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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`
`Filed on behalf of Patent Owner Genentech, Inc. by:
`
`
`David L. Cavanaugh (Reg. No. 36,476)
`Lauren V. Blakely (Reg. No. 70,247)
`Robert J. Gunther, Jr. (Pro Hac Vice)
`Lisa J. Pirozzolo (Pro Hac Vice)
`Kevin S. Prussia (Pro Hac Vice)
`Andrew J. Danford (Pro Hac Vice)
`WILMER CUTLER PICKERING
` HALE AND DORR LLP
`1875 Pennsylvania Ave., NW
`Washington, DC 20006
`
`Adam R. Brausa (Reg. No.
`60,287)
`Daralyn J. Durie (Pro Hac
`Vice)
`DURIE TANGRI LLP
`217 Leidesdorff Street
`San Francisco, CA 94111
`
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________________________________________
`
`CELLTRION, INC.,
`Petitioner,
`
`v.
`
`GENENTECH, INC.,
`Patent Owner.
`____________________________________________
`
`Case IPR2017-01373
`Patent 6,407,213
`____________________________________________
`
`PATENT OWNER’S UPDATED EXHIBIT LIST
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`
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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`
`IPR2017-01373
`Patent Owner’s Exhibit List
`
`Patent Owner’s
`Exhibit Number
`2001
`
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`2002
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`2003
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`2004
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`2005
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`2006
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`2007
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`2008
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`2009
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`2010
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`2011
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`2012
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`2013
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`Exhibit Name
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`Genentech, Inc. Laboratory Notebook No. 10098 (Leonard
`Presta)
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Laboratory Notebook No. 10823 (Leonard
`Presta)
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Laboratory Notebook No. 11268 (Paul Carter)
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Laboratory Notebook No. 11643 (Paul Carter)
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Laboratory Notebook No. 10840 (John Brady)
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Laboratory Notebook No. 11162 (John Brady)
`PROTECTIVE ORDER MATERIAL
`Excerpts from Genentech, Inc. Laboratory Notebook No. 11008
`(Ann Rowland)
`PROTECTIVE ORDER MATERIAL
`Excerpts from Genentech, Inc. Laboratory Notebook No. 11297
`(Tim Hotaling)
`PROTECTIVE ORDER MATERIAL
`Excerpts from Genentech, Inc. Laboratory Notebook No. 11568
`(Monique Carver)
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Interoffice Memorandum from Paul Carter to
`Leonard Presta and Dennis Henner
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Interoffice Memorandum from Paul Carter to
`Leonard Presta
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Synthetic DNA Requests
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Synthetic DNA Requests
`PROTECTIVE ORDER MATERIAL
`
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`
`1
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`Patent Owner’s
`Exhibit Number
`2014
`
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`2015
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`2016
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`2017
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`2018
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`2019
`2020
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`2021
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`2022
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`2023
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`2024
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`2025
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`2026
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`2027
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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`
`Exhibit Name
`
`Genentech, Inc. Protein Engineering of 4D5 Status Report
`PROTECTIVE ORDER MATERIAL
`Genentech, Inc. Interoffice Memorandum re: RCC Minutes and
`Recommendations
`PROTECTIVE ORDER MATERIAL
`Declaration of Dr. Leonard G. Presta
`PROTECTIVE ORDER MATERIAL
`Declaration of Dr. Paul J. Carter
`PROTECTIVE ORDER MATERIAL
`Declaration of John Ridgway Brady
`PROTECTIVE ORDER MATERIAL
`Declaration of Irene Loeffler
`Paul Carter, et al., Humanization of the Anti-p185 Antibody for
`Human Cancer Therapy, 89 PROC. NATL. ACAD. SCI. 4285-
`4289 (1992)
`Leonard Presta, et al., Humanization of an Anti-Vascular
`Endothelial Growth Factor Monoclonal Antibody for the
`Therapy of Solid Tumors and Other Disorders, 57 CANCER
`RESEARCH 4593-4599 (1997)
`Marianne Brüggerman, et al., The Immunogenicity of Chimeric
`Antibodies, 170 J. EXP. MED. 2153-2157 (1989)
`Jatinderpal Kalsi, et al., Structure-function Analysis and the
`Molecular Origins of Anti-DNA Antibodies in Systemic Lupus
`Erythematosus, EXPERT REVIEWS IN MOLECULAR MEDICINE 1-
`28 (1999)
`Scott Gorman, et al., Reshaping a Therapeutic CD4 Antibody,
`88 PROC. NATL. ACAD. SCI. 4181-4185 (1991)
`John Isaacs, et al., Humanised Monoclonal Antibody Therapy
`for Rheumatoid Arthritis, 340 THE LANCET 748-752 (1992)
`Elvin Kabat, et al., Sequences of Proteins of Immunological
`Interest 1-23 (4th ed. 1987)
`Anna Tramontano, et al., Framework Residue 71 Is a Major
`Determinant of the Position and Conformation of the Second
`Hypervariable Region in the VH Domains of Immunoglobulins,
`215 J. MOL. BIOL. 175-182 (1990)
`
`2
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`Patent Owner’s
`Exhibit Number
`2028
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`2029
`2030
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`2031
`2032
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`2033
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`2034
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`2035
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`2036
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`2037
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`2038
`2039
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`2040
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`2041
`2042
`2043
`2044
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`2045
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`2046
`2047
`2048
`2049
`2050
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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`
`Exhibit Name
`
`H.M. Shepard, et al., Herceptin, in THERAPEUTIC ANTIBODIES.
`HANDBOOK OF EXPERIMENTAL PHARMACOLOGY 183-219 (Y.
`Chernajovsky & A. Nissim, eds. 2008)
`Excerpt from Roche Finance Report 2016
`Modified Default Standing Protective Order and Patent
`Owner’s Certification of Agreement to Terms
`Modified Default Standing Protective Order – Redline
`Declaration of Robert J. Gunther, Jr. in support of Motion for
`Admission Pro Hac Vice
`Declaration of Daralyn J. Durie in support of Motion for
`Admission Pro Hac Vice
`Declaration of Lisa J. Pirozzolo in support of Motion for
`Admission Pro Hac Vice
`Declaration of Kevin S. Prussia in support of Motion for
`Admission Pro Hac Vice
`Declaration of Andrew J. Danford in support of Motion for
`Admission Pro Hac Vice
`File History for U.S. Patent Application No. 07/715,272
`Immunoglobulin Variants (filed June 14, 1991).
`Reserved
`Deposition Transcript of Lutz Riechmann, Celltrion, Inc. v.
`Genentech, Inc. (PTAB), Feb. 14, 2018
`Deposition Transcript of Robert Leonard, Celltrion, Inc. v.
`Genentech, Inc. (PTAB), Feb. 16, 2018
`Expert Declaration of Dr. Ian A. Wilson
`U.S. Patent No. 7,375,193
`U.S. Patent No. 7,560,111
`Leonard Presta, et al., Humanization of an Antibody Directed
`Against IgE, 151 J. IMMUNOLOGY 2623-2632 (1993)
`A. Bondi, van de Waals Volumes and Radii, 68 J. PHYSICAL
`CHEMISTRY 441-451 (1964)
`Reserved
`Reserved
`Reserved
`Reserved
`Reserved
`
`3
`
`
`
`Patent Owner’s
`Exhibit Number
`2051
`
`2052
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`2053
`
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`2054
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`2055
`
`2056
`2057
`2058
`2059
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`2060
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`2061
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`2062
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`2063
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`2064
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`2065
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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`
`Exhibit Name
`
`Reserved
`Reserved
`Ole Brekke, et al., Therapeutic Antibodies for Human Diseases
`at the Dawn of the Twenty-First Century, 2 NATURE REVIEWS |
`DRUG DISCOVERY 52- 62 (2003)
`Thomas A. Waldmann, Monoclonal Antibodies in Diagnosis
`and Therapy, 252 SCIENCE 1657-1662 (1991)
`Greg Winter, et al., Antibody-Based Therapy: Humanized
`Antibodies, 14 TIPS 139-143 (1993)
`Reserved
`Reserved
`Reserved
`Gert Riethmüller, et al., Monoclonal Antibodies in the
`Detection and Therapy of Micrometastic Epthelial Cancers, 4
`CURRENT OP. IMMUNOLOGY 647-655 (1992)
`Gert Riethmüller, et al., Monoclonal Antibodies in Cancer
`Therapy, 5 CURRENT OP. IMMUNOLOGY 732-739 (1993)
`Mark D. Pegram, et al., Phase II Study of Receptor-Enhanced
`Chemosensitivity Using Recombinant Humanized Anti-
`pl85HER2/neu Monoclonal Antibody Plus Cisplatin in Patients
`with HER2/neu-Overexpressing Metastatic Breast Cancer
`Refractory to Chemotherapy Treatment, 16 J. CLINICAL
`ONCOLOGY 2659-2671 (1998)
`Redline of IPR2016-01694 Expert Declaration of Dr. Eduardo
`A. Padlan in Support of Petition for Inter Partes Review of
`Patent No. 6,407,213 and IPR2017-01373 Expert Declaration
`of Lutz Riechmann, Ph.D., in Support of Petition for Inter
`Partes Review of Patent No. 6,407,213
`Corrected Exhibit P of Expert Declaration of Lutz Riechmann,
`Ph.D., in Support of Petition for Inter Partes Review of Patent
`No. 6,407,213
`Deposition Transcript of Lutz Riechmann, Celltrion, Inc. v.
`Genentech, Inc. (PTAB), June 19, 2018
`Transcript of Conference Call, Celltrion, Inc. v. Genentech,
`Inc., June 18, 2018
`
`
`4
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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`
`Respectfully submitted,
`
`Date: July 13, 2018
`
`
`
`/David L. Cavanaugh/
`David L. Cavanaugh
`Reg. No. 36,476
`
`WILMER CUTLER PICKERING HALE
`AND DORR LLP
`1875 PENNSYLVANIA AVENUE NW
`WASHINGTON, DC 20006
`TEL: 650-858-6000
`FAX: 650-858-6363
`EMAIL: david.cavanaugh@wilmerhale.com
`
`5
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`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`CERTIFICATE OF SERVICE
`I hereby certify that, on July 13, 2018, I caused a true and correct copy of the
`following materials:
`
`
`
` Patent Owner’s Updated Exhibit List
` Exhibit 2065
`
`
`to be served via electronic mail on the following attorneys of record:
`
`Cynthia Lambert Hardman
`GOODWIN PROCTER LLP
`chardman@goodwinlaw.com
`620 Eighth Avenue, New York, NY 10018
`
`Robert V. Cerwinski
`GOODWIN PROCTER LLP
`rcerwinski@goodwinlaw.com
`620 Eighth Avenue, New York, NY 10018
`
`Elizabeth Holland
`GOODWIN PROCTER LLP
`eholland@goodwinlaw.com
`620 Eighth Avenue, New York, NY 10018
`
`Linnea P. Cipriano
`GOODWIN PROCTER LLP
`lcipriano@goodwinlaw.com
`620 Eighth Avenue, New York, NY 10018
`
`Sarah J. Fischer
`GOODWIN PROCTER LLP
`sfischer@goodwinlaw.com
`100 Northern Avenue, Boston, MA 02110
`
`
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`
`
`IPR2017-01373
`Patent Owner’s Updated Exhibit List
`
`/Lauren V. Blakely/
`Lauren V. Blakely
`Reg. No. 70,247
`Wilmer Cutler Pickering Hale & Dorr LLP
`950 Page Mill Road
`Palo Alto, CA 94304
`(650) 600-5039
`
`
`
`
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`
`
`
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