3GPP TS 36.213 V8.0.0 (2007-09)
`
`Technical Specification
`
`
`
`3rd Generation Partnership Project;
`Technical Specification Group Radio Access Network;
`Evolved Universal Terrestrial Radio Access (E-UTRA);
`Physical layer procedures
`(Release 8)
`
`The present document has been developed within the 3rd Generation Partnership Project (3GPP TM) and may be further elaborated for the purposes of 3GPP.
`
`
`
`The present document has not been subject to any approval process by the 3GPP Organisational Partners and shall not be implemented.
`This Specification is provided for future development work within 3GPP only. The Organisational Partners accept no liability for any use of this Specification.
`Specifications and reports for implementation of the 3GPP TM system should be obtained via the 3GPP Organisational Partners’ Publications Offices.
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`3GPP TS 36.213 V8.0.0 (2007-09)
`
`
`
`
`
`
`
`
`
`Keywords
`UMTS, radio, layer 1
`
`3GPP
`
`Postal address
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`
`3GPP support office address
`650 Route des Lucioles – Sophia Antipolis
`Valbonne – France
`Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16
`
`Internet
`http://www.3gpp.org
`
`Copyright Notification
`
`No part may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© 2007, 3GPP Organizational Partners (ARIB, ATIS, CCSA, ETSI, TTA, TTC).
`All rights reserved.
`
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`Release 8
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`3
`
`3GPP TS 36.213 V8.0.0 (2007-09)
`
`Contents
`Foreword ............................................................................................................................................................ 5
`1
`Scope ........................................................................................................................................................ 6
`2
`References ................................................................................................................................................ 6
`3
`Definitions, symbols, and abbreviations .................................................................................................. 6
`3.1
`Definitions ............................................................................................................................................................. 6
`3.2
`Symbols ................................................................................................................................................................. 6
`3.3
`Abbreviations ........................................................................................................................................................ 6
`4
`Synchronization procedures ..................................................................................................................... 7
`4.1
`Cell search ............................................................................................................................................................. 7
`4.2
`Timing synchronization ........................................................................................................................................ 7
`4.2.1
`Synchronization primitives ............................................................................................................................. 7
`4.2.2
`Radio link monitoring ..................................................................................................................................... 7
`4.2.3
`Inter-cell synchronization ................................................................................................................................ 7
`4.2.4
`Transmission timing adjustments ................................................................................................................... 7
`5
`Power control ........................................................................................................................................... 7
`5.1
`Uplink power control ............................................................................................................................................ 8
`5.1.1
`Physical uplink shared channel ....................................................................................................................... 8
`5.1.1.1
`UE behaviour ............................................................................................................................................. 8
`5.1.1.2
`eNodeB behaviour ..................................................................................................................................... 9
`5.1.2
`Physical uplink control channel ...................................................................................................................... 9
`5.1.2.1
`UE behaviour ............................................................................................................................................. 9
`5.1.2.2
`eNodeB behaviour ..................................................................................................................................... 9
`5.1.3
`Sounding Reference Symbol ........................................................................................................................... 9
`5.1.2.1
`UE behaviour ............................................................................................................................................. 9
`5.1.2.2
`eNodeB behaviour ..................................................................................................................................... 9
`5.2
`Downlink power allocation ................................................................................................................................... 9
`5.2.1
`UE behaviour ................................................................................................................................................... 9
`5.2.2
`eNodeB behaviour ........................................................................................................................................... 9
`5.2.3
`Downlink channel subcarrier transmit power offset ...................................................................................... 9
`6
`Random access procedure ...................................................................................................................... 10
`6.1
`Physical non-synchronized random access procedure ....................................................................................... 10
`6.1.1
`Timing ........................................................................................................................................................... 10
`6.1.1.1
`Synchronized ........................................................................................................................................... 10
`6.1.1.2
`Unsynchronized ....................................................................................................................................... 10
`6.1.2
`Preamble Sequence selection ........................................................................................................................ 10
`7
`Physical downlink shared channel related procedures ........................................................................... 10
`7.1.
`UE procedure for receiving the physical downlink shared channel .................................................................. 10
`7.2
`UE procedure for reporting channel quality indication (CQI), precoding matrix indicator (PMI) and rank ... 11
`7.2.1
`Channel quality indicator (CQI) definition ................................................................................................... 11
`7.2.2
`Precoding definition ...................................................................................................................................... 11
`8
`Physical uplink shared channel related procedures ................................................................................ 11
`8.1
`eNodeB procedure for receiving physical uplink shared channel ..................................................................... 11
`8.2
`UE sounding procedure ....................................................................................................................................... 11
`8.2.1
`Sounding definition ....................................................................................................................................... 12
`8.3
`UE ACK/NACK procedure ................................................................................................................................ 12
`9
`Physical downlink control channel procedures ...................................................................................... 12
`9.1
`UE procedure for determining physical downlink control channel assignment ................................................ 12
`10
`Physical uplink control channel procedures ........................................................................................... 12
`10.1
`UE procedure for determining physical uplink control channel assignment ..................................................... 12
`
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`4
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`3GPP TS 36.213 V8.0.0 (2007-09)
`
`Annex A (informative):
`
`
`Change history ............................................................................................... 13
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`Release 8
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`3GPP TS 36.213 V8.0.0 (2007-09)
`
`Foreword
`This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`where:
`
`x
`
`the first digit:
`
`1 presented to TSG for information;
`
`2 presented to TSG for approval;
`
`3 or greater indicates TSG approved document under change control.
`
`y
`
`the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`z
`
`the third digit is incremented when editorial only changes have been incorporated in the document.
`
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`Scope
`1
`The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and
`TDD modes of E-UTRA.
`
`References
`2
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
` References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
` For a specific reference, subsequent revisions do not apply.
`
` For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document
`(including a GSM document), a non-specific reference implicitly refers to the latest version of that document in
`the same Release as the present document.
`
`[1]
`
`3GPP TR 21.905: "Vocabulary for 3GPP Specifications".
`
`3
`
`Definitions, symbols, and abbreviations
`
`Definitions
`3.1
`For the purposes of the present document, the terms and definitions given in TR 21.905 [1] and the following apply. A
`term defined in the present document takes precedence over the definition of the same term, if any, in TR 21.905 [1].
`
`(no further definitions)
`
`Symbols
`3.2
`For the purposes of the present document, the following symbols apply:
`
`RB
`scN
`Downlink bandwidth configuration, expressed in units of
`RB
`Uplink bandwidth configuration, expressed in units of
`scN
`
`DL
`RBN
`UL
`RBN
`
`Abbreviations
`3.3
`For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An
`abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in
`TR 21.905 [1].
`
`ACK
`BCH
`CCPCH
`CQI
`CRC
`DL
`DTX
`EPRE
`NACK
`PCFICH
`
`Acknowledgement
`Broadcast Channel
`Common Control Physical Channel
`Channel Quality Indicator
`Cyclic Redundancy Check
`Downlink
`Discontinuous Transmission
`Energy Per Resource Element
`Negative Acknowledgement
`Physical control format indicator channel
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`PDSCH
`PHICH
`PRACH
`PUCCH
`PUSCH
`QoS
`RE
`RPF
`RS
`SIR
`SINR
`TA
`TTI
`UE
`UL
`
`
`Physical Downlink Shared Channel
`Physical Hybrid ARQ Indicator Channel
`Physical random access channel
`Physical Uplink Control Channel
`Physical Uplink Shared Channel
`Quality of Service
`Resource Element
`Repetition Factor
`Reference Signal
`Signal-to-Interference Ratio
`Signal to Interference plus Noise Ratio
`Time alignment
`Transmission Time Interval
`User Equipment
`Uplink
`
`4
`
`Synchronization procedures
`
`Cell search
`4.1
`Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the
`physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth
`corresponding to 72 sub-carriers and upwards.
`
`The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary
`synchronization signals, and the downlink reference signals.
`
`4.2
`
`Timing synchronization
`
`4.2.1
`
`Synchronization primitives
`
`4.2.2
`
`Radio link monitoring
`
`Inter-cell synchronization
`4.2.3
`[For example, for cell sites with a multicast physical channel]
`
`Transmission timing adjustments
`4.2.4
`On receiving a random access burst from a UE the network determines if the UE needs a TA adjustment and if so
`signals to the UE a TA command which is a multiple of 0.52 s and is applied as a 1 step adjustment relative to the
`random access channel preamble transmit timing.
`
`A UE receives TA commands as determined by the network to maintain its time alignment. A TA command received
`by the UE will be a multiple of 0.52 s and is applied as a 1 step adjustment relative to current uplink timing.
`
`Power control
`5
`Power control determines the energy per resource element (EPRE). The term resource element energy denotes the
`energy prior to CP insertion. The term resource element energy also denotes the average energy taken over all
`constellation points for the modulation scheme appl
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`Uplink power control
`5.1
`Uplink power control consists of open and closed loop components and controls energy per resource element applied
`for a UE transmission. For intra-cell uplink power control the closed loop component adjusts a set point determined by
`the open loop power control component.
`
`Upon reception of an a-periodic transmit power command in an uplink scheduling grant the UE shall adjust its transmit
`EPRE accordingly.
`
`EPRE is set in the UE.
`
`A cell wide overload indicator (OI) is exchanged over X2 for inter-cell power control.
`
`[Note: Above line regarding OI and X2 to be moved to an appropriate RAN3 spec when it becomes available]
`
`5.1.1
`
`Physical uplink shared channel
`
`UE behaviour
`5.1.1.1
`The setting of the UE Transmit power
`by
`
`P
`pusch
`
` for the physical uplink shared channel (PUSCH) transmissions is defined
`
`P
`pusch
`
`
`
`min(
`
`P
`max
`
`10,
`
`log
`10
`
`(
`
`
` ) PM
`
`o
`
`
`
`
`
`PL
`
`
`
`
`
`f
`
`(
`
`
`
`i
`
`))
`
`
`
`mcs
`
`Where,
`
`
`
` is the maximum allowed power that depends on the UE power class
`
`maxP
` M is the number of assigned resource blocks as indicated in the UL scheduling grant
`
`oP is a UE specific parameter with 1 dB resolution
`  is cell specific path loss compensation factor (can be set to one to allow full path loss compensation) that
`has 8 values from 0.4 to 1 in steps of 0.1 with one of the possible values being zero.
` PL is the downlink pathloss calculated in the UE from a RSRP measurement and signalled RS transmit power
`
` table entries can be set to zero)
` is signaled by RRC ( mcs
`mcs
`o MCS signaled in each UL scheduling grant
`i is a UE specific correction value and is defined differently dependent on scheduling as given by:
`o Scheduled
`
`i is included in each UL scheduling grant
` Function
` signaled via higher layers
`)(f
`
` represents either accumulation or current absolute value
`)(f
`o Not scheduled
`
`i is included in each DL scheduling assignment or jointly coded with other UE specific
`correction values on a TPC PDCCH
` The UE attempts to detect a TPC PDCCH and a DL scheduling frame on every subframe
`except when in DRX.
` The
`i from a DL scheduling assignment overrides any command from a TPC PDCCH
`when both are received in a given subframe.
` Function
` represents accumulation only
`)(f
`
`
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`5.1.1.2
`(void)
`
`eNodeB behaviour
`
`9
`
`3GPP TS 36.213 V8.0.0 (2007-09)
`
`5.1.2
`
`Physical uplink control channel
`
`UE behaviour
`5.1.2.1
`The setting of the UE Transmit power
`defined by
`
`P
`pucch
`
` for the physical uplink control channel (PUCCH) transmissions is
`
`P
`pucch
`
`
`
`min(
`
`P
`max
`
`10,
`
`log
`
`10
`
`(
`
`M
`
`pucch
`
`)
`
`
`
`P
`o
`
`_
`
`pucch
`
`
`
`PL
`
`
`
`mcs
`
`_
`
`pucch
`
`(
`g
`
`
`))
`
`
`
`j
`
`where
`
`
`
`
`
`
`
`
`
`pucchM
`
` is the number of assigned resource blocks for the PUCCH
`
`
`
` table entries can be set to zero)
` is signaled by RRC (
`
`mcs _
`mcs _
`pucch
`pucch
`o MCS is signaled using higher layer signaling
` is a UE specific parameter with 1 dB resolution
`
`oP _
`pucch
`j is a UE specific correction value, also referred to as a TPC command, included in a DL scheduling
`assignment or sent jointly coded with other UE specific correction values on a TPC PDCCH.
`o The UE attempts to detect a TPC PDCCH and a DL scheduling frame on every subframe except when
`in DRX.
`o The TPC command from a DL scheduling assignment overrides any command from a TPC PDCCH
`when both are received in a given subframe.
`o Function
` represents accumulation
`)(g
`
`5.1.2.2
`
`eNodeB behaviour
`
`5.1.3
`
`Sounding Reference Symbol
`
`UE behaviour
`5.1.2.1
`The UE Transmit power
`srsP for the SRS is set equal to the PUSCH power level
`
`P
`pusch
`
` plus an offset
`
`P
`offset
`
`_
`
`srs
`
`.
`
`5.1.2.2
`(void)
`
`eNodeB behaviour
`
`Downlink power allocation
`5.2
`The eNodeB determines the downlink transmit energy per resource element.
`
`5.2.1
`
`UE behaviour
`
`5.2.2
`
`eNodeB behaviour
`
`Downlink channel subcarrier transmit power offset
`5.2.3
`[Definition of and restrictions on the subcarrier transmit power offset for each downlink channel type]
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`Random access procedure
`6
`Prior to initiation of the non-synchronized physical random access procedure, layer 1 shall receive the following
`information from the higher layers:
`1. Random access channel parameters (number, frequency position, time period, and timing offset)
`2. Available preamble formats and preamble sequence set. Available root Zadoff-Chu (ZC) sequence indices
`3. Preamble transmission r
`
`Physical non-synchronized random access procedure
`6.1
`From the physical layer perspective, the L1 random access procedure encompasses the transmission of random access
`preamble and random access response. The remaining messages are scheduled for transmission by the higher layer on
`the shared data channel and are not considered part of the L1 random access procedure. A random access channel
`occupies 6 resource blocks in a subframe or set of consecutive subframes reserved for random access preamble
`transmissions.
`
`The following steps are required for the L1 random access procedure:
`1. Layer 1 procedure is triggered upon request of a preamble transmission by higher layers.
`2. A preamble sequence is then determined from the preamble sequence set as indicated by higher layers.
`3. A single preamble transmission then occurs using the selected preamble sequence, and the parameters
`indicated by higher layers.
`
`4.
`
`5.
`
`If no response corresponding to the transmitted preamble sequence is detected then the L1 status ("No
`acknowledgment on non-synchronized random access") is passed to the higher layers and the physical random
`access procedure is exited.
`
`If a response corresponding to the transmitted preamble sequence is detected, then the L1 status ("ACK on
`non-synchronized random access received") is passed to the higher layers and the physical random access
`procedure is exited.
`
`6.1.1
`
`Timing
`
`6.1.1.1
`
`6.1.1.2
`
`Synchronized
`
`Unsynchronized
`
`6.1.2
`
`Preamble Sequence selection
`
`7
`
`Physical downlink shared channel related procedures
`
`7.1.
`
`UE procedure for receiving the physical downlink shared
`channel
`[For persistent and non-persistent scheduling, Includes pertinent aspects of downlink HARQ procedure and link
`adaptation procedure including any related signalled parameters to eNodeB and UE, ACK/NACK or CQI repetition
`procedure, eNodeB ACK/NACK detection procedure, handling of multiple HARQ processes for MIMO, etc]
`
`A resource allocation field in each scheduling assignment PDCCH includes two parts. Part 1 indicates how to interpret
`Part 2 of the resource allocation. In a first resource allocation approach, a bitmap indicates the resource block groups
`that are allocated to the scheduled UE. The size of the group is a function of the system bandwidth. In a second resource
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`allocation approach, the system bandwidth is divided in subsets of resource blocks, and the resource allocation has the
`capability to indicate one or multiple individual resource blocks to the scheduled UE.
`
`7.2 UE procedure for reporting channel quality indication (CQI),
`precoding matrix indicator (PMI) and rank
`[Includes CQI reporting needed to support frequency domain scheduling at eNodeB, CQI bin bandwidth, selection of
`CQI MCS, repetition, etc]
`
`The time and frequency resources that can be used by the UE to report CQI, PMI, and rank are controlled by the eNB.
`CQI, PMI, and rank reporting is periodic. A UE transmits CQI, PMI, and rank reporting on a PUCCH for subframes
`with no PUSCH transmission and on a PUSCH for those subframes with a scheduled PUSCH transmission.
`
`When reporting rank the UE reports a single rank.
`
`When reporting PMI the UE reports either single or multiple PMI reports. The number of RBs represented by a single
`DL
`RBN or a smaller subset of RBs. The number of RBs represented by a single PMI report is
`UE PMI report can be
`configured by the network.
`
`Channel quality indicator (CQI) definition
`7.2.1
`[Includes definition of CQI information needed for frequency domain scheduling, may define different CQI MCS]
`
`7.2.2
`
`Precoding definition
`
`8
`
`Physical uplink shared channel related procedures
`
`8.1
`
`eNodeB procedure for receiving physical uplink shared
`channel
`[For persistent and non-persistent scheduling, includes pertinent aspects of uplink HARQ and link adaptation procedure
`including any related signalled parameters to eNodeB and UE, repetition, SR procedure, and any uplink reference signal
`sequence assignment procedure]
`
`A resource allocation field in the scheduling grant consists of a resource indication value (RIV) corresponding to a
`starting resource block (
`). The
`) and a length in terms of contiguously allocated resource blocks ( CRBs
`RB
`L
`start
`resource indication value is defined by
`
`2/
`N
`(
`)1
`L
`CRBs
`
`if
`
`(
`
`L
`CRBs
`
`
`
`)1
`
`
`
`UL
`RB
`
` then
`
`RIV
`
`
`
`N
`
`UL
`RB
`
`
`
`
`
`RB
`
`start
`
`
`
`else
`
`RIV
`
`
`
`N
`
`UL
`RB
`
`(
`
`N
`
`UL
`RB
`
`
`
`L
`CRBs
`
`
`
`)1
`
`
`
`(
`
`N
`
`UL
`RB
`
`1
`
`
`RB
`
`)
`
`
`
`start
`
`UE sounding procedure
`8.2
`SRS perodicity and duration, and a comb of RPF=2 are indicated by high layer signalling.
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`8.2.1
`
`Sounding definition
`
`8.3
`
`UE ACK/NACK procedure
`
`9
`
`Physical downlink control channel procedures
`
`9.1
`
`UE procedure for determining physical downlink control
`channel assignment
`[includes determining ACK/NACK, CQI, SR physical uplink shared control channel assignments which maybe
`implicitly based on downlink L1/L2 control channel assignments or explicitly signalled]
`
`A UE is required to monitor a set of control channel candidates as often as every sub-frame. The number of candidate
`control channels in the set and configuration of each candidate is configured by the higher layer signaling.
`
`10
`
`Physical uplink control channel procedures
`
`10.1 UE procedure for determining physical uplink control
`channel assignment
`The resource blocks reserved for PUCCHs in a sub-frame are semi-statically configured.
`
`For scheduled PDSCH transmissions, the PUCCH index for ACK/NACK is determined implicitly by a control channel
`index derived from the associated PDCCH.
`
`3GPP
`
`HTC CORPORATION, ET AL. v. CELLULAR COMMUNICATIONS EQUIPMENT LLC
`CCE EX2005 (3GPP TS 36.213 v8.0) – 012
`IPR2017-01508
`
`

`

`
`Release 8
`
`13
`
`3GPP TS 36.213 V8.0.0 (2007-09)
`
`Annex A (informative):
`Change history
`
`Change history
`New
`Old
`TSG Doc. CR Rev Subject/Comment
`TSG #
`Date
`0.0.0
`
`
`
` Draft version created
`
`2006-09
`0.0.0 0.1.0
`
`
` Endorsed by RAN1
`
`2006-10
`0.1.0 0.1.1
`
`
`
`Inclusion of decisions from RAN1#46bis and RAN1#47
`
`2007-01
`0.1.1 0.2.0
`
`
` Endorsed by RAN1
`
`2007-01
`0.2.0 0.2.1
`
`
`
`Inclusion of decisions from RAN1#47bis
`
`2007-02
`0.2.1 0.3.0
`
`
` Endorsed by RAN1
`
`2007-02
`
`
` Editor’s version including decisions from RAN1#48 & RAN1#47bis 0.3.0 0.3.1
`
`2007-02
`
`
` Updated Editor’s version
`0.3.1 0.3.2
`
`2007-03
`2007-03 RAN#35 RP-070171
`
`
`For information at RAN#35
`0.3.2 1.0.0
`2007-03
`
`
`
` Random access text modified to better reflect RAN1 scope
`1.0.0 1.0.1
`2007-03
`
`
`
` Updated Editor’s version
`1.0.1 1.0.2
`2007-03
`
`
`
` Endorsed by RAN1
`1.0.2 1.1.0
`2007-05
`
`
`
` Updated Editor’s version
`1.1.0 1.1.1
`2007-05
`
`
`
` Updated Editor’s version
`1.1.1 1.1.2
`2007-05
`
`
`
` Endorsed by RAN1
`1.1.2 1.2.0
`2007-08
`
`
`
` Updated Editor’s version
`1.2.0 1.2.1
`2007-08
`
`
`
` Updated Editor’s version – uplink power control from RAN1#49bis 1.2.1 1.2.2
`2007-08
`
`
`
` Endorsed by RAN1
`1.2.2 1.3.0
`2007-09
`
`
`
` Updated Editor’s version reflecting RAN#50 decisions
`1.3.0 1.3.1
`2007-09
`
`
`
` Updated Editor’s version reflecting comments
`1.3.1 1.3.2
`2007-09
`
`
`
` Updated Editor’s version reflecting further comments
`1.3.2 1.3.3
`2007-09
`
`
`
` Updated Editor’s version reflecting further comments
`1.3.3 1.3.4
`2007-09
`
`
`
` Updated Edtior’s version reflecting further comments
`1.3.4 1.3.5
`2007-09 RAN#37 RP-070731
`
` Endorsed by RAN1
`1.3.5 2.0.0
`2007-09 RAN#37 RP-070737
`
`
`For approval at RAN#37
`2.0.0 2.1.0
`12/09/07 RAN_37 RP-070737
`-
`- Approved version
`2.1.0 8.0.0
`
`
`
`3GPP
`
`HTC CORPORATION, ET AL. v. CELLULAR COMMUNICATIONS EQUIPMENT LLC
`CCE EX2005 (3GPP TS 36.213 v8.0) – 013
`IPR2017-01508
`
`