throbber
Supplied by the British Library 29 Mar 2018, 18:51 (SST)
`
`
`
`1 of 10
`
`Celltrion, Inc. 1055
`Celltrion v. Genentech
`IPR2017-01122
`
`

`

`Journal of Clinical Oncology
`
`The Official Jounzal of the American Society of Clinical Oncology
`
`l
`1
`l
`·l
`t
`
`I
`1
`!
`
`Joumaf of Clitticof Oncafogy (ISSN 0732-l 83X) is published :?4 times a
`year. twice monthly by the American Society of Clinical Oncology, 1900
`Duke Street, Suite 200, Alexandria, VA 223 14. Periodicals pos1ug1: is paid
`nt Alexandria. VA, and at additional mailing offices.
`
`Poslma.~ter: Send all changes or address for Jo11nwf of C/i11iccr/ Oncolo,~y
`subscribers ta:
`JCO Customer Service
`330 John Carlyle Street
`Suite 300
`Alexandrfa VA 22314
`
`Editorial correspondence:
`D~nicl G. Haller. MD
`Joumaf of Cfl11icaf Oncology
`330 John Carlyle Street
`Suite 300
`Alexandria VA 22314
`Fax: 703·684-8720
`Phone: 703-797-1900
`lnu:met: h11p;J/www.j£Q.org
`Em~il: jCQ@QSCQ.org
`American Society or Clinical Oncology membcr.ihip·relatcd queries
`should be addressed to:
`ASCO
`1900 Duke S!TCCt
`Suite 200
`Alexandria VA 22314
`Fax: 703-684-8720
`P!tone: 703-299·0150
`Email: asco@wo.org
`ln1cmc1: hup://www.a.$0.0fl!
`Japan: Orders should be ploced through:
`USACO Corporation
`1-17-12 Higashi-Azuba Minato-ku
`Tokyo. Japan 106-0044
`Phone: +81-3-3505-3529
`Emilil: imoort@usaco.co.jp
`Customer St'rvlcc. subscriptions, and changes of addrm:
`JCO Customer Service
`330 John Carlyle Strcel
`Suite JOO
`Alrnuldria VA 22314
`Phone: 888-:?73-3508 703-519-1430 Fnx: 703-5 18-8 155
`Email: jcoservicc@asco.org
`Orders and paymmts:
`P 0 Box 79586
`£l11l1imore MD 21279-0586
`2003 subscription rates:
`
`Fax: +81-3-3505-6284
`lntemet: WWW,US!ICQ.CO.jp
`
`Individual"
`
`buli!Woo"
`
`Single Silo ~
`Slu<lont/RN'
`licon,. ..
`
`Unilod S1a1e1
`Conoda/Mexico
`lntemo!ioool·~
`
`$375
`525
`570
`
`$506
`630
`673
`
`$ 850
`975
`1,017
`
`$187.50
`262.50
`285.00
`
`$35
`"5
`"5
`
`• Individual nnd institution mies include workstulion online access
`•• For multi-site license rates plea.~ contact C11rn Kaufman (410-821-
`8035 OI' ckaufmao@bellpflamjc.nc!)
`• To receive resident/student discount rate, orders must be accom(cid:173)
`p:i.nied by name of affiliated institution, date of tcnn, aod I.he
`
`signature of program/residency coonlinator on institution leuer(cid:173)
`hcad
`Add $40 for :iirfreight delivery ou1side U.S .. C:i.nada and Mexico
`
`Prices are subject to change without notice. Current prices are in effect for
`back volumes and back issues. Single issues. both current and back, exjst
`In limiled quantities and are offt.-rcd for sulc sul>jt:et to nvailubility. Back
`issues sold in conjunction with a subscription are on 11 prorated b111;is. 2002
`bou11d vofum~ price S 140.00; S 165.00 for international urdeno. To purcha.~
`u 2002 bound volume set, customer must be o subi.cribc:r for 2002.
`Copyright Cl 2003 by American Society of Clinical Oncology. All rights
`reserved. No part of this publicntion may be reproduced or transmitted in
`any form or by any means now or here:iftcr known, electronic or
`mech3nical, including photocopy, rcc0fdin11. or any information storage
`and reuicval system, without pcnni5~ion in writinK rrom rhe Publisher.
`Printed in the United States or America.
`
`Permission requests should be scnr to:
`lmellccrual Propc:ny Rights Manager
`American Society of Clinicnl Oncology
`330 John Cnrlylc Street
`Suite 300
`Alcx.andria VA 22314
`Fux: 703-518-8155
`Phone: 888-273-3508 703-S 19-1430
`'The appet1J1111ce of the code at the bottom of the first page of an UJticle in
`this journal indicates I.he copyright owner's consent that copies of the
`ankle may be made for personal or intcm;il use, or for the pe1SOnal or
`internal use of speci fie clients. for those reg.istercd with the Copyright
`Clearance Center, Tnc, (222 Rosewood Drive, Ounvers, MA 0923; 978-
`75()..8400; www.copyri2h1.com). T11ls consenr is given on the condition
`thal the copier pay the stated pc:r-cupy fee for that article through the
`Copyright Clearance Center, Inc. for copying beyond thet permitted by
`Sections 107 or t08 of the US Copyrighl Law. This consent does not
`extend to other' kind~ of copying, such as copying for general distribution,
`for advertising or promotional purpo~cs, for crculing new collccrivc works,
`or for resale. Absence of the code imlic<itcs that the material ITlJIY not be
`proccw:d through the Copyright ClelltllllCc Center. Inc.
`
`Notice: The ideas 1111d opinions expressed in the Joun111/ of Clinical
`Oncolosy do not necessarily reflect those or the American Sociel}' of
`Clinical Oncol~'Y or the Editor. Publication of un advertisement or other
`produce mention in the l<>Umal of Cfi11ica/ Oncolo8J should oot be
`construed as an eadorscmen1 of the product or the m:mufacturer' s clnirns.
`Re.iders arc encouraged to contact the manufoc1urcr with any questions
`about I.he feutures or limi1ation5 of the products mcationed. The American
`Society of Clinical Oncology docs not assurm" any responsibility for any
`injury and/or damage to pelSOOS or property cuising out of or related to any
`use of the lll3lcrial coou1inctl in this periodicul. The render is oovised to
`check the appropriate medical litcrJture and the production infomu1tion
`currently provided by the munufuc1un:r of each drug to be ndministered 10
`verify the douge, the method ru11l dunuion of adminiSU'ation, or conuain(cid:173)
`dications. It is the responsibility of the IJ'Cnling physiciun or other health
`care profcssion:il, relying on lndepcndl.'nt experience and knowledge of the
`patient, to detennine dnig dosui:es tllld the best lrea1mcnt for the patient.
`Every effOft bas been made to check generic and lfllde n11rnC1>, and to verify
`drug doses. The ultim:ue responsibility, however, lies with the preliCribing
`phyiician. Please convey any errors to the Editor.
`
`Display Advertis.ln&fClaaUitds/Commrrclal Reprints
`The Walchli Tauber Group, lnc.
`2225 Old Emmonon Ro3d
`Suite 201
`Bel Air MD 21015
`F:ix: 443-51'.!-8909
`Phone: 443-512-8899
`Website: www.WJ·l!COUp.cqm
`
`Gary A. Walchli
`Ext: 102
`Email: l!MY,walchli!lw1-1uoup.cQl!l
`Stephen M. Tauber
`Ext: 103
`Email: stcphen.tauber@wt-ppup.com
`
`Multl-sllc LlcellSeli/Consortla
`K:wfman-WillE Group, LLC
`24 Aintrcc Road
`Baltimore MD 21286
`Phone: 410-821-R035 Fax: 4 10-82 1-1654
`Ema11: ckl1ufman@bell:ulantic.ne1
`
`Supplied by the British library 29 Mar 2018, 18:51 (SST)
`
`
`
`2 of 10
`
`Celltrion, Inc. 1055
`Celltrion v. Genentech
`IPR2017-01122
`
`

`

`E n d P o i n t s a n d U n i t e d S t a t e s F o o d a n d D r u g A d m i n i s t r a t i o n
`A p p r o v a l o f O n c o l o g y D r u g s
`
`By John R. Johnson, Grant Williams, and Richard Pazdur
`
`Purpose: To summarize the end points used by the
`United States Food and Drug Administration (FDA) to ap-
`prove new cancer drug applications over the last 13 years.
`Materials and Methods: The FDA granted marketing ap-
`proval to 71 oncology drug applications between January
`1, 1990, and November 1, 2002. The end points used as the
`approval basis for each application are presented, and the
`rationale for each end point is discussed.
`Results: The FDA grants either regular marketing ap-
`proval or accelerated marketing approval for oncology
`drug applications. Regular approval is based on end points
`that demonstrate that the drug provides a longer life, a
`better life, or a favorable effect on an established surrogate
`for a longer life or a better life. Accelerated approval (AA) is
`based on a surrogate end point that is less well established
`
`THERE IS a common misperception that the United States
`
`Food and Drug Administration (FDA) requires a survival
`improvement for approval of oncology drug marketing applica-
`tions.1 This article reviews the marketing applications for oncol-
`ogy drugs approved by the FDA’s Division of Oncology Drug
`Products in the Center for Drug Evaluation and Research
`(CDER) from January 1, 1990, to November 1, 2002. The end
`points used as the approval basis for each application are
`presented, and the rationale for end-point selection is discussed.
`Regular marketing approval of oncology drugs requires sub-
`stantial evidence of efficacy from adequate and well-controlled
`investigations. The attributes of adequate and well-controlled
`investigations are described in the regulations.2 Studies must
`allow a valid comparison to a control and must provide a
`quantitative assessment of the drug’s effect. Guidance promul-
`gated in the 1980s indicated that efficacy should be demonstrated
`by prolongation of life, a better life, or an established surrogate
`for at least one of these. Drugs must also be safe for their
`intended use. The safety requirement comes from the Federal
`Food Drug and Cosmetic Act of 1938. A 1962 amendment to
`that Act codifies the efficacy requirement.
`
`From the Division of Oncology Drug Products (HFD-150), Center for
`Drug Evaluation and Research, United States Food and Drug Administra-
`tion, Rockville, MD.
`Submitted August 9, 2002; accepted December 23, 2002.
`The views expressed are the result of independent work and do not
`necessarily represent the views and findings of the United States Food and
`Drug Administration.
`Address reprint requests to John R. Johnson, MD, Food and Drug
`Administration, HFD-150, 5600 Fishers Lane, Rockville, MD 20857; email:
`Johnsonj@cder.fda.gov.
`© 2003 by American Society of Clinical Oncology.
`0732-183X/03/2107-1404/$20.00
`
`but that is reasonably likely to predict a longer or a better
`life. Tumor response was the approval basis in 26 of 57
`regular approvals, supported by relief of tumor-specific
`symptoms in nine of these 26 regular approvals. Relief of
`tumor-specific symptoms provided critical support for ap-
`proval in 13 of 57 regular approvals. Approval was based
`on tumor response in 12 of 14 AAs.
`Conclusion: End points other than survival were the ap-
`proval basis for 68% (39 of 57) of oncology drug marketing
`applications granted regular approval and for all 14 appli-
`cations granted accelerated approval from January 1,
`1990, to November 1, 2002.
`J Clin Oncol 21:1404-1411. © 2003 by American
`Society of Clinical Oncology.
`
`In 1992, Subpart H was added to the new drug application
`(NDA) regulations to allow accelerated approval (AA) for
`diseases that are serious or life-threatening when the new drug
`appears to provide benefit over available therapy, but under
`situations when the demonstrated benefit did not yet meet the
`standard for regular approval. For instance, AA can be granted
`on the basis of a surrogate end point that is reasonably likely to
`predict clinical benefit (Table 1) but that is not established to the
`level that would support regular approval. After AA, the appli-
`cant is required to perform a postmarketing study to demonstrate
`that treatment with the drug is indeed associated with clinical
`benefit. If the postmarketing study fails to demonstrate clinical
`benefit or if the applicant does not demonstrate due diligence in
`conducting the required study, the regulations describe a process
`for rapidly removing the drug from the market.3 The AA
`regulations provide drugs that are promising on the basis of
`surrogates that are reasonably likely to predict clinical benefit to
`patients with serious or life-threatening diseases. Drugs that are
`only similar to available therapy on the basis of such a surrogate
`would not appear to be especially promising and would not
`provide benefit over available therapy. If the drug showed
`clinical benefit, it would be granted regular approval and would
`not need to provide benefit over available therapy.
`In the early 1980s, the FDA approved oncology drugs based
`on tumor response rate alone. In the mid-1980s, on the advice of
`the Oncologic Drugs Advisory Committee (ODAC), the FDA
`determined that response rate generally should not be the sole
`basis for approval. The potential benefit associated with a partial
`response did not necessarily outweigh the substantial toxicity of
`oncology drugs, and the correlation between response rate and
`survival or clinical benefit was not well established. The new
`FDA position called for an improvement in survival or patient
`symptoms for regular approval.4
`In subsequent years,
`the FDA stated that under selected
`circumstances,
`impressive tumor-related outcomes could be
`
`1404
`
`Journal of Clinical Oncology, Vol 21, No 7 (April 1), 2003: pp 1404-1411
`DOI: 10.1200/JCO.2003.08.072
`
`
`
`3 of 10
`
`Celltrion, Inc. 1055
`Celltrion v. Genentech
`IPR2017-01122
`
`

`

`END POINTS AND THE FOOD AND DRUG ADMINISTRATION
`
`1405
`
`Table 1. Surrogate End Point Status and Marketing Approval
`
`End Point Status
`
`Established surrogate
`Reasonably likely surrogate
`Not reasonably likely surrogate
`
`Example
`
`Response rate in breast cancer with hormonal treatments
`Response rate in refractory solid tumors
`Tumor markers
`
`Type of Approval
`
`Regular approval
`Accelerated approval
`Not approvable
`
`the FDA and National
`considered clinical benefit. In 1991,
`Cancer Institute examined end points that potentially demon-
`strated clinical benefit. An improvement in disease-free survival
`(DFS) was proposed as a valid end point for an adjuvant
`setting if a large proportion of recurrences are symptomatic.
`Complete responses of reasonable duration may also represent
`evidence of clinical effectiveness. For example, complete
`responses in acute leukemia may correlate with improved
`survival and clinical benefits of
`reduced infections and
`transfusion requirements. Evaluation of response rates should
`take into consideration the response duration, the drug toxic-
`ity, and relief of tumor-related symptoms.5
`
`MATERIALS AND METHODS
`Information available to the public under the Freedom of Information Act
`was surveyed for new oncology drug applications and supplements for new
`uses approved by the Division of Oncology Drug Products from January 1,
`1990, to November 1, 2002. This survey does not include oncology drug
`applications approved by other CDER divisions, including drugs for skin
`cancer, hormone treatments for prostate cancer, or radiopharmaceuticals,
`and does not include biologic drug products, which are reviewed by the
`Center for Biologics Evaluation and Research. The primary source for
`this analysis was the package insert. When multiple end points were
`identified in the package insert and questions existed regarding the
`approval basis, other sources were consulted (medical officer review
`documents and ODAC meeting transcripts). The final arbiter in these
`cases was the approving official.
`End-point definitions were those used in the applications submitted to the
`FDA and can be found in approved labeling. The following general
`definitions were commonly used: complete response was complete disap-
`pearance of all tumor and all manifestations of tumor for at least 1 month;
`partial response was a 50% decrease from baseline in the sum of the
`cross-products of all bidimensionally measurable tumors lasting at least 1
`month; progression was a 25% increase in the sum of cross-products of all
`bidimensionally measurable lesions from the nadir value, the occurrence of
`new lesions, or obvious progression in evaluable disease. Disease-free
`survival was assessed from date of randomization until first recurrence or
`death. Survival was assessed from date of randomization to death. Skeletal-
`related events (SREs) formed a composite end point of pathologic fractures,
`radiation therapy, surgery to bone, or spinal cord compression. Statistical
`significance for time-to-event end points was determined by the log-rank test
`at a two-sided significance level of 0.05. Additional assessments of clinical
`benefit were descriptive or used end points described here.
`
`RESULTS
`
`End Points Used for Regular Approval
`Table 2 shows the end points that were the basis for the FDA
`marketing approval of oncology drug applications approved
`from January 1, 1990, to November 1, 2002. In addition to
`conventional anticancer drugs, this analysis includes approvals
`of four chemoprotectant and three bisphosphonate applications.
`Seventy-one marketing applications for oncology drugs were
`approved. Fifty-seven applications were granted regular ap-
`proval, and 14 applications were granted AA. Marketing ap-
`proval in 39 of the 57 applications granted regular approval was
`
`based on end points other than survival. Excluding chemopro-
`tectant and bisphosphonate applications, 34 of 52 regular ap-
`provals were based on nonsurvival end points. Table 3 tabulates
`the number of regular approvals using each end point.
`Survival.
`Survival was the primary approval basis for 18
`applications. This finding does not necessarily mean that only
`survival benefit could have led to approval
`in these cases.
`Whenever a survival benefit was demonstrated, it was designated
`as the primary approval basis.
`Tumor response, response duration, and time-to-tumor pro-
`gression.
`The FDA oncology drug approval record shown in
`Table 2 demonstrates that tumor response rate and time-to-
`progression were important end points in regular approval of
`oncology drugs. Forty-seven percent (27 of 57) of the regular
`oncology drug approvals had response rate or time-to-tumor
`progression (TTP) as the primary or coprimary end point in the
`trials supporting approval. Ten of these 27 approvals were based
`solely on tumor response, nine were based on both tumor
`response and relief of tumor-specific symptoms (see section on
`Relief of Tumor-Specific Symptoms or Improvement in Labo-
`ratory Findings), seven were based on both tumor response and
`TTP, and one was based on TTP alone.
`Regular approval of oncology drug applications based on
`tumor response or TTP indicates that these end points were
`considered surrogates for a better life and possibly improved
`survival in selected clinical settings. Considerations include
`efficacy of other available therapy, drug toxicity,
`type of
`response (complete or partial), response duration, and sup-
`portive data on disease-specific symptom improvement. A
`discussion of
`the rationale for
`these approvals follows.
`Further information can be found in the package inserts of the
`oncology drugs listed in Table 2.
`Anastrazole, exemestane, letrozole, toremifene, and fulves-
`trant were granted regular approval for treatment of advanced
`breast cancer in postmenopausal women on the basis of random-
`ized controlled trials (RCTs) comparing each with tamoxifen or
`another approved hormonal agent. Given the favorable toxicity
`profile associated with hormonal drugs compared with conven-
`tional cytotoxic agents, tamoxifen’s well-accepted therapeutic
`role, and the lack of a demonstrated survival effect with any
`hormonal drugs, response rate and TTP are considered adequate
`surrogates for a better life in hormonal drug trials in advanced
`metastatic breast cancer and have been the primary end points
`for comparing efficacy.6,7 At the time of approval in each case,
`a preliminary survival analysis was performed and showed no
`disadvantage compared with the control. Final survival data were
`assessed after approval.
`Tumor response was judged to represent clinical benefit in
`several other regular approvals. Durable complete responses are
`considered an established surrogate for a better life in refractory
`
`
`
`4 of 10
`
`Celltrion, Inc. 1055
`Celltrion v. Genentech
`IPR2017-01122
`
`

`

`1406
`
`Table 2.
`
`Drug (year, application type)
`Altretamine (1990, N)
`Altretinoin gel (1999, N)
`Amifostine
`(1995, N)
`
`(1996, S)
`
`(1999, S)
`
`Anastrozole
`(1995, N)
`(2000, S)
`(2002, S)
`
`Arsenic trioxide (2000, N)
`
`Bexarotene capsules
`(1999, N)
`Bexarotene gel (2000, N)
`
`Bleomycin (1996, S)
`Busulfan injection (1999, S)
`
`Capecitabine
`(1998, N)
`(2001, S)
`(2001, S)
`
`Carboplatin (1991, S)
`Carmustine wafer (1996, N)
`Cladribine (1993, N)
`Dexrazoxane (1995, N)
`
`Docetaxel
`(1996, N)
`(1996, S)
`(1999, S)
`Epirubicin (1999, N)
`Exemestane (1999, N)
`Fludarabine (1991, N)
`
`Fulvestrant (2002, N)
`Gemcitabine
`(1996, N)
`
`(1998, S)
`Gemtuzumab ozogamicin
`(2000, N)
`Idarubicin (1990, N)
`Imatinib mesylate
`(2001, N)
`
`(2002, S)
`Irinotecan
`(1996, N)
`(1998, S)
`(2000, S)
`Letrozole
`(1997, N)
`(2001, S)
`Leucovorin (1991, S)
`
`Liposomal cytarabine
`(1999, N)
`Liposomal daunorubicin
`(1996, N)
`Liposomal doxorubicin
`(1995, N)
`(1999, S)
`Methoxsalen (1999, N)
`
`JOHNSON, WILLIAMS, AND PAZDUR
`
`End Points for Approval of Oncology Drug Marketing Applications January 1, 1990 to November 1, 2002
`Approval
`Type
`Regular
`Regular
`
`End Points Supporting Approval
`
`RR
`RR, cosmesis
`
`Indication
`Refractory ovarian cancer
`Kaposi’s sarcoma, cutaneous lesions
`
`Trial Design
`SAT
`RCT
`
`To decrease cisplatin-induced renal toxicity in
`refractory ovarian cancer
`To decrease cisplatin-induced renal toxicity in
`lung cancer
`To decrease xerostomia after radiation
`therapy for head and neck cancer
`
`Regular
`
`AA
`
`Regular
`
`Creatinine clearance, CR and TTP to assess
`potential tumor protection
`Creatinine clearance, RR to assess tumor
`protection
`Salivary production and xerostomia scores RCT
`
`RCT
`
`SAT
`
`Regular
`Regular
`AA
`
`RR, TTP
`RR, TTP
`DFS
`
`Regular
`
`CR and CR duration
`
`RR, composite assessment of index lesion
`severity
`RR, composite assessment of index lesion
`severity
`Recurrence of effusion
`DFS, time to engraftment
`
`RR
`Survival
`Survival
`
`Regular
`
`Regular
`
`Regular
`Regular
`
`AA
`Regular
`Regular
`
`Regular
`Regular
`Regular
`AA
`
`AA
`Regular
`Regular
`Regular
`Regular
`Regular
`
`Regular
`
`Regular
`
`Regular
`AA
`
`Breast cancer, second-line treatment
`Breast cancer, first-line treatment
`Breast cancer, adjuvant therapy of
`postmenopausal patients with ER-positive
`tumors
`Acute promyelocytic leukemia, second-line
`treatment
`Cutaneous T-cell lymphoma, skin lesions
`
`Cutaneous T-cell lymphoma, skin lesions
`
`Malignant pleural effusions
`CML, conditioning regimen for stem-cell
`transplantation
`
`Breast cancer, refractory
`Colon cancer, first-line treatment
`Breast cancer, with docetaxel after failed
`anthracycline treatment
`Ovarian cancer, first-line treatment
`Recurrent glioblastoma multiforme
`Hairy cell leukemia
`To decrease doxorubicin-induced
`cardiotoxicity
`
`Breast cancer, second-line treatment
`Breast cancer, second-line treatment
`NSCLC, second-line treatment
`Breast cancer, adjuvant treatment
`Breast cancer, second-line treatment
`Refractory chronic lymphocytic leukemia
`
`Breast cancer, second-line treatment
`
`Pancreatic cancer
`
`NSCLC
`Acute myelogenous leukemia, second-line
`treatment in elderly patients
`Acute myelogenous leukemia
`
`CML, blast phase, accelerated phase, and
`failing interferon
`Gastrointestinal stromal tumors (GISTs)
`
`Colon cancer, second-line treatment
`Colon cancer, second-line treatment
`Colon cancer, first-line treatment
`
`Breast cancer, second-line treatment
`Breast cancer, first-line treatment
`In combination with FU for metastatic colon
`cancer
`Lymphomatous meningitis
`
`Kaposi’s sarcoma
`
`DB RCT
`DB RCT
`DB RCT
`
`SAT
`
`SAT
`
`SAT
`
`RCT
`RCT
`
`SAT
`RCT
`RCT
`
`RCT
`
`RCT
`SAT
`
`RCT
`
`SAT
`
`SAT
`
`SAT
`RCT
`RCT
`
`DB RCT
`DB RCT
`RCT
`
`RCT
`
`RCT
`
`SAT
`SAT
`SAT
`
`Pathologic CR, PFS, survival
`Survival
`CR and CR duration
`Cardiotoxicity (clinical and MUGA scans),
`RR to assess potential tumor protection
`
`RCT
`Placebo RCT
`SAT
`Placebo RCT
`
`RR
`RR, TTP, survival
`TTP and survival
`DFS and survival
`RR and TTP
`CR and PR, improvement in anemia and
`thrombocytopenia
`RR and TTP
`
`SAT
`RCT
`RCT
`RCT
`DB RCT
`SAT
`
`DB RCT
`
`Survival, clinical benefit response
`(composite end point including pain,
`performance status, and weight gain)
`RR, TTP, survival
`CR and CRp (CR with decreased platelets)
`
`Regular
`
`CR and survival
`
`AA
`
`AA
`
`AA
`Regular
`Regular
`
`Regular
`Regular
`Regular
`
`Hematologic response and cytogenetic
`response
`RR
`
`RR
`Survival
`Survival
`
`RR, TTP
`RR, TTP
`Survival
`
`AA
`
`Cytologic response
`
`Regular
`
`RR, TTP, cosmesis
`
`Kaposi’s sarcoma, second-line treatment
`Ovarian cancer, refractory
`Cutaneous T-cell lymphoma, skin lesions
`
`AA
`AA
`Regular
`
`RR
`RR
`RR based on overall skin scores,
`improvement in edema and scaling, and
`fissure resolution
`
`
`
`5 of 10
`
`Celltrion, Inc. 1055
`Celltrion v. Genentech
`IPR2017-01122
`
`

`

`END POINTS AND THE FOOD AND DRUG ADMINISTRATION
`
`Table 2.
`
`Drug (year, application type)
`Mitoxantrone (1996, S)
`
`End Points for Approval of Oncology Drug Marketing Applications January 1, 1990 to November 1, 2002 (Continued)
`Approval
`Type
`Regular
`
`Indication
`Patients with pain from hormone-refractory
`advanced prostate cancer
`Colon cancer progressing after bolus 5 FU/
`LV and irinotecan
`
`Refractory ovarian cancer
`Breast cancer, second-line treatment
`
`Kaposi’s sarcoma
`
`Ovarian, first-line
`NSCLC
`Breast cancer, adjuvant therapy
`
`Skeletal morbidity of osteolytic bone
`metastases of myeloma
`Skeletal morbidity of osteolytic bone
`metastases of breast cancer
`
`End Points Supporting Approval
`Decrease in pain
`
`AA
`
`RR and TTP
`
`Regular
`Regular
`
`Regular
`
`Regular
`Regular
`Regular
`
`Regular
`
`Regular
`
`Durable PRs in bulky tumors
`TTP
`
`RR and clinical benefit (assessed by
`evaluating photographs)
`Survival
`TTP and survival
`DFS and survival
`
`SRE
`
`SRE
`
`Oxaliplatin (2002, N)
`
`Paclitaxel
`(1992, N)
`(1994, S)
`
`(1997, S)
`
`(1998, S)
`(1998, S)
`(1999, S)
`Pamidronate
`(1995, N)
`
`(1996, S)
`
`Pentostatin
`(1991, N)
`
`(1993, S)
`Porfimer sodium
`(1995, N)
`
`(1998, S)
`(1998, S)
`
`Talc (1997, N)
`
`Tamoxifen
`(1990, S)
`
`(1998, S)
`
`(2000, S)
`
`Temozolomide (1999, N)
`Teniposide (1992, N)
`
`Topotecan
`(1996, N)
`(1998, S)
`
`Toremifene (1997, N)
`Tretinoin (1995, N)
`
`Vinorelbine (1994, N)
`Zoledronic acid (2002, N)
`
`1407
`
`Trial Design
`RCT
`
`RCT
`
`SAT
`Dose-response
`RCT
`SAT
`
`RCT
`RCT
`RCT
`
`Placebo RCT
`
`Placebo RCT
`
`SAT
`
`RCT
`
`SAT
`
`SAT
`RCT
`
`RCT
`
`Placebo RCT
`
`Placebo RCT
`
`Placebo RCT
`
`SAT
`SAT
`
`RCT
`RCT
`
`RCT
`SAT
`
`RCT
`
`Hairy cell leukemia, second-line treatment
`
`Hairy cell leukemia, first-line treatment
`
`Regular
`
`Regular
`
`CR and CR duration, improvement in
`hemoglobin, WBC, platelets
`CR and CR duration
`
`For PDT in completely obstructed esophageal
`cancer
`For PDT of CIS and microinvasive NSCLC
`For PDT of completely or partially obstructing
`endobronchial NSCLC
`To prevent recurrence of malignant pleural
`effusion
`
`Node-negative breast cancer, adjuvant
`therapy
`To reduce the incidence of breast cancer in
`women at high risk
`To reduce the incidence of breast cancer after
`treatment of DCIS
`Anaplastic astrocytoma, refractory
`Refractory childhood acute lymphoplastic
`leukemia
`
`Regular
`
`Luminal response and palliative response
`
`Regular
`Regular
`
`Regular
`
`CR and CR duration
`Luminal response and pulmonary symptom
`severity scale
`Recurrence of effusion
`
`Regular
`
`DFS
`
`Regular
`
`Occurrence of breast cancer
`
`Regular
`
`Occurrence of breast cancer
`
`AA
`Regular
`
`RR
`CR and CR duration
`
`Ovarian cancer, second-line treatment
`Small cell lung cancer, second-line treatment
`
`Regular
`Regular
`
`RR, TTP, survival
`RR and response duration, symptom
`improvement
`RR, TTP
`CR
`
`Survival
`SRE
`
`Regular
`Regular
`
`Regular
`Regular
`
`Breast cancer, first-line treatment
`Acute promyelocytic leukemia, second-line
`treatment
`NSCLC
`Multiple myeloma and bone metastases from
`solid tumors
`Abbreviations: N, new drug application; RR, response rate; SAT, single-arm trial; RCT, randomized controlled trial; S, supplement; CR, complete response; TTP, time to
`progression; AA, accelerated approval; DB, double blind; ER, estrogen receptor; DFS, disease-free survival; CML, chronic myelogenous leukemia; PFS, progression-free
`survival; MUGA, multiple-gated acquisition; FU, fluorouracil; LV, leucovorin; PDT, photodynamic therapy; CIS, carcinoma-in-situ; NSCLC, non–small-cell lung cancer; DCIS,
`ductal carcinoma-in-situ; SRE, skeletal-related event.
`
`ovarian cancer. Altretamine was approved on the basis of a small
`number of durable complete responses in patients with refractory
`ovarian cancer. Before the AA regulations, paclitaxel was
`approved on the basis of durable partial responses in refractory
`ovarian cancer.
`Pentostatin, cladribine, tretinoin, and arsenic trioxide were
`granted regular approval for treatment of hematologic malig-
`nancies on the basis of durable complete responses, many
`lasting 6 months or longer. In these settings, durable complete
`responses were considered an established surrogate for a
`better life and possibly a longer life. Fludarabine was ap-
`proved for refractory chronic lymphocytic leukemia on dura-
`
`ble complete and partial responses associated with improve-
`ments in anemia and thrombocytopenia.
`Regular approval of topotecan in refractory small-cell lung
`cancer was based on both response rate and symptom benefit.
`The ODAC indicated that the topotecan tumor response (20%
`with median response duration of 14 weeks) was associated with
`decreased morbidity and mortality in this disease setting of rapid
`clinical progression and short survival.8
`A randomized controlled trial comparing two doses of
`paclitaxel and demonstrating an advantage in TTP with the
`higher dose was the approval basis for paclitaxel for second-
`line treatment of advanced metastatic breast cancer. Bleomy-
`
`
`
`6 of 10
`
`Celltrion, Inc. 1055
`Celltrion v. Genentech
`IPR2017-01122
`
`

`

`1408
`
`Table 3. Summary of End Points for Regular
`Approval of Oncology Drug Marketing Applications
`January 1, 1990 to November 1, 2002
`
`Total
`Survival
`RR
`RR alone
`RR ⫹ decreased tumor-specific symptoms
`RR ⫹ TTP
`Decreased tumor-specific symptoms
`DFS
`TTP
`Recurrence of malignant pleural effusion
`Occurrence of breast cancer
`Decreased impairment of creatinine clearance
`Decreased xerostomia
`
`57
`18
`26
`10
`9
`7
`4
`2
`1
`2
`2
`1
`1
`
`Abbreviations: RR, response rate; TTP, time to progres-
`sion; DFS, disease-free survival.
`
`cin and talc were approved for treatment of malignant pleural
`effusions on the basis of time-to-recurrence of malignant
`pleural effusion, an end point closely related to TTP and
`symptom development.
`DFS. DFS may be the approval basis in the adjuvant setting
`if a high proportion of symptomatic recurrences is present or if
`a strong correlation with survival exists. A relatively long
`interval between recurrence and death also supports the use of
`DFS. DFS has supported approval of applications for adjuvant
`therapy for breast cancer and the use of busulfan in the transplant
`setting for chronic myelogenous leukemia. In the anastrozole
`application for adjuvant treatment of breast cancer in postmeno-
`pausal women, DFS supported AA rather than regular approval
`because the follow-up duration was insufficient for the latter type
`of approval.
`Time to treatment failure. No approvals were based on time
`to treatment failure (TTF). TTF is usually defined as the time
`from randomization to treatment discontinuation for any reason,
`including disease progression, treatment toxicity, patient prefer-
`ence, or death. TTF is a composite end point that is seldom
`useful for regulatory purposes. Discontinuance because of tox-
`icity, for example, has no direct relevance to effectiveness.
`Because the FDA must determine that approved drugs are both
`safe and effective, separate analyses of the efficacy and safety
`components of TTF (TTP, survival, and toxicity) are required for
`oncology drug marketing application approval.
`Relief of tumor-specific symptoms or improvement in labora-
`tory findings. Relief of tumor-specific symptoms alone was the
`basis for regular approval in four of 57 applications and provided
`support for regular approval in nine other applications. Mitox-
`antrone’s approval for treatment of hormone-refractory prostate
`cancer was based solely on pain relief. In a randomized con-
`trolled trial, the approval end point was a two-point decrease on
`a six-point pain scale lasting at least 6 weeks. Pamidronate and
`zoledronate were approved for prevention of morbidity from
`bone lesions of multiple myeloma and solid tumors on the basis
`of a composite symptom benefit end point described in the
`section on Composite Clinical Benefit End Points.
`Several applications for treatment of cutaneous manifestations
`of malignancy were approved on response rates augmented by
`
`JOHNSON, WILLIAMS, AND PAZDUR
`
`descriptions of clinical benefit in responding individual patients.
`Alitretinoin gel was approved for treatment of cutaneous Kapo-
`si’s sarcoma (KS) on the basis of cutaneous tumor responses.
`Cutaneous tumor responses were considered a clinical benefit
`because symptomatic skin lesions of the hands, feet, groin, and
`other areas responded with symptomatic relief. Cosmetic im-
`provement of disfiguring lesions was also considered evidence of
`clinical benefit. Paclitaxel was approved for second-line treat-
`ment of KS on the basis of response rate and retrospective
`collection of symptom relief information; for example, improved
`ambulation with KS involving the feet, healing of cutaneous
`ulcers, and resolution of disfiguring facial lesions.
`In first-line treatment of KS, liposomal daunorubicin was
`approved on the basis of a randomized controlled trial comparing
`it with standard combination chemotherapy using the end points
`of response rate, TTP, and photographic evidence of cosmesis
`and other clinical benefit. Liposomal doxorubicin received AA
`rather than full approval on the basis of tumor response rates that
`were no

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket