 1982 as a modification of the Rappaport classification of NHL,
`the Working Formulation established a uniform language that is clinically rel-
`evant and useful in predicting survival and curability (Table 2). This classi-
`fication is based on two criteria: (1) morphology (growth pattern in lymph
`nodes and cytologic features of neoplastic cells) and (2) biological aggressive-
`ness (low, intermediate, and high grade).
`
`The terminology is based primarily on the Lukes—Collins and Kiel (Lennert)
`systems, which recognize the immunologic origin of NHL. Thus, the nodular
`(follicular) growth pattern represents lymphomas arising from follicular center
`cells (B-cells) of normal lymphoid follicles, whereas large cell lymphomas are
`derived from transformed B- or T—cells. The advantages of this classification
`system include a good correlation between histologic subtype and clinical course,
`
`
`NON-HODGKIN'S LYMPHOMA
`
`589
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 9 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 9 of 38
`
`

`

`TABLE 2: Working Formulation and Rappaport classification
`equivalents for NHL
`m_
`
`
`
` Working Formulation Rappaport equivalent
`
`Low-grade
`A. Small lymphocytic
`B. Follicular. small cleaved cell
`C. Follicular, mixed, small cleaved
`and large cell
`
`Intermediate-grade
`D. Follicular, large cell
`E. Diffuse, small cleaved cell
`F. Diffuse, mixed small and large cell
`G. Diffuse, large cell
`
`Diffuse, well-differentiated, lymphocytic
`Nodular, poorly differentiated, lymphocytic
`Nodular, mixed
`
`Nodular, histiocytic
`Diffuse, poorly differentiated, lymphocytic
`Diffuse, mixed
`Diffuse, histiocytic
`
`High-grade
`H. Immunoblastic
`|. Lymphoblastic
`J. Diffuse, small noncleaved cell
`
`Diffuse, histiocytic
`Lymphoblastic
`Diffuse, undifferentiated
`(Burkitt’s and non-Burkitt’s types)
`
`
`and the potential for widespread application among different institutions be—
`cause determination of immune surface markers is not required.
`
`Unfortunately, the Working Formulation does not distinguish between neo-
`plasms of B— and T—cell lineage or recognize other subtypes of lymphoma that
`are defined by immunophenotypic and genetic techniques and/or character—
`ized by unique clinical and biological features (Table 3). In addition, the Work
`ing Formulation classifies immunoblastic lymphoma, a morphologic variant of
`diffuse large cell lymphoma, as a high grade NHL, and yet its clinical course
`and survival do not differ from those of intermediate-grade diffuse large cell
`lymphoma.
`
`REAL classification A revised European-American classification of lymphoid
`neoplasms (REAL classification) has been proposed by the International Lym-
`phoma Study Group (ILSG). This approach to lymphoma categorization at-
`tempts to define the diseases recognized with currently available morphologic,
`immunologic, and genetic techniques. This system incorporates new
`lymphoproliferative disorders that were not recognized by the Working For-
`mulation (Table 3) and omits the general grading of lymphomas into low—,
`intermediate-, and high-grade categories.
`
`The list of lymphoid neoplasms recognized by the ILSG includes 12 different
`types of B-cell neoplasms and 11 types of T—cell malignancies, including pre-
`cursor B-cell and T—cell acute leukemia. The subtypes of Hodgkin’s disease are
`also included. The clinical relevance of the REAL classification is under study.
`
`The 13 most frequently occurring clinical entities that are recognized by the
`REAL classification are diffuse large B-cell lymphoma (31%), follicular lym-
`phoma (22%), small lymphocytic lymphoma (6%), mantle cell lymphoma (6%),
`
`590
`
`CANCER MANAGEMENT: A MULTIDlSClPLlNARY APPROACH
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 10 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 10 of 38
`
`

`

`.—
`
`TABLE 3: Lymphomas and atypical lymphoproliferative
`disorders not recognized by the Working Formulation
`fl
`Mantle cell lymphomaa
`Resembles follicular small cleaved cell NHL but derived from a different type of B-cell
`found in mantle zone surrounding B-cell follicles; frequent detection of a t(| I; I4)
`translocation involving bcl-l rearrangement; comprises ~ 5% of NHLs in Europe and the
`us; propensity for extranodal involvement and aggressive behavior; low potential for cure
`with standard therapies; bone marrow involved in > 75% of cases, peripheral blood
`involved in ~ 30%
`
`Monocytoid B-cell lymphomalmarginal zone lymphoma of nodal type
`Low—grade NHL; extremely indolent course; predominant lymph node involvement
`
`Lymphoma of mucosa-associated lymphoid tissue (MALT)
`Tends to have an indolent natural history; primarily affects organs containing epithelial cells,
`such as the GI tract, lung, breast, thyroid, and salivary glands; 80% 5-year survival
`Anaplastic large-cell lymphomab
`Commonly infiltrates the sinusoids of lymph nodes; frequently misdiagnosed as HD,
`malignant histiocytosis, or metastatic carcinoma; skin often involved; most cases are of
`T-cell origin and some are characterized by the detection of a t(2;5) translocation
`
`Nycosis fungoides
`Indolent cutaneous T-cell lymphomas with a CD4+ phenotype; initially involves the skin
`but disseminates into lymph nodes and visceral organs in many patients; more advanced
`form (leukemic peripheral blood involvement and generalized erythroderma) known as
`Sézary syndrome; ulcerated lesion commonly complicated by bacteria; involvement of
`viscera (usually the lung and liver) associated with very poor prognosis
`
`Angiocentric lymphoma
`T—cell neoplasm with propensity to invade and destroy blood vessels
`T-cell— rich B-cell lymphoma
`Previously classified as subset of diffuse lymphocyte-predominant HD; usually aggressive;
`response to multiagent chemotherapy and outcome similar to other large B-cell NHLs
`
`Angiotropic (intravascular) large cell lymphoma
`Usually of B—cell lineage; characterized by diffuse intravascular proliferation of neoplastic
`cells within capillaries, arterioles, and venules
`
`Angio-immunoblastic lymphadenopathy (AILD)
`Lymphoproliferative disorder characterized by diffuse lymphadenopathy, hepatospleno-
`megaly, skin rash, systemic symptoms,cytopenias, and polyclonal hypergammaglobul-
`inemia; often evolves into T-cell lymphoma. but EBV-related B-cell NHLs can also develop
`
`Divergent or discordant lymphoma
`Large cell histology in a lymph node with low-grade small cleaved cell lymphoma in bone
`marrow; histologic transformation of low-grade NHL into a more aggressive lymphoma
`occurs at annual rate of 3%-4% and is associated with increased morbidity and mortality
`
`Composite lymphoma
`Two histologic subtypes in the same lymph node, sometimes with coexistent HD
`Castleman’s disease
`Lymphoproliferative disorder associated with both immunodeficiency (HIV infection) and
`increased rate of malignancy (lymphoma, HD, and KS);associated with HHV-S infection.
`
`Adult'F-cell leukemiallymphoma
`Aggressive T-cell malignancy with unique clinical features, including skin infiltration, lytic
`bone lesions,and hypercalcemia; associated with HTLV-I infection
`fl
`
`3Also known as mantle zone or lymphocytic lymphoma of intermediate differentiation.
`Ki-l
`lymphoma. HD = Hodgkin’s disease; KS = Kaposi's sarcoma
`
`'3 Also known as
`
`
`
`NON-HODGKIN‘S LYMPHOMA
`
`59 I
`
`NOVARTIS EXHIBIT 2006
`Breckenridge V. Novattis, IPR 2017-01592
`Page 11 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 11 of 38
`
`

`

`peripheral T—cell lymphoma (6%), lymphoma of mucosa associated tissue
`(MALT) type (5%), primary mediastinal large B-cell lymphoma (2%), anaplas_
`tic large (T—/null—cell lymphoma (2%), lymphoblastic lymphoma of T— or B-cell
`lineage, Burkitt’s-like lymphoma (2%), marginal zone (monocytoid) B—cell lym-
`phoma (< 1%), lymphoplasmacytic lymphoma (1%), and Burkitt’s lymphoma
`(<1%). When immunotyping is used, the diagnostic accuracy of the REAL
`classification exceeds 85% for most subtypes, with the exception of Burkitt’s-
`like and lymphoplasmacytic lymphomas, for which the classification has diag-
`nostic accuracy rates of 53% and 56%, respectively.
`
`World Health Organization (WHO) classification The proposed WHO
`classification for lymphomas will use the principles of the REAL classification
`and will define each entity according to morphologic features, immunophenotype,
`genetic features, postulated normal counterpart, and clinical features. The WHO
`classification is similar to the REAL classification, with some modifications
`and reassessments based on more current data.
`
`REAL classification vs Working Formulation Several studies have com—
`pared the REAL classification with the Working Formulation. In one study,
`the presence of a T—cell phenotype was associated with a worse prognosis in
`68 out of 560 patients with Working Formulation intermediate-grade, immu—
`noblastic NHL. The poor prognoses of these peripheral T-cell lymphomas were
`independent of the International Prognostic Index (IPI), suggesting that the
`immunophenotypic basis of the REAL classification is clinically relevant.
`
`However, in a European study of 670 cases of NHL, only 3.8% of cases had a
`T—cell phenotype, and a statistically significant survival difference could not be
`demonstrated. In this analysis, mantle cell lymphoma and marginal zone
`B-cell lymphoma were seen in 11% and 5% of patients, respectively. These
`histologic subtypes, which are not recognized by the Working Formulation,
`were characterized by a shorter median survival, suggesting that the REAL
`classification may be of value in identifying NHL entities with distinct clinical
`behaviors and prognoses.
`
`Staging and prognosis
`
`Determining the extent of disease in patients with NHL provides prognostic
`information and is useful in treatment planning. However, histologic sub—
`classification (Working Formulation) is the primary determinant of survival
`and potential for cure. Compared to patients with limited disease, those with
`extensive disease usually require different therapy, and certain extranodal
`sites of involvement, such as the CNS and testes, require specific treatment
`modalities.
`
`Ann Arbor system Although initially devised for Hodgkin’s disease, the Ann
`Arbor system has been routinely applied to NHL (Table 4). Because Hodgkin’s
`disease commonly spreads via contiguous lymph node groups, this system is
`based primarily on the distribution of lymphatic involvement with respect to
`the diaphragm and the presence of extralymphatic organ involvement. The
`
`
`592
`
`CANCER MANAGEMENT: A MULTIDISCIPLINARY APPROACH
`
`NOVARTIS EXHIBIT 2006 ‘
`Breckenridge V. Novattis, IPR 2017-01592
`Page 12 of 38
`
`NOVARTIS EXHIBIT 2006
`Breckenridge v. Novartis, IPR 2017-01592
`Page 12 of 38
`
`

`

`.—
`
`TABLE 4: Ann Arbor staging classification for NHL3
`WF
`
`Area of involvement
`stage
`r'__—_——_—__—————‘—'—‘—
`
`|
`
`IE
`“
`
`”E
`m
`
`|||E
`|||S
`
`mSE
`
`One lymph node region
`
`One extralymphatic organ or site
`Two or more lymph node regions on the same side of the diaphragm
`
`One extralymphatic organ or site (localized) in addition to criteria for stage H
`Lymph node regions on both sides of the diaphragm
`
`One extralymphatic organ or site (localized) in addition to criteria for stage III
`Spleen in addition to criteria for stage III
`Spleen and one extralymphatic organ or site (localized) in addition to criteria
`for stage III
`
`|V
`
`One or more extralymphatic organs with or without associated lymph node
`involvement (diffuse or disseminated); involved organs should be designated by
`subscript letters (P, lung; H, liver; M, bone marrow)
`#-
`*1 ClassA patients experience no symptoms; class B patients experience unexplained fever of 2 l0|.5°F;
`unexplained. drenching night sweats; or loss of > | 0% body weight within the previous 6 months.
`
`Ann Arbor system does not reflect the noncontiguous nature of disease spread
`in NHL, does not discriminate well between stage III and IV intermediate—
`grade disease, and fails to account for tumor bulk or number of extranodal sites.
`
`Prognostic factors Histology and morphol-
`A new prognostic factor model
`
`ogy are the major determinants of treatment
`was recently devised based on a
`retrospective study of 987 cases
`outcome and prognosis. Some patients with
`of follicular lymphoma. Muitivari-
`slow-growing low-grade lymphoma may re—
`ate anaiysis showed that gender.
`main well for many years with minimal or no
`age, number of extranodal sites.
`initial therapy, whereas survival of patients
`LDH, systemic symptoms, and
`with some types of high—grade lymphoma is
`erythrocyte sedimentation rate
`(ESR) were predictors of overall
`measured only in weeks, unless aggressive
`survivaE.The lPl was also useful in
`treatment is initiated promptly. The biologi-
`cal and clinical behavior of these disorders
`varies among the different histologic subtypes.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Several clinical pretreatment characteristics
`
`
`have been identified that are associated with
`(Federico M,Vitoio U, Zinzani P, et al:
`
`
`Proc Am Soc Clin Oncol l8:9a
`improved survival after therapy for aggressive
`
`
`[abstract 30], l 999).
`(intermediate- and high-grade) NHL: age at
`
`diagnosis; performance status; systemic symp-
`toms; serum lactic dehydrogenase (LDH) level; number of nodal and extra-
`nodal sites; tumor bulk; BQ-microglobulin level (BQM); and Ann Arbor stage.
`In general, these clinical characteristics are thought to reflect the following
`host/tumor characteristics:
`
`strat

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket