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`______________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`______________
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`FACEBOOK, INC. AND WHATSAPP, INC.,
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`Petitioners,
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`v.
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`UNILOC USA, INC. AND UNILOC LUXEMBOURG S.A.,
`Patent Owner
`
`______________
`
`Case IPR2017-01365
`U.S. Patent 8,243,723
`______________
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`DECLARATION OF DR. VAL DIEULIIS
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`
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`SEPTEMBER 7, 2017
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 1
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`TABLE OF CONTENTS
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`1. INTRODUCTION ......................................................................................... 4
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`2. QUALIFICATIONS ...................................................................................... 5
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`3. COMPENSATION, TESTIMONY, AND PUBLICATIONS ..................... 8
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`4. INFORMATION CONSIDERED ...............................................................10
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`5. LEGAL STANDARDS .................................................................................11
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`6. THE ’723 PATENT ......................................................................................13
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`6.1 Claims.................................................................................................... 22
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`7. ORDINARY SKILL IN THE ART .............................................................22
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`8. CLAIM CONSTRUCTION .........................................................................24
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`8.1 “signal” .................................................................................................. 25
`8.2 “node” ................................................................................................... 29
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`9. INTERNATIONAL APPLICATION WO 01/11824
`(“ZYDNEY”) ................................................................................................32
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`10. U.S. PATENT NO. 6,750,881 (“APPELMAN”) ..........................................41
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`11. ZYDNEY COMBINED WITH APPELMAN DOES NOT
`RENDER OBVIOUS ANY CHALLENGED CLAIM OF THE
`’723 PATENT ...............................................................................................44
`
`11.1 The Petitioners Rely on an Incorrect Claim Interpretation
`of the Term “node” as “software agent” ................................................. 46
`11.2 The Proposed Combination of Zydney and Appelman
`Fails to Render Obvious “associating a sub-set of the
`nodes with a client” (Claim 1)................................................................ 47
`11.3 The Proposed Combination of Zydney and Appelman
`Fails to Render Obvious “transmitting a signal to a client
`including a list of the recorded connectivity status for
`each of the nodes in the sub-set corresponding to the
`client” (Claim 1) .................................................................................... 49
`11.3.1 Appelman Does Not Remedy the Deficiencies in
`Zydney ....................................................................................... 53
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 2
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`11.3.2 The Proposed Combination of Zydney and
`Appelman is Improper Because the Combination
`of Zydney and Appelman Would Render Zydney
`Unsatisfactory for an Intended Purpose of Zydney ..................... 55
`11.4 The Proposed Combination of Zydney and Appelman
`Fails to Render Obvious “wherein the instant voice
`message includes one or more files attached to an audio
`file” (Claim 2) ........................................................................................ 58
`11.4.1 Zydney leads away from “attaching one or more
`files to the audio file” ................................................................. 59
`11.5 The Proposed Combination of Zydney and Appelman
`Fails to Render Obvious “controlling a method of
`generating the instant voice message based upon the
`connectivity status of said one or more recipient”
`(Claim 3)................................................................................................ 61
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`IPR2017-01365: Declaration of Dr. Val DiEuliis
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`Page 3 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 3
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`I, Dr. Val DiEuliis, hereby declare and state as follows:
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`1.
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`1.
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`Introduction
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`My name is Val DiEuliis, and I have been retained by
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`Uniloc, USA, Inc., and Uniloc Luxembourg S.A. (“Uniloc” or the “Patent
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`Owner”). My client Uniloc and its associated counsel, Etheridge Law
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`Group, have asked me to study U.S. Patent No. 8,243,723 (“the ’723
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`patent”), the Petition, and the proffered prior art in this case, and other
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`relevant documents. I document my findings in this declaration.
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`2.
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`I have concluded that International Application WO
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`01/11824 (“Zydney”) [EX1003] combined with U.S. Patent No.
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`6,750,881 (“Appelman”) [EX1004] does not render obvious any
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`challenged claim of the patent at issue, the’723 patent, at least for the
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`following reasons:
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`• The Petitioners rely on an incorrect claim interpretation of the term
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`“node” as a “software agent.”
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`• The proposed combination of Zydney and Appelman fails to
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`render obvious “associating a sub-set of the nodes with a client”
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`recited in independent claim 1.
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`Uniloc v. Facebook, IPR2017-01365
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`3.
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`• The proposed combination of Zydney and Appelman fails to
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`render obvious “transmitting a signal to a client including a list of
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`the recorded connectivity status for each of the nodes in the sub-set
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`corresponding to the client” recited in independent claim 1.
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`• The proposed combination of Zydney and Appelman would render
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`Zydney unsatisfactory for an intended purpose of Zydney.
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`• The proposed combination of Zydney and Appelman fails to
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`disclose or render obvious “wherein the instant voice message
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`includes one or more files attached to an audio file” recited in
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`dependent claim 2.
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`• The proposed combination of Zydney and Appelman fails to
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`render obvious “controlling a method of generating the instant
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`voice message based upon the connectivity status of said one or
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`more recipient” recited in dependent claim 3.
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`The limited scope of my opinions and analysis in this
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`declaration do not imply that I may not later express other opinions or
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`report other results from other investigations concerning other issues
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`raised by the Petitioners or their experts in this IPR.
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`2.
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`4.
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`Qualifications
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`I am an electrical engineer with over 45 years of experience
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`developing, programming, and analyzing computer algorithms and
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`software. I am experienced with and able to create, read, and interpret
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`Uniloc v. Facebook, IPR2017-01365
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`firmware and software in C, C++, Java, assembly language, HTML, and
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`other computer programming languages. I have served as an expert
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`witness in multiple cases for which I analyzed computer source code in
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`various languages and testified at ITC hearings and two jury trials
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`concerning my results.
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`5.
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`During my career, I have developed and managed projects
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`for various applications, including sensors, controls, communications,
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`user interfaces, device firmware, handheld devices, medical devices and
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`systems, and test systems for optical and magnetic disk systems.
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`6.
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`I have designed, developed, and implemented hardware and
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`software for digital communication networks, including factory
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`networks; document capture and distribution; and communications links
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`for various applications. See DiEuliis CV (See e.g., Website
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`Development, Industrial Valve Position Sensor, Condition-Based
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`Maintenance System, Avionics Environmental Monitor, Radio Frequency
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`Billboard Network, Wireless Bar Code System for Hospitals, and ISA
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`Board for 4-Port RS422 Serial Communications Multiplexer.). See also
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`Id. at 3 (Digital Document Storage Technology). I also developed an
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`optical disk digital data storage system that captured, recorded, played
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`back, and stored digital audio data. Id. at 2 (Optical Disk Technology).
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`Page 6 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 6
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`7.
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`As a graduate student at the University of Illinois at
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`Urbana-Champaign, I obtained extensive training in the complexity of
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`algorithms; the complexity of databases; information theory;
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`combinatorics and combinatorial algorithms; and the mathematics and
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`algorithms of error correcting codes, a field closely related to
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`cryptography. In addition, as a part of my graduate research, I created and
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`developed heuristic algorithms and wrote software to synthesize
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`non-linear codes for optimizing the spectra of coded digital
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`communications signals.
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`8.
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`I received the Ph.D. and M.S. degrees in electrical
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`engineering from the University of Illinois at Urbana-Champaign in 1978
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`and 1976, respectively, and the B.S. degree in electrical engineering from
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`the University of Notre Dame in 1972. I am a Registered Professional
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`Engineer (electrical) in the State of Minnesota, and a Life Senior Member
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`of the Institute of Electrical and Electronics Engineers (IEEE).
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`Additionally, I am a co-inventor of two patents.
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`9.
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`I have been an independent engineering consultant, doing
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`business as Electronics Consultants, since 1984. My clients have
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`included 3M, Honeywell, Imation Corporation, and Seagate Technology,
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`among others. Prior to that, I worked as a research engineer for the 3M
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`Uniloc v. Facebook, IPR2017-01365
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`Company in St. Paul, Minnesota for five years. In addition, before my
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`graduate studies, I worked as an electrical engineer in the U. S. Army
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`with the U.S. Army Security Agency for two years, during which time I
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`held a Top Secret W/Crypto and SI Access security clearance.
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`10.
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`As an adjunct instructor at the University of Saint Thomas in
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`St. Paul, Minnesota, I developed and presented a lecture on classical
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`linear control theory for graduate students; developed and taught a
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`graduate course on computer networks; and taught an undergraduate
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`analog and digital electronics course to mechanical engineering students.
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`11.
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`This and other information about my background is included
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`in my CV, which is attached to this declaration as Attachment A.
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`3.
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`12.
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`Compensation, Testimony, and Publications
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`I am being paid $440 per hour for the time I spend working
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`on this matter. My compensation is not contingent on my performance,
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`the outcome of this IPR, or any issues involved in or related to this IPR.
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`Uniloc v. Facebook, IPR2017-01365
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`13.
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`During the past four years, I have testified at trial, hearing,
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`or deposition in the following cases:
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`• Terremark North America, LLC, et al. v. Joao Control &
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`Monitoring Systems, LLC.; US PTO Inter Partes Review IPR2015-
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`01466; Joao Control & Monitoring on behalf of Joao Control &
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`Monitoring; 2016. I testified at a deposition.
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`• Kofax, Inc. v. Uniloc USA, Inc., et al.; US PTO Inter Partes
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`Review IPR2015-01207; Uniloc USA on behalf of Uniloc USA;
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`2016. I testified at a deposition.
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`• Sega of America, Inc. et al. v. Uniloc USA, Inc. et al.; USPTO
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`Inter Partes Review IPR2014-01453; Uniloc USA on behalf of
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`Uniloc USA; 2015. I testified at a deposition.
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`• Uniloc USA, Inc. et al. v. Activision Blizzard, Inc. et al.; United
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`States District Court for the Eastern District of Texas (Tyler); Civil
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`Action No. 6:13-cv-00256-LED; and Uniloc USA, Inc. v.
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`Electronic Arts, Inc.; Civil Action No. 6:13-cv-259-LED; Nelson
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`Bumgardner Casto and Carter, Scholer, Arnett, Hamada, and
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`Mockler on behalf of Uniloc USA et al.; 2013-2014. I testified at
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`three depositions and a jury trial.
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`• In the Matter of Certain Optical Disc Drives, Components thereof,
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`and Products Containing Same; U.S.I.T.C. Investigation No. 337-
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`TA-897; Optical Devices, LLC v. Lenovo et al.; O’Melveny &
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`Myers on behalf of Samsung, Kenyon & Kenyon on behalf of
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`Lenovo, Greenberg Traurig on behalf of LG Electronics,
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`McDermott Will & Emery on behalf of Nintendo and Panasonic,
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 9
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`DLA Piper on behalf of Toshiba, and Quinn Emanuel Urquhart &
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`Sullivan on behalf of MediaTek; 2013-2014. I testified at a
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`deposition.
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`• Taser International, Inc. v. Karbon Arms, LLC; United States
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`District Court for the District of Delaware; Civil Action No. 1:11-
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`cv-426-RGA; Smith, Gambrell & Russell, LLP, on behalf of
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`Karbon Arms, 2013. I testified at a deposition.
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`14.
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`4.
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`15.
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`I have had no publications in the past 10 years.
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`Information Considered
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`In order to arrive at my opinions, I have reviewed and
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`considered the materials listed below:
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`• Petition for Inter Partes Review of U.S. Patent No. 8,243,723 and
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`exhibits, Case No. IPR2017-01365, May 3, 2017 [Pet.]
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`• U.S. Patent No. 8,243,723 (“’723”) [EX1001], and its prosecution
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`history
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`• Declaration of Tal Lavian, Ph.D., May 1, 2017 [EX1002]
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`• International Application WO 01/11824 (“Zydney”) [EX1003]
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`• U.S. Patent No. 6,750,881 (“Appelman”) [EX1004]
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`• The Authoritative Dictionary of IEEE Standards Terms, Seventh
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`Edition, 2000 (definition of “signal”) [EX1008]
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`• McGraw-Hill Dictionary of Scientific and Technical Terms, Fifth
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`Edition, 1994 (definition of “signal”) [EX1009]
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`• The American Heritage Dictionary of the English Language, Third
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`Edition, Houghton Mifflin Company, 1992 (definition of “signal”)
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`[EX2002]
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`• McGraw-Hill Dictionary of Scientific and Technical Terms, Fifth
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`Edition, 1994 (definition of “signal wave”) [EX2003]
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`5.
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`16.
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`Legal Standards
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`I understand there are certain legal rules, standards, or
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`requirements that I accept for the purpose of my analysis of the opinions
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`and conclusions set forth in this declaration.
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`17.
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`I understand a patent is obvious “if the differences between
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`the subject matter sought to be patented and the prior art are such that the
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`subject matter as a whole would have been obvious at the time the
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`invention was made to a person having ordinary skill in the art to which
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`said subject matter pertains.” 35 U.S.C. § 103(a). An obviousness
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`determination must be based on four factual inquiries: (1) the scope and
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`content of the prior art; (2) the differences between the claims and the
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`prior art; (3) the level of ordinary skill in the art; and (4) objective indicia
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`of nonobviousness.
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`18.
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`I have been informed that if a single limitation of a claim is
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`absent from the prior art, the claim cannot be considered obvious.
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`Uniloc v. Facebook, IPR2017-01365
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`19.
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`I further understand that it is improper to combine references
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`where the references teach away from their combination. A prior art
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`reference teaches away from the claimed invention when a person of
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`ordinary skill, upon reading the reference would be led in a direction
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`divergent from the path that was taken by the applicant. Prior art also
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`teaches away when it criticize[s], discredit[s], or otherwise discourage[s]
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`investigation into the claimed invention. Additionally, a reference teaches
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`away from a combination when using it in that combination would
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`produce an inoperative result. A reference also teaches away from a
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`combination when using it in that combination would render the
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`invention described in the reference unsatisfactory for its intended
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`purpose.
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`20.
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`In addition, I understand that if a proposed modification or
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`combination of the prior art would change the principle of operation of
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`the prior art device being modified, then the teachings of the references
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`are not sufficient to render the claims prima facie obvious.
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`Page 12 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 12
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`6.
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`21.
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`The ’723 Patent
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`U.S. Patent No. 8,243,723 (“’723”), titled System and
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`method for instant VoIP messaging, was issued on August 14, 2012. The
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`application 12/398,063, by inventor Michael J. Rojas, was filed on
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`March 4, 2009. See EX1001.
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`22.
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`The ’723 patent “relates to Internet telephony (IP
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`telephony). More particularly, the present invention is directed to a
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`system and method for enabling local and global instant VoIP
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`messaging over an IP network, such as the Internet, with PSTN
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`support.” Id. at 1:14-18.
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`23.
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`The Abstract of the ’723 patent provides an overview of the
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`invention as follows:
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`There is provided an instant voice messaging
`system (and method) for delivering instant
`messages over a packet-switched network, the
`system comprising: a client connected to the
`network, the client selecting one or more
`recipients, generating an instant voice message
`therefor, and transmitting the selected recipients
`and the instant voice message therefor over the
`network; and a server connected to the network,
`the server receiving the selected recipients and the
`instant voice message therefor, and delivering the
`instant voice message to the selected recipients
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`
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`24.
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`over the network, the selected recipients being
`enabled to audibly play the instant voice message.
`(EX1001 at Abstract) (Emphasis added.)
`
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`The Abstract, reproduced in its entirety above, describes a
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`client-server network system in which a client (viz., a device connected
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`to the network) that wishes to send a voice message to another recipient
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`on the network selects one or more recipients to receive the message and
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`generates an instant voice message. The client, using an instant
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`messaging service, transmits this instant voice message to a server on the
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`network, which receives the list of selected recipients and sends the
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`instant voice message to them. Upon receiving the voice message from
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`the server, the recipients are able to listen to it.
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`25.
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`The ’723 patent provides the historical context in its prior art
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`discussion by noting that “[traditional] telephony is based on a public
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`switched telephone network (i.e., “PSTN”). EX1001 at 1:20-30. This is
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`the well-known telephone system that has served the world for well over
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`a century.
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`26.
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`The ’723 patent further explains “An alternative to the
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`PSTN is Voice over Internet Protocol (i.e., "VoIP"), also known as IP
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`telephony or Internet telephony. Id. at 1:31-33. The patent elaborates as
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`follows:
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`In the IP telephony, a VoIP terminal device is
`connected to a packet-switched network (e.g.,
`Internet) and voice communication from the
`VoIP terminal device is digitized, packetized
`and transmitted over the packet-switched
`network to a destination VoIP terminal device,
`which reconstructs the packets and audibly
`plays, stores or otherwise processes the
`transmission. The VoIP terminal device may be a
`VoIP telephone or a general-purpose personal
`computer (PC) enabled for IP telephony. More
`specifically, the PC is programmed with the
`software and equipped with audio input/output
`devices (e.g., a combination of microphone and
`speaker or a headset) to serve as a VoIP terminal
`device. The PC so enabled and equipped will
`herein be referred to as a VoIP terminal device or a
`VoIP softphone.
`(Id. at 1:33-46) (Emphasis added.)
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`27.
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`After noting that VoIP and instant text messaging were
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`known arts, the ’723 patent explains the motivation for its invention as
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`follows:
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`However, notwithstanding the foregoing advances
`in the VoIP/PSTN voice communication and
`voice/text messaging, there is still a need in the
`art for providing a system and method for
`providing instant VoIP messaging over an IP
`network. More particularly, there is a need in the
`art for providing local and global instant voice
`messaging over VoIP with PSTN support.
`(Id. at 2:43-49) (Emphasis added.)
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`28.
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`FIG. 2, reproduced below is “an exemplary illustration of a
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`local instant voice messaging (IVM) system 200 according to the
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`present invention. The instant voice messaging system 200 comprises a
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`local IVM server 202 that “provides the core functionality for enabling
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`instant voice messaging with PSTN support according to the present
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`invention.” Id. at 6:46-51 (emphasis added).
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`FIG. 2 of the ’723 Patent: System Diagram of the Instant Voice
`Messaging System (IVM)
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`
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`29.
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`The local IVM server 202 “is enabled to provide instant
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`voice messaging to one or more IVM clients 206 and 208, as well support
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`instant voice messaging for PSTN legacy telephones 110.” Id. at 6:54-57.
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`The local IP network 204, a packet-switched network, connects the IVM
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`server 202 to clients 208 (viz., a computer system), VoIP Phone 206, and
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`legacy telephone 110 (e.g., a land-line phone). Clients incorporate
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`devices such as microphones, which enable a person’s voice to be
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`recorded, and speakers to allow voice messages to be heard by the users.
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`Id. at 6:67-7:18.
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`30.
`
` A POSITA would have understood, upon studying the
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`totality of the ’723 patent, and specifically the written descriptions above
`
`and elsewhere in the ’723 patent, that “clients” in the ’723 patent are
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`devices, such as computers and telephones, and not the people who use
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`the devices. See e.g., Id. at 9:23-24. The patent expresses this in the
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`following exemplary passages:
`
`The IVM client 208 is a general-purpose
`programmable computer equipped with a
`network interface (not shown), such as an Ethernet
`card, to provide connectivity to the network 204.
`(Id. at 12:5-8)
`
`The user operates the IVM client 208 by using
`the input device 218 to indicate a selection of one
`or more IVM recipients from the list.
`(Id. at 7:64-67; also 8:52-54) (Emphasis added.)
`
`The one or more recipients are enabled to display
`an indication that the instant voice message has
`been received and audibly play the instant voice
`message to an associated user.
`(Id. at 8:25-28) (Emphasis added.)
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`31.
`
`The above exemplary passages demonstrate that the user is
`
`not the client, which is a device, but rather an entity (e.g., person, another
`
`device, software) that interfaces with and operates the client device using
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`input and output devices.
`
`32.
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`The first passage above explicitly discloses that the client is
`
`a computer. The second passage explicitly discloses that the “user”
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`operates the client.
`
`33.
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`Finally, the third passage explains that “recipients are
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`enabled to ... “audibly play the instant voice message to an associated
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`user.” Id. This exemplary statement explains that a “recipient” is not the
`
`“user.” A POSITA would have understood, after studying the totality of
`
`the ’723 patent, that “recipients” are client devices, not people.
`
`34.
`
`Regarding the operation of at least one embodiment, the
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`’723 patent explains “the IVM client (VoIP telephone) 208 is connected
`
`over the network 204 to the IVM server 202, which as aforementioned
`
`enables instant voice messaging functionality over the network 204.”
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`Id. at 8:45-48. The operations proceed generally, according to an
`
`exemplary embodiment, as follows:
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`• The client displays a list, provided and stored by the server, of one
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`or more IVM recipients. Id. at 8:48-50.
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`
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`Page 19 of 63
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`• “The user operates the IVM client 208 by using the input device
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`218 to indicate a selection of one or more IVM recipients from the
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`list.” Id. at 8:52-54.
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`• The client transmits the selection of the recipient(s) to the server.
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`Id. at 8:54-55.
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`• The client begins recording audio and the user speaks into a
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`microphone or headset or telephone handset of the client. Id. at
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`8:55-60.
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`• The client records the user’s speech into an audio file, which may
`
`be stored in a storage device (e.g., memory, magnetic disk). Id. at
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`8:60-63; see also Id. at 8:4-7.
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`• The client transmits the recorded audio file (i.e., instant voice
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`message) to the server via the network. Id. at 9:6-8; see also
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`Id. at 8:17-18.
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`• The server transmits the instant voice message (that is, the audio
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`file) to the recipient(s) who are currently connected to the network.
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`Id. at 9:8-17. If a recipient is not currently connected to the
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`network, the server temporarily saves the instant voice message
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`and delivers it to the IVM client when the IVM client connects to
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`the local IVM server. Id.
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`
`35.
`
`The ’723 patent also teaches “when an instant voice message
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`is to be transmitted to the one or more IVM recipients, one or more
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`documents may be attached to the instant voice message to be stored
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`
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`Page 20 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 20
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`or displayed by the one or more selected IVM recipients.”
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`Id. at 12:24-28. Furthermore, regarding attachments, the patent teaches:
`
`The user may also open any file attachments and
`move or save the files to a separate location on the
`client using a drag-and-drop process.
`(Id. at 13:1-4) (Emphasis added.)
`
`The attachment of one or more files is enabled
`conventionally via a methodology such as "drag-
`and-drop" and the like, which invokes the
`document handler 306 to make the appropriate
`linkages to the one or more files and flags the
`messaging system 320 that the instant voice
`message also has the attached one or more files.
`(Id. at 13:28-33)
`
`
`36.
`
`In my opinion, a POSITA would have understood that the
`
`inventor refers to files, such as documents, spreadsheets, pictures, and so
`
`forth, as entities separate from the audio file itself, and that the term
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`attachment should be interpreted as other files or information that are
`
`sent with a message. For example, a text message may contain a picture
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`attachment, which is a separate file that is distinct from the actual text in
`
`the message.
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`
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`IPR2017-01365: Declaration of Dr. Val DiEuliis
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`Page 21 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 21
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`6.1
`
`37.
`
`Claims
`
`In this declaration, I primarily focus on four limitations
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`recited by the challenged claims (viz., claims 1, 2, and 3), which I list
`
`below.
`
`38.
`
`First, claim 1, an independent method claim recites the
`
`following steps:
`
`• “associating a sub-set of the nodes with a client” Id. at 24:5.
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`• “transmitting a signal to a client including a list of the recorded
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`connectivity status for each of the nodes in the sub-set
`
`corresponding to the client”
`
`39.
`
`Second, claim 2, a method claim dependent on claim 1,
`
`recites the further limitation “wherein the instant voice message includes
`
`one or more files attached to an audio file.” Id. at 24:17-20.
`
`40.
`
`Third, claim 3, a method claim dependent on claim 1 recites
`
`the further limitation “controlling a method of generating the instant
`
`voice message based upon the connectivity status of said one or more
`
`recipient.” Id. at 24:21-26.
`
`7.
`
`41.
`
`Ordinary Skill in the Art
`
`The Petitioners’ expert, Dr. Lavian, defines a person of
`
`ordinary skill in the art as a person who “would have possessed at least a
`
`
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`IPR2017-01365: Declaration of Dr. Val DiEuliis
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`Page 22 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 22
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`bachelor’s degree in computer science, computer engineering, or
`
`electrical engineering with at least two years of experience in
`
`development and programming relating to network communication
`
`systems (or equivalent degree or experience).” EX1002 at ¶ 15; also
`
`Pet. at 4.
`
`42.
`
`I have no reason to disagree with Dr. Lavian’s description of
`
`a person of ordinary skill in the art. Moreover, based on my degrees in
`
`electrical engineering, which included extensive training in software
`
`development, data communications and networking, and 45-plus years of
`
`experience, including significant software development, I had, on the
`
`priority date, considerably more experience and expertise than the
`
`POSITA. I base my opinions regarding the level of ordinary skill in the
`
`art upon this understanding and my own experience in the field. I have
`
`considered the way in which a POSITA would have understood the ’723
`
`patent on its priority date,
`
`1
`
` and I offer my opinions on that basis.
`
`
`
`1
`
` The apparent priority date of December 18, 2003, is published on the
`
`face of the ’723 patent. EX1001 at (63). I am not aware of any dispute in
`
`this IPR concerning the priority date.
`
`
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`IPR2017-01365: Declaration of Dr. Val DiEuliis
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`Page 23 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 23
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`8.
`
`43.
`
`Claim Construction
`
`The Petitioners construe the terms “signal” and “node,” and
`
`state their constructions “provide the broadest reasonable interpretation in
`
`light of the specification to a person of ordinary skill in the art.” Pet. at 7.
`
`44.
`
`In addition, Dr. Lavian, the Petitioners’ expert, states he
`
`understands a claim subject to inter partes review receives the “broadest
`
`reasonable construction in light of the specification of the patent in which
`
`it appears.” EX1002 at ¶ 19.
`
`45.
`
`My interpretation of the claims, including my analysis of the
`
`terms “signal” and “node” below, is based on the broadest reasonable
`
`interpretation standard, fully taking into account the specification. I
`
`understand that the broadest reasonable interpretation is the claim
`
`language itself, and that the claim language itself is the first and most
`
`important element of intrinsic evidence informing a POSITA of the
`
`meaning of the claims.
`
`46.
`
`The limited scope of my opinions and analysis concerning
`
`claim construction in this declaration does not imply that I may not later
`
`express other opinions, express more analysis, construe other terms, or
`
`report other results from other investigations concerning other issues
`
`raised by the Petitioners or their experts in this IPR.
`
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`IPR2017-01365: Declaration of Dr. Val DiEuliis
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`Page 24 of 63
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`Uniloc v. Facebook, IPR2017-01365
`Uniloc's Ex. 2001, Page 24
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`8.1
`
`47.
`
`“signal”
`
`A POSITA, upon reading the totality of the ’723 patent
`
`would have understood that the patent is directed to electronic
`
`communication networks, including the public telephone system (PSTN)
`
`and the Internet, for example. EX1001 at 1:14-18; see also § 6 above.
`
`Within this context, a POSITA would have understood that “signals” are
`
`physical quantities, such as voltages, currents, or electromagnetic waves
`
`that are controlled to fluctuate in a manner that conveys information. The
`
`American Heritage Dictionary (Third Edition, 1992) includes the
`
`definition of “signal” in the context of electronics as “3. Electronics. An
`
`impulse or fluctuating electric quantity, such as voltage, current, or
`
`electric field strength, whose variations represent coded information,”
`
`which is consistent with my understanding stated above. EX2002
`
`at 1678.
`
`48.
`
`The Petitioners propose to construe “signal” to mean
`
`“information conveyed in a communication system.” Pet. at 8. As support
`
`from the ’723 patent’s specifications the Petitioners cite EX1001
`
`at 2:12-14 (“the audio signal carried over PSTN”), 8:17-18 (“IVM client
`
`208 “transmits ... t