throbber

`
`Case 1:17-cv-00294-UNA Document 3 Filed 03/20/17 Page 1 of 1 PageiD #: 555 Case 1:17-cv-00294-UNA Document 3 Filed 03/20/17 Page 1 of 1 PagelD #: 555
`
`A.O 120 (Rev. 08/10)
`A.O 120 (Rev. 08/10)
`
`
`
`TO: TO:
`
`
`Mail Stop 8 Mail Stop 8
`
`Director of the U.S. Patent and Trademark Office Director of the U.S. Patent and Trademark Office
`
`P.O. Box 1450 P.O. Box 1450
`
`Alexandria, VA 22313-1450 Alexandria, VA 22313-1450
`
`
`REPORT ON THE REPORT ON THE
`
`FILING OR DETERJ\HNA TION OF AN FILING OR DETERJ\HNA TION OF AN
`
`ACTION REGARDING A PATENT OR ACTION REGARDING A PATENT OR
`
`TRADEMARK TRADEMARK
`
`
`[n Compliance with 3.5 l.LS.C § 290 and/or 15 U.S.C. § 1116 you are hereby advised tha1 a court action has been [n Compliance with 3.5 l.LS.C § 290 andlor 15 U.S.c. § 1116 you are hereby advised tha1 a court action has been
`District of Delaware
`filed in the u.s. District Court
`District of Delaware
`
`Oil the following on the following
`filed in the U.S. District Court
`
`[J Trademarks or [J Trademarks or ~ Patents. ([J the patent ac1ion involves 35 U.S.c. § 292.): ~Patents. ( [J the patent ac1ion involves 35 U.S.C. § 292.):
`
`
`DOCKET NO.
`DOCKET NO.
`
`
`
`PLAJJ.'\fTIFF P LAlJ.'fT IFF
`
`
`DATEHLED DATEHLED
`3/20/2017
`3/20/2017
`
`
`
`U.S. DlSTRlCT COURT U.S. mSTRICT COURT
`
`
`
`DEFENDANT DEFENDANT
`
`District of Delaware
`District of Delaware
`
`Inteliectual Ventures II LLC
`lnteliectual Ventures II LLC
`
`
`Honda Motor Co., Ltd., Honda North America, Inc., American Honda Motor Co., Ltd., Honda North America, Inc., American
`
`Honda Motor Co .. Inc., Honda of America Mfg., Inc., Honda Honda Motor Co., Inc., Honda of America Mfg., Inc., Honda
`
`Manufacturing of Alabama, LLC, and Honda R&D Americas, Inc. Manufacturing of Alabama, LLC, and Honda R&D Americas, Inc.
`
`
`PATENTOR PATENTOR
`TRADEMARK NO. TRADEMARK NO.
`
`
`
`DATE OF PATENT DATE OF PATENT
`OR TRADEMARK
`OR TRADEMARK
`
`
`
`HOLDER OF PATENT OR TRADEMARK HOLDER OF PATENT OR TRADEMARK
`
`1 US 7,067,944 B2
`1 US 7,067,944 B2
`
`2 US 7,067,952 B2
`2 US 7,067,952 B2
`
`6/27/2006
`6/27/2006
`
`6/27/2006
`6/27/2006
`
`Intellectual Ventures II LLC
`Intellectual Ventures II LLC
`
`Intellectual Ventures II LLC
`Intellectual Ventures II LLC
`
`3 US 7,154,200 B2
`3 US 7,154,200 B2
`
`12/26/2006
`12/26/2006
`
`Intellectual Ventures II LLC
`Intellectual Ventures II LLC
`
`
`
`4 US 7,683,509 B2 4 US 7,683,509 B2
`
`3/23/20! 0
`3/23/2010
`
`Intellectual Ventures II LLC
`Intellectual Ventures II LLC
`
`5 US 7,928,348 B2
`.5 US 7,928,348 B2
`
`4/19/2011
`4/19/2011
`
`Intellectual Ventures II LLC
`Intellectual Ventures II LLC
`
`
`
`In the above-entitled case, the follovving patent(s)/ trademark(s) have been included: In the above-entitled case, the follovving patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`DATE INCLUDED
`
`
`
`INCLUDED BY INCLUDED BY
`
`
`PATENTOR PATENTOR
`TRADEMARK NO. TRADEMARK NO.
`
`
`
`[J Amendment [J Amendment
`
`DATE OF PATENT DATE OF PATENT
`OR TRADEMARK
`OR TRADEMARK
`
`
`
`[J Answer [J Answer
`
`
`
`[J Cross Bill [J Cross Bill
`
`
`
`[J Other Pleading [J Otber Pleading
`
`
`
`HOLDER OF PATENT OR TRADEMARK HOLDER OF PATENT OR TRADEMARK
`
`1
`1
`
`2
`2
`
`
`
`3 3
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`
`
`4 4
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`5
`.5
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`
`
`[n the above ---entitled case, the following decision has been rendered or judgement issued: [n the above --- entitled case, the following decision has been rendered or judgement issued:
`
`IDEClSIONlnlDGEMENT
`IDEC!SION!niDGEMENT
`
`
`
`I (BYJ DEPUTY CLERK I (BY) DEPUTY CLERK
`
`Copy 1-----lJpon initiation or action, mail this copy to Birector Copy 3-----l.Jj30n termimltion oi" action, m~lii this copy to Director
`Copy 1·----1Jpon initiation or action, mail this copy to Birector Copy 3·----l.J!30n termirmtion or ad.ion, m~lii this copy to Director
`
`Copy 2----·Upon f1ling document adding patent(s), mail this copy to Director Copy 4-----Case file copy Copy 2----·Upon ming document adding patent(s), mail this copy to Director Copy 4·----Case file eopy
`
`Page 1 of 408
`
`PETITIONERS' EXHIBIT 1002
`
`

`

`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`Atty. Dkt. No: Atty. Dkt. No:
`
`
`
`6757-35502 6757-35502
`
`
`
`Application No: Application No:
`
`
`
`10/383219 10/383219
`
`
`
`Patent No: Patent No:
`
`
`
`7,067,952 7,067,952
`
`
`
`Filing Date: Filing Date:
`
`
`
`03/05/2003 03/05/2003
`
`
`
`Inventor(s): Griffith D. Neal Inventor(s): Griffith D. Neal
`
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`§ §
`
`
`Title: STATOR ASSEMBLY MADE Title: STATOR ASSEMBLY MADE
`
`FROM A MOLDED WEB OF CORE FROM A MOLDED WEB OF CORE
`
`SEGMENTS AND MOTOR USING SEGMENTS AND MOTOR USING
`
`SAME SAME
`
`Examiner: Mullins, Burton S. Examiner: Mullins, Burton S.
`
`Group/Art Unit: Group/Art Unit:
`
`2834 2834
`
`
`
`STATEMENT REGARDING CHANGE FROM SMALL ENTITY STATUS STATEMENT REGARDING CHANGE FROM SMALL ENTITY STATUS
`
`
`
`Patentee is no longer entitled to small entity status in the above-referenced patent. Patentee is no longer entitled to small entity status in the above-referenced patent.
`
`
`
`No fees are believed necessary; however if any fees are required, No fees are believed necessary; however if any fees are required,
`
`
`
`the the
`
`
`
`Commissioner is hereby authorized to immediately charge the fees or credit any Commissioner is hereby authorized to immediately charge the fees or credit any
`
`
`
`overpayment to Meyertons, Hood, Kivlin, Kowert & Goetzel, P.C. Deposit Account No. overpayment to Meyertons, Hood, Kivlin, Kowert & Goetzel, P.e. Deposit Account No.
`
`
`
`501505/6757-35502/DMM. 501505/6757-35502/DMM.
`
`
`
`Date: January 7, 2013 Date: January 7,2013
`
`
`
`Respectfully submitted, Respectfully submitted,
`
`
`By: /Dean M. Munyon/ By: /Dean M. Munyon/
`
`Dean M. Munyon Dean M. Munyon
`
`Reg. No. 42,914 Reg. No. 42,914
`
`Meyertons, Hood, Kivlin, Kowert & Goetzel, P.C. Meyertons, Hood, Kivlin, Kowert & Goetzel, P.e.
`
`
`P. 0. Box 398 P. O. Box 398
`
`Austin, Texas 78767 Austin, Texas 78767
`
`(512) 853-8800 (512) 853-8800
`
`Page 2 of 408
`
`

`

`
`
`Electronic Acknowledgement Receipt Electronic Acknowledgement Receipt
`
`
`
`EFSID: EFSID:
`
`
`
`Application Number: Application Number:
`
`
`
`14628362 14628362
`
`
`
`10383219 10383219
`
`
`
`International Application Number: International Application Number:
`
`
`
`Confirmation Number: Confirmation Number:
`
`
`
`9248 9248
`
`
`
`Title of Invention: Title of Invention:
`
`
`STATOR ASSEMBLY MADE FROM A MOLDED WEB OF CORE SEGMENTS AND STATOR ASSEMBLY MADE FROM A MOLDED WEB OF CORE SEGMENTS AND
`
`MOTOR USING SAME MOTOR USING SAME
`
`
`
`First Named Inventor/Applicant Name: First Named Inventor/Applicant Name:
`
`
`
`Griffith D. Neal Griffith D. Neal
`
`
`
`Customer Number: Customer Number:
`
`
`
`35690 35690
`
`
`
`Filer: Filer:
`
`
`
`Dean M. Munyon/Danielle Kramer Dean M. Munyon/Danielle Kramer
`
`
`
`Filer Authorized By: Filer Authorized By:
`
`
`
`Dean M. Munyon Dean M. Munyon
`
`
`
`Attorney Docket Number: Attorney Docket Number:
`
`
`
`6757-35502 6757-35502
`
`
`
`Receipt Date: Receipt Date:
`
`
`
`Filing Date: Filing Date:
`
`
`
`TimeStamp: TimeStamp:
`
`
`
`07-JAN-2013 07-JAN-2013
`
`
`
`05-MAR-2003 05-MAR-2003
`
`
`
`13:05:28 13:05:28
`
`
`
`Application Type: Application Type:
`
`
`
`Utility under 35 USC 111 (a) Utility under 35 USC 111 (a)
`
`
`
`Payment information: Payment information:
`
`
`
`Submitted with Payment Submitted with Payment
`
`
`
`I no I no
`
`
`
`File Listing: File Listing:
`
`
`Document Document
`
`Number Number
`
`
`
`Document Description Document Description
`
`
`
`File Name File Name
`
`
`File Size( Bytes)/ File Size(Bytes)/
`
`Message Digest Message Digest
`
`
`Multi Multi
`
`Part /.zip Part /.zip
`
`
`Pages Pages
`
`(ifappl.) (ifappl.)
`
`
`
`16962 16962
`
`
`
`1 1
`
`
`
`Miscellaneous Incoming Letter Miscellaneous Incoming Letter
`
`
`
`small-entity-change-form.pdf small-entity-change-form.pdf
`
`
`
`no no
`
`
`
`1 1
`
`961 cf0e3c98350485ddb61 aa516b24913c2
`961 cfOe3c98350485ddb61 aa516b24913c2
`53ae5
`53aeS
`
`
`
`Warnings: Warnings:
`
`Information:
`Information:
`
`Page 3 of 408
`
`

`

`
`
`Total Files Size (in bytes) Total Files Size (in bytes)
`
`
`
`16962 16962
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents, This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`
`Post Card, as described in MPEP 503. Post Card, as described in MPEP 503.
`
`
`New Applications Under 35 U.S.C. 111 New Applications Under 35 U.S.c. 111
`
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`
`Acknowledgement Receipt will establish the filing date of the application. Acknowledgement Receipt will establish the filing date of the application.
`
`
`National Stage of an International Application under 35 U.S.C. 371 National Stage of an International Application under 35 U.S.c. 371
`
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35 If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course. national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
`
`
`New International Application Filed with the USPTO as a Receiving Office New International Application Filed with the USPTO as a Receiving Office
`
`If a new international application is being filed and the international application includes the necessary components for If a new international application is being filed and the international application includes the necessary components for
`
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
`
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`the application. the application.
`
`Page 4 of 408
`
`

`

`Ul\TfE]) STI\TES ])EPA RTME'IT OF COMMERCE
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`United States Patent and Trademark Office
`Add",,, ~?I":fMI~:,~~O"ER FOR PATENTS
`Addm" ~?ll:fMI~i,~~O'lER FOR PATENTS
`
`
`APPLICATION NUMBER APPLICATION NUMBER
`
`10/383,219 10/383,219
`
`FILING OR 3 71 (C) DATE
`FILING OR 371 (C) DATE
`
`03/05/2003 03/05/2003
`
`
`35690 35690
`
`MEYERTONS, HOOD, KIVLIN, KOWERT & GOETZEL, P.C. MEYERTONS, HOOD, KIVLlN, KOWERT & GOETZEL, P.C.
`
`P.O. BOX 398 P.O. BOX 398
`
`AUSTIN, TX 78767-0398 AUSTIN, TX 78767-0398
`
`
`FIRST NAMED APPLICANT FIRST NAMED APPLICANT
`
`Griffith D. Neal Griffith D. Neal
`
`
`ATTY. DOCKET NO./TITLE ATTY. DOCKET NO.lTITLE
`
`8864/33 8864/33
`
`CONFIRMATION NO. 9248 CONFIRMATION NO. 9248
`
`POA ACCEPTANCE LETTER POA ACCEPTANCE LETTER
`
`
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~U~ ~~~ ~IUIIIIIIIIIIIIIIIIIIIIIIIII IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~UI ~I~ ~1U1111111111II1111111111111
`
`
`
`Date Mailed: 12/24/2012 Date Mailed: 12/24/2012
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`
`
`This is in response to the Power of Attorney filed 12/03/2012. This is in response to the Power of Attorney filed 12/03/2012.
`
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`
`above address as provided by 37 CFR 1.33. above address as provided by 37 CFR 1.33.
`
`
`
`/sharris/ /sharris/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`
`
`page 1 of 1 page 1 of 1
`
`Page 5 of 408
`
`

`

`
`APPLICATION NUMBER APPLICATION NUMBER
`
`10/383,219 10/383,219
`
`FILING OR 3 71 (C) DATE
`FILING OR 371 (C) DATE
`03/05/2003
`03/05/2003
`
`757
`757
`BRINKS HOFER GILSON & LlONE
`BRINKS HOFER GILSON & LIONE
`P.O. BOX 10395
`P.O. BOX 10395
`CHICAGO, IL 60610
`CHICAGO, IL 60610
`
`Ul\TfE]) STI\TES ])EPA RTME'IT OF COMMERCE
`Ul\TfED STI\TES DEPA RTME'IT OF COMMERCE
`United States Patent and Trademark Office
`United States Patent and Trademark Office
`Add",,, ~?I":fMI~:,~~O"ER FOR PATENTS
`Addm" ~?ll:fMI~i,~~O'lER FOR PATENTS
`
`
`FIRST NAMED APPLICANT FIRST NAMED APPLICANT
`
`Griffith D. Neal Griffith D. Neal
`
`
`ATTY. DOCKET NO./TITLE ATTY. DOCKET NO.lTITLE
`
`8864/33 8864/33
`CONFIRMATION NO. 9248
`CONFIRMATION NO. 9248
`POWER OF ATTORNEY NOTICE
`POWER OF ATTORNEY NOTICE
`
`
`
`IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~~~~~~~U~ ~~~ ~~~~1111111111111111111111111 IIIIIIIIIIIIIIIIIIIIIIII]~!I]~~I~~I~~UI ~I~ ~I~~IIIIIIIIIIIIIIIIIIIIIIIII
`
`Date Mailed: 12/24/2012
`Date Mailed: 12/24/2012
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 12/03/2012.
`This is in response to the Power of Attorney filed 12/03/2012 .
`
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`• The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/sharris/
`/sharris/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`
`
`page 1 of 1 page 1 of 1
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`Page 6 of 408
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`

`
`PTC:/~H3/eO ~": ~ .,D~~~ PT(::j~H3/eo ~": ~ "D~~)
`.Apf):·cy._rsd fGr :..r~f~ ~hr:..:u~1h ·~·1.:~10.:20~ ~. 0Mf3 Cf~;;:[·1··~30:S5
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`U.S. P;;x:_~~:i.:. ~n:..i Tf~ds-n:r.;r:< O!Ii::;e·. US. DEPt":t.:~rMEN'f 0-F CC·r .. r:r .. r:s.F<C.E
`UnU02:: t~~-:::. t:.;:·3pGr'ND~f R~d~K:tj~·;n /\c:t. of ·: Gs-~;, no pt:rsoP·:: .;:·s :Bqt:l:-6d to :ss~I.Qnt~ to~ ;._;s.:Hec:k:·n of :~"!fcm-::::1icn u:•:~t=ss ;t C:lsp!:3·y·~f & \··s~:d O:VlB -~-:t·r:trt--:·1 nu:~~b~r
`Unu'3:: t~~o:::, !:';:·3p\3r'ND~f R~d~K:tj~';n /\c:t. of ': GS'~;, no Pt:f'SOP', ';:"$ fBQt:j:"6d to :S$~l.Qnl~ to ~ t;s.;!:ec;jc·n of :~"!fcm-:31iGn U:<:~t:SS ;t c:lsp!:3'Y'~f & \"3~:d O:vlB ·~-:t'fitfl.--:·! nu:~~b~f
`
`I
`I
`~~~~~~;RNEY To PROSECUTE APPUCATIONS BEF~RE THE _usPTO
`~~~~~~;~EY TO PROSECUTE APPUCATIONS 8EF~RE THE ,USPTO
`: nereby rBvN·:e a:: rxev1oL:s pm»'e,-s of <~ttorney 9iv~n !n t:~e"'app!lc<:;!<on identified in the "'ttacned statemei;t urKle;l
`, nereby f'BvN':e c\" fX€VI(H.:S pm,>'e,-s of <~tt;)rney 9iv~n In tt~e"'app!lc<;!'Qn identified in the ",ttached st",t€n1e;;t U['Kle;l
`n __ ~I_~?_E_f~_}_?~i~J_._._._._._ .. _ ......... _ ....... ~~~~~ _____ ............................... """
`____________________________ .. ___________ ''""-", .. '",,., ... "-... ,._'.,.,., .. _ .. ..
`n••~l-~?.E.f~_}_?_~i~J .......... .._.._.._.._.._.._.._.._.._.._.._.._.._ . .._.._.._.._.._.._.._~~~~~-----...........,.........,.......,."""
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`~-----------.-------.---- ................... --,.-
`
`Prac:jt~or:ef(s) na:-ri.;3d b.elo'.."/ (:f ::ncfe than t~r: patent pt·aciitioners :Jr~ ic bE:S r:arn·sd, :h\::)H ·=~ custvrr:0t r:t..~:·r:b·:~:- n~~~S:t ::::0 ussd):
`Pr~{c:jt~Or:0f(S) na:Yi'i'3d helo'.."} (if ::nCf$ than t~r: patent pt'aciitioners :3r~ 1-::: (>6 narn·sd, th{::')H ,=~ cust0tr:0t r:l.~:"rjb·:~:" n~~~s:t ::::0 ussd):
`
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`'-_ .... _________ ~ .. ~_690 __
`'· x :::dit:or>efS ass,Jc10ted :.,\.:ttl U:H C\JBtorr:er Number. ----------------~-~-690
`--
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`
`1 1
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`..... , ..... ,
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`... -....................................... -... , ... -....................................... -... ,
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`! X j Tn,-~ 8ddf~S.S 3S~i...'":Gi:Sted xv~H1 c~~jS~Qn~!Sr Nun~ber. ! X j Tn,.~ 8ddf~S.S 3S~i..:Gi$ted \:v~H( C~~js~Qn~!sr Nun~b6r.
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`~;: •• ~ ............................ -
`
`F~rr~~ or F~rr~~ or
`
`~ ~
`!nd~vi:j;;_t~~~ NS~H:~i
`!nd~vi:j::..t~~~ NS~H:~i
`.. ------,------,-\-
`.. ---------------\--
`
`!i~ f======~~~~;::--~--==;~~~-= ==='
`!i~f======~~~~;:I--~--==;~~~-===:1
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`----.. ---------------------..................... ---.---------------------.------
`---------------------------- ................... ---·---------------------·------
`
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`
`~/<,ssignee !'-km'l0 and !\ddn"ss:
`~ .. o,ssignee !'km-;e and ;.\ddn-:,ss:
`
`~ ~
`
`!nte!i~lctuai Ventures Hoiding 88 LLG lnteli~lctu:':li Ventures Hoiding 88 LLG
`
`~ ~
`
`i 715 '1 W Lake Mead Blvd i 715'1 W Lake Mead Blvd
`
`~ Ste 300 ~ Ste 300
`~ Las \leg as~ Ne'.lada 89 ~ 28
`~ Las \iegas~ Ne\/sda 89128
`l
`I
`
`! !
`-
`. . -
`-
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`r:---~~"''''-'-~'~~-~~.
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`r:---~~---------~-~~-~"'.
`
`! !
`I A !~(>P'! of tl1is fonn, tn~leth~r with a ~tats;mmt tmds, ;s7 eFR 3J'::l{b} (Form PTOtSS/~16 or ~iwi\(<lI$ntJ is mqllin&tJ to hs
`1 A ~~t>P'/ of t!1i"> fonn, tn~leth~r w!th a '$tats;mmt tmdsr ;S7 CFR 3J'::l{b} (Form PTOtSS/~16 or ~;wiva!$nt; is mqtlin&tJ to hs
`
`I f:!<:d m m~c:t1 ap;::~k~ataon in wrm:h th:s form iS used. The stateme11t under 37 CFR ;"t7J(!:ll may be completed b>' om~ ~~f I r,!m:l in m~dl app~k~"taon in which this form is used. The statem!}!1t >.,mder J·7 CFR :UJ(!:l) may be completed by on;~ ~~f
`!
`!
`
`~ ~
`! t,1<S practitioners appobted in this form if Hm ap.~oifltf;d pmcMjoneris at,trwfi::?0tl to act on behalf of the assignee,
`1 t:1<S practit:oners appohted ~n tt1is form if Hm ap;~ointr;d pmct!tjoner is ;w!.fwrizatl to act on behalf of the <SSSignee,
`~
`~
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`
`",,,,,,,,,,,,,,,,-,,,,,,,,,,
`
`SiGNATURE d Assignoo of Rec,xtJ
`SiGNA WRE d Assignoo of Reco!'tJ
`Th£; indi,,'duai \V;K~')!; :\ig"!'l;:~tUf',:' fmJ ;jHc ~s ~!JppHc·d b,-:!o\,:' is 3ulhorht:d !n a;..:,:- nr: bC,h:::-:Jfof th:~~ ;:l:'~~;~gfH~"~
`
`
`~~~!:~~} ~~~:!_~Y trte <>ppHcatlon ln ~"<'hkh this Power of Attm'n~y ls to t~~ mad. ~nct must identify t~le <>ppHcatkm in ~",'hkh this Power of Attm"B~Y is to b~ mad.
`I ~~;'"':JJ:~;,~;;,;~~~:===~='":1~i~:~,;i~'';:~"~;m:o:~~ ... :~J
`l~t~~s~;1~0~===--~~,==:-t~i:Ph3:??(~~r-~2:~:=_J
`
`
`
`L,~:~~;:, ______ __t~~~~_;r!z~d Person for Intellectual Ventures Holding 88 LLC L,~:~~;:,_,_"",J~~~~2r!z~d Person fQr Intellectual Ventures Holding 88 LLC
`
`
`
`------~-~--J ",,_,,_~_~,_J
`
`·q":i~ .:;.~~!:~·•.:tier: ~..~~ sn1on11;.~t:r;r; !s req;.~;r~(l hy ~~ "/ CF~~ -:.3 ~. ·~ .12 and ; .~1~! T;--~~ ir:tcnn-:3ti:):': i::· roq~:~~~·:s.:=· tc· t'}~Xsin 1::-f f·:::t~!:~ .s t(>:-::1-:~t:~ t:·~: the put•n:..~ ;.•.;hie:--.. !~ tc f~l1:~ :"~-:.:xi
`"q-:i~ .:;·~~!:~,,_:t:{!r: ~..I~ sn1on11;,,~t")f; is req\'Hr~(l hy ~~./ CF~~ -:.3 ~, .~ ,12 and ; .~1~l T;--~~ ir:fcnn·:3ti:):": i:;:· roq~!~~~'$':;' teo t,}~x3in l)r f·:::t~!:~ {3 t(>::r:1:~t:~ t:.~; the putlnt~ ;'olihic:--', !~ to f~I1:~ (~1.:xi
`:·:y :_i;~ Ut:PTO it~ p:n:..;\::1~; a~~ ::1p~:~;.cat:fJfl. Cr;}~·~:ti~nn~~:i:.); :~ ~:u .. :-er(!t:\..1 ~J!<' :):~. U.S.C. ·~ 22 ~~:'!d 3. ?. GFR i. 1 : ,:;n;;.~ ·:. i <~. ·::~:~ tcf:.-;;t~ki:~; fs ~:~~~:~~z::tos:..~ :;1-;. ~f~k~: 8 f~~n~:!\?.:s t::)
`:":y :'i;~ Ut:PTO lt~ p:n:':~\::1~; a~~ ::1p~:~;,ca\;fj:l. C.;}~·~:ti~nn~~:i:.); :~ ~:);\:,er(!t:\..1 ~,1:.' :):~, U,S.C .. ~ 22 ~~:'!d 3.?' GFR i. 1 : {::n;;,~ ":, -: <~. 'f:~:~ tCf:"5t~k'1:~; fS ~:~t~:~~,::t'S,-~ :;!';' ~f~k~: 8 f~~n~!!\?'S t::)
`t:::");1~pj.::tt:·, i;~(:;~~l:'n:-~g ~,~H:i:::: i:1Q. pr(::p_:~r~fl~~. and :>~:bm::,~$:!l3 th~' \.:r..)mpii::~!::i'3 ;:.:pp: ;..:-~"':t:on ~\:n:: K~ tI;~~ U~,PT;). T:);':fS wi!: '.I;:'i~~ :1t-:p~:~m::D up":'~;: l"b~~ i;K:~\f:tiU~: (.,:.~$;:: A:~\j
`t:::.):'-:~pl·::tt:·. i:~c:;~~~:·n:-:g ~---~u:::::: i:1g. pr<::p.:~::-~=~~~. and :s\:bmi:.~$:-1q th~· <'.:r.)mpii::~-r:::-3 ~:-:pp: :..:-~:t:on ~\:n-:-: K~ tJ:~~ u~.P-: 0. T:n·:f:: wil: '.•;:.i~~ :".it-:p~:~m:-:g up-:..~:: l"b~~ i:Kl~\f~tiu~: (,.:.~s;:: A:~IJ
`t::o:~~rr:-3rit~ 0:1 tr:-:s :':'~"t:::xmt of Hm~ yot: r\3q<J;~'~ to ccr<i::'~;:xe t;--~:s. fcrm !3r~tih)r s:.:g~:!s~:Gn:; ~'or (.:::dlt·:j!~-g t~~;s ~x.:r(ksn. s!1,x:~d i'!f! SGn: t:t~ the: O~~~0f 1(f~~-.'f(:~a1k)n 0flkx::r,
`t::o:~~r.-:-3rit~ 0:1 th.;s :.:,~·y:::xmt cf tim~ yot: !Gq<J;~·~ to CCi":<i::·~:::te t;--~:s. fcrm !3!~tih)f s:.:g~:!s~:-on:; ~·or (.::xitt·:J!~§ t~~is ~x.:r<ksn. S!1>X:~d i"!f! s<;r;: t:t~ the 0~~~0f ln~~-.•f:":~a1l\.)n 0flkx::r.
`:_:_s. P&~e:~~ an.::.1 T~~~;:!.:f}·:::Xk Off:G.::1. U.S. Dep~~tm·::::-:t :)f c~')m:~~er<:·:::. P.::::~. 8~:·:-:. ·:450. J\:~~xBn~~ri«, \/~. ~;~:~~·1~: .. ·;4.SO. DO NOT 3END ~t:ES GR C.0li)1PLETED ~()Rl\~t~
`U}J. P&~e:~~ an.::.j T~~~;:!·:f}·::;xk Off:G.;:1. U.S. Dep~~tm·:::(:t:): C~')m:~~ei(:·:::. P.::::~" 8~:'K ':450. )\:~~xBn~~r;«, .... /~. ~;~:~~·1~: .. ';4.s0. DO NOT 3END ~t:ES OR CC:j"l)1PLETED ~()Rl\~::~
`
`·r.:-) THlS ADl)~~::?"SS. SENt) TCc Gon'H"Til$)~km~r fo~' ?3t:.'}nt.:;, ?,0. Sox 1:45C·.: A:~~;c:~nd~ia. \lA.123:~:) .. :l450, -r.:') THlS AD::;~~::::SS. SENt) TCc Gon1~"TIl$)~km~r fo~' ?3t:.'}nt-:;, ?,O .. So): 145(:,,: A:~~p.:~n(i~ia. \lA.123.'~S··,'l450,
`
`Page 7 of 408
`
`

`

`DE.CL/'.JZ;\TION REGARDING /\UTHORITYTO SKr]'-)
`DE.CL/'-JZ;\TION REGARDJNG /\UTHORITY TO SKri\J
`ON BEH.i\L.F OF/\ LEG/\L ENTITY-ON BEH.i\LF OF /\ LEG/\L ENTITY-
`
`
`I, JeHn.nc Suchodolski (\vhose title lS ~;uppEed bdmv)~ hereby dedan:~ that r am authori:.t:cd to sign
`I, JeHn.nc Suchodolski {\vhose title is ~;uppEed bdmv)~ hereby dedan:~ that ! am authori:.sed to sign
`documents em behalf of lntdlectual VenmresHolding RB LLC,
`documents em behalf of lntdlectual Ventures Holding 88 LLC
`
`
`Jea11t1t~ S uchodo1skj Jealltl(~ S uchodolskj
`Authorizt'rl Person t~-n-1ntdk::ctua1 Ventures Holding 88 LLC
`
`Date
`Date
`
`Page 8 of 408
`
`

`

`
`
`Electronic Acknowledgement Receipt Electronic Acknowledgement Receipt
`
`
`
`EFSID: EFSID:
`
`
`
`Application Number: Application Number:
`
`
`
`14373028 14373028
`
`
`
`10383219 10383219
`
`
`
`International Application Number: International Application Number:
`
`
`
`Confirmation Number: Confirmation Number:
`
`
`
`9248 9248
`
`
`
`Title of Invention: Title of Invention:
`
`
`STATOR ASSEMBLY MADE FROM A MOLDED WEB OF CORE SEGMENTS AND STATOR ASSEMBLY MADE FROM A MOLDED WEB OF CORE SEGMENTS AND
`
`MOTOR USING SAME MOTOR USING SAME
`
`
`
`First Named Inventor/Applicant Name: First Named Inventor/Applicant Name:
`
`
`
`Griffith D. Neal Griffith D. Neal
`
`
`
`Customer Number: Customer Number:
`
`
`
`757 757
`
`
`
`Filer: Filer:
`
`
`
`Dean M. Munyon/Dawn Deluca Dean M. Munyon/Dawn Deluca
`
`
`
`Filer Authorized By: Filer Authorized By:
`
`
`
`Dean M. Munyon Dean M. Munyon
`
`
`
`Attorney Docket Number: Attorney Docket Number:
`
`
`
`8864/33 8864/33
`
`
`
`Receipt Date: Receipt Date:
`
`
`
`Filing Date: Filing Date:
`
`
`
`TimeStamp: TimeStamp:
`
`
`
`03-DEC-2012 03-DEC-2012
`
`
`
`05-MAR-2003 05-MAR-2003
`
`
`
`20:37:16 20:37:16
`
`
`
`Application Type: Application Type:
`
`
`
`Utility under 35 USC 111 (a) Utility under 35 USC 111 (a)
`
`
`
`Payment information: Payment information:
`
`
`
`Submitted with Payment Submitted with Payment
`
`
`
`I no I no
`
`
`
`File Listing: File Listing:
`
`
`Document Document
`
`Number Number
`
`
`
`Document Description Document Description
`
`
`
`File Name File Name
`
`
`File Size( Bytes)/ File Size(Bytes)/
`
`Message Digest Message Digest
`
`
`Multi Multi
`
`Part /.zip Part /.zip
`
`
`Pages Pages
`
`(ifappl.) (ifappl.)
`
`
`
`1 1
`
`
`Assignee showing of ownership per 37 Assignee showing of ownership per 37
`
`CFR 3.73. CFR 3.73.
`
`
`
`373b.pdf 373b.pdf
`
`
`
`no no
`
`
`
`3 3
`
`
`
`39796 39796
`
`6002f64 7 dd e4 79683 724 7 c85 5 82a6855 9 7f
`6002f64 7 dd e4 79683 724 7 c8S 5 82a6855 9 7f
`
`20d4e 20d4e
`
`
`
`Warnings: Warnings:
`
`Information:
`Information:
`
`Page 9 of 408
`
`

`

`
`
`2 2
`
`Power of Attorney
`Power of Attorney
`
`PO A. pdf
`POA.pdf
`
`no
`no
`
`
`
`2 2
`
`
`
`967342 967342
`
`
`875449c23 023 d 37 eS d a46803aa5 5 a6ac615 875449c23 023 d 37 eS d a46803aaS 5 a6ac615
`
`df8c8 df8c8
`
`
`
`Warnings: Warnings:
`
`
`
`Information: Information:
`
`
`
`Total Files Size (in bytes) Total Files Size (in bytes)
`
`
`
`1007138 1007138
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents, This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`
`Post Card, as described in MPEP 503. Post Card, as described in MPEP 503.
`
`
`New A~~lications Under 35 U.S.C. 111 New A~~lications Under 35 U.S.c. 111
`
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`
`Acknowledgement Receipt will establish the filing date of the application. Acknowledgement Receipt will establish the filing date of the application.
`
`
`National Stage of an International A~~lication under 35 U.S.C. 371 National Stage of an International A~~lication under 35 U.S.c. 371
`
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35 If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a U.S.c. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course. national stage submission under 35 U.S.c. 371 will be issued in addition to the Filing Receipt, in due course.
`
`
`New International A~~lication Filed with the USPTO as a Receiving Office New International A~~lication Filed with the USPTO as a Receiving Office
`
`If a new international application is being filed and the international application includes the necessary components for If a new international application is being filed and the international application includes the necessary components for
`
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning and of the International Filing Date (Form PCT/RO/l 05) will be issued in due course, subject to prescriptions concerning
`
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`
`the application. the application.
`
`Page 10 of 408
`
`

`

`
`PTO/SB/96 (07-09) PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number
`
`
`
`STATEMENT UNDER 37 CFR 3.73(b) STATEMENT UNDER 37 CFR 3.73(b)
`
`
`
`ApplicanUPatent owner: Intellectual Ventures Holding 88 LLC ApplicanUPatent Owner: Intellectual Ventures Holding 88 LLC
`
`
`Application No./Patent No.: 7067952 Application No./Patent No.: 7067952
`
`------------------------------------------------------------
`
`Filed/Issue Date: 06/27/2006
`Filed/lssue Date: 06/27/2006
`
`--------------------------------------------------------------
`
`
`
`Titled: Titled:
`
`
`
`STATOR ASSEMBLY MADE FROM A MOLDED WEB OF CORE SEGMENTS AND MOTOR USING SAME STATOR ASSEMBLY MADE FROM A MOLDED WEB OF CORE SEGMENTS AND MOTOR USING SAME
`
`
`Intellectual Ventures Holding 88 LLC Intellectual Ventures Holding 88 LLC
`1------------------------------------------' a
`1------------------------------------------'a
`
`(Name of Assignee) (Name of Assignee)
`
`
`
`LIMITED LIABILITY COMPANY LIMITED LIABILITY COMPANY
`
`
`
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc. (Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`
`
`states that it is: states that it is:
`
`
`
`1. ~ the assignee of the entire right, title, and interest in; 1. ~ the assignee of the entire right, title, and interest in;
`
`
`
`2. D an assignee of less than the entire right, title, and interest in 2. D an assignee of less than the entire right, title, and interest in
`
`
`
`(The extent (by percentage) of its ownership interest is _______ %);or (The extent (by percentage) of its ownership interest is _______ %); or
`
`
`
`3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made) 3. D the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`
`
`the patent application/patent identified above, by virtue of either: the patent application/patent identified above, by virtue of either:
`
`A. D An

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