throbber

`
`Ex. 1024
`EX. 1024
`
`Declaration of Leonard Laub submitted
`Declaration of Leonard Laub submitted
`
`in IPR 2017-00184, filed for US Patent
`in IPR 2017-00184, filed for US Patent
`
`No. 7,069,293
`No. 7,069,293
`
`
`
`
`
`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`UNIFIED PATENTS INC.
`Petitioner
`
`v.
`
`UNILOC USA, INC. and UNILOC LUXEMBOURG S.A.
`Patent Owner
`
`IPR2017-00184
`Patent 7,069,293
`
`DECLARATION OF LEONARD LAUB
`
`
`
`IPR2017-00184
`UNIFIED EX1002
`
`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`Contents
`INTRODUCTION ............................................................................................... 2
`
`I.
`
`II. BACKGROUND AND QUALIFICATIONS .................................................. 2
`
`III. LEGAL STANDARDS .................................................................................... 6
`
`IV. SUMMARY OF MY STUDY.......................................................................... 9
`
`V. ONE OF ORDINARY SKILL IN THE ART .................................................. 9
`
`VI. KNOWLEDGE OF ONE SKILLED IN THE ART BY DECEMBER 1998 10
`
`VII.
`
`THE PROBLEM ALLEGEDLY SOLVED BY THE ʼ293 PATENT .......16
`
`VIII. PRIOR ART REFERENCES ......................................................................18
`
`A.
`
`B.
`
`C.
`
`D.
`
`The Collins Reference ..............................................................................18
`
`The IBM Reference ..................................................................................24
`
`The Gupta Reference ...............................................................................26
`
`The Hesse Reference ................................................................................30
`
`IX. COMBINATIONS OF PRIOR ART REFERENCES ...................................31
`
`A.
`
`B.
`
`Modifications to Collins with IBM ..........................................................31
`
`Modifications to Gupta with Hesse .........................................................34
`
`
`
`1
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`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`I, Leonard Laub, hereby declare:
`
`I. INTRODUCTION
`
`1.
`
`I have been retained by Counsel for Petitioner Unified Patents Inc.
`
`(“Unified” or “Petitioner”) to provide opinions on certain issues concerning Inter
`
`Partes Review No. IPR2017-00184 of U.S. Patent 7,069,293 (“the ʼ293 Patent”).
`
`2.
`
`I have been asked to opine on the matters set forth below. I make
`
`these statements based upon facts and matters within my own knowledge or on
`
`information provided to me by others. All such facts and matters are true to the
`
`best of my knowledge and belief.
`
`3.
`
`I am the President of Keryston Associates, Inc. (“Keryston”). My firm
`
`is compensated at a rate of $300 per hour for my work on this matter. This
`
`compensation is not dependent on my opinions or testimony or the outcome of this
`
`matter.
`
`II. BACKGROUND AND QUALIFICATIONS
`
`4.
`
`5.
`
`A copy of my curriculum vitae is attached as Exhibit A.
`
`I received a Bachelor’s degree in Physics, with a minor in
`
`Mathematics, from the Illinois Institute of Technology in 1970. I then pursued a
`
`Master’s degree in Mathematics from Northeastern Illinois University, and a Ph.D.
`
`degree in Physics from Northwestern University.
`
`
`
`2
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`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`6.
`
`I have over 50 years of professional experience in encoding,
`
`transmission, storage, decoding, and presentation of digitized audio and video
`
`signals, optics and optical systems design, lasers and laser applications, search and
`
`database techniques, telecommunications, technology licensing, and many other
`
`fields of commercial significance. I am named as an inventor on 20 patents. I have
`
`been a member of the Audio Engineering Society for over 40 years.
`
`7.
`
`I have been President of Keryston and its predecessor Vision Three,
`
`Inc. for over 35 years. Keryston provides professional consulting services to
`
`companies, investors, and government agencies relating to business and technical
`
`matters in a wide range of industries including audio and video recording, storage,
`
`transmission, and presentation; broadcast, mobile, and fiber telecommunications;
`
`computer and storage networks; mass data storage and retrieval; advanced energy
`
`storage and power generation; consumer electronics; optical and photographic
`
`systems; and microelectronics and display design and manufacture. Such
`
`consulting services include working with clients on specific business and
`
`technology projects, assisting with definition and optimization of products and
`
`business models, development, protection, and licensing of intellectual property,
`
`and other technology and business issues. Keryston also provides professional
`
`expert witness services.
`
`
`
`3
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`8.
`
`At Keryston, I have been frequently called upon to provide my expert
`
`opinion on matters concerning patent disputes. I have consultatively supported
`
`counsel and/or been qualified as a technical expert in over 50 litigation matters,
`
`including in areas that relate to the technology described in the ‘037 Patent.
`
`However, I have not testified in any of these cases during the last four years.
`
`9.
`
`In my professional career, I worked for Zenith Radio Corporation,
`
`Xerox Corporation, and Exxon Corporation before starting my current consulting
`
`practice. My consulting clients have included Agilent, Du Pont, Exxon, Fuji Photo
`
`Film, Fujitsu, Funai, General Electric, Google, IBM, ICI, MediaTek, Microsoft,
`
`3M, Mitsubishi, NCR, NTT, Olympus, Philips, Ricoh, Samsung, Seagate, Sony,
`
`Thomson (now Technicolor), Toshiba, and Warner Bros, plus many young,
`
`growing, and evolving companies worldwide.
`
`10. The following is a summary of my professional experience relevant to
`
`these proceedings:
`
`11. Zenith (1968-1973) – early development of massive random-access
`
`storage devices and investigation of indexing and database management techniques
`
`required for managing large bodies of digital content;
`
`Xerox and Star Systems (1976-1978) – built from scratch a business
`
`making large-scale systems for digital storing, networking, and retrieval of image
`
`and text information; issues addressed included centralized and decentralized
`
`
`
`4
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`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`servers on local-area and wide-area networks providing content to user stations;
`
`advanced indexing and directory management for large numbers of stored objects;
`
`load balancing across servers; and integration of diverse storage media on servers.
`
`Star Systems (1978-1981) – built from scratch a business making large-
`
`scale systems for digital storing, networking, and retrieval of all types of digital
`
`content; issues addressed included centralized and decentralized servers on
`
`networks providing content to user stations; advanced indexing and directory
`
`management for large numbers of stored objects; load balancing across servers;
`
`and integration of diverse storage media on servers.
`
`FileNet (1981-1983) – supported development of large-scale storage by and
`
`on-demand retrieval of digital content over networks from centralized and
`
`decentralized servers
`
`NASA (ca. 1984) – consulted on gigantic storage and on-demand retrieval
`
`systems for digital content over local-area and wide-area (including links between
`
`orbiting spacecraft and earth stations) integrating diverse storage media in
`
`unprecedentedly large quantities.
`
`Numerous government agencies, banks,
`
`insurance
`
`companies,
`
`brokerages, etc. (1984 - 2000+) – consulted on design and implementation of
`
`large-scale systems for storage by and on-demand retrieval of digital content over
`
`
`
`5
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`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`local-area and wide-area networks from centralized and decentralized servers. The
`
`following is a summary of related case experience I have had in this field:
`
`12. Quantum v Crossroads Data Systems (2015-16) – issues included
`
`management of large centralized and on-demand servers.
`
`13. By virtue of the above experience, I have gained a detailed
`
`understanding of the technology that is at issue in this proceeding. My experience
`
`with storage and on-demand provision of digital content by servers to user stations
`
`on networks is directly relevant to the subject matter of the ‘293 Patent.
`
`13. I believe I am qualified to provide opinions about how one of ordinary
`
`skill in the art in December 1998 would have interpreted and understood the ʼ293
`
`Patent and the art relied upon by the Petitioner as discussed below.
`
`III. LEGAL STANDARDS
`
`14.
`
`It is my understanding that an invention is unpatentable if the
`
`differences between the invention and the prior art are such that the subject matter
`
`as a whole would have been obvious at the time the invention was made to a
`
`person having ordinary skill in the art. I further understand that obviousness is
`
`determined by evaluating: (1) the scope and content of the prior art, (2) the
`
`differences between the prior art and the claim, (3) the level of ordinary skill in the
`
`art, and (4) secondary considerations of non-obviousness.
`
`
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`6
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`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`15. To establish obviousness based on a combination of the elements
`
`disclosed in the prior art, it is my understanding that a petitioner must provide a
`
`clear articulation of the reason(s) why the claimed invention would have been
`
`obvious. This articulation does not require record evidence of an explicit teaching
`
`of a motivation to combine in the prior art. It is my understanding that this
`
`articulation can come from a number of rationales, which include but are not
`
`limited to (1) combining prior art elements according to known methods to yield
`
`predictable results; (2) simple substitution of one known element for another to
`
`obtain predictable results; (3) use of known technique to improve similar devices,
`
`methods, or products in the same way; (4) applying a known technique to a known
`
`device, method, or product ready for improvement to yield predictable results; (5)
`
`choosing from a finite number of identified, predictable solutions, with a
`
`reasonable expectation of success, i.e., the combination is “obvious to try”; (6)
`
`known work in one field of endeavor may prompt variations of it for use in either
`
`the same field or a different one based on design incentives or other market forces
`
`if the variations are predictable to one of ordinary skill in the art; and (7) some
`
`teaching, suggestion, or motivation in the prior art that would have led one of
`
`ordinary skill to modify the prior art reference or to combine prior art reference
`
`teachings to arrive at the claimed limitation.
`
`
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`7
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`16.
`
`I further understand that these rationales may be found explicitly or
`
`implicitly: (1) in the prior art; (2) in the knowledge of those of ordinary skill in the
`
`art that certain references, or disclosures in those references, are of special interest
`
`or importance in the field; or (3) from the nature of the problem to be solved.
`
`Additionally, I understand that the legal determination of the motivation to
`
`combine references allows recourse to logic, judgment, and common sense. In
`
`order to resist the temptation to read into prior art the teachings of the invention in
`
`issue, however, it should be apparent that the expert is not conflating “common
`
`sense” and what appears obvious in hindsight.
`
`17.
`
`I understand that if the teachings of a prior art would lead a person of
`
`ordinary skill in the art to make a modification that would render another prior art
`
`device inoperable, then such a modification would generally not be obvious. I also
`
`understand that if a proposed modification would render the prior art invention
`
`being modified unsatisfactory for its intended purpose, then there is no suggestion
`
`or motivation to make the proposed modification.
`
`18.
`
`I understand that it is improper to combine references where the
`
`references teach away from their combination. I understand that a reference may be
`
`said to teach away when a person of ordinary skill in the relevant art, upon reading
`
`the reference, would be discouraged from following the path set out in the
`
`reference, or would be led in a direction divergent from the path that was taken by
`
`
`
`8
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`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`the applicant. In general, a reference will teach away if it suggests that the line of
`
`development flowing from the reference’s disclosure is unlikely to be productive of
`
`the result sought by the patentee. I understand that a reference teaches away, for
`
`example, if (1) the combination would produce a seemingly inoperative device, or
`
`(2) the references leave the impression that the product would not have the
`
`property sought by the patentee. I also understand, however, that a reference does
`
`not teach away if it merely expresses a general preference for an alternative
`
`invention but does not criticize, discredit, or otherwise discourage investigation
`
`into the invention claimed.
`
`IV. SUMMARY OF MY STUDY
`
`19.
`
`I have read the ʼ293 Patent and have considered its disclosure from
`
`the perspective of a person of ordinary skill in the art in December 1998 in the
`
`field of the invention, and in light of the references cited by the Petitioner.
`
`V. ONE OF ORDINARY SKILL IN THE ART
`
`20.
`
`It is my opinion that the relevant field with respect to the ʼ293 Patent
`
`is on-demand provision of digital content by servers to user stations on a network.
`
`The level of ordinary skill in the art is a bachelor’s degree in electrical engineering
`
`or computer science, and at least three years of experience working with client-
`
`server and distributed storage computer systems.
`
`
`
`9
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`21.
`
`In reaching the opinions contained herein, I have considered the types
`
`of problems encountered in the art in December 1998, the sophistication of the
`
`technology, and the education level and professional capabilities of workers in the
`
`field. The basis of my familiarity with the level of skill in the art is my years of
`
`interaction with large numbers of workers in the field and my knowledge of the
`
`technical issues in the field.
`
`VI. KNOWLEDGE OF ONE SKILLED IN THE ART BY DECEMBER
`1998
`
`22. Computing is a field in which more is always needed. What was once
`
`regarded as a great deal of computing power, memory, storage, network bandwidth,
`
`screen resolution, etc. has always soon become not enough, and more has rapidly
`
`become available. Memory that was regarded as inexpensive at $17,000 per
`
`megabyte in 1978 has given way to $80 for 16 gigabytes of far faster memory
`
`today. Magnetic disk drives in 1978 the size of a water cooler, storing 300
`
`megabytes, and costing about $50,000 have given way to far more reliable drives
`
`the size of a paperback book, storing 10 terabytes, and costing $850 today. Local-
`
`area networks moving 3 megabits per second over thick coaxial cable have given
`
`way to local-area-networks moving 1000 megabits per second to user stations over
`
`thin, flexible cable, and up to 100 gigabits per second over enterprise trunks. Wide-
`
`area networks have increased bandwidth from tens of kilobits per second to tens of
`
`
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`10
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`megabits per second for on-demand service and from 1.5 megabits per second to
`
`hundreds of megabits per second for dedicated service.
`
`23. At least as significant as all these quantitative advances was the step
`
`change resulting from the introduction in the late 1970s and early 1980s of
`
`personal computers (PCs). These permitted users to run demanding applications at
`
`their own desks, either on their own or connected to a network to permit
`
`communication with other users and shared facilities. A PC at every desk in an
`
`enterprise added up to far more computing power than the one or few mainframes
`
`or minicomputers that had been the sole means of computing.
`
`24. The great increase in volume and range of computing work done in an
`
`enterprise created rapidly rising demand for storage of information. Magnetic disk
`
`drives built into PCs sufficed up to a point, but a better answer, initially for
`
`enterprises and over time for smaller operations as well, was to adopt the “client-
`
`server” approach developed in the 1970s. In this approach, “servers” are computers
`
`dedicated to specialized tasks, most often receiving and providing digital content,
`
`and servers are connected on a network to “clients,” the PCs and workstations at
`
`user’s desks. Clients then request digital content from servers and send information
`
`to servers.
`
`25. This approach has a number of benefits compared with just using
`
`storage at each PC. A dedicated server can:
`
`
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`11
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
` store more, with higher reliability, at lower cost, than any PC
`
` be reliably backed up, either automatically or manually
`
` scaled as needed without changing user equipment
`
` be kept in a physically secure place
`
` have rules and safeguards to restrict access to certain items of content
`
` log storing and retrieving actions
`
`26. With one or more servers in place to store and retrieve large quantities
`
`of content, user stations (“clients”) can be streamlined to concentrate on processing
`
`power and display, not high storage capacity.
`
`27. With client-server architecture well in place, system architects were
`
`able to use client-server for additional beneficial purposes:
`
` Automatically standardize PC configurations and updating of PCs by
`
`sending out and automatically installing standardized profile packages
`
`(operating systems, boot profiles, and other configurations) from centrally
`
`managed servers
`
` Manage proliferation of application programs by storing install packages on
`
`servers so a user can request installation of an application program on a
`
`client and have that done in a standardized way, with automatic management
`
`of licenses and other user permissions.
`
`28. These approaches maintained the attraction of considerable computing
`
`power at each desk but addressed the problem of clients being out of date, used for
`
`purposes outside those of the enterprise, or loaded with applications either not
`
`properly licensed or in excess of the number of seats or users for which the
`
`
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`12
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`enterprise had obtained licenses.
`
`29.
`
`In larger enterprises, servers also proliferated as number of clients and
`
`intensity of work at each client increased. This led system architects to create
`
`structured hierarchies of servers. With a relatively small number centrally located
`
`and managed, fanning out over wide-area and local-area networks to a larger
`
`number of servers in more decentralized locations (e.g., in departments rather than
`
`in a main data center) and connected in turn over networks to clients.
`
`30. One of ordinary skill would also understand that a digital computer
`
`that is connected to a network and runs computer programs must necessarily have a
`
`computer-readable storage medium, with computer-readable program code in that
`
`medium, such as a hard drive, random access memory (RAM), and the like.1
`
`31. These approaches were well in place by December 1998, as
`
`exemplified by the architecture shown below (from US Patent 5,845,090, with
`
`priority date of February 14, 1994 and issue date of December 1, 1998):
`
`
`
` 1
`
` See, e.g., EX1004 at §§ 4.6, 4.6.1, 4.6.2; p. 59; EX1005 at 6:54-60; EX1006 at
`4:22-28.
`
`
`
`13
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`
`
`32.
`
`In this architecture, a centrally located and managed Network
`
`Management Server 1 provides content to intermediate servers 4 which, in this
`
`illustration, supply clients (Targets) with Distribution Packages, which can contain
`
`install packages for application programs, and Command Packages, which contain
`
`content for administering and configuring clients.
`
`33. The interaction between the intermediate servers and clients can be
`
`
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`14
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
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`either:
`
` “push,” in which a server sends a client a package on a schedule or in
`
`response to directions from up the hierarchy; this is typically done for
`
`system administration, exemplified by the Command Packages in the above
`
`illustration; or
`
` “on-demand,” where a client sends a request to a server and essentially
`
`immediately receives the requested content.
`
`34. On-demand server operation is illustrated in the above-cited US
`
`Patent 5,845,090:
`
`35. Examples of on-demand server operation include provision to clients
`
`
`
`of:
`
` data needed for calculations
`
` document, spreadsheet, and other files needed for review or further work
`
` images or other media files needed for review, presentation, or processing
`
` installation packages for application programs needed on a client
`
`
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`15
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
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`VII. THE PROBLEM ALLEGEDLY SOLVED BY THE ʼ293 PATENT
`
`36. At issue in this matter is US Patent 7,069,293 to Cox et al., with
`
`priority date of December 14, 1998, issued June 27, 2006 (“the ‘293 Patent”).
`
`37. The ‘293 Patent discloses a hierarchical arrangement of networked
`
`servers and clients as shown below:
`
`
`
`38. This arrangement is used, among other things, to distribute on-
`
`demand to clients installation packages for application programs and to oversee
`
`those installations, as shown below:
`
`
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`16
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`
`
`39. This process uses both the application program itself and a file packet
`
`related to the application program that contains information needed for registration
`
`of the application (which, as shown in FIG. 7 above, comprises determining both
`
`that the target client is authorized to have that application program and that a
`
`
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`17
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`

`

`license is available for that application program on that client (typical enterprise
`
`licenses for commercial application programs are limited to a specified number of,
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`e.g., “seats” or “concurrent users”)
`
`40. The ‘293 Patent discloses application program packages initially
`
`provided to the centralized Network Management Server (“NMS”). Those are then
`
`sent from the NMS to intermediate servers (the “Hop Servers” shown in FIG. 1 or
`
`any “Staging Server” as shown in FIG. 5B), each along with the relevant file
`
`packet. A client can then request installation of an application program, at which
`
`point whichever server is directly connected to the client sends the application
`
`program package and mediates the installation as shown above in FIG. 7.
`
`41. The ‘293 Patent also discloses refinements of the above-described
`
`technique, including:
`
` use of an IBM Tivoli™ server
`
` basing registration of an application program on Universal Record Locators
`
`(URLs)
`
` inclusion of Java™ applets as application programs
`
`VIII. PRIOR ART REFERENCES
`
`A. The Collins Reference
`
`42. US Patent 5,845,090 to Collins et al, titled “System for Software
`
`Distribution in a Digital Computer Network” (hereinafter “Collins”), filed with the
`
`Petition as EX1003, has priority date of February 14, 1994 and was issued
`
`
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`18
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`

`December 1, 1998, and so is prior art to the ‘293 Patent. Collins was not cited in
`
`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
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`the prosecution of the ‘293 Patent.
`
`43. Collins’ disclosures include:
`
` a three-tier hierarchy of servers and clients, with a centralized Network
`
`Management Server which manages the on-demand provision, through
`
`various intermediate servers (including “Hop Servers” and “Staging
`
`Servers”), to clients of packages including Distribution Packages carrying
`
`application programs and methods and other necessary information for their
`
`installation on clients;
`
` mediation by an on-demand server of installation of an application program
`
`requested from that server by a client
`
`44. Collins illustrates this hierarchy in FIG. 1, shown below:
`
`
`
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`19
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`

`45. Collins illustrates the on-demand provision of a package to a client in
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`FIG. 5B, shown below:
`
`46. Collins illustrates mediation by an on-demand server of installation of
`
`an application program on a client in FIG. 7, shown below:
`
`
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`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
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`47. More specifically, Collins discloses distribution of application
`
`programs2 to a target on-demand server on a network3 from a centralized network
`
`management server on the network4 to which is provided an application program5.
`
`48. A person skilled in the art would find it inherent in Collins that
`
`distribution of that application program would require it to be located in a specified
`
`directory on the source device (so the application program can be found for
`
`distribution), and that a directory on the target device to receive the application
`
`program also be specified (so the application program can be found on the
`
`receiving device for use or further distribution)6.
`
`49. Collins discloses preparing a file packet associated with the
`
`application program7.
`
`50. A person of ordinary skill would find it inherent in Collins that the file
`
`packet includes a segment configured to initiate registration operations for the
`
`application program at the target on-demand server, in the form of the installation
`
`
`
` 2
`
` EX1003 at Abstract.
`3 EX1003 at 3:16-18, 3:22-25, 8:33, FIG. 5B.
`4 EX1003 at 2:27-29, 2:30-31, 2:56-61, 4:42-45.
`5 EX1003 at 2:32-36, 2:56-60, 4:66–5:3, 5:11-16, FIG. 2.
`6 EX1003 at 6:58-64.
`7 EX1003 at 2:32-36, 5:3-10.
`
`
`
`21
`
`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`methods disclosed in Collins.8
`
`51. Collins discloses distributing the file packet to the target on-demand
`
`server9 to make the application program available for use at a client10. The
`
`components of Collins involved in such distributions are illustrated in Collins’ FIG.
`
`2, shown below:
`
`
`
`
`
` 8
`
` EX1003 at 3:9-12, 6:26-32.
`9 EX1003 at 3:22-25, 5:35.
`10 EX1003 at 2:32-36, 5:50-56.
`
`
`
`22
`
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`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`52. Collins also discloses that this distribution goes through the Outbound
`
`Package Queue 13 of the Network Management Server, which informs the Package
`
`Transfer Agent 16 of the Network Management Server of which Remote
`
`Distribution Server (an on-demand server which can be a Hop Server) is to receive
`
`that distribution11, and causes the receiving server to send back to the Network
`
`Management Server return notifications12, which are logged by the Reporting Tool
`
`in the Network Management Server13. A person of ordinary skill would necessarily
`
`read this as requiring the Distribution Package sent by the Central Package
`
`Manager 12 of the Network Management Server to contain information identifying
`
`the Remote Distribution Server to which the Distribution Package is to be sent.
`
`53. Collins similarly discloses that further distribution of an application
`
`program by an on-demand server to a client goes through the Outbound Package
`
`Queue 18 of the Remote Distribution Server (an on-demand server which can be a
`
`Hop Server), which informs the Package Transfer Agent 17 of that Remote
`
`Distribution Server of which Target (client) is to receive and install that
`
`distribution14, and causes that client to send back to the Network Management
`
`
`
`11 EX1003 at 5:50-56.
`12 EX1003 at 5:57-59.
`13 EX1003 at 5:46-49.
`14 EX1003 at 5:60-63.
`
`
`
`23
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`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`Server return notifications15 which are logged by the Reporting Tool in the
`
`Network Management Server16. A person of ordinary skill would necessarily read
`
`this as requiring the Distribution Package sent by the Remote Distribution Server
`
`to contain information identifying the Remote Distribution Server from which the
`
`Distribution Package is sent to the client for installation.
`
`B.
`
`The IBM Reference
`
`54. The documents “WorkSpace On-Demand Handbook” by IBM
`
`(“IBM”), filed with the Petition as EX1004, is dated December 1997 and so is
`
`prior art to the’293 Patent. IBM was disclosed with the application for the’293
`
`Patent, but not cited during prosecution of the ‘293 Patent.
`
`55.
`
`IBM describes a precursor to the technique disclosed in the ‘293
`
`Patent. IBM discloses a networked three-tier client server system with the top tier
`
`being a legacy mainframe computer, the middle tier being one or more on-demand
`
`servers, and the bottom tier being an array of clients (See, e.g., IBM § 1.1, p. 1), as
`
`illustrated of IBM Figure 68:
`
`
`
`15 EX1003 at 5:65 - 6:4.
`16 EX1003 at 5:46-49.
`
`
`
`24
`
`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`56. Among other functions, IBM discloses providing clients with on-
`
`demand installation of application programs18. These programs are stored in
`
`specific directories on the on-demand servers19. along with information descriptive
`
`
`
`
`
`18 EX1004 at § 3.1 p. 19.
`19 EX1004 at § 6.4.1, p. 109.
`
`
`
`25
`
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`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`of them and their proper installation20 When a client requests such an installation,
`
`the application program is sent to a specific directory on the client by the on-
`
`demand server responding to that request21, and installation is mediated by that on-
`
`demand server22.
`
`57.
`
`IBM also provides clients with web browsers to be used as a user
`
`interface for applications supplied from a remote server.23 Because the client
`
`devices can access an application program from an on-demand server through a
`
`web browser, one of ordinary skill in the art in December 1998 would necessarily
`
`understand that the application programs of IBM were registered based on a URL.
`
`C. The Gupta Reference
`
`58. US Patent 6,446,109 to Gupta, titled “Application Computing
`
`Environment” (“Gupta”), filed with the Petition as EX1005, was filed on June 29,
`
`1998, and so is prior art to the ‘293 Patent. Gupta was not cited during the
`
`prosecution of the ‘293 Patent.
`
`59. Gupta discloses a three-tier hierarchy of connected servers and clients
`
`
`
`20 EX1004 at § 6.4 p. 109.
`21 EX1004 at § 6.4.1, p. 115.
`22 EX1004 at § 6.4, p. 109.
`23 EX1004 at §§ 2.2.1.1, 2.3.1.1, 4.4, pp. 11, 14, 57.
`
`
`
`26
`
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`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`for distribution of, among other things, application programs24, with a centralized
`
`Application Server25 which stores application programs26 and manages the on-
`
`demand provision of application programs27 and
`
`information relevant
`
`to
`
`installation of those application programs on clients28 through ”Webtop” servers to
`
`clients29.
`
`60. This hierarchy is illustrated in Gupta FIG. 41, shown below:
`
`
`
`
`
`24 EX1005 at Abstract.
`25 EX1005 at 9:32-35.
`26 EX1005 at 2:19-20, 2:35-37.
`27 EX1005 at 2:38-39.
`28 EX1005 at 11:40-44, 11:3-8.
`29 EX1005 at Abstract.
`
`
`
`27
`
`

`

`IPR2017-00184 Laub Declaration
`U.S. Patent 7,069,293
`
`61. A person of ordinary skill in the art would find the connections Gupta
`
`discloses and shows among servers and clients inherently to be networks.
`
`62.
`
` A person of ordinary skill in the art would find inherent in Gupta’s
`
`listing of various media on which application programs are provided30 and Gupta’s
`
`disclosure of application servers carrying application programs31 inherently to
`
`disclose providing of those application programs to those application servers.
`
`63. Gupta discloses discovering and specifying the source directory for
`
`distribution of an application program32.
`
`64. A person of ordinary skill would find inherent in

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