throbber
Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 1 of 68 PageID #: 28752
`
`IN THE UNITED STATES DISTRICT COURT
`FOR THE EASTERN DISTRICT OF TEXAS
`MARSHALL DIVISION
`
`ALACRITECH, INC.,
`
`Plaintiff,
`
`
`
`v.
`
`CENTURY LINK COMMUNICATIONS
`LLC, ET AL.,
`
`Case No. 2:16-cv-00693-RWS-RSP
`(Lead Case)
`
`
`
`Defendants,
`
`INTEL CORPORATION, ET AL.,
`
`Intervenors.
`
`MEMORANDUM OPINION AND ORDER ON CLAIM CONSTRUCTION
`
`Before the Court is the opening claim construction brief of Alacritech, Inc. (Plaintiff) (Dkt.
`
`No. 181, filed on April 4, 2017),1 the response of Tier 3, Inc., Savvis Communications Corp.,
`
`CenturyLink Communications LLC, Dell Inc., Wistron Corp., Wiwynn Corp., SMS Infocomm
`
`Corp., Cavium, Inc., and Intel Corporation (collectively, “Defendants”) (Dkt. No. 303, filed under
`
`seal on July 10, 2017), and the reply of Plaintiff (Dkt. No. 307, filed under seal on July 14, 2017).
`
`The Court held a hearing on the issues of claim construction and claim definiteness on August 7,
`
`2017. Having considered the arguments and evidence presented by the parties at the hearing and
`
`in their briefing, the Court issues this Order.
`
`1 Citations to the parties’ filings are to the filing’s number in the docket (Dkt. No.) and pin cites
`are to the page numbers assigned through ECF.
`
`1 / 68
`
`Alacritech, Ex. 2030 Page 1
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 2 of 68 PageID #: 28753
`
`Table of Contents
`
`I.(cid:3)
`II.(cid:3)
`
`BACKGROUND ............................................................................................................... 3(cid:3)
`LEGAL PRINCIPLES ..................................................................................................... 8(cid:3)
`A.(cid:3)
`Claim Construction ................................................................................................. 8(cid:3)
`B.(cid:3)
`Departing from the Ordinary Meaning of a Claim Term ...................................... 11(cid:3)
`Functional Claiming and 35 U.S.C. § 112, ¶ 6 (pre-AIA) / § 112(f) (AIA) ......... 12(cid:3)
`C.(cid:3)
`D.(cid:3)
`Definiteness Under 35 U.S.C. § 112, ¶ 2 (pre-AIA) / § 112(b) (AIA) ................. 14(cid:3)
`III.(cid:3) CONSTRUCTION OF DISPUTED TERMS ............................................................... 15(cid:3)
`A.(cid:3)
`
`“fast-path processing,” “slow-path processing,” “substantially no network
`layer or transport layer processing,” and “significant network layer or
`significant transport layer processing” .................................................................. 15(cid:3)
`
`“a destination memory,” “a destination in memory,” and “a destination [for
`the data] in a memory of the computer” ............................................................... 23(cid:3)
`“context [for communication],” “context,” and “status information” .................. 29(cid:3)
`“prepend,” “prepended,” and “prepending” .......................................................... 33(cid:3)
`“without an interrupt dividing” ............................................................................. 36(cid:3)
`
`B.(cid:3)
`
`C.(cid:3)
`D.(cid:3)
`E.(cid:3)
`F.(cid:3)
`
`’104 Patent: “means for receiving . . . a command . . . ,” “means for
`sending . . . data . . . ,” and “means for sending . . . an indication . . .” ................ 39(cid:3)
`G.(cid:3)
`’205 Patent: “means . . . for receiving . . . a response . . .” ................................... 43(cid:3)
`H.(cid:3)
`’241 Patent: Mechanism Terms ............................................................................. 46(cid:3)
`“flow key” and “flow re-assembler” ..................................................................... 52(cid:3)
`I.(cid:3)
`“operation code” ................................................................................................... 57(cid:3)
`J.(cid:3)
`“database” ............................................................................................................. 59(cid:3)
`K.(cid:3)
`L.(cid:3)
`“packet batching module” ..................................................................................... 62(cid:3)
`“traffic classifier” .................................................................................................. 65(cid:3)
`M.(cid:3)
`CONCLUSION ............................................................................................................... 67(cid:3)
`
`IV.(cid:3)
`
`2 / 68
`
`Alacritech, Ex. 2030 Page 2
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 3 of 68 PageID #: 28754
`
`I.
`
`BACKGROUND
`
`Plaintiff alleges infringement of eight U.S. Patents: No. 7,124,205 (the ’205 Patent), No.
`
`7,237,036 (the ’036 Patent), No. 7,337,241 (the ’241 Patent), No. 7,673,072 (the ’072 Patent), No.
`
`7,945,699 (the ’699 Patent), No. 8,131,880 (the ’880 Patent), No. 8,805,9482 (the ’948 Patent),
`
`and No. 9,055,104 (the ’104 patent) (collectively, the “Asserted Patents”). The ’205, ’036, ’241,
`
`’072, ’699, ’880, and ’948 Patents are related through separate chains of continuation and contin-
`
`uation-in-part applications that ultimately converge on a provisional application filed on Oct. 14,
`
`1997, U.S. Provisional Patent Application 60/061,809 (the ’809 Provisional). The ’104 Patent
`
`claims priority back to a provisional application filed on April 22, 2002.
`
`The Asserted Patents each pertain generally to technology for accelerating computer net-
`
`working. The ’205, ’036, ’241, ’072, ’699, and ’880 Patents are generally directed to network-
`
`accelerating technology that offloads some of the network-layer processing from the computer
`
`processor to an interface device. The ’104 Patent is generally directed to network-accelerating
`
`technology that reduces delays that result from waiting on data-receipt acknowledgments.
`
`The abstracts and exemplary claims of the Asserted Patents provide as follows:
`
`The abstract of the ’205 Patent provides:
`
`A network interface device connected to a host provides hardware and processing
`mechanisms for accelerating data transfers between the host and a network. Some
`data transfers are processed using a dedicated fast-path whereby the protocol stack
`of the host performs no network layer or transport layer processing. Other data
`transfers are, however, handled in a slow-path by the host protocol stack. In one
`embodiment, the host protocol stack has an ISCSI layer, but a response to a solicited
`ISCSI read request command is nevertheless processed by the network interface
`device in fast-path. In another embodiment, an initial portion of a response to a
`solicited command is handled using the dedicated fast-path and then after an error
`
`2 The parties do not present the Court with any claim-construction disputes from the ’948 Patent.
`
`3 / 68
`
`Alacritech, Ex. 2030 Page 3
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 4 of 68 PageID #: 28755
`
`condidtion [sic] occurs a subsequent portion of the response is handled using
`the . . . slow-path. The interface device uses a command status message to com-
`municate status to the host.
`
`The abstract of the ’036 Patent provides:
`
`A system for protocol processing in a computer network has an intelligent network
`interface card (INIC) or communication processing device (CPD) associated with
`a host computer. The INIC provides a fast-path that avoids protocol processing for
`most large multi-packet messages, greatly accelerating data communication. The
`INIC also assists the host for those message packets that are chosen for processing
`by host software layers. A communication control block for a message is defined
`that allows DMA controllers of the INIC to move data, free of headers, directly to
`or from a destination or source in the host. The context is stored in the INIC as a
`communication control block (CCB) that can be passed back to the host for mes-
`sage processing by the host. The INIC contains specialized hardware circuits that
`are much faster at their specific tasks than a general purpose CPU. A preferred em-
`bodiment includes a trio of pipelined processors with separate processors devoted
`to transmit, receive and management processing, with full duplex communication
`for four fast Ethernet nodes.
`
`The abstract of the ’241 Patent provides:
`
`A system for protocol processing in a computer network has an intelligent network
`interface card (INIC) or communication processing device (CPD) associated with
`a host computer. The INIC provides a fast-path that avoids protocol processing for
`most large multi-packet messages, greatly accelerating data communication. The
`INIC also assists the host for those message packets that are chosen for processing
`by host software layers. A communication control block for a message is defined
`that allows DMA controllers of the INIC to move data, free of headers, directly to
`or from a destination or source in the host. The context is stored in the INIC as a
`communication control block (CCB) that can be passed back to the host for mes-
`sage processing by the host. The INIC contains specialized hardware circuits that
`are much faster at their specific tasks than a general purpose CPU. A preferred em-
`bodiment includes a trio of pipelined processors with separate processors devoted
`to transmit, receive and management processing, with full duplex communication
`for four fast Ethernet nodes.
`
`The abstract of the ’072 Patent provides:
`
`4 / 68
`
`Alacritech, Ex. 2030 Page 4
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 5 of 68 PageID #: 28756
`
`A system for protocol processing in a computer network has an intelligent network
`interface card (INIC) or communication processing device (CPD) associated with
`a host computer. The INIC provides a fast-path that avoids protocol processing for
`most large multi-packet messages, greatly accelerating data communication. The
`INIC also assists the host for those message packets that are chosen for processing
`by host software layers. A communication control block for a message is defined
`that allows DMA controllers of the INIC to move data, free of headers, directly to
`or from a destination or source in the host. The context is stored in the INIC as a
`communication control block (CCB) that can be passed back to the host for mes-
`sage processing by the host. The INIC contains specialized hardware circuits that
`are much faster at their specific tasks than a general purpose CPU. A preferred em-
`bodiment includes a trio of pipelined processors with separate processors devoted
`to transmit, receive and management processing, with full duplex communication
`for four fast Ethernet nodes.
`
`The abstract of the ’699 Patent provides:
`
`A Network Interface device (NI device) coupled to a host computer receives a
`multi-packet message from a network (for example, the Internet) and DMAs the
`data portions of the various packets directly into a destination in application
`memory on the host computer. The address of the destination is determined by sup-
`plying a first part of the first packet to an application program such that the appli-
`cation program returns the address of the destination. The address is supplied by
`the host computer to the NI device so that the NI device can DMA the data portions
`of the various packets directly into the destination. In some embodiments the NI
`device is an expansion card added to the host computer, whereas in other embodi-
`ments the NI device is a part of the host computer.
`
`The abstract of the ’880 Patent provides:
`
`An intelligent network interface card (INIC) or communication processing device
`(CPD) works with a host computer for data communication. The device provides a
`fast-path that avoids protocol processing for most messages, greatly accelerating
`data transfer and offloading time-intensive processing tasks from the host CPU. The
`host retains a fallback processing capability for messages that do not fit fast-path
`criteria, with the device providing assistance such as validation even for slow-path
`messages, and messages being selected for either fast-path or slow-path processing.
`A context for a connection is defined that allows the device to move data, free of
`headers, directly to or from a destination or source in the host. The context can be
`passed back to the host for message processing by the host. The device contains
`
`5 / 68
`
`Alacritech, Ex. 2030 Page 5
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 6 of 68 PageID #: 28757
`
`specialized hardware circuits that are much faster at their specific tasks than a gen-
`eral purpose CPU. A preferred embodiment includes a trio of pipelined processors
`devoted to transmit, receive and utility processing, providing full duplex commu-
`nication for four Fast Ethernet nodes.
`
`The abstract of the ’948 Patent provides:
`
`A system for protocol processing in a computer network has an intelligent network
`interface card (INIC) or communication processing device (CPD) associated with
`a host computer. The INIC or CPD provides a fast-path that avoids host protocol
`processing for most large multipacket messages, greatly accelerating data commu-
`nication. The INIC or CPD also assists the host for those message packets that are
`chosen for processing by host software layers. A communication control block
`(CCB) for a message is defined that allows DMA controllers of the INIC to move
`data, free of headers, directly to or from a destination or source in the host. The
`CCB can be passed back to the host for message processing by the host. The INIC
`or CPD contains hardware circuits configured for protocol processing that can per-
`form that specific task faster than the host CPU. One embodiment includes a pro-
`cessor providing transmit, receive and management processing, with full duplex
`communication for four fast Ethernet nodes.
`
`The abstract of the ’104 Patent provides:
`
`A transmit offload engine (TOE) such as an intelligent network interface device
`(INIC), video controller or host bus adapter (HBA) that can communicate data over
`transport protocols such as Transport Control Protocol (TCP) for a host. Such a
`device can send and receive data for the host to and from a remote host, over a TCP
`connection maintained by the device. For sending data, the device can indicate to
`the host that data has been transmitted from the device to a network, prior to receiv-
`ing, by the device from the network, an acknowledgement (ACK) for all the data,
`accelerating data transmission. The greatest sequence number for which all previ-
`ous bytes have been ACKed can be provided with a response to a subsequent com-
`mand, with the host maintaining a table of ACK values to complete commands
`when appropriate.
`
`Claim 1 of the ’205 Patent, an exemplary apparatus claim, recites:
`
`1. An apparatus comprising:
`
`a host computer having a protocol stack and a destination
`memory, the protocol stack including a session layer portion,
`
`6 / 68
`
`Alacritech, Ex. 2030 Page 6
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 7 of 68 PageID #: 28758
`
`the session layer portion being for processing a session layer
`protocol; and
`
`a network interface device coupled to the host computer, the net-
`work interface device receiving from outside the apparatus a
`response to a solicited read command, the solicited read
`command being of the session layer protocol, performing
`fast-path processing on the response such that a data portion
`of the response is placed into the destination memory with-
`out the protocol stack of the host computer performing any
`network layer processing or any transport layer processing
`on the response.
`
`Claim 1 of the ’072 Patent, an exemplary method claim, recites:
`
`1. A method comprising:
`
`establishing, at a host computer, a transport layer connection, in-
`cluding creating a context that includes protocol header in-
`formation for the connection;
`
`transferring the protocol header information to an interface de-
`vice;
`
`transferring data from the network host to the interface device,
`after transferring the protocol header information to the in-
`terface device;
`
`dividing, by the interface device, the data into segments;
`
`creating headers for the segments, by the interface device, from
`a template header containing the protocol header infor-
`mation; and
`
`prepending the headers to the segments to form transmit packets.
`
`Claim 1 of the ’104 Patent, an exemplary method claim, recites:
`
`1. A method for communication involving a computer, a network,
`and a network interface device of the computer, the network inter-
`face device being coupled to the network, the method comprising:
`
`receiving, by the network interface device from the computer, a
`command to transmit application data from the computer to
`the network;
`
`7 / 68
`
`Alacritech, Ex. 2030 Page 7
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 8 of 68 PageID #: 28759
`
`sending, by the network interface device to the network, data
`corresponding to the command, including prepending a
`transport layer header to at least some of the data;
`
`sending, by the network interface device to the computer, a re-
`sponse to the command indicating that the data has been sent
`from the network interface device to the network, prior to
`receiving, by the network interface device from the network,
`an acknowledgement (ACK) that all the data corresponding
`to the command has been received; and
`
`maintaining, by the network interface device, a Transport Con-
`trol Protocol (TCP) connection that the command, the data
`and the ACK correspond to.
`
`II.
`
`LEGAL PRINCIPLES
`
`A.
`
`Claim Construction
`
`“It is a ‘bedrock principle’ of patent law that ‘the claims of a patent define the invention to
`
`which the patentee is entitled the right to exclude.’” Phillips v. AWH Corp., 415 F.3d 1303, 1312
`
`(Fed. Cir. 2005) (en banc) (quoting Innova/Pure Water Inc. v. Safari Water Filtration Sys., Inc.,
`
`381 F.3d 1111, 1115 (Fed. Cir. 2004)). To determine the meaning of the claims, courts start by
`
`considering the intrinsic evidence. Id. at 1313; C.R. Bard, Inc. v. U.S. Surgical Corp., 388 F.3d
`
`858, 861 (Fed. Cir. 2004); Bell Atl. Network Servs., Inc. v. Covad Commc’ns Group, Inc., 262 F.3d
`
`1258, 1267 (Fed. Cir. 2001). The intrinsic evidence includes the claims themselves, the specifica-
`
`tion, and the prosecution history. Phillips, 415 F.3d at 1314; C.R. Bard, Inc., 388 F.3d at 861. The
`
`general rule—subject to certain specific exceptions discussed infra—is that each claim term is
`
`construed according to its ordinary and accustomed meaning as understood by one of ordinary
`
`skill in the art at the time of the invention in the context of the patent. Phillips, 415 F.3d at 1312–
`
`13; Alloc, Inc. v. Int’l Trade Comm’n, 342 F.3d 1361, 1368 (Fed. Cir. 2003); Azure Networks, LLC
`
`v. CSR PLC, 771 F.3d 1336, 1347 (Fed. Cir. 2014) (“There is a heavy presumption that claim terms
`
`8 / 68
`
`Alacritech, Ex. 2030 Page 8
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 9 of 68 PageID #: 28760
`
`carry their accustomed meaning in the relevant community at the relevant time.”) (vacated on other
`
`grounds).
`
`“The claim construction inquiry . . . begins and ends in all cases with the actual words of
`
`the claim.” Renishaw PLC v. Marposs Societa’ per Azioni, 158 F.3d 1243, 1248 (Fed. Cir. 1998).
`
`“[I]n all aspects of claim construction, ‘the name of the game is the claim.’” Apple Inc. v. Motorola,
`
`Inc., 757 F.3d 1286, 1298 (Fed. Cir. 2014) (quoting In re Hiniker Co., 150 F.3d 1362, 1369 (Fed.
`
`Cir. 1998)). First, a term’s context in the asserted claim can be instructive. Phillips, 415 F.3d at
`
`1314. Other asserted or unasserted claims can also aid in determining the claim’s meaning, because
`
`claim terms are typically used consistently throughout the patent. Id. Differences among the claim
`
`terms can also assist in understanding a term’s meaning. Id. For example, when a dependent claim
`
`adds a limitation to an independent claim, it is presumed that the independent claim does not in-
`
`clude the limitation. Id. at 1314–15.
`
`“[C]laims ‘must be read in view of the specification, of which they are a part.’” Id. (quoting
`
`Markman v. Westview Instruments, Inc., 52 F.3d 967, 979 (Fed. Cir. 1995) (en banc)). “[T]he spec-
`
`ification ‘is always highly relevant to the claim construction analysis. Usually, it is dispositive; it
`
`is the single best guide to the meaning of a disputed term.’” Id. (quoting Vitronics Corp. v. Con-
`
`ceptronic, Inc., 90 F.3d 1576, 1582 (Fed. Cir. 1996)); Teleflex, Inc. v. Ficosa N. Am. Corp., 299
`
`F.3d 1313, 1325 (Fed. Cir. 2002). But, “‘[a]lthough the specification may aid the court in inter-
`
`preting the meaning of disputed claim language, particular embodiments and examples appearing
`
`in the specification will not generally be read into the claims.’” Comark Commc’ns, Inc. v. Harris
`
`Corp., 156 F.3d 1182, 1187 (Fed. Cir. 1998) (quoting Constant v. Advanced Micro-Devices, Inc.,
`
`848 F.2d 1560, 1571 (Fed. Cir. 1988)); see also Phillips, 415 F.3d at 1323. “[I]t is improper to read
`
`9 / 68
`
`Alacritech, Ex. 2030 Page 9
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 10 of 68 PageID #:
` 28761
`
`limitations from a preferred embodiment described in the specification—even if it is the only em-
`
`bodiment—into the claims absent a clear indication in the intrinsic record that the patentee in-
`
`tended the claims to be so limited.” Liebel-Flarsheim Co. v. Medrad, Inc., 358 F.3d 898, 913 (Fed.
`
`Cir. 2004).
`
`The prosecution history is another tool to supply the proper context for claim construction
`
`because, like the specification, the prosecution history provides evidence of how the U.S. Patent
`
`and Trademark Office (PTO) and the inventor understood the patent. Phillips, 415 F.3d at 1317.
`
`However, “because the prosecution history represents an ongoing negotiation between the PTO
`
`and the applicant, rather than the final product of that negotiation, it often lacks the clarity of the
`
`specification and thus is less useful for claim construction purposes.” Id. at 1318; see also Athletic
`
`Alternatives, Inc. v. Prince Mfg., 73 F.3d 1573, 1580 (Fed. Cir. 1996) (ambiguous prosecution
`
`history may be “unhelpful as an interpretive resource”).
`
`Although extrinsic evidence can also be useful, it is “‘less significant than the intrinsic
`
`record in determining the legally operative meaning of claim language.’” Phillips, 415 F.3d at 1317
`
`(quoting C.R. Bard, Inc., 388 F.3d at 862). Technical dictionaries and treatises may help a court
`
`understand the underlying technology and the manner in which one skilled in the art might use
`
`claim terms, but technical dictionaries and treatises may provide definitions that are too broad or
`
`may not be indicative of how the term is used in the patent. Id. at 1318. Similarly, expert testimony
`
`may aid a court in understanding the underlying technology and determining the particular mean-
`
`ing of a term in the pertinent field, but an expert’s conclusory, unsupported assertions as to a term’s
`
`definition are not helpful to a court. Id. Extrinsic evidence is “less reliable than the patent and its
`
`prosecution history in determining how to read claim terms.” Id. The Supreme Court recently ex-
`
`plained the role of extrinsic evidence in claim construction:
`
`10 / 68
`
`Alacritech, Ex. 2030 Page 10
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 11 of 68 PageID #:
` 28762
`
`In some cases, however, the district court will need to look beyond the patent’s
`intrinsic evidence and to consult extrinsic evidence in order to understand, for ex-
`ample, the background science or the meaning of a term in the relevant art during
`the relevant time period. See, e.g., Seymour v. Osborne, 11 Wall. 516, 546 (1871)
`(a patent may be “so interspersed with technical terms and terms of art that the
`testimony of scientific witnesses is indispensable to a correct understanding of its
`meaning”). In cases where those subsidiary facts are in dispute, courts will need to
`make subsidiary factual findings about that extrinsic evidence. These are the “evi-
`dentiary underpinnings” of claim construction that we discussed in Markman, and
`this subsidiary factfinding must be reviewed for clear error on appeal.
`
`Teva Pharm. USA, Inc. v. Sandoz, Inc., 135 S. Ct. 831, 841 (2015).
`
`B.
`
`Departing from the Ordinary Meaning of a Claim Term
`
`There are “only two exceptions to [the] general rule” that claim terms are construed ac-
`
`cording to their plain and ordinary meaning: “1) when a patentee sets out a definition and acts as
`
`his own lexicographer, or 2) when the patentee disavows the full scope of the claim term either in
`
`the specification or during prosecution.”3 Golden Bridge Tech., Inc. v. Apple Inc., 758 F.3d 1362,
`
`1365 (Fed. Cir. 2014) (quoting Thorner v. Sony Computer Entm’t Am. LLC, 669 F.3d 1362, 1365
`
`(Fed. Cir. 2012)); see also GE Lighting Solutions, LLC v. AgiLight, Inc., 750 F.3d 1304, 1309 (Fed.
`
`Cir. 2014) (“[T]he specification and prosecution history only compel departure from the plain
`
`meaning in two instances: lexicography and disavowal.”). The standards for finding lexicography
`
`or disavowal are “exacting.” GE Lighting Solutions, 750 F.3d at 1309.
`
`To act as his own lexicographer, the patentee must “clearly set forth a definition of the
`
`disputed claim term,” and “clearly express an intent to define the term.” Id. (quoting Thorner, 669
`
`3 Some cases have characterized other principles of claim construction as “exceptions” to the gen-
`eral rule, such as the statutory requirement that a means-plus-function term is construed to cover
`the corresponding structure disclosed in the specification. See, e.g., CCS Fitness, Inc. v. Brunswick
`Corp., 288 F.3d 1359, 1367 (Fed. Cir. 2002).
`
`11 / 68
`
`Alacritech, Ex. 2030 Page 11
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 12 of 68 PageID #:
` 28763
`
`F.3d at 1365); see also Renishaw, 158 F.3d at 1249. The patentee’s lexicography must appear “with
`
`reasonable clarity, deliberateness, and precision.” Renishaw, 158 F.3d at 1249.
`
`To disavow or disclaim the full scope of a claim term, the patentee’s statements in the
`
`specification or prosecution history must amount to a “clear and unmistakable” surrender. Cordis
`
`Corp. v. Boston Sci. Corp., 561 F.3d 1319, 1329 (Fed. Cir. 2009); see also Thorner, 669 F.3d at
`
`1366 (“The patentee may demonstrate intent to deviate from the ordinary and accustomed meaning
`
`of a claim term by including in the specification expressions of manifest exclusion or restriction,
`
`representing a clear disavowal of claim scope.”). “Where an applicant’s statements are amenable
`
`to multiple reasonable interpretations, they cannot be deemed clear and unmistakable.” 3M Inno-
`
`vative Props. Co. v. Tredegar Corp., 725 F.3d 1315, 1326 (Fed. Cir. 2013).
`
`C.
`
`Functional Claiming and 35 U.S.C. § 112, ¶ 6 (pre-AIA) / § 112(f) (AIA)4
`
`A patent claim may be expressed using functional language. See 35 U.S.C. § 112, ¶ 6; Wil-
`
`liamson v. Citrix Online, LLC, 792 F.3d 1339, 1347–49 & n.3 (Fed. Cir. 2015) (en banc in relevant
`
`portion). Section 112, Paragraph 6, provides that a structure may be claimed as a “means . . . for
`
`performing a specified function” and that an act may be claimed as a “step for performing a spec-
`
`ified function.” Masco Corp. v. United States, 303 F.3d 1316, 1326 (Fed. Cir. 2002).
`
`But § 112, ¶ 6 does not apply to all functional claim language. There is a rebuttable pre-
`
`sumption that § 112, ¶ 6 applies when the claim language includes “means” or “step for” terms,
`
`and that it does not apply in the absence of those terms. Masco Corp., 303 F.3d at 1326; William-
`
`son, 792 F.3d at 1348. The presumption stands or falls according to whether one of ordinary skill
`
`4 The Court refers to the pre-AIA version of § 112 but understands that there is no substantial
`difference between functional claiming under the pre-AIA version and under the AIA version of
`the statute.
`
`12 / 68
`
`Alacritech, Ex. 2030 Page 12
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 13 of 68 PageID #:
` 28764
`
`in the art would understand the claim with the functional language, in the context of the entire
`
`specification, to denote sufficiently definite structure or acts for performing the function. See Me-
`
`dia Rights Techs., Inc. v. Capital One Fin. Corp., 800 F.3d 1366, 1372 (Fed. Cir. 2015) (§ 112, ¶ 6
`
`does not apply when “the claim language, read in light of the specification, recites sufficiently
`
`definite structure” (quotation marks omitted) (citing Williamson, 792 F.3d at 1349; Robert Bosch,
`
`LLC v. Snap-On Inc., 769 F.3d 1094, 1099 (Fed. Cir. 2014))); Williamson, 792 F.3d at 1349 (§ 112,
`
`¶ 6 does not apply when “the words of the claim are understood by persons of ordinary skill in the
`
`art to have sufficiently definite meaning as the name for structure”); Masco Corp., 303 F.3d at
`
`1326 (§ 112, ¶ 6 does not apply when the claim includes an “act” corresponding to “how the func-
`
`tion is performed”); Personalized Media Communications, L.L.C. v. International Trade Commis-
`
`sion, 161 F.3d 696, 704 (Fed. Cir. 1998) (§ 112, ¶ 6 does not apply when the claim includes “suf-
`
`ficient structure, material, or acts within the claim itself to perform entirely the recited func-
`
`tion . . . even if the claim uses the term ‘means.’” (quotation marks and citation omitted)).
`
`When it applies, § 112, ¶ 6 limits the scope of the functional term “to only the structure,
`
`materials, or acts described in the specification as corresponding to the claimed function and equiv-
`
`alents thereof.” Williamson, 792 F.3d at 1347. Construing a means-plus-function limitation in-
`
`volves multiple steps. “The first step . . . is a determination of the function of the means-plus-
`
`function limitation.” Medtronic, Inc. v. Advanced Cardiovascular Sys., Inc., 248 F.3d 1303, 1311
`
`(Fed. Cir. 2001). “[T]he next step is to determine the corresponding structure disclosed in the spec-
`
`ification and equivalents thereof.” Id. A “structure disclosed in the specification is ‘corresponding’
`
`structure only if the specification or prosecution history clearly links or associates that structure to
`
`the function recited in the claim.” Id. The focus of the “corresponding structure” inquiry is not
`
`simply whether a structure is capable of performing the recited function, but rather whether the
`
`13 / 68
`
`Alacritech, Ex. 2030 Page 13
`
`

`

`Case 2:16-cv-00693-RWS-RSP Document 362 Filed 09/21/17 Page 14 of 68 PageID #:
` 28765
`
`corresponding structure is “clearly linked or associated with the [recited] function.” Id. The corre-
`
`sponding structure “must include all structure that actually performs the recited function.” Default
`
`Proof Credit Card Sys. v. Home Depot U.S.A., Inc., 412 F.3d 1291, 1298 (Fed. Cir. 2005). However,
`
`§ 112 does not permit “incorporation of structure from the written description beyond that neces-
`
`sary to perform the claimed function.” Micro Chem., Inc. v. Great Plains Chem. Co., 194 F.3d
`
`1250, 1258 (Fed. Cir. 1999).
`
`For § 112, ¶ 6 limitations implemented by a programmed general purpose computer or mi-
`
`croprocessor, the corresponding structure described in the patent specification must include an
`
`algorithm for performing the function. WMS Gaming Inc. v. Int’l Game Tech., 184 F.3d 1339, 1349
`
`(Fed. Cir. 1999). The corresponding structure is not a general purpose computer but rather the
`
`special purpose computer programmed to perform the disclosed algorithm. Aristocrat Techs. Austl.
`
`Pty Ltd. v. Int’l Game Tech., 521 F.3d 1328, 1333 (Fed. Cir. 2008).
`
`D.
`
`Definiteness Under 35 U.S.C. § 112, ¶ 2 (pre-AIA) / § 112(b) (AIA)5
`
`Patent claims must particularly point out and distinctly claim the subject matter regarded
`
`as the invention. 35 U.S.C. § 112, ¶ 2. A claim, when viewed in light of the intrinsic evidence,
`
`must “inform those skilled in the art about the scope of the invention with reasonable certainty.”
`
`Nautilus Inc. v. Biosig Instruments, Inc., 134 S. Ct. 2120, 2129 (2014). If it does not, the claim
`
`fails § 112, ¶ 2 and is therefore invalid as indefinite. Id. at 2124. Whether a claim is indefinite is
`
`determined from the perspective of one of ordinary skill in the art as of the time the application for
`
`the patent was filed. Id. at 2130. As it is a challenge to the validity of a patent, the failure of any
`
`claim in suit to comply with § 112 must be shown by clear and convincing evidence. Id. at 2130
`
`5 The Court refers to the pre-AIA version of § 112 but understands there is no substantial differ

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket