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Paper 64
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________________
`
`
`TWITTER, INC.
`
`Petitioner
`
`
`v.
`
`
`VIDSTREAM, LLC
`
`Patent Owner
`
`_____________________________
`
`
`Case IPR2017-01131
`U.S. Patent No. 8,464,304
`(Claims 1, 4-5, 8-9, 11-17, 19-26, and 28-30)
`_____________________________
`
`
`PATENT OWNER VIDSTREAM LLC’s OPPOSITION TO
`PETITIONER’S MOTION TO EXCLUDE EVIDENCE
`
`
`73479432.1
`
`

`

`INTRODUCTION
`Petitioner moved to exclude Exhibits 2003-2007 as allegedly containing
`
`IPR2017-01131
`U.S. Patent No. 8,464,304
`
`
`I.
`
`inadmissible hearsay. Paper 57 (“Motion to Exclude”). These Exhibits are web
`
`pages describing features of certain Nokia phones that were available around the
`
`2006 time frame, when the Lahti reference (Ex. 1006) was published. The Exhibits
`
`are not hearsay because they are relied upon, not to establish the truth of the matters
`
`asserted therein (i.e., that the phones had the described features), but to establish
`
`how Lahti’s disclosure would have been understood by a POSITA. Therefore,
`
`Petitioner’s Motion to Exclude should be denied.
`
`II. ARGUMENT
`A. Applicable Law
`A statement is hearsay only if it is relied upon “to prove the truth of the matter
`
`asserted in the statement.” Fed. R. Evid. (“FRE”) § 801(c). Statements that are
`
`relied upon for other purposes are not hearsay and are not subject to exclusion under
`
`FRE § 802. For example, several courts and the Board have recognized that
`
`statements in prior art references that are relied upon for their effect on a POSITA
`
`or to establish the state of knowledge in the art are not hearsay. E.g., Neev v. Abbot
`
`Med. Optics, Inc., No. 09-146, 2012 WL 1066797, at *14 (D. Del. Mar. 26, 2012)
`
`(“Statements in a reference offered for their effect on one of ordinary skill in the art
`
`are not hearsay.”); Abbot Labs. v. Diamedix Corp., 969 F. Supp. 1064, 1067 n.1
`
`73479432.1
`
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`
`

`

`Case IPR2017-01131
`Patent 8,464,304
`
`(N.D. Ill. 1997) (prior art document was not hearsay because it was being offered
`
`for “the effect its existence had on the knowledge base of those in the field of art”);
`
`Biomarin Pharm. Inc. v. Genzyme Therapeutic Prods. Ltd., IPR2013-00537, Paper
`
`79 at 25 (PTAB Feb. 23, 2015) (prior art document was not hearsay because it was
`
`“offered as evidence of what it describes to an ordinary artisan”). In addition, the
`
`Board has held that technical documents describing properties of commercially
`
`available products and being relied upon for the purpose of interpreting the
`
`disclosure of an asserted prior art reference were not hearsay because the documents
`
`were being “offered simply as evidence of what [they] described, not for proving the
`
`truth of the matters addressed in the document[s].” Luye Pharma Grp. Ltd. v.
`
`Alkermes Pharma Ireland Ltd., IPR2016-01096, Paper 74 at 34-35 (PTAB Nov. 28,
`
`2017) (quoting Joy Techs., Inc. v. Manbeck, 751 F. Supp. 225, 233 n.2 (D.D.C.
`
`1990)).
`
`B.
`
`The Challenged Exhibits Are Not Hearsay
`1.
`Exhibits 2003 and 2004
`Exhibits 2003 and 2004 are relied upon for the non-hearsay purposes of
`
`establishing the knowledge base of a POSITA and for their effect on how a POSITA
`
`would interpret Lahti. The principal issue addressed in Patent Owner’s Response to
`
`the Petition (“POR”) (Paper 50) is Petitioner’s failure to establish that Lahti discloses
`
`the “predetermined constraints” limitation required by all of the Challenged Claims.
`
`73479432.1
`
`- 2 -
`
`

`

`Case IPR2017-01131
`Patent 8,464,304
`
`E.g., POR at 1, 8-9. This limitation generally requires that a server system provides
`
`instructions for a device to capture video in accordance with predetermined
`
`constraints, including frame rate. E.g., ’304 Patent, claim 1. Petitioner alleged that
`
`the MobiCon application disclosed in Lahti meets this limitation because Lahti
`
`describes specific parameters, including frame rate, of a video captured using the
`
`application. Petition at 22 (Paper 1). However, Patent Owner demonstrated in the
`
`POR that this was incorrect and provided evidence, including Exhibits 2003 and
`
`2004, to show that a POSITA would not have interpreted Lahti as disclosing the
`
`“predetermined constraints” limitation. POR at 15-17, 19-22.
`
`More specifically, Exhibits 2003 and 2004, which were publicly available on
`
`the internet at least as early as February 5, 2006 and May 30, 2006, respectively (Ex.
`
`2002, ¶¶ 16, 17), are introduced in the POR as showing that “publications
`
`contemporaneous with Lahti suggest the video parameters enumerated in Lahti were
`
`standard parameters used by camera phones in the 2006 timeframe to capture video
`
`data.” POR at 15-16. The video capture parameters described for the Nokia 6270
`
`model (Exhibit 2003) and the Nokia E50 model (Exhibit 2004) are then cited, which
`
`are the same as the parameters described in Lahti. Id. at 16-17. The effect of these
`
`descriptions on a POSITA is stated in the POR as follows: “a POSITA would have
`
`understood the parameters listed in Lahti are the default parameters for the Nokia
`
`6630 (and a number of other Nokia camera phones available at that time).” Id. at 22
`
`73479432.1
`
`- 3 -
`
`

`

`Case IPR2017-01131
`Patent 8,464,304
`
`(emphasis added). This fact is in turn relied upon to establish Patent Owner’s
`
`ultimate conclusion regarding the interpretation of Lahti: “[A] POSITA reviewing
`
`Lahti would not have viewed Lahti as disclosing that the MobiCon application
`
`actually governed video capture parameters.” Id. (emphasis added); see also id. at
`
`15-16 (“These facts provide a strong basis for concluding that Lahti’s MobiCon
`
`application did not impact or control the parameters by which video data was
`
`captured.”).
`
`Thus, Exhibits 2003 and 2004 are relied upon, not for the truth of the matters
`
`asserted therein, but for what they describe to a POSITA and for how those
`
`descriptions would have affected a POSITA’s understanding of what Lahti
`
`disclosed. This is a permissible, non-hearsay use of the Exhibits. See, e.g., Neev,
`
`2012 WL 1066797, at *14 (“Statements in a reference offered for their effect on one
`
`of ordinary skill in the art are not hearsay.”).
`
`Neither of the cases cited by Petitioner in its Motion to Exclude is to the
`
`contrary. See Microsoft Corp. v. Bradium Techs. LLC, IPR2016-00449, Paper 65 at
`
`2-7 (PTAB July 26, 2017); Google Inc. v. Meiresonne, IPR2014-01188, Paper 38 at
`
`10 (PTAB Jan. 20, 2016). In neither case was the excluded evidence relied upon for
`
`what it described to a POSITA or for its effect on how a POSITA would understand
`
`the teachings of a prior art reference. Rather, in Microsoft the evidence excluded as
`
`hearsay included statements relied upon for a variety of purposes, such as to establish
`
`73479432.1
`
`- 4 -
`
`

`

`Case IPR2017-01131
`Patent 8,464,304
`
`the valuation of a company or the amount of money a party spent on research and
`
`development. IPR2016-00449, Paper 65 at 2, 3. In Google, the excluded evidence
`
`was relied upon to show customer satisfaction with a technical feature of a website.
`
`IPR2014-01188, Paper 38 at 9-10. These cases do not support excluding prior art
`
`documents, like Exhibits 2003 and 2004, relied upon to establish how a POSITA
`
`would have understood a prior art reference.
`
`2.
`Exhibits 2005-2007
`Exhibits 2005,1 2006, and 2007 are also relied upon for what they describe
`
`and for how they would affect a POSITA’s understanding of Lahti. These Exhibits
`
`are introduced in the POR for their description of the properties of the Nokia 6630,
`
`which is the only model of camera phone identified in Lahti. POR at 19. Based on
`
`the video capture parameters described in the Exhibits, the POR states, “Individually
`
`and collectively, Exs. 2005-2007 demonstrate that the only phone model specifically
`
`mentioned in Lahti, the Nokia 6630, natively captured video data with the
`
`parameters disclosed in Lahti.” Id. at 21. Dr. Olivier explains how this affects the
`
`interpretation of Lahti: “This strongly suggests that Lahti’s MobiCon application did
`
`not govern or otherwise impact the video-capture parameters listed in Lahti . . . .”
`
`
`1 Exhibit 2005 was publicly available on the internet at least as early as December
`
`29, 2004. Ex. 2002, ¶ 18.
`
`73479432.1
`
`- 5 -
`
`

`

`Case IPR2017-01131
`Patent 8,464,304
`
`Id. (citing Ex. 2002, ¶76). As with Exhibits 2003 and 2004, the POR relies on
`
`Exhibits 2005-2007 for the effect that they would have on a POSITA’s interpretation
`
`of Lahti: “a POSITA would have understood the parameters listed in Lahti are the
`
`default parameters for the Nokia 6630 . . . .” Id. at 22 (emphasis added). As
`
`discussed above, this is relied upon to establish Patent Owner’s ultimate conclusion
`
`regarding the interpretation of Lahti: “[A] POSITA reviewing Lahti would not have
`
`viewed Lahti as disclosing that the MobiCon application actually governed video
`
`capture parameters.” Id. (emphasis added); see also id. at 15-16 (“These facts
`
`provide a strong basis for concluding that Lahti’s MobiCon application did not
`
`impact or control the parameters by which video data was captured.”).
`
`Thus, Exhibits 2005-2007 are relied upon for what they describe and for how
`
`those descriptions would have affected a POSITA’s understanding of what Lahti
`
`disclosed. This is a permissible, non-hearsay use of Exhibits 2005-2007 for the same
`
`reasons discussed above for Exhibits 2003 and 2004.
`
`
`
`
`
`
`
`*
`
`*
`
`*
`
`73479432.1
`
`- 6 -
`
`

`

`C. CONCLUSION
`For the foregoing reasons, Patent Owner requests that Petitioner’s Motion to
`
`Case IPR2017-01131
`Patent 8,464,304
`
`
`Exclude Evidence be denied.
`
`Dated: September 28, 2018
`
`Respectfully submitted,
`
`NORTON ROSE FULBRIGHT US LLP
`
`/Eagle H. Robinson/
`Eagle H. Robinson (Reg. No. 61,361)
`
`Lead Counsel for Patent Owner
`
`
`
`
`
`73479432.1
`
`- 7 -
`
`

`

`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on
`
`Case IPR2017-01131
`Patent 8,464,304
`
`
`September 28, 2018, complete copies of Patent Owner VidStream LLC’s
`
`Opposition to Petitioner’s Motion to Exclude Evidence was served on the following:
`
`
`
`
`
`
`
`
`
`Lead Counsel:
`
`Todd M. Siegel (Reg. No. 73,232)
`todd.siegel@klarquist.com
`
`Backup Counsel: Andrew M. Mason (Reg. No. 64,034)
`andrew.mason@klarquist.com
`
`Robert T. Cruzen (pro hac vice)
`rob.cruzen@klarquist.com
`
`Respectfully submitted,
`
`/Eagle H. Robinson/
`Eagle H. Robinson (Reg. No. 61,361)
`
`73479432.1
`
`- 8 -
`
`

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