throbber
Please type avplus sign (+) inside this box —>
`PTO/SB/OS (0 03)
`Approved for use through 07/31/2006. OMB 0651
`2
`
`
`
`.
`00
`.
`.
`.
`.
`.
`.
`Palent and Trademark Office: US. DEPARTMENT OF COMMER
`
`
`
`Under the Pa rwork Reduclion Acl of 1995, no u rsons are reulred to resond to a collectlon of lnfomlatlon unless It dlsla s a valld OMB control nu ;-_n .
`
`
`<:
`
`
`
`
`'0
`(Onlyfor new nonprovisional applications under 3 7 CFR 1. 53 (b))
`6'
`
`
`
`Express Mail Label No.
`
`
`.
`.
`X
`
`ADDRESS T0:
`gangsta? for Patents
`Alexandria, VA 223134450
`
`
`
`7.
`[:1 CD-Rom or CD-R in duplicate, large table or Computero
`
`t E [\
`Program (Append?)
`.
`.
`’
`
`Nuc‘cotlde and/0r Ammo AC'd Sequence Submlssm
`.00
`
`(ifapplicable, all necessary)
`, U? N
`a
`El Computer Readable Form (CRF)
`' D E
`'
`f O)
`b.
`1:] Specification Sequence Listing on:
`i g! a
`~
`_
`_
`.
`.
`C")
`C] CD ROM or CD R (2 COples)’ or
`. t ‘—
`ll. El Paper
`
`of above co ies
`[:I Statement veri
`ACCOMPANYING APPLICATION PARTS
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`6.
`1] Application Data Sheet. See 37 CFR-1.76
`
` 18.
`
`If a CONTINUING APPLICATION, check appropriate box and supply the requisite information below in thefirst sentence ofthe specification
`following the title, or in an Application Data Sheet under 37 CFR 1.76.)
`
`
`
`[I Continuation
`D Divisional
`of prior application No.
`10/746 240
`Prior application information:
`Examiner
`Art Unit:
`3 738
`
`
`
` For CONTINUATION OF DlVlSlONAL APPS only: The entire disclosure of the prior application, from which an oath or declaration is supplied under Box
`
`5b, is considered a part of the disclosure of the accompanying continuation or divisional application and is hereby incorporated by reference. The
`
`
`incorporation can only be relied upon when a portion has been inadvertently omitted from the submitted application parts.
`
`
`
`a.
`
`b.
`
`[I Newly executed (original or copy)
`
`13.
`
`1:] PreliminaryAmendment
`
`[:I Copy from a prior application (37 CFR 1.63(d))
`(for continuation/divisional with Box 18 completed)
`
`14. E Return Receipt Postcard (MPEP 503)
`(Should be specifically itemized)
`
`i.
`
`[:1 DELETION OF INVENTORjS)
`Signed statement attached deleting inventor(s)
`named in the prior application, see 37 CFR
`l.63(d)(2) and l.33(b).
`
`15. El Certified Copy of Priority Document(s)
`(ifforeign priority is claimed)
`
`16. El Nonpublication Request under 35 U.S.C. 122 (b)(2)(B)(i).
`Applicant must attach form PTO/SB/35 or its equivalent
`[:1 Other:
`
`17.
`
`X Continuation-impart (CIP)
`
`‘
`
`E Custorfier Number
`S«a
`
`I9. CORRESPONDENCE ADDRESS
`
`'
`
`021971
`
`0R
`
`1:] Correspondence address below
`
`
`
`
`
`
`
`
`ddress—
`t ——_
`Country — Telephone _—
`
`
`
`
`Registration No.
`Ma 3 Skbatch
`Allorne /Aenl
`Name Print/T e
`52,505
`
`
`ama October 21, 2004
`
`
`This collection of information is required by 37 {I R 1.5
`b). The informa on is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process) an application.
`Confidentiality is governed by 35 U.S.C. 122 an 37 CFR l.l4. This collection is estimated to take 12 minutes to complete, including gathering, preparing, and submitting the completed application
`form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden, should
`be sent to the Chieflnformation Officer, US. Patent and Trademark Office, US. Department of Commerce, PO. Box I450, Alexandria, VA 223l3-l450. DO NOT SEND FEES 0R COMPLETED
`FORMS TO THIS ADDRESS.- SENDVTO: Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`Ifyou need assistance in completing theform, call 1-800-PTO-9l99 and select option 2.
`
`VM
`
`C:WMbIWUB1\QN2\2549862-'DOC Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 1 of 630
`
`~
`
`
`
`
`
`
`
`
`"
`
`PATENT APPLICATION
`TRANSMITTAL
`
`Title
`
`
`
`i
`
`7 l\
`LEAFLET ENGAGEMENT
`ELEMENTS AND METHODS FOR‘
`USE THEREOF
`
`EV 517773864 US
`
`‘r
`
`
`
`
`
`
`APPLICATION ELEMENTS
`See MPEP chapter 600 concerning utility patent application contents.
`El Fee Transmittal Form (fig, pTO/SB/l 7)
`(Submit an original, and a duplicateforfee processing)
`|Zl Applicant claims small entity status. See 37 CFR 1.27.
`
`2.
`
`[Total Pages 26 l
`
`8‘
`
`.
`
`3. E Specification
`(preferred arrangement setforth below)
`- Descriptive title ofthe invention
`- Cross References to Related Applications
`- Statement Regarding Fed sponsored R&D
`- Reference to sequence listing, a table, or a computer program
`listing appendix
`- Background of the invention
`- Brief Summary of the invention
`- Brief Detailed Description of the Drawings (iffiled)
`- Detailed Description
`- Claim(s)
`- Abstract of the Disclosure
`
`'
`
`4. E Drawing“) (35 use 113)
`.
`5.
`[:I Oath or Declaration
`
`[Tom] Sheets 27 I
`[Total Pages
`I
`
`
`
`
`
`
`
`
`
`
`c.
`
`9‘
`
`10.
`
`El Assignment Papers (cover sheet & document(s))
`
`[:1 37 CFR 3.73(b) Statement
`(when there is an assignee)
`
`El Power of Attorney
`
`11. El English Translation Document (ifapplicable)
`.
`~
`‘
`'
`f l
`12
`1:] Information Disclosure
`El Coples 0 DS
`Statement (lDS)/PTO-1449
`Citations
`
`
`
`
`
`
`
`
`
`
`
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 1 of 630
`
`

`

`WSGR Docket No. 30207.702.501
`
`PATENT APPLICATION
`
`LEAFLET ENGAGEMENT ELEMENTS AND METHODS FOR USE THEREOF
`
`Inventors:
`
`Amr Salahieh
`
`Citizen of United States of America, Residing at
`18729 _Metler Court, Saratoga, CA 95070
`
`Brian D. Brandt
`
`.
`
`Citizen of United States of America, Residing at
`3015 Cameron Way, Santa Clara, CA 95051‘\'
`
`Robert A.Geshlider
`
`Citizen of United States of America, Residing at
`233 27th Street, San Francisco, CA 94131
`
`Dwight P. Morejohn
`Citizen of United States of America, Residing at
`731 N; Campus Way, Davis, CA 95616
`
`Tom Saul
`
`Citizen of United States of America, Residing at
`151 Madrid Avenue, El Granada, CA 94018
`
`W
`
`Wilson Sonsini Goodrich 8c Rosati
`PROFESSIONAL CORPORATION
`
`650 Page Mill Road
`Palo Alto, CA 94304
`(650) 493-9300
`(650) 493-6811
`
`Express Mail Label No. EV 517773864 US
`
`C:\NrPortbl\PALlBI\DH1\2533053_4.DOC
`
`WSGR Docket No. 30207.702.501
`
`Edwards Lifesciences Corporation, et 31. Exhibit 1142, Page 2 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 2 of 630
`
`

`

`LEAFLET ENGAGEMENT ELEMENTS AND METHODS FOR USE THEREOF
`
`‘
`
`CROSS-REFERENCE
`
`'
`
`[0001]
`
`This application is a continuation-in-part application of Application Serial
`
`No. '10/746,240, filed December 23, 2003, which is incorporated herein by reference in
`
`its entirety and to which application we claim priority under 35 USC § 120.
`
`BACKGROUND OF THE INVENTION
`
`[0002]
`
`The present invention relates to methods and apparatus for endovascularly
`
`replacing a heart valve. More particularly, the present invention relates to methods and
`
`apparatus for endovascularly replacing a heart valve with a replacement valve using an
`
`expandable and retrievable anchor.
`
`[0003]
`
`Heart valve surgery is used to repair or replace diseased heart valves. Valve
`
`surgery is an open-heart procedure conducted under general anesthesia. An incision is
`
`made through the patient’s sternum (sternotomy), and the patient’s heart is stopped while
`
`blood flow is rerouted through a heart-lung bypass machine.
`Valve replacement may be indicated when there is a narrowing of the native heart
`
`[0004]
`
`valve, commonly referred to as stenosis, or when the native valve leaks or regurgitates.
`
`When replacing the valve, the native valve is excised and replaced with either a biologic
`
`or a mechanical valve. Mechanical valves require lifelong anticoagulant medication to
`prevent blood clot formation, and clicking of the valve often may be heard through the
`chest. Biologic tissue valves typically do not require such medication. Tissue valves
`
`may be obtained from cadavers or may be porcine or bovine, and are commonly attached
`
`.to synthetic rings that are secured to the patient’s heart.
`
`[0005]
`
`Valve replacement surgery is a highly invasive operation with significant
`
`concomitant risk. Risks include bleeding, infection, stroke, heart attack, arrhythmia,
`
`renal failure, adverse reactions to the anesthesia medications, as well as sudden death. 2-
`
`5% of patients die during surgery.
`
`[0006]
`
`Post-surgery, patients temporarily may be confused due to emboli and other
`
`factors associated with the heart-lung machine. The first 2-3 days following surgery are
`
`spent in an intensive care unit where heart functions can be closely monitored. The
`
`C:\NrPortbl\PALlBl\DHl\2533053_4.DOC
`
`-2-
`
`WSGR Docket No. 30207.702.50|
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 3 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 3 of 630
`
`

`

`average hospital stay is between 1 to 2 weeks, with several more weeks to months
`
`required for complete recovery.
`
`[0007]
`
`In recent years, advancements in minimally invasive surgery and interventional
`
`cardiology have encouraged some investigators to pursue percutaneous replacement of
`
`the aortic heart valve. However, the current devices suffer from several drawbacks.
`
`[0008]
`
`First, many of the devices available today can become mispositioned with respect
`
`to the native valve. This is a critical drawback because improper positioning too far up
`towards the aorta risksblocking the coronary ostia of the patient. Furthermore, a
`
`misplaced stent/valve in the other direction (away from the aorta, closer to the ventricle)
`will impinge on the mitral apparatus and eventually wear through the leaflet as the leaflet
`
`continuously rubs against the edge of the stent/valve.
`
`[0009]
`
`Moreover, some stent/valve devices simply crush the natiVe valve leaflets against
`
`the heart wall and do not engage the leaflets in a manner that would provide positive
`
`registration of the device relative to the native position of the valve. This increases an
`
`immediate risk of blocking the coronary ostia, as well as a longer-term risk of migration
`
`of the device post-implantation.
`
`I
`
`_
`
`[0010]
`
`Another drawback of the devices known today is that during implantation they
`
`may still require the patient to be on life support as the valve does not function for a
`
`portion of the procedure. This further complicates the implantation procedure.
`
`[0011]
`
`Furtherstill, the stent comprises openings or gaps, thereby increasing a risk of
`
`improper seating of the valve within the stent and increasing the risk of paravalvular
`
`leaks. The interface between the stent and the native valve may additionally comprise
`
`gaps which again would increase the risks of paravalvular leaks.
`
`[0012]
`
`In view of drawbacks associated with previously known techniques for
`
`endovascularly replacing a heart valve, it would be desirable to provide methods and
`
`apparatus that overcome those drawbacks. '
`
`_
`
`SUMMARY OF THE INVENTION
`
`[0013]
`
`One aspect of the invention provides an apparatus for endovascularly replacing a
`
`patient’s heart valve. The apparatus includes: an expandable anchor and a replacement
`
`valve, wherein both are adapted for percutaneous delivery and deployment. The
`
`expandable anchor further includes a leaflet engagement element on its proximal end to
`
`C:\NrPortbl\PALlB I\DH l\2533053_4.DOC
`
`-3-
`
`WSGR Docket No. 30207.702.501
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 4 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 4 of 630
`
`

`

`/
`
`engage the leaflets of the patient’s heart valve. When the leaflets engagement element is
`
`engaged, the anchor is substantially distal to the coronary ostia of the patient. Moreover,
`
`once engaged, the leaflet engagement element prevents the distal movement of the
`anchor. In some embodiments, the-leaflet engagement element is integral with the anchor
`
`or part of the anchor (especially when the anchor is an anchor braid). In other
`
`embodiments, the leaflet engagement element is attached to the proximal end of the
`
`anchor. In any of the embodiments herein, the anchor may be adapted for active
`
`foreshortening during deployment. Active foreshortening can occur by actuating the
`
`proximal and/or distal actuation elements of the anchor. The anchor herein may also be
`
`configured for locking and may include a locking element. The replacement valve of the
`apparatus herein is situated within the anchor and is adapted to permit blood flow and
`
`prevent blood backflow both during and after deployment.
`
`[0014]
`
`Another aspect of the invention provides a method for endovascularly replacing a
`patient’s heart valve.
`In some embodiments the method includes the steps of:
`
`endovascularly delivering an anchor comprising a leaflet engagement element on its
`
`proximal end and a replacement valve supported within the anchor to a vicinity of the
`
`heart valve in a collapsed delivery configuration; unsheathing the anchor allowing it to
`
`take a relaxed configuration intermediate between its sheathed and expanded
`
`configurations; expanding the anchor; and, engaging the leaflet engagement element with
`
`the native leaflets. The expanding step may further comprise actively foreshortening the
`
`anchor. Active foreshortening can include actuating proximal and/or distal actuation
`
`elements of the anchor. The method may also include the step of locking the anchor after
`
`it is in its deployed configuration. In some embodiments, when the anchor engages the
`
`patient’s heart, the anchor is substantially distal to the coronary ostia. In any of the
`
`embodiments herein, leaflet engagement element prevents the anchor from distally
`
`migrating at its proximal end.
`
`INCORPORATION BY REFERENCE
`
`[0015]
`
`All publications and patent applications mentioned in this specification are herein
`
`'
`
`incorporated by reference to the same extent as if each individual publication or patent
`
`application was specifically and individually indicated to be incorporated by reference.
`
`C:\NrPortbl\PALIBl\DHl\2533053_4.DOC
`
`-4-
`
`WSGR Docket'No. 30207.I702.501
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 5 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 5 of 630
`
`

`

`BRIEF DESCRIPTION OF THE DRAWINGS
`
`[0016]
`
`The novel features of the invention are set forth with particularity in the appended
`
`claims. A better understanding of the features and advantages of the present invention
`
`will be obtained by reference to the following detailed description that sets forth
`
`illustrative embodiments, in which the principles of the invention are utilized, and the
`
`accompanying drawings of which:
`
`[0017]
`
`Figures 1A and 1B are schematic views of an anchor and valve apparatus in
`
`accordance with the present invention. Figure 1A illustrates the apparatus in a collapsed
`
`delivery configuration within a delivery system. Figure 1B illustrates the apparatus in an
`
`expanded configuration partially deployed from the delivery system.
`Figure 2 illustrates an anchor of Figures 1 in the collapsed delivery configuration
`
`[0018]
`
`'with looking elements separated.
`
`[0019]
`
`Tu.
`
`[0020]
`
`anchor.
`
`[0021]
`
`[0022]
`
`Figure 3 illustrates a braided anchor of the present invention with closed end turns
`
`Figures 4A—4O are schematic detail views illustrating end turns for a braided
`
`Figures 5A-5E illustrate additional features for end turns of a braided anchor.
`
`Figures 6A-6F illustrate deployment of an anchor with leaflet engagement
`
`elements on the deployment system.
`[0023]
`2 Figure 7 illustrates a deployed anchor with leaflet engagement elements on the
`
`proximal end of the anchor.
`
`Figures 8A-8C illustrate deployment of an anchor with anchor registration
`[0024]
`elements and a seal.
`
`[0025]
`
`Figures 9A-9B illustrate an embodiment of the apparatus with a seal that does not
`
`reach the proximal end of the anchor during both systole and diastole.
`
`[0026]
`
`Figures lOA-l 0B illustrate an embodiment of the apparatus with a seal that
`
`reaches the proximal end of the anchor'during both systole and diastole.
`
`[0027]
`
`Figures llA-l ID are schematic side views of various braided anchor
`
`configurations.
`
`[0028]
`
`braid.
`
`Figures 12A-12E are schematic side views of a deployment process for an anchor
`
`C:\NrPortbl\PALlBl\DHl\2533053_4.DOC
`
`I
`
`-5-
`
`I
`
`WSGR Docket No. 3020770250]
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 6 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 6 of 630
`
`

`

`[0029]
`
`Figures 13A-13E are schematic views of different weave configurations for an
`
`anchor braid.
`
`[0030]
`
`' Figures l4A-14C illustrate an embodiment of a replacement heart valve and
`
`anchor in the undeployed and deployed configurations.
`
`DETAILED DESCRIPTION OF THE INVENTION
`
`[0031]
`
`The present invention relates to an apparatus and methods for endovascularly
`
`delivering and deploying an aortic prosthesis within a patient’s native heart valve, referred to
`
`here out as “replacing” a patient’s heart valve. The delivery system includes a sheath assembly,
`
`a multi-lumen shaft, and a guide wire for placing the apparatus endovascularly within a patient
`
`and a user control allowing manipulation of the aortic prosthesis. The apparatus includes an
`
`anchor and a replacement valve. The anchor and the replacement valve are adapted for
`
`percutaneous delivery and deployment within a patient’s heart valve. In preferred embodiments,
`
`the anchor includes a leaflet engagement element and/or a seal inverting element situated on its
`
`proximal end. The leaflet engagement element is adapted for engaging the native leaflets of the
`
`patient’s heart, or more preferably the proximal edge and/or the commissural attachments of the
`
`native leaflets. The leaflet engagement element need not extendall the way into the pocket or
`the distal end of the native leaflet. Preferred embodiments of the apparatus herein are depicted in
`
`Figures 1-14, which are discussed in more detail below.
`
`[0032]
`
`Figures 1A and 1B illustrate one embodiment of a delivery system and the
`
`apparatus of the present invention.
`
`[0033]
`
`As illustrated by Figure 1A, apparatus 10 may be collapsed for delivery within a
`
`delivery system 100. Delivery system 100 includes a guidewire 102, a nosecone 104, anchor
`
`actuation elements 106 (in this case fingers) coupled to a multi-lumen shaft 108, an external
`
`sheath 110 having a proximal handle 111, and a control handle 120. Delivery system 100 further
`
`comprises distal region control elements (not shown), comprised of or actuated by control wires
`
`112, which pass through one or more lumens of shaft 108 and are reversibly coupled to posts 32
`
`of anchor 30 for manipulating a distal region of apparatus 10. Thus, the distal region control
`
`elements may function as a distal actuation element.
`
`[0034]
`
`The delivery system also comprises proximal region control elements comprised
`
`of or actuated by control wires 112 that pass through one or more lumens of shaft 108 and anchor
`
`actuation elements 106 to reversibly couple the control tubes to a proximal region of anchor 30.
`
`C:\NrPortbl\PAL1Bl\DH1\2533053_4.DOC
`
`-6-
`
`WSGR Docket No. 30207702501
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 7 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 7 of 630
`
`

`

`The control wires may comprise, for example, strands of suture, or metal or polymer wires.
`
`Control handle 120 is coupled to multi-lumen shaft 108. In some embodiments, these fingers
`
`and wires may be referred to as proximal actuation elements. A knob 122 disposed in slot 123 is
`
`coupled to the distal region control wires for controlling movement of the distal region of
`
`apparatus 10. Likewise, a knob 124 disposed in slot 125 is coupled to proximal region control
`
`wires 112 for control of the proximal region of apparatus 10. Handle 120 may also have a knob
`
`126 for, e. g., decoupling the proximal and/or distal region control wires from apparatus 10, or for
`
`‘ performing other control functions.
`
`[0035]
`
`As illustrated by Figure 1B, apparatus 10 comprises an anchor 30 and a
`
`replacement valve 20. Anchor 30 preferably comprises a braid. Such braid can have closed ends
`
`at either or both of its ends but preferably at least in its proximal end. Replacement valve 20 is
`
`preferably coupled to the anchor at posts 32 attached at distal region of the anchor. Post 32
`
`therefore, may function as valve support and may be adapted to support the replacement valve
`
`within the anchor. In the embodiment shown, there are three posts, corresponding to the valve’s
`
`three commissure attachments. The posts can be attached to braid portion of anchor 30. The
`
`posts can be attached to the braid’s distal end, as shown in Figure 2, central region, or proximal
`
`end. Replacement 'Valve 20 can be composed of a metal, a synthetic material and/or may be ‘
`
`derived from animal tissue. Replacement valve 20 is preferably configured to be secured within
`
`anchor 30.
`
`[0036]
`
`In preferred embodiments, anchor 30 is collapsible and/or expandable and is
`
`formed from material such as NitinolTM, cobalt-chromium steel or stainless steel wire. More
`
`preferably, an anchor 30 is self-collapsing and/or self-expanding and is made out of shape
`
`memory material, such as NitinolTM. An anchor composed of shape memory material may self—
`expand to or toward its “at-rest” configuration. This “at rest” configuration of an anchor can be,
`for example its expanded configuration, its collapsed configuration, or a partially expanded
`
`configuration (between the collapsed configuration and the expanded configuration).
`
`In
`
`preferred embodiments, an anchor’s at—rest configuration is between its collapsed configuration
`
`and its expanded configuration. Depending on the “at rest” diameter of the anchor and the
`
`diameter of the patient’s anatomy at the chosen deployment location, the anchor may or may not
`
`self—expand to come into contact with the diameter of the patient’s anatomy at that location.
`
`C:\NrPortbl\PALlB1\DH1\2533053_4.DOC
`
`-7—
`
`WSGR Docket No. 30207.702.501
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 8 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 8 of 630
`
`

`

`[0037]
`
`Anchor 30 may be expanded to a fully'deployed configuration from a partial
`
`deployed configuration (e.g., self-expanded configuration) by actively foreshortening anchor 30
`
`during endovascular deployment. Active foreshortening is described in more detail in US.
`
`Patent Appl. Ser. No. 10/746,280, which is incorporated herein by reference in its entirety.
`
`During active foreshortening, the distal region of anchor 30 may be pulled proximally via a
`
`. proximally directed force applied to posts 32 via a distal deployment system interface comprised
`
`of the distal system control elements. The distal deployment system interface is adapted to
`
`expand radially during application of a proximally directed force on the distal end of the anchor
`
`when opposed by a distally directed force applied to the proximal end of the anchor.
`
`[0038]
`
`In some embodiments, actuating foreshortening of the apparatus involves
`
`applying a proximally directed force on a deployment system interface at the distal end of the
`
`anchor, while maintaining the proximal end of the anchor in the same location. In other
`embodiments, foreshortening of the apparatus involves applying a distally directed force on
`proximal end of the anchor (e.g., by applying a distally directed force on the anchor actuation
`
`elements).
`
`[0039]
`
`Anchor actuation elements 106 (e.g., fingers, tubes, posts, and control wires
`
`connecting to posts) are preferably adapted to expand radially as the anchor expands radially and
`
`to contract radially as the anchor contracts radially. Furthermore, proximally or distally directed
`forces by the anchor actuation elements on one end of the anchor do not diametrically constrain .
`the opposite end of the anchor. In addition, when a proximally or distally directed force is
`applied on the anchor by the anchor actuation elements, it is preferably applied without passing
`
`any portion of a deployment system through a center opening of the replacement valve. This
`
`arrangement enables the replacement valve to operate during deployment and before removal of
`
`the deployment system.
`
`[0040]
`
`The distal deployment system interface may include control wires that are
`
`controlled, e. g., by control knob 122 of control handle 120. Similarly, the proximal regions of
`
`anchor 30 may be pushed distally via a proximal deployment system interface at the proximal
`
`end of the anchor. The proximal deployment system interface is adapted to permit deployment
`
`system to apply a distally directed force to the proximal end of anchor 30 through, e.g., fingers,
`
`which are controlled by, e.g., control knob 124 of control handle 120. The proximal deployment
`
`system interface may be further adapted to expand radially during application of a distally
`
`C;\NrPortbl\PALIBl\DHl\2533053_4.DOC
`
`-8-
`
`'
`
`WSGR Docket No. 30207.702.501
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 9 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 9 of 630
`
`

`

`directed force on the proximal end of the anchor. Preferably, the proximal deployment system
`interface is adapted to permit deployment system to apply a distally directed force on the
`
`proximal end of the anchor system through a plurality of deployment system fingers or tubes
`
`160. Such expansion optionally may be assisted via inflation of a balloon catheter (not shown)
`
`reversibly disposed within apparatus 10, as described in U.S. Patent Appl. SeriNo. 10/746,280.
`[0041]
`Once anchor 30 is fully deployed, posts 32 and buckles 34 of anchor 30 may be
`used to lock and maintain the anchor in the deployed configuration. In one embodiment, the
`
`control wires attached to posts 32 are threaded through buckles 34 so that the proximally directed
`
`force exerted on posts 32 by the control wires during deployment pulls the proximal locking end
`
`of posts 32 toward and through buckles 34. Such lock optionally may be selectively reversible to
`
`allow for repositioning and/or retrieval of apparatus 10 during or post-deployment. Apparatus 10
`
`may be repositioned or retrieved from the patient until the two-part locking mechanism of posts
`
`32 and buckles 34 of anchor 30 have been actuated. When the lock is selectively reversible, the
`apparatus may be repositioned and/or retrieved as desired, e.g., even after actuation of the two-
`
`part locking mechanism. Once again, further details of this and other anchor locking structures
`
`may be found in U.S. Patent Appl. Ser. No. 10/746,280. Locking mechanisms used herein may
`
`also include a plurality of levels of locking wherein each level of locking results in a different
`
`amount of expansion. For example, the proximal end of the post can have multiple
`
`configurations for locking within the buckle wherein each configuration results in a different
`
`amount of anchor expansion. Figure 2 illustrates a braided anchor of Figures 1 in the collapsed
`
`delivery configuration with locking elements separated.
`
`[0042]
`
`Figure 3 provides a detail view of a front side region of anchor braid 30 with
`
`closed end turns Tu. Anchor braid 30 includes various cells, some having an end turn (Tu). End
`
`turns can serve various functions. For example, end turns can be configured to reduce the
`
`sheathing force, to reduce stress within the braid during delivery and deployment, to prevent
`
`distal migration during expansion of the anchor, and/or to positively register the anchor against
`
`the native valve during deployment.
`In preferred embodiments, an end turn feature functions to
`prevent distal migration and to register the anchor by engaging the native leaflets. In preferred
`
`embodiments, the proximal end of an anchor comprises embodiments (Tu).
`
`[0043]
`
`Figures 4A-4N provide multiple examples of edge cells having end turn feature.
`
`The end turn features disclosed and others known in the art may be used as leaflet engagement
`
`C:\NrP0rtb|\PALlBl\DHl\2533053_4.DOC
`
`-9-
`
`WSGR Docket No. 30207.702.501
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 10 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 10 of 630
`
`

`

`elements to engage the native heart leaflets with the anchor. The leaflet engagement elements
`
`are preferably integral with the anchor, or more preferably part of a braided anchor. The end
`
`turn features can occur at the proximal end, the distal end, or both proximal and distal ends of the
`
`anchor.
`
`[0044]
`
`For example, Figure 4A illustrates a detail view of a standard end turn Tu in an
`
`anchor braid resulting in a braid with substantially uniform cell size and shape.
`
`[0045]
`
`Figure 4B illustrates a turn that has been elongated to lengthen the distance over
`
`which forces concentrated in the turn may be distributed, resulting in an anchor braid having
`
`edge cells that are longer along the anchor axis than the other cells defined by the braid. This
`
`elongated turn feature may be formed by routing the wire of braid about outer posts and then
`
`heat setting the wire.
`[0046]
`Figure 4C illustrates
`
`alternative anchor edge cell configuration, wherein the tip
`
`of the elongated wire turn may be bent out of a cylindrical shape defined by the braid of anchor
`braid 30. This may be achieved, for example, via a combination of routing of wire W within a
`
`fixture and then heat setting. Such a turn Tu in the anchor edge cells in Figure 4C may reduce
`
`stress in some configurations without increasing height, and may also provide a lip for engaging
`
`the patient’s native valve leaflets to facilitate proper positioning of apparatus 10 during
`
`' deployment.
`
`V
`
`[0047]
`
`In Figure 4D, a W-shaped turn feature has been formed at the wire turn, e. g., by
`
`routing the wire of anchor braid 30 about a central inner post and two flanking outer posts. As
`
`with the elongated braid cells of Figures 4B and 4C, the W-shape may better distribute stress-
`
`about turn Tu.
`
`-
`
`[0048]
`
`The anchor edge cell configuration in Figure 4E includes a loop formed in braid
`
`30 at the turn, which may be formed by looping wire W around an inner or outer post.
`
`[0049]
`
`Figure 4F provides another alternative anchor edge cell configuration having a
`
`figure-eight shape. Such a shape may be formed, for example, by wrapping wire W about an
`
`inner post and an aligned outer post in a figure-eight fashion, and then heat setting the wire in the
`resultant shape.
`I
`
`[0050]
`
`In Figure 4G, the edge cells of braid 30 include a heart-shaped configuration,
`
`which may be formed by wrapping the wire about an aligned inner and outer post in the desired
`manner.
`
`C:\NrPonbl\PALlBl\DHl\2533053_4.DOC
`
`-l 0-
`
`WSGR Docket No. 3020770250!
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 11 of 630
`
`Edwards Lifesciences Corporation, et al. Exhibit 1142, Page 11 of 630
`
`

`

`[0051]
`
`In Figure 4H, the edge cells of braid 30 have an asymmetric loop at turn Tu. The
`
`asymmetric loop will affect twisting of braid 30 during expansion and collapse of the braid, in
`
`addition to affecting stress concentration.
`
`[0052]
`
`In Figure 41, the anchor edge cells have a double-looped turn configuration, e.g.
`
`via wrapping about two adjacent inner or outer posts. Additional loops may also be employed.
`
`[0053]
`
`The double loop turn feature may be formed with a smooth transition between the
`
`loops, as in Figure 41, or may be heat set with a more discontinuous shape, as in Figure 4].
`
`[0054]
`
`Figure 4K illustrates that the edgecells of braid 30 may have multiple different
`
`configurations about the anchor’s circumference. For example, the anchor edge cells shown in
`
`Figure 4K have extended length cells as in Figure 4B disposed adjacent to standard size edge
`
`cells, as in Figure 4A.
`
`[0055]
`
`-
`
`The anchor edge cells of Figure 4L haVe an extended turn configuration having an
`
`extended loop.
`[0056]
`
`i
`_
`The anchor edge cells shown in Figure 4M have an alternative extended
`
`configuration with a specified heat set profile.
`
`[0057]
`
`In Figure 4N, some or all anchor edge cells are interwoven. When interwoven,
`
`one or more edge cells may be shorter or longer than an adjacent edge cell. This permits one or
`
`more edge 'cells to extend into one or more leaflet pocket(s). ‘ For example, in Figure 4N the
`
`middle Tu may be taller than the two adjacent edge cells thus permitting the edge cell to be
`situated within a leaflet pocket.
`
`[0058]
`In any of the embodiments herein, edge cells may be wrapped using wire, string,
`or sutures, at a location where the wire overlaps after an end turn as is illustrated in Figure 40.
`This tied-end turn feature prevents cells from interlocking with each other during deployment.
`
`[0059]
`
`The anchor and any of its features may be heat set at different configurations. For
`
`example, the anchor may be heat set ay its “at rest” configuration such that upon unsheathing it
`
`expands radially. The end turn features/leaflet engagement elements may be heat set at a
`different “at

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket