1
`
`2
`
`3
`
`4
`
`5
`
`6
`7
`8
`9
`
`10
`11
`12
`13
`14
`15
`16
`
`CARTER NOTICE OF REAL PARTY IN INTEREST
`
`In accordance with 37 C.F.R. § 41.8(a)(1) and ¶ 8.1 of the Standing Order (Paper No. 2),
`
`Carter hereby notifies the Board that any and all right, title, or interest in the involved U.S.
`
`Patent No. 6,407,213 is assigned to Genentech, Inc.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`PFIZER EX. 1095
`Page 126
`
`
`
`2
`
`3
`
`4
`
`5
`
`6
`7
`8
`9
`
`10
`11
`12
`13
`14
`15
`16
`
`CARTER NOTICE OF REAL PARTY IN INTEREST
`
`In accordance with 37 C.F.R. § 41.8(a)(1) and ¶ 8.1 of the Standing Order (Paper No. 2),
`
`Carter hereby notifies the Board that any and all right, title, or interest in the involved U.S.
`
`Patent No. 6,407,213 is assigned to Genentech, Inc.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`PFIZER EX. 1095
`Page 126
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER NOTICE OF
`REAL PARTY IN INTEREST” was filed this 19th day of February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER NOTICE
`OF REAL PARTY IN INTEREST” was served this 19th day of February, 2010, by e-mail, on
`the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1095
`Page 127
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: February 19, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER NOTICE OF RELATED PROCEEDINGS
`
`PFIZER EX. 1095
`Page 128
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`18
`19
`20
`
`21
`22
`23
`24
`25
`26
`27
`
`CARTER NOTICE OF RELATED PROCEEDINGS
`
`In accordance with ¶ 8.2 of the Standing Order (Paper No. 2), Carter hereby notifies the
`
`Board that the following applications claim the benefit of priority of the November 17, 1993,
`
`filing date of Carter’s involved U.S. Patent No. 6,407,213.
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`U.S. Patent Application No. 08/439,004, filed May 11, 1995, now abandoned;
`
`U.S. Patent Application No. 09/115,800, filed July 15, 1998, now abandoned;
`
`U.S. Patent Application No. 09/705,392, filed November 2, 2000, now U.S.
`
`Patent No. 6,719,971, issued April 13, 2004;
`
`U.S. Patent Application No. 09/705,398, filed November 2, 2000, now U.S.
`
`Patent No. 6,800,738, issued October 5, 2004;
`
`U.S. Patent Application No. 09/705,686, filed November 2, 2000, now U.S.
`
`Patent No. 6,639,055, issued October 28, 2003;
`
`U.S. Patent Application No. 10/835,641, filed April 30, 2004, now abandoned;
`
`U.S. Patent Application No. 11/444,791, filed June 1, 2006, now abandoned; and
`
`U.S. Patent Application No. 11/969,430, now pending.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`PFIZER EX. 1095
`Page 129
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER NOTICE OF
`RELATED PROCEEDINGS” was filed this 19th day of February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER NOTICE
`OF RELATED PROCEEDINGS” was served this 19th day of February, 2010, by e-mail, on
`the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1095
`Page 130
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: February 19, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER CLEAN COPY OF CLAIMS
`
`PFIZER EX. 1095
`Page 131
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`7
`8
`9
`
`10
`11
`12
`13
`14
`15
`16
`
`CARTER CLEAN COPY OF CLAIMS
`
`In accordance with 37 C.F.R. § 41.110(a), Carter herewith provides a clean copy of
`
`Carter’s involved claim, ·ò»ò, claims 30, 31, 60, 62, 63, 66, 67, 70, 73, and 77-81 of U.S. Patent
`
`No. 6,407,213.
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`PFIZER EX. 1095
`Page 132
`
`
`
`Carter Clean Copy of Claims
`Interference No. 105,744
`Page A-1
`
`Clean Copy of Carter’s Involved Claims in U.S. Patent No. 6,407,213
`
`30.
`
`An antibody which binds p185ØÛÎî and comprises a humanized antibody
`
`variable domain, wherein the humanized antibody variable domain comprises non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind p185ØÛÎî
`
`incorporated into a human antibody variable domain, and further comprises a Framework
`
`Region (FR) amino acid substitution at a site selected from the group consisting of: 4L,
`
`38L, 43L, 44L, 46L, 58L, 62L, 65L, 66L, 67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 36H,
`
`39H, 43H, 45H, 69H, 70H, 74H, 75H, 76H, 78H and 92H, utilizing the numbering system
`
`set forth in Kabat.
`
`31.
`
`The antibody of claim 30 wherein the substituted residue is the residue
`
`found at the corresponding location of the non-human antibody from which the non-human
`
`CDR amino acid residues are obtained.
`
`60.
`
`The antibody of claim 30 wherein the residue at site 78H has been
`
`substituted.
`
`62.
`
`A humanized antibody variable domain comprising non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind an antigen
`
`incorporated into a consensus human variable domain, and further comprising an amino
`
`acid substitution at a site selected from the group consisting of: 4L, 38L, 43L, 44L, 46L,
`
`58L, 62L, 65L, 66L, 67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 36H, 39H, 43H, 45H, 69H,
`
`70H, 74H, 75H, 76H, 78H and 92H, utilizing the numbering system set forth in Kabat.
`
`63.
`
`A humanized antibody which lacks immunogenicity compared to a non-
`
`human parent antibody upon repeated administration to a human patient in order to treat a
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`PFIZER EX. 1095
`Page 133
`
`
`
`Carter Clean Copy of Claims
`Interference No. 105,744
`Page A-2
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`chronic disease in that patient, wherein the humanized antibody comprises non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind an antigen
`
`incorporated into a human antibody variable domain, and further comprises an amino acid
`
`substitution at a site selected from the group consisting of: 4L, 38L, 43L, 44L, 46L, 58L,
`
`62L, 65L, 66L, 67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 36H, 39H, 43H, 45H, 69H, 70H,
`
`74H, 75H, 76H, 78H and 92H, utilizing the numbering system set forth in Kabat.
`
`66.
`
`A humanized antibody heavy chain variable domain comprising non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind antigen
`
`incorporated into a human antibody variable domain, and further comprising a Framework
`
`Region (FR) amino acid substitution at a site selected from the group consisting of: 24H,
`
`73H, 76H, 78H, and 93H, utilizing the numbering system set forth in Kabat.
`
`67.
`
`The humanized variable domain of claim 66 wherein the substituted residue
`
`is the residue found at the corresponding location of the non-human antibody from which
`
`the non-human CDR amino acid residues are obtained.
`
`70.
`
`The humanized variable domain of claim 66 wherein the residue at site 24H
`
`has been substituted.
`
`73.
`
`The humanized variable domain of claim 66 wherein the residue at site 78H
`
`has been substituted.
`
`77.
`
`The humanized variable domain of claim 66 which further comprises amino
`
`acid substitutions at sites 71H, 73H and 78H.
`
`78.
`
`79.
`
`An antibody comprising the humanized variable domain of claim 66.
`
`A humanized variant of a non-human parent antibody which binds an
`
`antigen, wherein the humanized variant comprises Complementarity Determining Region
`
`PFIZER EX. 1095
`Page 134
`
`
`
`Carter Clean Copy of Claims
`Interference No. 105,744
`Page A-3
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`(CDR) amino acid residues of the non-human parent antibody incorporated into a human
`
`antibody variable domain, and further comprises Framework Region (FR) substitutions at
`
`heavy chain positions 71H, 73H, 78H and 93H, utilizing the numbering system set forth in
`
`Kabat.
`
`80.
`
`A humanized antibody variable domain comprising non-human
`
`Complementarity Determining Region (CDR) amino acid residues which bind an antigen
`
`incorporated into a human antibody variable domain, and further comprising a Framework
`
`Region (FR) amino acid substitution where the substituted FR residue:
`
`(a) noncovalently binds antigen directly;
`
`(b) interacts with a CDR; or
`
`(c) participates in the VÔ -VØ interface by affecting the proximity or orientation of
`
`the VÔ and VØ regions with respect to one another, and wherein the substituted FR residue
`
`is at a site selected from the group consisting of: 4L, 38L, 43L, 44L, 58L, 62L, 65L, 66L,
`
`67L, 68L, 69L, 73L, 85L, 98L, 2H, 4H, 24H, 36H, 39H, 43H, 45H, 69H, 70H, 73H, 74H,
`
`76H, 78H, 92H and 93H, utilizing the numbering system set forth in Kabat.
`
`81.
`
`The humanized variable domain of claim 80 wherein the substituted residue
`
`is the residue found at the corresponding location of the non-human antibody from which
`
`the non-human CDR amino acid residues are obtained.
`
`PFIZER EX. 1095
`Page 135
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER CLEAN COPY
`OF CLAIMS” attaching a clean set of Carter’s involved claims was filed this 19th day of
`February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER CLEAN
`COPY OF CLAIMS” attaching a clean set of Carter’s involved claims was served this 19th day
`of February, 2010, by e-mail, on the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1095
`Page 136
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: February 19, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER REQUEST FOR FILE COPIES
`
`PFIZER EX. 1095
`Page 137
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`20
`21
`22
`23
`24
`25
`
`CARTER REQUEST FOR FILE COPIES
`
`In accordance with 37 C.F.R. § 41.109(a) and ¶ 109.1.1 of the Standing Order (Paper No.
`
`2), Carter hereby requests copies of the following files:
`
`Adair Files:
`
`(i)
`
`(ii)
`
`U.S. Patent Application No. 11/284,261, filed November 21, 2005;
`
`U.S. Patent Application No. 08/846,658, filed May 1, 1997;
`
`(iii)
`
`U.S. Patent Application No. 08/303,569, filed September 7, 1994, now U.S.
`
`Patent No. 5,859,205, issued January 12, 1999;
`
`(iv)
`
`U.S. Patent Application No. 07/743,329, filed September 17, 1991, now
`
`abandoned;
`
`(v)
`
`(vi)
`
`PCT Application No. PCT/GB90/02017, filed December 21, 1990; and
`
`UK Application No. GB 8928874.0, filed December 21, 1989.
`
`Carter Files:
`
`(i)
`
`U.S. Patent Application No. 08/146,206, filed November 17, 1993, now U.S.
`
`Patent No. 6,407,213, issued June 18, 2002;
`
`PCT Application No. PCT/US92/05126, filed June 15, 1992; and
`
`U.S. Patent Application No. 07/715,272, filed June 14, 1991, now abandoned.
`
`(ii)
`
`(iii)
`
`Please ship the files to:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`
`PFIZER EX. 1095
`Page 138
`
`
`
`Carter Request for File Copies
`Interference No. 105,744
`Page 2 of 2
`
`In accordance with Part H of the Notice Declaring Interference (Paper No. 1) and ¶ 109
`
`of the Standing Order (Paper No. 2), a copy of Parts E and F of the Notice Declaring Interference
`
`with a hand-drawn circle around the patents and applications for which a copy of a file wrapper
`
`is requested and a copy of completed File Copy Request (SO Form 4) are attached hereto.
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`February 19, 2010
`
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`7
`8
`9
`
`10
`11
`12
`13
`14
`15
`16
`
`PFIZER EX. 1095
`Page 139
`
`
`
`Part B. Judge managing the interference
`
`Administrative Patent Judge Sally Gardner Lane has been designated to manage
`
`the interference. Bd. R. 104(a).
`
`Part C. Standing order
`
`A Trial Section STANDING ORDER [SO] (Paper 2) accompanies this
`
`DECLARATION. The STANDING ORDER applies to this interference.
`
`Part D. Initial conference call
`
`A telephone conference call to discuss the interference is set for 2:00 p .m. on 16
`
`March 2010 (the Board will initiate the call).
`
`No later than four business days prior to the conference call, each party shall
`
`file and serve (SO ~~ 1 0.1 & 1 05) a list of the motions (Bd. R. 120; Bd. R. 204;
`
`SO ~~ 1 04.2.1, 120 & 204) the party intends to file.
`
`A sample schedule for taking action during the motion phase appears as Form 2
`
`in the STANDING ORDER. Counsel are encouraged to discuss the schedule prior to
`
`the conference call and to agree on dates for taking action. A typical motion period
`
`lasts approximately eight (8) months. Counsel should be prepared to justify any request
`
`for a shorter or longer period.
`
`Part E. Identification and order of t he parties
`
`Named inventors:
`
`Junior Party
`
`Paul J. Carter
`San Francisco, CA
`
`Leonard G. Presta
`San Francisco, CA
`
`-2-
`
`PFIZER EX. 1095
`Page 140
`
`
`
`Involved Patent:
`
`6,407,213, issued 18 June 2002, fro m application
`
`08/146,206, which was filed 17 November 1993, and was
`
`based on international application PCT/US92/05'126, filed 15
`
`June 1992.
`
`Title:
`
`METHOD FOR MAKI NG HUMANIZED ANTIBODIES
`
`Assignee:
`
`Genentech, Inc.
`
`Senior Party
`
`Named Inventors:
`
`John Robert Adair
`High Wycombe, United Ki ngdom
`
`Diljeet Singh Athwal
`London, United Ki ngdom
`
`John Spencer Emtage
`Marlow, United Ki ngdom
`
`Involved Application:
`
`11 /284,261, filed 21 November 2005
`
`Title:
`
`Assignee:
`
`HUMANISED ANTIBODIES
`
`Celltech R & D Limited
`
`The senior party is assigned exhibit numbers 1 001 -1999. The junior party is
`
`assigned exhibit numbers 2001 -2999. Bd. R. 154(c)(1 ); SO 1[154.2.1. The senior party
`
`is responsible for initiating settlement discussions. SO 1[126.1 .
`
`-3-
`
`PFIZER EX. 1095
`Page 141
`
`
`
`Part F. Count and claims of the part ies
`
`Count 1
`
`A humanized antibody heavy chain variable domain comprising
`
`non-human Complementarity Determining Region (COR) amino acid
`
`residues which bind antigen incorporated into a human antibody variable
`
`domain, and further comprising a Framework Region (FR} amino acid
`
`substitution at a site selected from the group consisting of: 24H, 71 H, 73H,
`
`and 78H, utilizing the numbering system set forth in Kabat.
`
`The claims of the parties are:
`
`Carter:
`
`1-82
`
`Adair:
`
`24
`
`The claims of the parties which correspond to Count 1 are:
`
`Carter:
`
`30, 31, 60, 62, 63, 66, 67, 70, 73, 77-81
`
`Adair:
`
`24
`
`The claims of the parties which do not correspond to Count 1, and therefore are
`
`not involved in the interference, are:
`
`Carter:
`
`1-29,32-59,61 ,64,65,68, 69, 71 , 72,74-76,82
`
`Adair:
`
`None
`
`-4-
`
`PFIZER EX. 1095
`Page 142
`
`
`
`
`
`Form 4. File Copy request
`
`FILE COPY REQUEST
`Contested Case No.: Interference No. 105,744
`
`Attach a copy of sections E and F of the DECLARATION to this REQUEST. On
`the copy, circle each patent and application that you are requesting.
`
`1.
`
`2.
`
`Include the following information to facilitate processing of this REQUEST:
`
`Charge fees to USPTO Deposit Account No. ______50-4028_______________
`
`Complete address, including street, city, state, zip code and telephone number
`(do not list a Post Office box because file copies are sent by commercial overnight
`courier).
`
`_____Oliver R. Ashe, Jr. ____________________________________________
`
`____ ASHE, P.C.___________________________________________________
`
`_____11440 Isaac Newton Sq. North, Suite 210__________________________
`
`_____Reston, VA 20190
`
`_________________________________________
`
`3.
`
`Telephone, including area code: __(703) 467-9001_ext. 201________________
`
`PFIZER EX. 1095
`Page 144
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER REQUEST FOR
`FILE COPIES” attaching Parts E and F of the Notice Declaring Interference and completed SO
`Form 4 was filed this 19th day of February, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER
`REQUEST FOR FILE COPIES” attaching Parts E and F of the Notice Declaring Interference
`and completed SO Form 4 was served this 19th day of February, 2010, by e-mail, on the Attorney
`of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`February 19, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1095
`Page 145
`
`
`
`Filed by: Trial Section
`Mail Stop Interferences
`Board of Patent Appeals & Interferences
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`Telephone: 571-272-4683
`BoxInterferences@USPTO.gov
`
`Paper 14
`Entered: 23 February 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`BOARD OF PATENT APPEALS AND INTERFERENCES
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`____________________
`
`PAUL J. CARTER and LEONARD G. PRESTA
`Junior Party,
`Patent 6,407,213,
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL
`and JOHN SPENCER EMTAGE
`Senior Party,
`Application 11/284,261.
`____________________
`
`Order – Bd.R. 109(b) – Authorizing copies of Office records
`(Transmitting file copy requests to the Office of Public Records)
`
`The requests of the parties for file copies, along with those requested
`
`1
`2
`3
`4
`5
`6
`7
`
`89
`
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`29
`30
`31
`32
`33
`34
`
`35
`
`36
`
`37
`
`files at the Board, have been forwarded to the Office of Public Records of
`
`the United States Patent and Trademark Office. It is the responsibility of
`
`each party to inform the Board if a complete copy is not received within 21
`
`PFIZER EX. 1095
`Page 146
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`14
`15
`16
`17
`18
`19
`20
`
`days of this order. Bd.R. 109(c). If a party does not promptly notify the
`
`Board of missing or incomplete files, the party may not request an extension
`
`of time, Bd.R. 4(a), due to non-receipt of files.
`
`Note that files come in many different formats, see SO ¶ 109.2, and
`
`thus different files may arrive at different times.
`
`Upon consideration of the receipt of requests for files (see Part H of
`
`the DECLARATION), it is---
`
`ORDERED that the notice to the Board that a file copy has not
`
`been received or is incomplete must be transmitted via electronic mail
`
`addressed to BoxInterferences@uspto.gov, with “Attention Paralegal” in the
`
`subject line of the electronic mail message.
`
`/Yolunda R. Townes/
`Paralegal Specialist
`Trial Division
`
`cc: Office of Public Records, USPTO
`Revised: 23 January 2006
`
`2
`
`PFIZER EX. 1095
`Page 147
`
`
`
`cc (via electronic filing):
`
`Attorney for Carter:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`Tel:
`Email:
`
`703-467-9001
`oashe@ashepc.com
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`
`Tel:
`Email:
`
`202-736-8914
`jkushan@sidley.com
`
`Attorney for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Michael B. Fein, Esq.
`COZEN O’CONNOR P.C.
`1900 Market Street
`Philadelphia, PA 19103
`
`Tel:
`Email:
`
`215-665-5593
`dtrujillo@cozen.com
`
`3
`
`12
`
`34
`
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`26
`27
`28
`29
`30
`31
`32
`33
`
`PFIZER EX. 1095
`Page 148
`
`
`
`Mail Stop Interference
`P.O. Box 1450
`Alexandria Va 22313-1450
`Tel: 571-272-9797
`Fax: 571-273-0042
`
`Paper 15
`Filed: 24 February 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`
`PAUL J. CARTER AND LEONARD G. PRESTIA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILGEET SINGH ATHWAL, and JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`Patent Interference No. 105,744
`(Technology Center 1600)
`
`ORDER – Miscellaneous – 104(a)
`
`A conference call was held on 24 February 2010 at approximately 10:30 am.
`
`Paritcipating in the call were:
`
`(1) Oliver Ashe and Jeffrey P. Kushan for Junior Party Carter,
`
`(2) Doreen Trujillo and Michael B. Fein for Senior Party Adair, and
`
`(3) Sally Gardner Lane, Administrative Patent Judge.
`
`-1-
`
`PFIZER EX. 1095
`Page 149
`
`
`
`There was a delay in receipt of the declaration of the interference and other
`
`relevant papers by Carter. Moreover, the parties expressed that other delays have
`
`been caused by the major snowstorm that occurred in the Washington, D.C. area the
`
`week of February 8th.
`
`The parties moved for a delay of the initial conference call. The motion is
`
`GRANTED.
`
`It is
`
`ORDERED that the conference call is rescheduled for 15 April 2010 at
`
`10:00 am, and
`
`FURTHER ORDERED that the call will be initiated by the Board.
`
`/Sally Gardner Lane/
`Administrative Patent Judge
`
`-2-
`
`PFIZER EX. 1095
`Page 150
`
`
`
`cc (via overnight delivery):
`
`Attorney for Carter:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`Tel:
`Email:
`
`703-467-9001
`oashe@ashepc.com
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, NW
`Washington, DC 20005
`
`Tel:
`Email:
`
`202-736-8914
`jkushan@sidley.com
`
`Attorney for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Michael B. Fein, Esq
`COZEN O’CONNOR P.C.
`1900 Market Street
`Philadelphia, PA 19103
`
`Tel:
`Email:
`
`215-665-5593
`dtrujillo@cozen.com
`
`-3-
`
`PFIZER EX. 1095
`Page 151
`
`
`
`Mail Stop Interference
`P.O. Box 1450
`Alexandria Va 22313-1450
`Tel: 571-272-4683
`Fax: 571-273-0042
`
`Paper 16
`
`Filed 3 March 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`
`PAUL J. CARTER AND LEONARD G. PRESTIA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILGEET SINGH ATHWAL, and JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`Patent Interference No. 105,744
`(Technology Center 1600)
`
`ORDER – Miscellaneous – 104(a)
`
`A conference call was held on 3 March 2010 at approximately 2:30 pm.
`
`Participating in the call were:
`
`(1) Oliver Ashe for Carter,
`
`(2) Doreen Trujillo for Adair, and
`
`(3) Sally Gardner Lane, Administrative Patent Judge.
`
`-1-
`
`PFIZER EX. 1095
`Page 152
`
`
`
`The parties asked for the call to determine if they are required to file an
`
`annotated copy of the claims, and if so, for additional time to file the annotated copy.
`
`Parties are required to file “[f]or each involved claim having a limitation
`
`that is illustrated in a drawing or biotechnology material sequence, file an annotated
`
`copy of the claim indicating in bold face between braces ({}) where each limitation is
`
`shown in the drawing or sequence.” Bd. R. 110(b)(1).
`
`The parties indicated that, and a review of the claims indicates, that the claims do
`
`not recite any particular sequence. (Clean claim copies, Adair at Paper 5 and Carter at
`
`Paper 12). Under these particular circumstances, the parties need not file annotated
`
`copies of the claims.
`
`It is
`
`ORDERED that the parties need not file annotated copies of the claims.
`
`Bd. R. 110(b)(1).
`
`/Sally Gardner Lane/
`Administrative Patent Judge
`
`-2-
`
`PFIZER EX. 1095
`Page 153
`
`
`
`cc (electronic filing):
`
`Attorney for Carter:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`703-467-9001
`Tel:
`Email: oashe@ashepc.com
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, D.C. 20005
`
`202-736-8914
`Tel:
`Email: jkushan@sidley.com
`
`Attorney for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Michael B. Fein, Esq.
`COZEN O’CONNOR P.C.
`1900 Market Street
`Philadelphia, PA 19103
`
`215-665-5593
`Tel:
`Email: dtrujillo@cozen.com
`Email: mfein@cozen.com
`
`-3-
`
`PFIZER EX. 1095
`Page 154
`
`
`
`Filed on behalf of:
`
`Party Carter
`
`By:
`
`Oliver R. Ashe, Jr., Esq.
`ASHE, P.C.
`11440 Isaac Newton Sq. North
`Suite 210
`Reston, VA 20190
`Tel.: (703) 467-9001
`Fax: (703) 467-9002
`E-mail: oashe@ashepc.com
`
`Paper No. _______
`Filed: March 16, 2010
`
`Jeffrey P. Kushan, Esq.
`SIDLEY AUSTIN LLP
`1501 K Street, N.W.
`Washington, DC 20005
`Tel.: (202) 736-8914
`Fax: (202) 736-8711
`E-mail: jkushan@sidley.com
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`___________________
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`v.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,261),
`
`____________________
`
`Patent Interference 105,744 (SGL)
`Technology Center 1600
`___________________
`
`CARTER NOTICE OF INCOMPLETE FILE COPIES
`
`PFIZER EX. 1095
`Page 155
`
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`12
`13
`14
`15
`
`16
`
`17
`
`18
`19
`20
`21
`
`CARTER NOTICE OF INCOMPLETE FILE COPIES
`
`In accordance with the instructions in the Order dated February 23, 2010 (Paper No. 14,
`
`Order - Bd.R. 109(b) - Authorizing copies of Office records), Carter hereby notifies the Board
`
`that Carter has received a copy of all requested file histories.
`
`The following papers are either missing from the files, incomplete (»ò¹ò, page(s) missing),
`
`or illegible:
`
`File
`GB 8928874.0
`to Adair et al.
`USSN 08/303,569 to
`Adair et al.
`
`Paper requested
`GB Application No. 8928874.0, filed
`December 21, 1989.
`Office Action mailed May 16, 1995
`(Paper No. 37).
`Protest Under 37 CFR § 1.291, filed
`April 1, 1997 (Paper No. 45).
`Communication mailed June 23, 1997
`(Paper No. 46).
`
`Reason for request
`Illegible (faint text)
`
`Page 1 (front page) is missing
`
`Missing
`
`Missing
`
`In view of the substantive nature of the above-identified documents, Carter respectfully
`
`requests the Board to promptly forward copies of these documents to the undersigned. In the
`
`event the Board does not have immediate access to these documents, immediate production
`
`should be required from Adair. See Bd.R. 150. The documents should be directed to:
`
`Oliver R. Ashe, Jr.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20190
`
`Please charge any associated costs to Deposit Account No. 50-4028.
`
`March 16, 2010
`
`Respectfully submitted,
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`Registration No. 40,491
`Counsel for Party Carter
`
`PFIZER EX. 1095
`Page 156
`
`
`
`CERTIFICATE OF FILING
`
`The undersigned certifies that a copy of the paper entitled “CARTER NOTICE OF
`INCOMPLETE FILE COPIES” was filed this 16th day of March, 2010, by e-mail, to:
`
`The Board of Patent Appeals and Interferences
`Madison Building East, 9th Floor
`600 Dulany Street
`Alexandria, VA 22314
`Tel.: 571-272-9797
`Fax: 571-273-0042
`E-mail: BoxInterferences@USPTO.GOV
`
`March 16, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`CERTIFICATE OF SERVICE
`
`The undersigned hereby certifies that a copy of the paper entitled “CARTER NOTICE
`OF INCOMPLETE FILE COPIES” was served this 16th day of March, 2010, by e-mail, on
`the Attorney of Record for Adair:
`
`Doreen Yatko Trujillo, Esq.
`Cozen O’Connor P.C.
`1900 Market Street, 7th Floor
`Philadelphia, PA 19103
`Tel.: 215-665-6593
`Fax: 215-701-2005
`E-mail: dtrujillo@cozen.com
`
`March 16, 2010
`
`/Oliver R. Ashe, Jr./
`Oliver R. Ashe, Jr.
`
`PFIZER EX. 1095
`Page 157
`
`
`
`Filed on behalf of: Adair
`By:
`Doreen Yatko Trujillo
`Michael B. Fein
`Cozen O'Connor P.C.
`1900 Market St.
`Philadelphia, P A 191 03
`Telephone: (215) 665-5593
`Facsimile: (215) 701-2005
`dtrujillo@cozen.com
`
`PaperNo: __
`Date Filed: March 16, 2010
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE BOARD OF PATENT APPEALS
`AND INTERFERENCES
`
`PAUL J. CARTER AND LEONARD G. PRESTA
`Junior Party
`(Patent 6,407,213),
`
`V.
`
`JOHN ROBERT ADAIR, DILJEET SINGH ATHWAL,
`AND JOHN SPENCER EMTAGE
`Senior Party
`(Application No. 11/284,26 1 ),
`
`Patent Interference No. 105,744
`(Technology Center 1600)
`
`ADAIR NOTICE OF INCOMPLETE FILE COPIES
`
`PFIZER EX. 1095
`Page 158
`
`
`
`1
`
`In accordance with the instructions in the Order dated February 23, 201 0 (Paper No. 14,
`
`2 Order- Bd.R. 109(b)- Authorizing copies of Office records), Adair hereby notifies the Board
`
`3
`
`4
`
`that Adair has received a copy of all requested file histories. However, as indicated in the
`
`attached documents, Adair has not received most of the references cited by or to the Patent
`
`5 Office in the file history of U.S. Application Serial No. 07/7 15,272. References Adair received
`
`6
`
`are crossed-out. Also, Adair was only able to open the first 2230 of 6819 pages of the file
`
`7 wrapper for Application Serial No. 08/146,206. For pages beyond 2230, there is a message of an
`
`8
`
`I/0 error. Both file histories were supplied on diskette.
`
`Respectfully submitted,
`
`/Doreen Yatko Trujillo/
`DOREENYATKOTRUJILLO
`Registration No. 35,719
`Lead Counsel for Adair
`
`9
`10
`11
`12
`13
`14
`15
`16
`17 Date: March 16, 2010
`18
`19 Cozen O'Connor P.C.
`1900 Market St.
`2 0
`Philadelphia, PA 19103
`21
`Telephone: (215) 665-5593
`22
`Facsimile: (215) 701 -2005
`2 3
`dtrujillo@cozen.com
`24
`
`-2-
`
`PFIZER EX. 1095
`Page 159
`
`
`
`Certificate of Service
`
`This will certify that a true copy of this paper and attachments was served this
`
`date on the party Carter by electronic mail directed to :
`
`Oliver R. Ashe, Jr.
`ASHE, P.C.
`11440 Isaac Newton Square North
`Suite 210
`Reston, VA 20 190
`Tel.: (703)467
Accessing this document will incur an additional charge of $.
After purchase, you can access this document again without charge.
Accept $ Charge
Still Working On It
This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.
Give it another minute or two to complete, and then try the refresh button.
A few More Minutes ... Still Working
It can take up to 5 minutes for us to download a document if the court servers are running slowly.
Thank you for your continued patience.
This document could not be displayed.
We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.
Your account does not support viewing this document.
You need a Paid Account to view this document. Click here to change your account type.
Your account does not support viewing this document.
Set your membership
status to view this document.
With a Docket Alarm membership, you'll
get a whole lot more, including:
- Up-to-date information for this case.
- Email alerts whenever there is an update.
- Full text search for other cases.
- Get email alerts whenever a new case matches your search.
One Moment Please
The filing “” is large (MB) and is being downloaded.
Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.
Your document is on its way!
If you do not receive the document in five minutes, contact support at support@docketalarm.com.
Sealed Document
We are unable to display this document, it may be under a court ordered seal.
If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.
Access Government Site
