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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________________________
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`TWITTER, INC.
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`Petitioner
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`v.
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`VIDSTREAM, LLC
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`Patent Owner
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`_____________________________
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`Case IPR2017-01131
`U.S. Patent No. 8,464,304
`(Claims 1, 4-5, 8-9, 11-17, 19-26, and 28-30)
`_____________________________
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`PATENT OWNER VIDSTREAM LLC’s OPPOSITION TO
`PETITIONER’S MOTION TO EXCLUDE EVIDENCE
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`73479432.1
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`INTRODUCTION
`Petitioner moved to exclude Exhibits 2003-2007 as allegedly containing
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`IPR2017-01131
`U.S. Patent No. 8,464,304
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`I.
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`inadmissible hearsay. Paper 57 (“Motion to Exclude”). These Exhibits are web
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`pages describing features of certain Nokia phones that were available around the
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`2006 time frame, when the Lahti reference (Ex. 1006) was published. The Exhibits
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`are not hearsay because they are relied upon, not to establish the truth of the matters
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`asserted therein (i.e., that the phones had the described features), but to establish
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`how Lahti’s disclosure would have been understood by a POSITA. Therefore,
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`Petitioner’s Motion to Exclude should be denied.
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`II. ARGUMENT
`A. Applicable Law
`A statement is hearsay only if it is relied upon “to prove the truth of the matter
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`asserted in the statement.” Fed. R. Evid. (“FRE”) § 801(c). Statements that are
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`relied upon for other purposes are not hearsay and are not subject to exclusion under
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`FRE § 802. For example, several courts and the Board have recognized that
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`statements in prior art references that are relied upon for their effect on a POSITA
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`or to establish the state of knowledge in the art are not hearsay. E.g., Neev v. Abbot
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`Med. Optics, Inc., No. 09-146, 2012 WL 1066797, at *14 (D. Del. Mar. 26, 2012)
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`(“Statements in a reference offered for their effect on one of ordinary skill in the art
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`are not hearsay.”); Abbot Labs. v. Diamedix Corp., 969 F. Supp. 1064, 1067 n.1
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`(N.D. Ill. 1997) (prior art document was not hearsay because it was being offered
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`for “the effect its existence had on the knowledge base of those in the field of art”);
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`Biomarin Pharm. Inc. v. Genzyme Therapeutic Prods. Ltd., IPR2013-00537, Paper
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`79 at 25 (PTAB Feb. 23, 2015) (prior art document was not hearsay because it was
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`“offered as evidence of what it describes to an ordinary artisan”). In addition, the
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`Board has held that technical documents describing properties of commercially
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`available products and being relied upon for the purpose of interpreting the
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`disclosure of an asserted prior art reference were not hearsay because the documents
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`were being “offered simply as evidence of what [they] described, not for proving the
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`truth of the matters addressed in the document[s].” Luye Pharma Grp. Ltd. v.
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`Alkermes Pharma Ireland Ltd., IPR2016-01096, Paper 74 at 34-35 (PTAB Nov. 28,
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`2017) (quoting Joy Techs., Inc. v. Manbeck, 751 F. Supp. 225, 233 n.2 (D.D.C.
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`1990)).
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`B.
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`The Challenged Exhibits Are Not Hearsay
`1.
`Exhibits 2003 and 2004
`Exhibits 2003 and 2004 are relied upon for the non-hearsay purposes of
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`establishing the knowledge base of a POSITA and for their effect on how a POSITA
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`would interpret Lahti. The principal issue addressed in Patent Owner’s Response to
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`the Petition (“POR”) (Paper 50) is Petitioner’s failure to establish that Lahti discloses
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`the “predetermined constraints” limitation required by all of the Challenged Claims.
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`E.g., POR at 1, 8-9. This limitation generally requires that a server system provides
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`instructions for a device to capture video in accordance with predetermined
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`constraints, including frame rate. E.g., ’304 Patent, claim 1. Petitioner alleged that
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`the MobiCon application disclosed in Lahti meets this limitation because Lahti
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`describes specific parameters, including frame rate, of a video captured using the
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`application. Petition at 22 (Paper 1). However, Patent Owner demonstrated in the
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`POR that this was incorrect and provided evidence, including Exhibits 2003 and
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`2004, to show that a POSITA would not have interpreted Lahti as disclosing the
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`“predetermined constraints” limitation. POR at 15-17, 19-22.
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`More specifically, Exhibits 2003 and 2004, which were publicly available on
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`the internet at least as early as February 5, 2006 and May 30, 2006, respectively (Ex.
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`2002, ¶¶ 16, 17), are introduced in the POR as showing that “publications
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`contemporaneous with Lahti suggest the video parameters enumerated in Lahti were
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`standard parameters used by camera phones in the 2006 timeframe to capture video
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`data.” POR at 15-16. The video capture parameters described for the Nokia 6270
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`model (Exhibit 2003) and the Nokia E50 model (Exhibit 2004) are then cited, which
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`are the same as the parameters described in Lahti. Id. at 16-17. The effect of these
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`descriptions on a POSITA is stated in the POR as follows: “a POSITA would have
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`understood the parameters listed in Lahti are the default parameters for the Nokia
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`6630 (and a number of other Nokia camera phones available at that time).” Id. at 22
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`(emphasis added). This fact is in turn relied upon to establish Patent Owner’s
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`ultimate conclusion regarding the interpretation of Lahti: “[A] POSITA reviewing
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`Lahti would not have viewed Lahti as disclosing that the MobiCon application
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`actually governed video capture parameters.” Id. (emphasis added); see also id. at
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`15-16 (“These facts provide a strong basis for concluding that Lahti’s MobiCon
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`application did not impact or control the parameters by which video data was
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`captured.”).
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`Thus, Exhibits 2003 and 2004 are relied upon, not for the truth of the matters
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`asserted therein, but for what they describe to a POSITA and for how those
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`descriptions would have affected a POSITA’s understanding of what Lahti
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`disclosed. This is a permissible, non-hearsay use of the Exhibits. See, e.g., Neev,
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`2012 WL 1066797, at *14 (“Statements in a reference offered for their effect on one
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`of ordinary skill in the art are not hearsay.”).
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`Neither of the cases cited by Petitioner in its Motion to Exclude is to the
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`contrary. See Microsoft Corp. v. Bradium Techs. LLC, IPR2016-00449, Paper 65 at
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`2-7 (PTAB July 26, 2017); Google Inc. v. Meiresonne, IPR2014-01188, Paper 38 at
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`10 (PTAB Jan. 20, 2016). In neither case was the excluded evidence relied upon for
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`what it described to a POSITA or for its effect on how a POSITA would understand
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`the teachings of a prior art reference. Rather, in Microsoft the evidence excluded as
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`hearsay included statements relied upon for a variety of purposes, such as to establish
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`the valuation of a company or the amount of money a party spent on research and
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`development. IPR2016-00449, Paper 65 at 2, 3. In Google, the excluded evidence
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`was relied upon to show customer satisfaction with a technical feature of a website.
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`IPR2014-01188, Paper 38 at 9-10. These cases do not support excluding prior art
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`documents, like Exhibits 2003 and 2004, relied upon to establish how a POSITA
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`would have understood a prior art reference.
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`2.
`Exhibits 2005-2007
`Exhibits 2005,1 2006, and 2007 are also relied upon for what they describe
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`and for how they would affect a POSITA’s understanding of Lahti. These Exhibits
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`are introduced in the POR for their description of the properties of the Nokia 6630,
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`which is the only model of camera phone identified in Lahti. POR at 19. Based on
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`the video capture parameters described in the Exhibits, the POR states, “Individually
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`and collectively, Exs. 2005-2007 demonstrate that the only phone model specifically
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`mentioned in Lahti, the Nokia 6630, natively captured video data with the
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`parameters disclosed in Lahti.” Id. at 21. Dr. Olivier explains how this affects the
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`interpretation of Lahti: “This strongly suggests that Lahti’s MobiCon application did
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`not govern or otherwise impact the video-capture parameters listed in Lahti . . . .”
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`1 Exhibit 2005 was publicly available on the internet at least as early as December
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`29, 2004. Ex. 2002, ¶ 18.
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`Id. (citing Ex. 2002, ¶76). As with Exhibits 2003 and 2004, the POR relies on
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`Exhibits 2005-2007 for the effect that they would have on a POSITA’s interpretation
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`of Lahti: “a POSITA would have understood the parameters listed in Lahti are the
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`default parameters for the Nokia 6630 . . . .” Id. at 22 (emphasis added). As
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`discussed above, this is relied upon to establish Patent Owner’s ultimate conclusion
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`regarding the interpretation of Lahti: “[A] POSITA reviewing Lahti would not have
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`viewed Lahti as disclosing that the MobiCon application actually governed video
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`capture parameters.” Id. (emphasis added); see also id. at 15-16 (“These facts
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`provide a strong basis for concluding that Lahti’s MobiCon application did not
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`impact or control the parameters by which video data was captured.”).
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`Thus, Exhibits 2005-2007 are relied upon for what they describe and for how
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`those descriptions would have affected a POSITA’s understanding of what Lahti
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`disclosed. This is a permissible, non-hearsay use of Exhibits 2005-2007 for the same
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`reasons discussed above for Exhibits 2003 and 2004.
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`*
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`*
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`*
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`C. CONCLUSION
`For the foregoing reasons, Patent Owner requests that Petitioner’s Motion to
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`Case IPR2017-01131
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`Exclude Evidence be denied.
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`Dated: September 28, 2018
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`Respectfully submitted,
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`NORTON ROSE FULBRIGHT US LLP
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`/Eagle H. Robinson/
`Eagle H. Robinson (Reg. No. 61,361)
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`Lead Counsel for Patent Owner
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`CERTIFICATE OF SERVICE
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies that on
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`Case IPR2017-01131
`Patent 8,464,304
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`September 28, 2018, complete copies of Patent Owner VidStream LLC’s
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`Opposition to Petitioner’s Motion to Exclude Evidence was served on the following:
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`Lead Counsel:
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`Todd M. Siegel (Reg. No. 73,232)
`todd.siegel@klarquist.com
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`Backup Counsel: Andrew M. Mason (Reg. No. 64,034)
`andrew.mason@klarquist.com
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`Robert T. Cruzen (pro hac vice)
`rob.cruzen@klarquist.com
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`Respectfully submitted,
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`/Eagle H. Robinson/
`Eagle H. Robinson (Reg. No. 61,361)
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