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UNITED STATES PATENT AND TRADEMARK OFFICE
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`Taro Pharmaceuticals U.S.A., Inc.
`Petitioner,
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`v.
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`Apotex Technologies, Inc.
`Patent Owner
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`
`Case No.: IPR2017-01446
`Patent No. 7,049,328
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`PETITIONER’S MOTION TO EXCLUDE EVIDENCE
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`United States Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`

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`
`I.
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`INTRODUCTION
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`Pursuant to 37 C.F.R. § 42.64(c), the Board’s Scheduling Order (Paper 8),
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`and the Federal Rules of Evidence, Petitioner Taro Pharmaceuticals U.S.A., Inc.
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`hereby moves to exclude Exhibits 2006, 2008, 2010, 2014, 2015, and 2016
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`submitted by Patent Owner Apotex Technologies, Inc.
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`II.
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`IDENTIFICATION OF ORIGINAL OBJECTIONS
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`Petitioner timely objected to Exhibits 2006, 2008, 2010, 2014, 2015, and
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`2016 on December 12, 2017. (Paper 10.)
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`III. EXHIBIT 2006 IS INADMISSIBLE HEARSAY AND SHOULD BE
`EXCLUDED FROM THE RECORD
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`Exhibit 2006 is a purported copy of an article titled “Longitudinal analysis
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`of heart and liver iron in thalassemia major,” dated 2008. Exhibit 2006 is not
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`prior art to the ’328 patent, which has an earliest effective priority date of June 30,
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`2000. Patent Owner relied on Exhibit 2006 in its Preliminary Response as alleged
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`evidence that “the liver and heart have different mechanisms of iron uptake and
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`release.” (Paper 6 at 2.) Exhibit 2006 is thus relied on for the truth of the matter
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`stated therein. Exhibit 2006 does not contain any independent indicia of
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`trustworthiness and is therefore inadmissible hearsay not within any hearsay
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`exception. The Board should therefore exclude and not consider Exhibit 2006.
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`FRE 802, 803.
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`IV. EXHIBIT 2008 IS IRRELEVANT, NOT AUTHENTICATED, AND
`INADMISSIBLE HEARSAY AND SHOULD BE EXCLUDED FROM
`THE RECORD
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`The Board should exclude and not consider Exhibit 2008 for at least three
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`independent reasons.
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`First, Exhibit 2008 is not authenticated. Exhibit 2008 is a document titled
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`“FDA Approves Ferriprox to Treat Patients with Excess Iron in the Body.” Patent
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`Owner’s Exhibit list states that Exhibit 2008 is an “internet publication” (Paper 6 at
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`Exhibit List), but Patent Owner provides no authenticating evidence for this
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`proposition. Thus, Exhibit 2008 is unauthenticated and the Board should therefore
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`exclude and not consider this exhibit for that reason. FRE 901.
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`Second, Exhibit 2008 is not relevant to this proceeding. Patent Owner relied
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`on Exhibit 2008 as evidence that Ferrirpox® was allegedly approved by FDA in
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`2011 after an accelerated review. (Paper 6 at 9.)1 The FDA approval of Ferriprox®
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`is not relevant to any issues in this proceeding, which concerns only the
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`unpatentability of the ’328 patent, and does not concern any particular product.
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`Moreover, no record evidence establishes that the methods claimed in the ’328
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`1 Apotex did not disclose that it first filed its application for approval for Ferriprox
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`on December 21, 2006, and that it took five years to gain FDA approval for that
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`drug. See https://www.accessdata.fda.gov/drugsatfda_docs/nda/2011/021825
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`Orig1s000SumR.pdf.
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`2
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`

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`patent are embodied by the FDA’s approval of Ferriprox®. Thus, the Board should
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`exclude and not consider Exhibit 2008 under FRE 402 because it is not relevant
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`under FRE 401. In the alternative, the Board should exclude and not consider
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`Exhibit 2008 under FRE 403 because any probative value is substantially
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`outweighed by the danger of unfair prejudice or confusing the issues.
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`Third, Exhibit 2008 is inadmissible hearsay. Patent Owner relied on Exhibit
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`2008 for the truth of the matter asserted therein. Exhibit 2008 does not contain any
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`independent indicia of trustworthiness and is therefore inadmissible hearsay not
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`within any hearsay exception. The Board should therefore exclude and not
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`consider Exhibit 2008 for this reason. FRE 802, 803.
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`V. EXHIBIT 2010 IS IRRELEVANT AND SHOULD BE EXCLUDED
`FROM THE RECORD
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`Exhibit 2010 is a copy of the Claim Construction Opinion and Order issued
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`in district court litigation Case No. 2:16-cv-00528 (E.D. Tex), in which the validity
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`of the ’328 patent is one of many contested issues. The district court construed the
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`contested claim terms under the Phillips standard, as appropriate in district court.
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`The Board, however, must construe the claims according to the broadest
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`reasonable interpretation in light of the specification of the ’328 patent. 37 C.F.R.
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`§ 42.100(b). Because these two claim construction standards are different, the
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`court’s claim construction order is irrelevant to the instant proceedings under FRE
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`401, and should not be considered by the Board as controlling, or even as
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`3
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`persuasive. The Board should therefore exclude and not consider Exhibit 2010
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`under FRE 402, or under FRE 403 because any probative value is substantially
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`outweighed by the danger of unfair prejudice or confusing the issues.
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`VI. EXHIBIT 2014 IS NOT AUTHENTICATED AND INADMISSIBLE
`HEARSAY AND SHOULD BE EXCLUDED FROM THE RECORD
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`The Board should exclude and not consider Exhibit 2014 for at least two
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`independent reasons.
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`First, Exhibit 2014 is not authenticated. Exhibit 2014 is a document titled
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`“Canadian Scientists Honored for Role in Breakthrough drug.” Patent Owner’s
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`Exhibit list states that Exhibit 2014 is an “internet publication” (Paper 6 at Exhibit
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`List), but Patent Owner provides no authenticating evidence for this proposition.
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`Thus, Exhibit 2014 is unauthenticated and the Board should therefore exclude and
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`not consider this exhibit for that reason. FRE 901.
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`Second, Exhibit 2014 is inadmissible hearsay. Patent Owner relied on
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`Exhibit 2014 as evidence that named inventor Dr. Michael Spino was allegedly
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`praised by others for his work related to the ’328 patent. (Paper 6 at 59.) Exhibit
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`2014 is thus relied on for the truth of the matter stated therein. Exhibit 2014 does
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`not contain any independent indicia of trustworthiness and is therefore
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`inadmissible hearsay not within any hearsay exception. The Board should
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`therefore exclude and not consider Exhibit 2014. FRE 802, 803.
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`4
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`VII. EXHIBIT 2015 IS INADMISSIBLE HEARSAY AND SHOULD BE
`EXCLUDED FROM THE RECORD
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`Exhibit 2015 is a purported copy of an article titled “Cardiovascular T2-star
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`(T2*) magnetic resonance for the early diagnosis of myocardial iron overload.”
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`dated 2001. Exhibit 2015 is not prior art to the ’328 patent, which has an earliest
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`effective filing date of June 30, 2000. Patent Owner’s expert, Dr. Pennell, relied
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`on Exhibit 2015 as alleged evidence that “there was no significant correlation
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`between myocardial T2* and the conventional parameters of iron status, serum
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`ferritin and liver iron.” (Ex. 2003 at ¶ 26.) Exhibit 2015 is thus relied on for the
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`truth of the matter stated therein. Exhibit 2015 does not contain any independent
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`indicia of trustworthiness and is therefore inadmissible hearsay not within any
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`hearsay exception. The Board should therefore exclude and not consider Exhibit
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`2015. FRE 802, 803.
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`VIII. EXHIBIT 2016 IS INADMISSIBLE HEARSAY AND SHOULD BE
`EXCLUDED FROM THE RECORD
`Exhibit 2016 s a purported copy of an article titled “Comparison of effects of
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`oral deferiprone and subcutaneous desferrioxamine on myocardial iron
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`concentrations and ventricular function in beta-thalassaemia,” dated 2002.
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`Exhibit 2016 is not prior art to the ’328 patent, which has an earliest effective
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`filing date of June 30, 2000. Patent Owner’s expert, Dr. Pennell, relied on Exhibit
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`2016 as alleged evidence that “myocardial iron cannot be predicted from liver iron
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`5
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`
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`concentration.” (Ex. 2003 at ¶ 26.) Exhibit 2016 is thus relied on for the truth of
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`the matter stated therein. Exhibit 2016 does not contain any independent indicia of
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`trustworthiness and is therefore inadmissible hearsay not within any hearsay
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`exception. The Board should therefore exclude and not consider Exhibit 2016.
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`FRE 802, 803.
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`
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`Dated: June 28, 2018
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`
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`Respectfully submitted,
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`
`
`
`
`
`/Huiya Wu/
`Huiya Wu (Reg. No. 44,411)
`Robert V. Cerwinski (to seek pro hac vice
`admission)
`Sarah Fink (Reg. No. 64,886)
`GOODWIN PROCTER LLP
`620 Eighth Avenue
`New York, NY 10018
`Phone: (212) 813-8800
`Fax: (212) 355-3333
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`Counsel for Petitioner
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`6
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`

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`
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`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e), I certify that on this 28th day of June, 2018,
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`I caused to be served a true and correct copy of the foregoing “PETITIONER’S
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`MOTION TO EXCLUDE EVIDENCE” via electronic mail on the following
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`By: /Ryan Curiel/
` Ryan Curiel
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`attorneys of record:
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`W. Blake Coblentz
`Aaron S. Lukas
`Barry Golob
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`Email:
`wcoblentz@cozen.com
`alukas@cozen.com
`bgolob@cozen.com
`
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`

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