throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTNIENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`12/497,652
`
`30232
`
`07/04/2009
`
`Glenn J. Leedy
`
`0907043 DSASL. US
`
`6944
`
`7590
`
`08/27/2014
`
`USEFUL ARTS IP
`MICHAEL J. URE
`10518 PHIL PLACE
`
`CUPERTINO, CA 95014
`
`EXAMINER
`JOY, IEREMYJ
`
`PAPER NLHVIBER
`
`MAIL DATE
`
`08/27/2014
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL—90A (Rev‘ 04/07)
`
`AMSUNG EXHIBIT 1033
`
`
`
`Page 1 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`
`Application No.
`Applicant(s)
`12/497,652
`LEEDY, GLENN J.
`
`
`
`Office Action Summary
`
`AIA (First Inventor to File)
`Art Unit
`Examiner
`SN?“
`2896
`JEREMY JOY
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address --
`Period for Reply
`
`
`
`
`b)I:I Some** c)I:I None of the:
`a)I:I All
`1.I:I Certified copies of the priority documents have been received.
`2.|:I Certified copies of the priority documents have been received in Application No.
`3.|:| Copies of the certified copies of the priority documents have been received in this National Stage
`application from the International Bureau (PCT Rule 17.2( )).
`** See the attached detailed Office action for a list of the certified copies not received.
`
`A SHORTENED STATUTORY PERIOD FOR REPLY IS SET TO EXPIRE g MONTHS FROM THE MAILING DATE OF
`THIS COMMUNICATION.
`Extensions of time may be available under the provisions of 37 CFR 1.136(a).
`after SIX (6) MONTHS from the mailing date ofthis communication.
`If NO period for reply is specified above, the maximum statutory period will apply and will expire SIX (6) MONTHS from the mailing date of this communication.
`-
`- Failure to reply within the set or extended period for reply will, by statute, cause the application to become ABANDONED (35 U.S.C. §133).
`Any reply received by the Office later than three months after the mailing date of this communication, even iftimely filed, may reduce any
`earned patent term adjustment. See 37 CFR 1.704(b).
`
`In no event, however, may a reply be timely filed
`
`Status
`
`1)IZ Responsive to communication(s) filed on 07/22/2014.
`[I A declaration(s)/affidavit(s) under 37 CFR 1.130(b) was/were filed on
`
`2b)|:| This action is non-final.
`V This action is FINAL.
`An election was made by the applicant in response to a restriction requirement set forth during the interview on
`; the restriction requirement and election have been incorporated into this action.
`
`Since this application is in condition for allowance except for formal matters, prosecution as to the merits is
`closed in accordance with the practice under Exparte Quay/e, 1985 CD. 11, 453 QC. 213.
`
`Disposition of Claims*
`
`5)IZ Claim(s) 1-12 17-22 26 and 35-99 is/are pending in the application.
`5a) Of the above claim(s)
`is/are withdrawn from consideration.
`
`6)I:I Claim(s) _ is/are allowed.
`BIZ Claim(s
`1—12 17—22 26 and 35—99 is/are rejected.
`8)I:I Claim(s) _ is/are objected to.
`
`9)I:I Claim(s) _ are subject to restriction and/or election requirement.
`* If any claims have been determined allowable, you may be eligible to benefit from the Patent Prosecution Highway program at a
`participating intellectual property office for the corresponding application. For more information, please see
`
`htt
`
`:waw.usoto. ow atents/init events/
`
`h/index.‘s or send an inquiry to PPl—tfeedbackebuspto.dbv.
`
`Application Papers
`
`10)|:| The specification is objected to by the Examiner.
`11)I:| The drawing(s) filed on
`is/are: a)I:I accepted or b)I:| objected to by the Examiner.
`Applicant may not request that any objection to the drawing(s) be held in abeyance. See 37 CFR 1.85(a).
`
`Replacement drawing sheet(s) including the correction is required if the drawing(s) is objected to. See 37 CFR 1.121 (d).
`
`Priority under 35 U.S.C. § 119
`
`12)I:| Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119( )-(d) or (f).
`Certified copies:
`
`Attachment(s)
`
`1) X Notice of References Cited (PTO-892)
`
`2) D Information Disclosure Statement(s) (PTO/SB/08a and/or PTO/SB/08b)
`Paper No(s)/Mai| Date
`.
`U.S. Patent and Trademark Office
`DTOL-326 (Rev. 11-13)
`
`Office Action Summary
`
`3) I] |nterview Summary (Fm—0.413)
`Paper No(s)/Mail Date.
`4 I] o h
`_
`I
`1 er.
`
`.
`
`Part of Paper No./Mai| Date 20140821
`
`AMSUNG EXHIBIT 1033
`‘ 2 of 43
`
`
`
`Page 2 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Applicant's arguments filed 07/22/2014 have been fully considered but they are
`
`not persuasive.
`
`(i) In regards to the applicant’s arguments that the rejection is unjustifiably
`
`speculative, the examiner respectfully disagrees. In particular, just because the
`
`applicant alleges that the flexibility of Leedy's circuit layers are related to conformance,
`
`does not mean that modifying Bert/n with the low stress dielectric of Leedy would not be
`
`desired or lead to an improved device. The applicant defines that the flexibility of their
`
`device is based on a thin wafer and the inclusion of a low stress dielectric layer.
`
`Therefore including a low stress dielectric layer within the device as taught by Bert/n
`
`would lead to a flexible device. Furthermore, Leedy specifically states that the inclusion
`
`of low stress dielectrics in devices provide advantages to lower the cost and complexity
`
`of circuit fabrication and will enhance the performance of the circuit operation. Lastly,
`
`rather than using the oxidation process of forming the insulation layers which could
`
`perhaps damage the device through the thermal processes, forming the dielectric as
`
`taught by Leedy is shown to be an alternative method that would not require the thermal
`
`process and would lead to a device that will have enhanced performance characteristics
`
`Page 2
`
`The present application is being examined under the pre-AIA first to invent
`
`provisions.
`
`Response to Arguments
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`as taught.
`
`AMSUNG EXHIBIT 1033
`‘ 3 of 43
`
`
`
`Page 3 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`(ii) In response to applicant's argument that the examiner's conclusion of
`
`obviousness is based upon improper hindsight reasoning, it must be recognized that
`
`any judgment on obviousness is in a sense necessarily a reconstruction based upon
`
`hindsight reasoning. But so long as it takes into account only knowledge which was
`
`within the level of ordinary skill at the time the claimed invention was made, and does
`
`not include knowledge gleaned only from the applicant's disclosure, such a
`
`reconstruction is proper. See In re McLaughlin, 443 F.2d 1392, 170 USPQ 209 (CCPA
`
`1971 ). In particular, as shown the rejection does most definitely identify motivation to
`
`combine the references within the references themselves (see above). Furthermore, it is
`
`common knowledge that insulation layers and more specifically silicon oxide layers
`
`maybe be formed from other methods than oxidation. Leedy teaches and shows a valid
`
`alternative as well as clearly lays out benefits for using said low stress silicon oxide
`
`layer in a similar device.
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`rational that said low stress dielectrics as taught by Leedy would lead to a dielectric with
`
`(iii) In regards to the applicant’s arguments that Bert/n does not teach forming
`
`dielectric layer through oxidation the examiner respectfully disagrees. In particular,
`
`Bert/n clearly teaches that the dielectric layers are formed by oxidation (Col. 4, lines 30-
`
`40) and the applicant even admitted as such in the arguments filed on 04/05/2013
`
`(Page 28). In said arguments, the applicant admitted that the oxide is formed of
`
`thermally grown oxide which is known to be high stress and 5 to 10 times the level of
`
`stress than the oxides taught in the applicant’s specification. Therefore, the examiner’s
`
`AMSUNG EXHIBIT 1033
`‘ 4 of 43
`
`
`
`Page 4 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 4
`
`much lower stress than the dielectric as taught by Bert/n is accurate. And the examiner
`
`maintains that one would want a device with dielectrics of much lower stress for, at the
`
`very least, the reasons mentioned above.
`
`(iv) In regards to the applicant’s question on why a lower stress dielectric would
`
`be desirable in Bertin, the examiner responds by asking: why would one of ordinary skill
`
`and creativity in the art not look to known and available art to improve the device of
`
`Bertin? Since Leedy provided the motivation to include low stress dielectric as
`
`mentioned above why would one not look to said teachings of Leedy and modify the
`
`device of Bertin to improve it?
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`respectfully disagrees. Leedy specifically states that using layers that are formed by the
`
`(V) In regards to the applicant’s arguments that the CTE matching of Leedy is not
`
`required in Bert/n, the examiner acknowledges that while this may be true it does not
`
`mean that it wouldn’t be desirable. Leedy teaches that the CTE matching would help to
`
`minimize the extrinsic overall stress of the circuit layers. Since, Bert/n teaches forming
`
`circuit layers why would one having ordinary skill in the art not modify Bertin with the
`
`teachings of Leedy to help minimize stress regardless of whether Bertin teaches free-
`
`standing circuit membranes.
`
`(vi) In regards to the applicant's arguments that using the technique of Leedy
`
`rather than Berlin would not lower the cost or enhance the performance, the examiner
`
`AMSUNG EXHIBIT 1033
`‘ 5 of 43
`
`
`
`Page 5 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`methods as taught in interconnect structures provide those advantages and that
`
`dielectric layers formed by oxidation lead to strongly compressive films while dielectrics
`
`formed by the method of Leedy have tensile stress that is low and lead to more flexible
`
`layers that won't fracture. This is clearly more desirable and would enhance
`
`performance and would lead to lower cost and flexibility. These benefits would be
`
`desirable to one of ordinary skill in the art and not just Leedy.
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`quality of subsequent process steps such as deposition and bonding.
`
`(vii) In regards to the applicant’s arguments that it would not have been obvious
`
`to combine the teachings of Bertin and Kato as suggested, the examiner respectfully
`
`disagrees. In particular, as stated Bertin already teaches etching said circuit layers to
`
`expose the signal paths but fails to carry out an extra step of polishing surface after
`
`etching. Kato is relied upon to teach the method of polishing and not relied upon to
`
`teach polishing in a certain area such as a backside or frontside since Bertin already
`
`teaches thinning the substrate in the desired area as claimed, but merely is relied upon
`
`to teach that polishing is known and that it would be desirable to carry out as it would
`
`provide a smooth flat surface for bonding. Such a surface is desirable for bonding or
`
`forming additional elements in the art since a surface after rough etching can leave it
`
`uneven and not preferable for subsequent process steps. This is yet another
`
`modification that one of ordinary skill in the art would look to make as it can improve the
`
`AMSUNG EXHIBIT 1033
`‘ 6 of 43
`
`
`
`Page 6 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`Claim Rejections - 35 USC § 103
`
`The following is a quotation of 35 U.S.C. 103(a) which forms the basis for all
`
`obviousness rejections set forth in this Office action:
`
`(a) A patent may not be obtained though the invention is not identically disclosed or described as set
`forth in section 102 of this title, if the differences between the subject matter sought to be patented and
`the prior art are such that the subject matter as a whole would have been obvious at the time the
`invention was made to a person having ordinary skill in the art to which said subject matter pertains.
`Patentability shall not be negatived by the manner in which the invention was made.
`
`comprising at least one vertical interconnect extending from a the first surface thereof to
`
`1.
`
`Claims 1-12, 17-22, 26, and 35-89 are rejected under 35 U.S.C. 103(a) as being
`
`unpatentable over Bert/n et al. (U.S. Patent No. 5,202,754, from hereinafter “Bertin”) in
`
`View of Kato et al. (U.S. Patent No. 4.939.568, from hereinafter “Kato”) in view of Leedy
`
`(U.S. Patent No. 5,354,695).
`
`Regarding Claim 1, Bert/n teaches a first circuit layer comprising a first
`
`substrate, a first surface having interconnect contacts, and a second surface opposite
`
`the first surface (Fig. 3, circuit layer 50, substrate 52, first/second surfaces 56/58 (not
`
`necessarily respectively), interconnect contacts 68/82) and a second circuit layer
`
`comprising a second substrate and a first surface and a second surface each having
`
`interconnect contacts, wherein the second surface is opposite the first surface (Fig. 3,
`
`circuit layer 50, substrate 52, first/second surfaces 56/58 (not necessarily respectively);
`
`interconnect contacts 68/82); wherein at least one of the first and second circuit layers
`
`comprises a substrate thereof that is a substantially flexible semiconductor substrate
`
`made from a semiconductor wafer thinned by at least one of abrasion, etching and
`
`parting (Fig. 2, y to y' in which substrate is thinned to 5-20um and thinning specifically
`
`shown in Fig. 3f-sg), and wherein the at least one of the first and second circuit layers
`
`AMSUNG EXHIBIT 1033
`‘ 7 of 43
`
`
`
`Page 7 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 7
`
`an the-second surface thereof and formed within a via etched into the semiconductor
`
`substrate to accommodate the vertical interconnect, the vertical interconnect comprising
`
`a conductive center portion and an insulating portion surrounding the conductive center
`
`portion and adjoining sides of the via (Fig 3, vertical interconnects 66, insulated by
`
`silicon oxide), a third circuit layer comprising a third substrate and a first surface having
`
`interconnect contacts; and a plurality of bonds forming signal paths between the
`
`interconnect contacts of the surfaces of the second circuit layer and the interconnect
`
`contacts of the first surfaces of the first and third circuit layers (Fig. 3, third substrate not
`
`shown but the steps repeat as described; bonds are shown specifically in Fig. 3i
`
`between interconnect contacts 68/82; Col. 3-5).
`
`Bert/n fails to specifically teach the at least one of the first and second circuit
`
`layers is subsequently polished to form a polished surface after thinning.
`
`Karo teaches using CMP to polish a surface to expose signal paths on a second
`
`surface (Fig. 4(g-i); substrate 1, conductive posts 4a/b; Col. 6, lines 5-16).
`
`In view of the teachings of Kato, it would have been obvious to a person having
`
`ordinary skill in the art at the time of the invention to modify the teachings of Bertin
`
`above to include the polishing the surface using CMP because CMP is a well-known
`
`method to expose contacts on a substrate as it will provide a smooth flat surface for
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`insulation portion of the vertical interconnects by thermal oxidation resulting in high
`
`bonding as exemplified by Karo.
`
`Bert/n also fails to specifically teach wherein at least one of the first and second
`
`circuit layers is substantially flexible. In particular, since Bert/n teaches forming the
`
`AMSUNG EXHIBIT 1033
`‘ 8 of 43
`
`
`
`Page 8 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 8
`
`stress insulation layer, it fails to teach flexible circuit layers (Note: the flexible circuit
`
`layer must possess a low stress dielectric in order for it to be flexible).
`
`Leedy teaches an IC circuit structure comprising substantially flexible circuit
`
`layers wherein each of the circuit layers comprise an insulating low stress dielectric that
`
`insulates electrical elements and through-substrate conductors wherein said low stress
`
`dielectric layers are formed by an alternative dielectric deposition (Fig. 3 and 8, Col. 9,
`
`lines 15-49 and Col. 16, lines 38—56).
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`minimize the extrinsic overall stress of the circuit layers. Furthermore, Leedy teaches
`
`In view of the teachings of Leedy, it would have been obvious to a person having
`
`ordinary skill in the art at the time of the invention to modify the teachings of Bertin to
`
`include that the insulating dielectric used in the IC structure and the circuit layers is a
`
`low stress dielectric layer (by using the formation technique of Leedy rather than Bert/n)
`
`such that the circuit layers, including the flexible substrate, will then too be flexible
`
`circuit layers due to the inclusion of the low stress dielectric and the thinned
`
`semiconductor wafer because low stress dielectrics are desirable to form flexible circuit
`
`layers such that they may be able to withstand external stresses and furthermore still
`
`include a dielectric that can insulate the conductors formed therein from each other and
`
`other elements. Furthermore, as shown by Leedy, depositing the dielectric materials
`
`through the deposition process as taught results in a dielectric layers that have much
`
`lower stress as compared to the high stress films formed through oxidation. Also, Leedy
`
`teaches that these low stress dielectrics may be formed to match the coefficient of
`
`thermal expansion of the semiconductor material of the substrate which will help to
`
`AMSUNG EXHIBIT 1033
`‘ 9 of 43
`
`
`
`Page 9 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 9
`
`that using the low stress dielectric provide advantages to lower the cost and complexity
`
`of circuit fabrication and will enhance the performance of the circuit operation (Col. 6,
`
`lines 22-58).
`
`Regarding Claim 2, Bertin teaches a first circuit layer comprising a first
`
`substrate and having topside and bottomside surfaces, wherein the topside surface of
`
`the first circuit layer has interconnect contacts surface (Fig. 3, circuit layer 50, substrate
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`silicon oxide), a third circuit layer comprising a third substrate having topside and
`
`52, topside/bottomside surfaces 56/58 (not necessarily respectively), interconnect
`
`contacts 68/82), and a second circuit layer comprising a second substrate and having
`
`topside and bottomside surfaces, wherein the topside and the bottomside surfaces of
`
`the second circuit layer have interconnect contacts surface (Fig. 3, circuit layer 50,
`
`substrate 52, topside/bottomside surfaces 56/58 (not necessarily respectively),
`
`interconnect contacts 68/82); wherein at least one of the first and second circuit layers
`
`comprise a substantially flexible semiconductor substrate made from a semiconductor
`
`wafer thinned by at least one of abrasion, etching and parting (Fig. 2, y to y' in which
`
`substrate is thinned to 5-20um and thinning specifically shown in Fig. 3f-3g), and
`
`wherein the at least one of the first and second circuit layers comprising at least one
`
`vertical interconnect extending from the topside surface thereof to opposite the
`
`bottomside surface thereof and formed within a via etched into the semiconductor
`
`substrate to accommodate the vertical interconnect, the vertical interconnect comprising
`
`a conductive center portion and an insulating portion surrounding the conductive center
`
`portion and adjoining sides of the via (Fig 3, vertical interconnects 66, insulated by
`
`AMSUNG EXHIBIT 1033
`10 of 43
`
`
`
`Page 10 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 10
`
`bottomside surfaces, wherein the bottomside surface of the third circuit laver has
`
`interconnect contacts; a plurality of bonds between the bottomside surface of the
`
`second circuit layer and the topside surface of the first circuit layer; conductive paths
`
`formed between the interconnect contacts of the topside of the first substrate circuit
`
`layer and the interconnect contacts of the bottomside of the second circuit layer, and
`
`conductive paths formed between the interconnect contacts of the topside of the second
`
`circuit layer and the interconnect contacts of the bottomside of the third circuit layer, the
`
`conductive paths providing electrical connections between at least two of the first,
`
`second and third circuit layers (Fig. 3, third substrate not shown but the steps repeat as
`
`described; bonds and conductive paths (vias) are shown specifically in Fig. 3i between
`
`interconnect contacts 68/82 and through-substrate interconnects 66; Col. 3-5).
`
`Bert/n fails to specifically teach the at least one of the first and second circuit
`
`layers is subsequently polished to form a polished surface after thinning.
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`circuit layers is substantially flexible. In particular, since Bert/n teaches forming the
`
`Kato teaches using CMP to polish a surface to expose signal paths on a second
`
`surface (Fig. 4(g-i); substrate 1, conductive posts 4a/b; Col. 6, lines 5-16).
`
`In view of the teachings of Karo, it would have been obvious to a person having
`
`ordinary skill in the art at the time of the invention to modify the teachings of Bertin
`
`above to include the polishing the surface using CMP because CMP is a well-known
`
`method to expose contacts on a substrate as it will provide a smooth flat surface for
`
`bonding as exemplified by Kato.
`
`Bert/n also fails to specifically teach wherein at least one of the first and second
`
`AMSUNG EXHIBIT 1033
`11 of 43
`
`
`
`Page 11 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 11
`
`insulation portion of the vertical interconnects by thermal oxidation resulting in high
`
`stress insulation layer, it fails to teach flexible circuit layers (Note: the flexible circuit
`
`layer must possess a low stress dielectric in order for it to be flexible).
`
`Leedy teaches an IC circuit structure comprising substantially flexible circuit
`
`layers wherein each of the circuit layers comprise an insulating low stress dielectric that
`
`insulates electrical elements and through-substrate conductors wherein said low stress
`
`dielectric layers are formed by an alternative dielectric deposition (Fig. 3 and 8, Col. 9,
`
`lines 15-49 and Col. 16, lines 38-56).
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`of the semiconductor material of the substrate which will help to minimize the extrinsic
`
`In view of the teachings of Leedy, it would have been obvious to a person having
`
`ordinary skill in the art at the time of the invention to modify the teachings of Bertin to
`
`include that the insulating dielectric used in the IC structure and the circuit layers is a
`
`low stress dielectric layer (by using the formation technique of Leedy rather than Bert/n)
`
`such that the circuit layers including the flexible substrate will then too be flexible circuit
`
`layers due to the inclusion of the low stress dielectric and the thinned semiconductor
`
`wafer because low stress dielectrics are desirable to form flexible circuit layers such that
`
`they may be able to withstand external stresses and furthermore still include a dielectric
`
`that can insulate the conductors formed therein from each other and other elements.
`
`Furthermore, as shown by Leedy, depositing the dielectric materials through the
`
`deposition process as taught results in a dielectric layers that have much lower stress
`
`as compared to the high stress films formed through oxidation. Also, Leedy teaches that
`
`these low stress dielectrics may be formed to match the coefficient of thermal expansion
`
`AMSUNG EXHIBIT 1033
`12 of 43
`
`
`
`Page 12 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 12
`
`overall stress of the circuit layers. Furthermore, Leedy teaches that using the low stress
`
`dielectric provide advantages to lower the cost and complexity of circuit fabrication and
`
`will enhance the performance of the circuit operation (Col. 6, lines 22-58).
`
`Regarding Claim 3, Bertin a first circuit layer comprising a first substrate and
`
`having a first and a second surface, wherein said second surface is opposite to said first
`
`surface(Fig. 3, circuit layer 50, substrate 52, first/second surfaces 56/58 (not necessarily
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`second surface, wherein said second surface is opposite to said first surface; a plurality
`
`respectively), interconnect contacts 68/82) and a second circuit layer comprising a
`
`second substrate and a first surface and a second surface each having interconnect
`
`contacts, wherein the second surface is opposite the first surface (Fig. 3, circuit layer
`
`50, substrate 52, first/second surfaces 56/58 (not necessarily respectively); interconnect
`
`contacts 68/82); wherein at least one of the first and second circuit layers comprises a
`
`substrate thereof that is a substantially flexible semiconductor substrate made from a
`
`semiconductor wafer thinned by at least one of abrasion, etching and parting (Fig. 2, y
`
`to y‘ in which substrate is thinned to 5-20um and thinning specifically shown in Fig. 3f-
`
`3g), and wherein the at least one of the first and second circuit layers comprising at
`
`least one vertical interconnect extending from a the first surface thereof to an the
`
`second surface thereof and formed within a via etched into the semiconductor substrate
`
`to accommodate the vertical interconnect, the vertical interconnect comprising a
`
`conductive center portion and an insulating portion surrounding the conductive center
`
`portion and adjoining sides of the via (Fig 3, vertical interconnects 66, insulated by
`
`silicon oxide); a third circuit layer comprising a third substrate and having a first and a
`
`AMSUNG EXHIBIT 1033
`13 of 43
`
`
`
`Page 13 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 13
`
`of bond formed contacts between the first surface of the first circuit layer and the first
`
`surface of the second circuit layer and between the second surface of the second circuit
`
`layer and the first surface of the third substrate circuit layer; wherein at least two of said
`
`contacts are selected from a group consisting of: a conductive signal path; a conductive
`
`contact; and a non-conductive contact (Fig. 3, third substrate not shown but the steps
`
`repeat as described; bonds are shown specifically in Fig. 3i between interconnect
`
`contacts 68/82; Col. 3-5).
`
`Bert/n fails to specifically teach the at least one of the first and second circuit
`
`layers is subsequently polished to form a polished surface after thinning.
`
`Kato teaches using CMP to polish a surface to expose signal paths on a second
`
`surface (Fig. 4(g-i); substrate 1, conductive posts 4a/b; Col. 6, lines 5-16).
`
`In view of the teachings of Kato, it would have been obvious to a person having
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`layer must possess a low stress dielectric in order for it to be flexible).
`
`ordinary skill in the art at the time of the invention to modify the teachings of Bertin
`
`above to include the polishing the surface using CMP because CMP is a well-known
`
`method to expose contacts on a substrate as it will provide a smooth flat surface for
`
`bonding as exemplified by Karo.
`
`Bert/n also fails to specifically teach wherein at least one of the first and second
`
`circuit layers is substantially flexible. In particular, since Bert/n teaches forming the
`
`insulation portion of the vertical interconnects by thermal oxidation resulting in high
`
`stress insulation layer, it fails to teach flexible circuit layers (Note: the flexible circuit
`
`AMSUNG EXHIBIT 1033
`14 of 43
`
`
`
`Page 14 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 14
`
`Leedy teaches an IC circuit structure comprising substantially flexible circuit
`
`layers wherein each of the circuit layers comprise an insulating low stress dielectric that
`
`insulates electrical elements and through-substrate conductors wherein said low stress
`
`dielectric layers are formed by an alternative dielectric deposition (Fig. 3 and 8, Col. 9,
`
`lines 15-49 and Col. 16, lines 38-56).
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`will enhance the performance of the circuit operation (Col. 6, lines 22-58).
`
`In view of the teachings of Leedy, it would have been obvious to a person having
`
`ordinary skill in the art at the time of the invention to modify the teachings of Bertin to
`
`include that the insulating dielectric used in the IC structure and the circuit layers is a
`
`low stress dielectric layer (by using the formation technique of Leedy rather than Bertin)
`
`such that the circuit layers including the flexible substrate will then too be flexible circuit
`
`layers due to the inclusion of the low stress dielectric and the thinned semiconductor
`
`wafer because low stress dielectrics are desirable to form flexible circuit layers such that
`
`they may be able to withstand external stresses and furthermore still include a dielectric
`
`that can insulate the conductors formed therein from each other and other elements.
`
`Furthermore, as shown by Leedy, depositing the dielectric materials through the
`
`deposition process as taught results in a dielectric layers that have much lower stress
`
`as compared to the high stress films formed through oxidation. Also, Leedy teaches that
`
`these low stress dielectrics may be formed to match the coefficient of thermal expansion
`
`of the semiconductor material of the substrate which will help to minimize the extrinsic
`
`overall stress of the circuit layers. Furthermore, Leedy teaches that using the low stress
`
`dielectric provide advantages to lower the cost and complexity of circuit fabrication and
`
`AMSUNG EXHIBIT 1033
`15 of 43
`
`
`
`Page 15 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Page 15
`
`Regarding Claims 4, Bert/n teaches a first circuit layer comprising a first
`
`substrate and having a first and a second surface, wherein said second surface is
`
`opposite to said first surface (Fig. 3, circuit layer 50, substrate 52, first/second surfaces
`
`56/58 (not necessarily respectively), interconnect contacts 68/82) and a second circuit
`
`layer comprising a second substrate and a first surface and a second surface each
`
`having interconnect contacts, wherein the second surface is opposite the first surface
`
`(Fig. 3, circuit layer 50, substrate 52, first/second surfaces 56/58 (not necessarily
`
`respectively); interconnect contacts 68/82); wherein at least one of the first and second
`
`circuit layers comprises a substrate thereof that is a substantially flexible semiconductor
`
`substrate made from a semiconductor wafer thinned by at least one of abrasion, etching
`
`and parting (Fig. 2, y to y‘ in which substrate is thinned to 5-20pm and thinning
`
`specifically shown in Fig. 3f-3g), and wherein the at least one of the first and second
`
`circuit layers comprising at least one vertical interconnect extending from a the first
`
`surface thereof to an the-second surface thereof and formed within a via etched into the
`
`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`between the second surface of the second circuit layer and the first surface of the third
`
`semiconductor substrate to accommodate the vertical interconnect, the vertical
`
`interconnect comprising a conductive center portion and an insulating portion
`
`surrounding the conductive center portion and adjoining sides of the via (Fig 3, vertical
`
`interconnects 66, insulated by silicon oxide); a third circuit layer comprising a third
`
`substrate and having a first and a second surface, wherein said second surface is
`
`opposite to said first surface; a plurality of bond formed contacts between the first
`
`surface of the first circuit layer and the first surface of the second circuit layer and
`
`AMSUNG EXHIBIT 1033
`16 of 43
`
`
`
`Page 16 of 43
`
`SAMSUNG EXHIBIT 1033
`
`

`

`Application/Control Number: 12/497,652
`Art Unit: 2896
`
`Page 16
`
`substrate circuit layer; wherein at least two of said contacts are selected from a group
`
`consisting of: a conductive signal path; a conductive contact; and a non-conductive
`
`contact; wherein the at least one of the first and second circuit layers comprises
`
`integrated circuitry defining an integrated circuit die having an area, wherein the
`
`substrate of the at least one of the first and second circuit layers extends throughout at
`
`least a substantial portion of the area of the integrated circuit die. (Fig. 3, third substrate
`
`not shown but the steps repeat as described; bonds are shown specifically in Fig. 3i
`
`between interconnect contacts 68/82; Col. 3-5; vias are insulated with silicon dioxide).
`
`Bert/n fails to specifically teach the at least one of the first and second circuit
`
`layers is subsequently polished to form a polished surface after thinning.
`
`Kato teaches using CMP to polish a surface to expose signal paths on a second
`
`surface (Fig. 4(g-i); substrate 1, conductive posts 4a/

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket