throbber
Page 1
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
` _______________________
`
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` _______________________
` INTEL CORP., and
` CAVIUM, INC.,
` Petitioner,
` V.
` ALACRITECH, INC.,
` Patent Owner
` _______________________
` Case IPR 2017-01391
` U.S. Patent No. 7,237,036
`
` ROBERT HORST
` THURSDAY, JANUARY 25, 2018
`
` ORAL VIDEOTAPED DEPOSITION OF ROBERT HORST, produced
`as a witness at the instance of the Patent Owner and
`duly sworn, was taken in the above-styled and numbered
`cause on the 25th day of January, 2018, from 9:33 a.m.
`to 2:38 p.m., before Melinda Barre, Certified Shorthand
`Reporter in and for the State of Texas, reported by
`computerized stenotype machine at the offices of Quinn
`Emanuel Urquhart & Sullivan, LLP, 711 Louisiana Street,
`Suite 500, Houston, Texas, pursuant to the Rules of Civil
`Procedure and the provisions stated on the record or attached hereto.
`Job No. 136764
`
`TSG Reporting 877-702-9580
`
`1 2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Alacritech, Ex. 2028 Page 1
`
`

`

`Page 2
`
`Page 3
`
` INDEX
` PAGE
`Examination by Mr. Mack ...........................5
`Signature Page .................................142
`Court Reporter's Certificate ....................144
`
` EXHIBITS
`
`EXHIBIT DESCRIPTION PAGE
`
`Exhibit 1200 Supplemental Declaration of 44
` Robert Horst, Ph.D., in Support
` of Petitions for Inter Partes
` Review
`
`Page 5
`
` ROBERT HORST
` ROBERT J. HORST,
`having been first duly sworn, testified as follows:
` EXAMINATION
`QUESTIONS BY MR. MACK:
` Q. Good morning. Could you please state your full
`name and address for the record.
` A. Robert Whiting Horst at 1182 Glenn Avenue in
`San Jose, California.
` Q. And you've been deposed a number of times
`before today, correct?
` A. That's right.
` Q. You understand that you are under an oath to
`tell the truth today?
` A. Yes.
` Q. It's the same oath that you would be under if
`you were testifying live in a court of law. Do you
`understand that?
` A. Yes.
` Q. There isn't anything that would interfere with
`your ability to testify truthfully today, is there?
` A. No.
` Q. You're not on any medications that could impede
`your ability to recollect or tell the truth?
` A. No.
`
`2 (Pages 2 to 5)
`
`123
`
`4
`5
`
`6
`
`78
`
`9
`10
`11
`12
`
`13
`
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` APPEARANCES
`
`FOR THE PATENT OWNER:
` Mr. Brian Mack, Esq.
` Mr. Sean Li, Esq.
` QUINN EMANUEL URQUHART & SULLIVAN
` 50 California Street
` San Francisco, California 94111
`
`FOR THE PETITIONER:
` Mr. Justin Constant, Esq.
` WEIL, GOTSHAL & MANGES
` 700 Louisiana
` Houston, Texas 77002
`
`ALSO PRESENT: Robert Birdsall, Videographer
`
`Page 4
`
` ROBERT HORST
` THE VIDEOGRAPHER: This is the start of
`the deposition of Dr. Robert Horst in the case styled
`Intel Corporation and Cavium, Incorporated versus
`Alacritech, Inc. in the United States Patent and
`Trademark Office, Case No. IPR 2017-01391.
` The deposition today is being held at
`711 Louisiana, Suite 500, Houston, Texas. Today's date
`is January 25th, 2018, and the time is 9:33. My name is
`Robert Birdsall, legal video specialist. The court
`reporter today is Melinda Barre. We are both with TSG
`Worldwide Reporting. Will counsel please identify
`yourselves for the record.
` MR. MACK: Brian Mack of Quinn Emanuel
`representing the plaintiff -- or the patent owner,
`Alacritech, Inc.
` MR. LI: Sean Li of Quinn Emanuel for
`Alacritech.
` MR. CONSTANT: Justin Constant with Weil
`Gotshal Manges representing petitioner, Intel
`Corporation.
` THE VIDEOGRAPHER: Thank you. Court
`Reporter, would you please swear in the witness.
`
`TSG Reporting 877-702-9580
`
`12
`
`34
`
`5
`
`6
`
`7
`
`89
`
`10
`11
`
`12
`
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`Alacritech, Ex. 2028 Page 2
`
`

`

`Page 6
`
`Page 7
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` Q. Dr. Horst, you're being compensated for your
`work in this case, correct?
` A. Yes.
` Q. And who is compensating you?
` A. Intel Corporation is compensating me.
` Q. And are your invoices paid directly by Intel
`Corporation?
` A. They are paid by Weil representing Intel.
` Q. Okay. So your invoices are paid by the law
`firm Weil Gotshal, correct?
` A. Correct.
` Q. Who do you submit your invoices to?
` A. I submit them to Weil.
` Q. And is any of your compensation being paid by
`Cavium?
` A. For the initial preparation of my depositions,
`everything was done by Weil. Later when the other --
`when Cavium joined the case, I had an invoice to them
`just for converting my declaration, primarily the title
`page, to show Cavium.
` Q. Okay. What is the date of that invoice to
`Cavium, do you recall?
` A. It would have been at the end of the month
`after Cavium submitted their IPR.
`
`Page 8
`
` ROBERT HORST
` A. Not in connection with this case.
` Q. How about in connection with other cases?
` A. I don't recall any conversations with Cavium,
`but there could have been some employees that were
`formerly with Cavium that I don't know about.
` Q. And how many invoices in total have you
`submitted to Cavium?
` A. One.
` Q. And do you recall how much that invoice was
`for?
` A. No, I don't.
` Q. And has that invoice been paid?
` A. I believe it's been paid, but I'm not sure.
` Q. And approximately how many hours was that
`invoice covering?
` A. It was just a few hours, but I don't remember
`exactly how many.
` Q. And what work was that invoice covering, what
`type of work?
` A. I did a careful read of my entire declaration
`for that when I was retained by Cavium, and in the
`process I found a few typos and things to fix. So it
`involved fixing those typos and then printing out the
`reports and signing them.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` Q. So are you an expert for both Intel and Cavium
`in these proceedings?
` A. At the present only Intel is directing my work.
`But if for some reason Intel drops out, at that point
`Cavium or one of the other defendants would direct my
`work.
` Q. And how were you contacted with attorneys for
`Cavium -- or how were you connected with attorneys for
`Cavium? Did Weil Gotshal attorneys connect you with the
`Cavium attorneys?
` MR. CONSTANT: Objection. You can answer
`to the extent that it doesn't disclose any conversations
`that you may have had with Weil attorneys or Cavium
`attorneys.
` A. I don't recall who made the first contact, but
`I understood from Weil that Cavium was going to join and
`the Cavium attorneys would contact me at some point.
` Q. (By Mr. Mack) In connection with your initial
`preparation of your declarations, the declarations that
`were submitted in April, had you ever spoken to Cavium
`attorneys prior to that point?
` A. No, I hadn't.
` Q. Have you ever spoken to any Cavium employees,
`current or past, in connection with this case?
`
`Page 9
`
` ROBERT HORST
` Q. And the Cavium attorneys, did they gave you any
`guidance or direction in connection with your
`declaration that you submitted in the Cavium petitions?
` A. There is -- nothing having to do with the
`substance. It was only directed to the formatting.
`There may have been some claims that were not asserted
`against Cavium, and those were removed from my report.
` Q. But the substance of your two declarations, the
`one that you submitted in the Intel petitions and the
`ones that you submitted in the Cavium petitions, the
`substance are identical?
` A. Yes.
` Q. How about Dell? Has Dell ever compensated any
`portion of your work in this case?
` A. It was a similar arrangement with Dell. Later
`they contacted me, and I only worked with them to sign a
`version of my report with Dell cited on the cover page.
` Q. And had you spoken to any attorneys or
`employees representing Dell prior to submission of your
`initial declarations in April?
` A. Not with regard to this case.
` Q. How about Wistron? Have you ever spoken to any
`attorneys or employees of Wistron?
` A. It was a similar arrangement with Wistron in
`
`TSG Reporting 877-702-9580
`
`3 (Pages 6 to 9)
`
`Alacritech, Ex. 2028 Page 3
`
`

`

`Page 10
`
`Page 11
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
`filing the IPRs for Wistron.
` Q. Have you spoken to any attorneys or employees
`prior to April when you filed your initial declarations?
` A. No.
` Q. And finally CenturyLink? Same answer with
`respect to CenturyLink?
` A. I am not retained by CenturyLink.
` Q. But sitting here today, you agree that you are
`retained by Wistron, Dell, Cavium and Intel, correct?
` A. Yes.
` Q. Do you have formal retention agreements with
`each of those four parties?
` A. Yes.
` Q. And what is your hourly rate for your work on
`this case?
` A. 550.
` Q. And is your hourly rate the same for each of
`Intel, Cavium, Dell and Wistron?
` A. Yes.
` Q. Is $550 an hour your typical consulting rate?
` A. Yes. That's the rate for my expert witness
`work.
` Q. And are you being paid for your time testifying
`here today?
`
`Page 12
`
` ROBERT HORST
` Q. And when were you first contacted about working
`on this case?
` A. I don't recall. It was over a year ago, but I
`don't remember when.
` Q. And do you recall who first contacted you about
`working on this case?
` A. I am not sure. I had previously worked --
`known one of the attorneys at Weil, and he may have
`contacted me.
` Q. Which attorney at Weil did you have a prior
`relationship?
` A. Garland Stephens.
` Q. And have you worked for Mr. Stephens before
`this case?
` A. In?
` Q. In an expert litigation capacity. Has he
`retained you previously?
` A. I had spoken with him in another case, but I
`don't -- I can't recall if he was actually on that case
`or not.
` Q. Okay. And how many times prior to this case
`have you been retained by the law firm Weil Gotshal?
` A. I am not sure. It may have been one other
`time.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` A. Yes.
` Q. And that's also at the same $550 an hour rate?
` A. That's right.
` Q. Other than your compensation that we just
`discussed, do you have any other financial interest in
`the outcome of these proceedings?
` A. No.
` Q. Do you own any stock in Intel Corporation?
` A. No, not directly unless it's part of a mutual
`fund.
` Q. How about any stock in Dell, Cavium or
`CenturyLink?
` A. No.
` Q. And how many declarations in total have you
`submitted on behalf of Intel in this case, do you
`recall?
` A. I believe it was eight declarations plus one
`supplemental declaration.
` Q. And did you also submit those same eight
`declarations on behalf of Cavium?
` A. Cavium -- I submitted a number of declarations,
`but I'm not sure that all of them were submitted. I
`believe all eight were for Cavium but not all eight for
`the other defendants.
`
`Page 13
`
` ROBERT HORST
` Q. And were you contacted directly by Weil
`attorneys or through an expert search firm?
` A. Directly.
` Q. Are you associated with any expert search or
`placement firms today?
` A. I have done -- I have had a few cases through
`search firms, but most of my cases are now directly with
`the law firms.
` Q. And which search firms have you used in the
`past?
` A. There used to be a group called the Silicon
`Valley Expert Witness Group, and then they were acquired
`or sold to another company, which I don't recall the
`name. And there have been a few others that I may have
`been contacted, but I don't recall their names.
` Q. Approximately how much -- how many hours have
`you billed on this case from your initial engagement to
`today?
` A. I haven't counted up the hours. It's been
`several hundred hours, but I don't know how many.
` Q. And have you been compensated for each of those
`several hundred hours?
` A. Yes.
` Q. And how much compensation have you collected to
`
`TSG Reporting 877-702-9580
`
`4 (Pages 10 to 13)
`
`Alacritech, Ex. 2028 Page 4
`
`

`

`Page 14
`
`Page 15
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
`date working on the IPRs in this case?
` A. I haven't gone back to check my records to
`know.
` Q. Okay. Do you know approximately how much?
` A. I would just have to guess.
` Q. What would be your best guess?
` A. It's probably something over a hundred
`thousand, but I don't know.
` Q. Are you working on any other matters
`simultaneously with this matter?
` A. Yes.
` Q. And how many other matters are you working on
`simultaneously with this matter?
` A. There's two other expert cases, and I'm also
`working with a company on some engineering work.
` Q. And are any of those cases also with the Weil
`law firm?
` A. No.
` Q. What percentage of your time -- currently what
`percentage of your time is occupied working on the IPRs
`for this matter?
` A. The time varies quite a lot depending on what
`deadlines. So it's pretty hard to gauge that.
` Q. Fair enough. Supplemented by your preparation
`
`Page 16
`
` ROBERT HORST
` Q. (By Mr. Mack) And when did you do the initial
`search for prior art?
` A. It was shortly after I was retained by Weil.
` Q. Did Dell, Wistron or Cavium send you any of the
`prior art that you cited in your expert declarations?
` A. No.
` Q. Did you personally locate all of the prior art
`cited in your declarations?
` A. No. Weil supplied a lot of it, and I found
`some other documents.
` Q. And the prior art that Weil had supplied to
`you, had you seen any of that prior art prior to the
`time they had supplied it to you?
` A. I may have. I don't recall exactly which ones
`they sent and which ones I found.
` Q. Did you meet with anyone to prepare for today's
`deposition?
` A. Yes. I met with Weil attorneys.
` Q. Okay. Which Weil attorneys did you meet with?
` A. With Mr. Constant and Mr. Stephens.
` Q. And when did you meet with Mr. Constant and
`Mr. Stephens?
` A. Yesterday and part of the day before.
` Q. And how long were each of those meetings?
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
`for today's deposition, what did you do to prepare for
`your deposition today?
` A. I primarily read my declarations and the prior
`art cited in those declarations and read some of the
`documents connected with the case like the PTAB
`decisions instituting the IPRs.
` Q. And did anything you read in the PTAB decisions
`instituting the IPRs change any of your views in this
`case?
` A. No.
` Q. You mentioned you also reviewed the prior art
`cited in your declarations, correct?
` A. Yes.
` Q. Did you review all of the prior art?
` A. I reviewed the primary art that was cited. I'm
`not sure that I read every piece.
` Q. Okay. And how did you locate the prior art
`that you cited in your declarations?
` MR. CONSTANT: Objection, privileged. You
`can answer to the extent it doesn't disclose
`communications that we may have had.
` A. I had copies of most of those documents on my
`computer from when I did the initial search for prior
`art.
`
`Page 17
`
` ROBERT HORST
` A. Yesterday's was a full day and the day before
`was about a half a day.
` Q. And I think you mentioned you reviewed your
`declarations in preparation for today's deposition,
`right?
` A. Yes.
` Q. Did you also review the patents-in-suit?
` A. Yes. I read through the provisional that all
`the patents are based on.
` Q. Was there anything else that you reviewed other
`than the institution decisions, the patents-in-suit,
`your declarations and the prior art?
` A. There were a few other documents connected with
`the case, but I can't remember exactly which ones.
` Q. To prepare for today's deposition, did you
`speak with any nonlawyers?
` A. Not in connection with the case.
` Q. How about not in connection with today's
`deposition but just generally in connection with this
`engagement, did you speak with any engineers at Intel,
`for instance?
` A. No.
` Q. How about engineers at Cavium?
` A. No.
`
`TSG Reporting 877-702-9580
`
`5 (Pages 14 to 17)
`
`Alacritech, Ex. 2028 Page 5
`
`

`

`Page 18
`
`Page 19
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` Q. Did you speak with any engineers from Dell or
`CenturyLink?
` A. No.
` Q. How about Wistron?
` A. No.
` Q. I have Exhibit 1004, which is a copy of your
`CV. You recognize this document, right?
` A. Yes.
` Q. And is this -- this is your CV, correct?
` A. Yes. It appears to be.
` Q. Is this a current version of your CV?
` A. Yes.
` Q. The bottom left-hand corner says that it was
`printed in January of last year. Is there a more recent
`version of your CV?
` A. No. I don't have a more recent version.
` Q. Does this version of your CV, Exhibit 1004, is
`this complete?
` A. Yes. As far as I know, it's complete.
` Q. Okay. But you don't see anything missing in
`this CV, correct?
` A. No.
` Q. On page 1 of your CV it says under Professional
`Summary that you currently work for a company called
`
`Page 20
`
` ROBERT HORST
` A. Again, throughout the year that varies quite a
`bit. So it depends on what's happening in the cases.
` Q. How about currently like as of today? Do you
`have any non-litigation consulting tasks?
` A. Yes. I'm helping out with a PC board design.
`I've been talking with them this week as well.
` Q. And what specifically are you -- what work are
`you performing in connection with the PC board design?
` A. It's a company that's designing a board, and
`I'm helping them with the schematics and the layout of
`that PC board.
` Q. Other than the PC board consulting, are there
`any other active technical consulting arrangements other
`than your litigation consulting that you're working on
`today?
` A. I also occasionally consult with AlterG, my
`former company. So once in a while they will call me
`with a technical question or something to work on.
` Q. But as of today, would it be fair to say that
`more than 90 percent of your work at HT Consulting
`relates to expert litigation services?
` A. I don't know what the percentage is, but it's
`over half for sure of my work.
` Q. How about on a compensation basis? Is over
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
`HT Consulting. Is that right?
` A. Yes.
` Q. And HT Consulting stands for Horst Technology
`Consulting, right?
` A. That's right.
` Q. Are you the sole proprietor of that company?
` A. Yes.
` Q. And what -- legally do you know what type of
`company that is?
` A. It's a sole proprietorship.
` Q. And are there any other -- how many employees
`are associated with HT Consulting?
` A. There are no other employees.
` Q. So you're the sole employee of HT Consulting,
`right?
` A. Yes.
` Q. Do you employ any research assistants or
`helpers in connection with your work?
` A. No.
` Q. Part of your work at HT Consulting includes
`expert litigation consulting like this case, correct?
` A. Yes.
` Q. What percentage of your work at HT Consulting
`today relates to expert litigation consulting?
`
`Page 21
`
` ROBERT HORST
`90 percent of your compensation today derived from
`expert litigation consulting services?
` A. Yes. It would be over 90 percent.
` Q. Do you know how much over 90 percent?
` A. No.
` Q. You also advertise your consulting services on
`a website, correct?
` A. Yes.
` Q. And that's www.horsttech.com, right?
` A. Yes.
` Q. Did you create that website?
` A. Yes.
` Q. And when did you create that website?
` A. It was probably around 2001 or '2, something
`like that.
` Q. And do you update that website regularly?
` A. Not very often.
` Q. Do you personally maintain the website, or do
`you hire someone to maintain that website?
` A. I maintain it myself.
` Q. And why did you create the horsttech.com
`website?
` A. So that companies that needed my services could
`find me.
`
`TSG Reporting 877-702-9580
`
`6 (Pages 18 to 21)
`
`Alacritech, Ex. 2028 Page 6
`
`

`

`Page 22
`
`Page 23
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` Q. And has the website increased the level or
`quantity of the work that you've been receiving?
` A. I don't really know since I have no way of
`tracking how I got different work.
` Q. I want to move on to your education and
`technical experience briefly. If you'd turn to page 6
`of your CV, Exhibit 1004.
` A. (Witness complies.)
` Q. At the top do you see where it says Education?
` A. Yes.
` Q. Okay. And you received your Ph.D. in computer
`science in 1991. Is that correct?
` A. Yes.
` Q. Your thesis title isn't listed here; but your
`thesis was entitled Task-Flow: A Novel Approach to
`Fine-Grain Wafer-Scale Parallel Computing. Does that
`sound right?
` A. It was related to that. I don't know if that
`was the exact title.
` Q. What was the general subject matter of your
`Ph.D. thesis?
` A. It was a parallel computer architecture
`designed to efficiently solve problems like neural
`network simulations.
`
`Page 24
`
` ROBERT HORST
` A. Yes.
` Q. And that thesis also does not mention or relate
`to any protocol off-loading, does it?
` MR. CONSTANT: Objection, vague.
` A. Again, that thesis isn't directly related to
`off-loading; but some of the elements like the
`processors are similar to the types of processors that
`are used in off-load engines.
` Q. (By Mr. Mack) Does your master's thesis --
`your master's thesis also doesn't reference the TCP/IP
`protocol, does it?
` A. No. I don't believe it does.
` Q. And how about your Ph.D. thesis? That also
`doesn't reference TCP/IP protocol, does it?
` A. I don't believe so.
` Q. How does your master's thesis relate, if at
`all, to your Ph.D. thesis?
` A. They aren't directly related, although I was
`working in the same group in Illinois at that time in
`the coordinated science lab.
` Q. Your Ph.D. was in computer science while your
`master's and bachelor's degrees were in electrical
`engineering, correct?
` A. Yes.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` Q. Your Ph.D. thesis did not relate to protocol
`off-loading, right?
` A. It doesn't directly relate to protocol
`off-loading, although I did have part of the design
`which has elements that are in off-load engines.
` Q. But your thesis doesn't reference in the
`protocol off-loading, does it?
` A. No.
` Q. And your thesis doesn't reference or relate to
`accelerating TCP processing, does it?
` MR. CONSTANT: Objection, vague.
` A. No, it doesn't.
` Q. (By Mr. Mack) It says here that you received
`your MSEE degree also from the University of Illinois.
`Is that correct?
` A. Yes.
` Q. And that was in 1978?
` A. Yes.
` Q. You worked on a thesis during your master's
`program, correct?
` A. Yes.
` Q. And that thesis was entitled Amp One, The
`Design and Implementation of a Synchronous Multiple
`Micro Processor System. Do you recall that?
`
`Page 25
`
` ROBERT HORST
` Q. Is it fair to say that your -- was your Ph.D.
`work less associated with hardware and more associated
`with software?
` MR. CONSTANT: Objection, vague.
` A. I wouldn't say that. The coursework was more
`software related, but the actual thesis was still
`directly related to hardware.
` Q. (By Mr. Mack) And why did you obtain your
`Ph.D. in computer science and not electrical
`engineering?
` A. Again, it was a chance to learn more about what
`had been happening in software. So I decided that I
`wanted to take more courses in software when I went back
`for my Ph.D.
` Q. You've never had any academic coursework
`specifically relating to protocol off-loading, have you?
` MR. CONSTANT: Objection, vague.
` A. I don't recall any of the coursework related to
`that, no.
` Q. (By Mr. Mack) Have you had any academic
`coursework relating to protocol acceleration?
` MR. CONSTANT: Objection, vague.
` A. Not that I recall.
` MR. MACK: And just for the record,
`
`TSG Reporting 877-702-9580
`
`7 (Pages 22 to 25)
`
`Alacritech, Ex. 2028 Page 7
`
`

`

`Page 26
`
`Page 27
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
`Justin, I know since we're going to be defending our
`expert in a few weeks probably, I think the PTO trial
`practice guidelines specifically says vague objections
`are not proper. It says form, and it gives vague as an
`example of a non-proper one.
` You can keep using vague and then we can
`do the same with our experts or we can just switch to
`form. It's up to you. I think it's in the trial
`practice guidelines. Specifically it mentions vague as
`an improper objection.
` Q. (By Mr. Mack) Let's look at page 1 of your
`resume, your professional summary. Other than
`HT Consulting it also lists two companies, Tibion
`Corporation and AlterG. Do you see those?
` A. Yes.
` Q. Is it Tibion or --
` A. Tibion.
` Q. Tibion. And you founded Tibion in 2001,
`correct?
` A. Yes.
` Q. So that was 17 years ago?
` A. Yes.
` Q. How would you characterize your work at Tibion?
` A. At Tibion most of my work was in the
`
`Page 28
`
` ROBERT HORST
` A. That's right.
` Q. And is AlterG still in existence today?
` A. Yes.
` Q. And Tibion, I take it, is no longer in
`existence, right?
` A. Right. Tibion is not, although the bionic leg
`we developed at Tibion is still being sold by AlterG.
` Q. You remained at AlterG for approximately two
`years from 2013 to 2015, correct?
` A. Yes.
` Q. And you were the chief technology officer at
`AlterG during that time?
` A. CTO of robotics was my title.
` Q. Your work at AlterG also didn't relate to
`protocol off-loading or TCP acceleration, did it?
` A. Not to TCP acceleration, although we used TCP
`for communications.
` Q. In your work at AlterG and Tibion, that
`accounts for roughly the last 15 years of your
`professional experience if you don't include your work
`at HT Consulting, right?
` A. Yes. I should add to that that during part of
`this period during 2002 I was working at Network
`Appliance also.
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
`development of the bionic leg, which was developing both
`the mechanical and the electronics and the motor control
`for this assistive device, which was kind of similar to
`a powered knee brace used for stroke recovery.
` Q. And the bionic leg, it wasn't TCP/IP capable,
`was it?
` A. There was a version of the software that we
`developed to be able to remotely query the leg and
`understand what was going on and read some of the
`characteristics from it. So we did a Wi-Fi version
`which used TCP/IP.
` Q. And were you involved in developing the Wi-Fi
`version that included TCP/IP support?
` A. Yes.
` Q. And your work at Tibion, it didn't relate to
`any protocol off-loading, correct?
` A. No, it did not.
` Q. And your work at Tibion didn't relate to TCP
`acceleration, did it?
` A. No.
` Q. And you remained at Tibion for about 12 years.
`Is that right?
` A. Yes.
` Q. And then Tibion was acquired by AlterG?
`
`Page 29
`
` ROBERT HORST
` Q. So you were simultaneously at Tibion and
`Network Appliance?
` A. Yes.
` Q. What was your role at Network Appliance?
` A. At Network Appliance my title was technical
`director, and I was involved in the architecture of new
`filing systems that they were developing.
` Q. And your work at Network Appliance, it was just
`one year, from 2002 to 2003?
` A. Yes.
` Q. Okay. Why did you leave Network Appliance?
` A. I left Network Appliance when we got funding
`for Tibion. Before that it was just self-funded.
` Q. Why did you leave AlterG in 2015?
` A. At that point AlterG discontinued doing their
`own engineering work. So that's the point that I left.
` Q. Turn to page 6 where it says Publications.
` A. (Witness complies.)
` Q. Your publications continue on to pages 7 and 8,
`correct?
` A. Yes.
` Q. Your first category of publications is in the
`bionics category or subcategory, correct?
` A. Yes.
`
`TSG Reporting 877-702-9580
`
`8 (Pages 26 to 29)
`
`Alacritech, Ex. 2028 Page 8
`
`

`

`Page 30
`
`Page 31
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
`1
`2
`3
`4
`5
`6
`7
`8
`9
`10
`11
`12
`13
`14
`15
`16
`17
`18
`19
`20
`21
`22
`23
`24
`25
`
` ROBERT HORST
` Q. And those publications, none of those mention
`protocol off-loading, do they?
` A. No, they don't.
` Q. Do any of those publications in the bionics
`subsection relate to protocol off-loading?
` A. No, they don't.
` Q. Looking through your Fault Tolerance, CPU
`Architecture, Storage and Networks, the remainder of
`your publications, do any of those specifically
`reference protocol off-loading?
` A. Some of those may have some references to
`protocol off-loading because they relate to systems that
`we designed that did checksum off-load and other types
`of protocol off-loading.
` Q. And sitting here today, do you recall which of
`those papers would relate to systems that you used to
`design off-loading?
` A. The last one in that section that relates to
`ServerNet would relate to off-loading.
` Q. And that's the paper entitled ServerNet and ATM
`Interconnects: Comparison for Compressed Video
`Transmission?
` A. No. I was looking at the last one in the Full
`Tolerance section, which was the Flexible ServerNet
`
`Page 32
`
` ROBERT HORST
`inventor or co-inventor on a number of patents, correct?
` A. Yes.
` Q. And those are listed on page 3, 4 and 5 of your
`CV, right?
` A. Yes.
` Q. Do any of your patents relate specifically to
`protocol off-loading?
` A. Some of these patents include concepts of
`off-loading, in particular the ones related to
`ServerNet.
` Q. And looking at this list of patents, can you
`tell me which patents relate to off-loading?
` A. I would have to review them all individually to
`be able to tell you for sure. I can tell you a couple
`of them.
` Q. Do any of them relate specifically to TCP/IP
`off-loading?
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket