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-(cid:173) c:::,
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`--=N
`PROVISIONAL APPLICATION FOR PATENT
`t;;-- Thi .
`0
`t: fil'
`-c:
`s 1s a request or I mg a PR VI I N
`CATIONFOR PATENT under 37 CFR 1.53(b)(2,t'
`0 SO ALAPPLI
`I Docket Number I AM100144
`""""""'·
`_;__ m
`=·
`c:::,
`0
`~'U
`
`INVENTOR(s) / APPLICANT(s)
`I MIDDLE I
`INITIAL
`
`I Type a plus sign ( +) .j::
`
`inside this box
`
`I'll<->
`..: <"'>
`N::::..:::
`(1\C:::,
`a,'4>
`~
`RESIDENCE
`(CITY, AND EITHER STATE OR FOREIGN COUNTRY)
`5 Whitman Place, Monroe, New York, 10950
`I Dukes Court, Morristown, New Jersey, 07960
`
`I
`
`LAST NAME
`Zhu
`Fawzi
`
`FIRST NAME
`Tianmin
`Mahdi
`
`·~:r;
`
`TITLE OF THE INVENTION (280 characters max)
`
`WATER SOLUBLE RAPAMYCIN ESTERS
`
`CORRESPONDENCE ADDRESS
`
`')1! ~
`~_j
`e;;;
`-::.,_:;
`,t.'i
`;: ~
`l;gon E. Berg
`~erican Home Products Corporation
`"'Patent Law Department-2B
`i,,-{Jne Campus Drive
`'ifarsippany
`~=
`~TATE
`i=
`d
`~
`~ Specification
`
`NJ
`
`icoUNTRY
`ENCLOSED APPLICATION PARTS ( check all that apply)
`Number of Pages
`
`USA
`
`lzrPCODE I 07054
`I
`I
`LJ Small entity Statement
`130 I
`n Drawing(s)
`fxl Other (specify)
`I Certificate of Mailing
`I
`Number of Sheets I
`LJ A check or money order is enclosed to cover the Provisional filing fees
`0 The Commissioner is hereby authorized to charge
`I 01-1425
`
`METHOD OF PAYMENT ( check one)
`
`filing fees and credit deposit account Number:
`
`PROVISIONAL
`FILING FEE ($) $150.00
`
`I
`
`The invention was made by an agency of the United States Government or under a contract with an agency of the
`United States Government.
`No.
`Yes, the name of the U.S. Government agency and the Government contract number are:
`
`Respectfully submitted,
`
`SIGNATURE
`TYPED OR PRINTED NAME ARNOLDS. MILOWSKY
`TELEPHONE
`(610) 902-2635
`
`DATE
`
`September 19, 2000
`
`REG.NO.
`
`35,288
`
`D Additional inventors are being named on separately numbered sheets attached hereto.
`A n EXHIBIT 1 l J 5
`; 5
`Deponent U
`~~Ii 7 g Rptr.( ~
`
`Breckenridge Exhibit 1092
`Zhu '973 Patent
`Page 0012
`
`I
`
`_
`
`

`

`18 September 2000
`1ED29:0CO:ASM:asm
`AM100144
`PATENT
`
`- 29 -
`
`5
`
`wherein
`R1 and R2 are each, independently, hydrogen or -CO(CR3R4)b(CR5R6)aCR7R8R9;
`R3 and R4 are each, independently, hydrogen, alkyl of 1-6 carbon atoms, alkenyl of
`2-7 carbon atoms, alkynyl of 2-7 carbon atoms, trifluoromethyl, or -F;
`R5 and R6 are each, independently, hydrogen, alkyl of 1-6 carbon atoms, alkenyl of
`2-7 carbon atoms, alkynyl of 2-7 carbon atoms, -(CR3R4)tOR 10, -CF3, -F, or
`-CO2Rll;
`R7 is hydrogen, alkyl of 1-6 carbon atoms, alkenyl of 2-7 carbon atoms, alkynyl of
`2-7 carbon atoms, -(CR3R4)f0Rl0, -CF3, -F, or -C02Rll;
`R8 and R9 are each, independently, hydrogen, alkyl of 1-6 carbon atoms, alkenyl of
`2-7 carbon atoms, alkynyl of 2-7 carbon atoms, -(CR3R4)f()Rl0, -CF3, -F, or
`-CO2Rll;
`R 10 is hydrogen or -COCH2-S-CH2CH2-(O-CH2-CH2)0-OCH3;
`b = 0-6;
`d = 0-6;
`f = 0-6;
`n = 5-450;
`with the proviso that R1 and R2 are both not hydrogen and further provided that either
`20 R1 or R2 contains at least one -(CR3R4)t<)R10 group in which RlO is
`-COCH2-S-CH2CH2-(O-CH2-CH2)0-OCH3, or a pharmaceutically acceptable salt
`thereof, and a pharmaceutical carrier.
`
`10
`
`15
`
`A compound which is rapamycin 42-ester with 3-hydroxy-2-(2-iodo-
`17.
`acetoxymethyl)-2-methyl-propionic acid.
`
`25
`
`18. A compound which is rapamycin 42-ester with 3-(2-Iodo-acetoxy)-2-(2-iodo-
`acetoxymethyl)-2-methyl-propionic acid.
`
`Breckenridge Exhibit 1092
`Zhu '973 Patent
`Page 0044
`
`

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