ETSI TS
`
`v8.0.0 (2o07~03)
`
`Technical Specifioatl‘on
`
`Universal Mobile Telecommunications System (UMTS);
`Evolved Universal Terrestrial Radio Access (E-UTRA) and
`Evolved Universal Terrestrial Radio Access (E—UTRAN);
`Overall description;
`Stage 2
`(3GPP TS 36.300 version 8.0.0 Release 8)
`
`313??
`
`
`
`HTC/ZTE Exhibit 1016
`
`

`

`SGFP TS 36.300 version 3.0.0 Release B
`
`1
`
`ETSI T5 136 300 VB.tJ.ti (200?-D3)
`
`Reference
`DTSITSGR-D23i330UVBUD
`
`Keywords
`UNITS
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`importantnotioe
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`individual copies of the present dooument oan be downloaded from:
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`3
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`Copyright Notification
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`No pert may be reproduced except as authorized by written permission.
`The copyright and the foregoing restriction extend to reproduction in all media.
`
`© European Telecommunications Standards Institute 2007'.
`All rights reserved.
`
`oEr:h1'”". PLueTEs'rsT'“anrt uM1's*"“ ara Trade Marks of ETSI registered for the benefit of its Members.
`TIPHONT and the TIPHON logo are Trade Marks currently being registered by ETSI for the benefit of its Members.
`seer-Wis». a Trade Merit of ETSI registered for the benefit ofits Members and nrtna eons Organizational Partners.
`
`HTC/ZTE Exhibit 1016-2
`
`

`

`3E'rPP TS 36.3-D0 version B.D.l} Release 3
`
`2
`
`ETSI TS 136 3&0 VH.l).D (2007-D3)
`
`Intellectual Property Rights
`
`IPRS essential or potentially essential to the present document may lnwe been declared to l:E.TS!. The infonnation
`pertaining to these essential. IPRS, if any, is publicly available for ETSI. members and non-members, and can he found
`in B'l'SI SR (100 314: "Im‘elIecl‘LraI Property Rights (1.P.R.r).' Esserirfol, or porentiailv E.i'.s'et1.fr'aL IPRA‘i1ofifi'ed to ETS} in
`respect ofETSI stander-d5", whieli is available from the ETSI Secretariat. Latest updates are available on the ETSI Web
`server {I113prim-el1,'gpp_el-=.i_org[l PB «’l1g|ng_.1§p),
`
`Pursuant to the ETSI IFR Policy, no investigation, including lPl-3. searches, has been carried outlay ETSI. No guarantee
`can be given as to the existence ofntlier lPRs not referenced in ETSI SR 000 314 (or the updates on the E'1'SIWel:I
`server] which are, or may be, or may become, essential to the present doeu.n1ent.
`
`Foreword
`
`This Teelmieal Specification (TS) has been produced by ETSI 3rd Generation Partnership Project (3 GPP).
`
`The present document may refer to technical specifications or reports using their SGPP identities, UMT5 identities or
`GSM identities. These should be interpreted as being references to the etmesponding ETSI deliverahles.
`
`The cross reference between GSM, UMTS, BGPP and ETSI identities can he found under
`lirrprf/ivebsppxtsiorg;kcyfgueiyjo 'm_ss1:L
`
`HTC/ZTE Exhibit 1016-3
`
`

`

`3GPP TS 36.300 version 8.0.0 Release 8
`
`3
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`
`
`Co nte nts
`
`Intellectual Property Rights .............................................................................................................................. ..2
`
`Foreword........................................................................................................................................................... ..2
`
`Foreword........................................................................................................................................................... ..8
`
`Scope ...................................................................................................................................................... ..9
`
`References .............................................................................................................................................. ..9
`
`Definitions, symbols and abbreviations ................................................................................................. ..9
`
`Definitions ........ ..
`Abbreviations ................................................................................................................................................. .. 10
`
`1
`
`2
`
`3
`3 .1
`3 .2
`
`4
`4.1
`4.2
`4.2.1
`4.2.2
`4.3
`
`4.3.1
`4.3.2
`
`5
`5.1
`5.1.1
`
`5.1.2
`5.1.3
`5.1.4
`5.1.5
`5.1.6
`
`5.1.7
`5.1.7.1
`5.1.7.2
`5.1.7.3
`
`5.1.8
`5.2
`5.2.1
`
`5.2.2
`5.2.3
`5.2.4
`5.2.5
`5.2.6
`5.2.7
`5.2.7.1
`5.2.7.2
`5.2.7.3
`5.3
`5.3.1
`5.4
`5.4.1
`5.4.1.1
`5.4.1.2
`5.4.1.3
`5.4.1.4
`
`5.4.1.5
`5.4.1.6
`
`5.4.2
`
`Overall architecture .............................................................................................................................. ..1 1
`Functional Split .............................................................................................................................................. .. 12
`Interfaces ........................................................................................................................................................ .. 13
`
` 13
`S1 Interface .... ..
`X2 Interface ................................................................................................................................ ..
`13
`Radio Protocol architecture .............................................................................................................. ..
`13
`
`
`
`....13
`User plane ........................ ..
`Control plane ............................................................................................................................................ .. 14
`
`Physical Layer for E-UTRA ................................................................................................................. .. 15
`Downlink Transmission Scheme .................................................................................................................... .. 15
`Basic transmission scheme based on OFDM....
`15
`
`Physical—layer processing ........................................................................................................................ .. 16
`Physical downlink control channel ........................................................................................................... .. 16
`Downlink Reference signal ................... ..
`16
`Downlink multi-antenna transmission ...................................................................................................... .. 17
`MBSFN transmission................................................................................................................................ .. 17
`
`....17
`Physical layer procedure....
`Link adaptation ................................................................................................................................... .. 17
`Power Control ..................................................................................................................................... .. 17
`Cell search .......................................... ..
`...17
`
`
`
`
`
`
`
`Physical layer measurements definition .................................................................................................... .. 17
`Uplink Transmission Scheme ......................................................................................................................... .. 18
`. . . . . . . . . . .
`. . . . . . . . . ..
`Basic transmission scheme
`18
`
`1 8
`Physical—layer processing . . . . . . . . . . .
`. . . . . . . . . . .
`. . . . . . . . . ..
`19
`Physical uplink control channel . . . . . . .
`. . . . . . . . . . .
`. . . . . . . . . ..
`....19
`Uplink Reference signal . . . . . . . . . . . . . . .
`. . . . . . . . . ..
`19
`Random access preamble . . . . . . . . . . . . . . . . . . . .
`. . . . . . . . . ..
`19
`Uplink multi-antenna transmission . . . . .
`. . . . . . . . . ..
`....20
`Physical channel procedure. . . . . . . . . . . . . . . . .
`. . . . . . . . . ..
`....20
`Link adaptation . . . . . . . . . . . . . . . . . . . . . . . . . .
`. . . . . . . . . ..
`...20
`Uplink Power control . . . . . . . . . . . . . . . . .
`. . . . . . . . . ..
`....20
`Uplink timing control ............... ..
`....20
`Transport Channels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`...21
`Mapping between transport channels and physical channels....
`...22
`E~UTRA physical layer model . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`...22
`Physical—layer model of E-UTRA transport channels . . . . .
`....22
`Downlink—Shared Channel . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`....23
`Broadcast Channel ................... ..
`...24
`. . . . . . . . . ..
`Paging Channel . . . . . . . . .
`Multicast Channel ............................................................................................................................... ..26
`
`
`
`......... ..
`. . . . . . . . . ..
`......... ..
`. . . . . . . . . ..
`. . . . . . . . . ..
`. . . . . . . . . ..
`......... ..
`
`. . . . . . . . . . .
`
`Uplink Shared Channel ....................................................................................................................... ..27
`...28
`Random—access Channel
`
`Physical—layer indications ......................................................................................................................... ..28
`
`HTC/ZTE Exhibit 1016-4
`
`

`

`
`
`
`
`
`
`3GPP TS 36.300 version 8.0.0 Release 8
`
`4
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`Layer 2 . . . . . . . . . . . . . . . . . . . . . . . . .
`MAC Sublayer. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Services and Functions
`
`. . . . . . . . . . . . .
`. . . . . . .
`
`. . . . . . . . . . . . . . . .
`. . . . . . . . . .
`
`Logical Channels . . . . . . . . . . . . . . .
`Control Channels....
`Traffic Channels ............................................................. ..
`
`Mapping between logical channels and transport channels . . . . . . .
`Mapping in Uplink . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Mapping in Downlink . . . . . .
`RLC Sublayer . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Services and Functions
`PDU Structure ............... ..
`
`. . . . . . . . . . . . . . . .
`. . . . . . . . . . . . ..
`. . . . . . . . . . .
`
`. . . . . . . . . . .
`. . . . . . . . . . .
`
`. . . . . . . . . . .
`. . . . . . . . . . .
`. . . . . . . . . ..
`
`. . . . . . . . . .
`
`. . . . . . . . . . . . . . . . ..28
`............... ..30
`. . . . . ..30
`
`. . . . . ..30
`. . . . . ..30
`..... ..31
`
`. . . . . ..31
`. . . . . ..31
`. . . . . ..31
`
`PDCP Sublayer ..... ..
`Services and Functions
`PDU Structure .................. ..
`
`
`
`Data flows through Layer 2 ............................................................................................................................ ..34
`
`
`. . . . . . . . . . . . . . . . ..34
`. . . . . . . . . . . . . . . ..34
`
`RRC . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Services and Functions . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`
`
`
`..... ..35
`RC protocol states & state transitions....
`..... ..36
`Transport ofNAS messages
`. . . . . ..36
`System Information . . . . . . . . . . . . . . . . .
`RRC Procedures ............................................................................................................................................. ..37
`
`E-UTRAN identities ............................................................................................................................. ..37
`E-UTRAN related UE identities ..................................................................................................................... ..37
`
`Network entity related Identities .................................................................................................................... ..37
`
`ARQ and PLARQ .................................................................................................................................. ..38
`HARQ principles ............................................................................................................................................ ..3 8
`ARQ principles ............................................................................................................................................... ..38
`HARQ/ARQ interactions ............................................................................................................................... .. 3 8
`
`6
`6.1
`6.1.1
`
`6.1.2
`6.1.2.1
`6.1.2.2
`
`6.1.3
`6.1.3.1
`6.1.3.2
`6.2
`6.2.1
`6.2.2
`
`6.3
`6.3.1
`6.3.2
`
`6.4
`
`7
`7.1
`
`7.2
`7.3
`7.4
`7.5
`
`8
`8.1
`
`8.2
`
`9
`9.1
`9.2
`9.3
`
`10 Mobility ................................................................................................................................................ ..3 9
`. . . . . . . . . . .
`. . . . . ..39
`10.1
`lntra E-UTRAN . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`
`. . . . . . . . . . .
`. . . . . ..39
`. . . . . . . . . . .
`. . . . . ..39
`. . . . . . . . . . .
`. . . . . ..40
`
`Mobility Management in LTE_1DLE . . . . . . . . . . . . . . . . . . .
`Cell selection . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`. . . . . . . . . . .
`Cell reselection. . . . . .
`. . . . . . . . . . .
`
`
`
`. . . . . . . . . . .
`Handling in eNB . . . . . . . . . .
`Handling above eNB . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Mobility Management Entity (MME) . . . . . . . . . . . . .
`Mobility Management in LTE_ACTIVE . . . . . . . . . . . . . .
`Handover ............................................ ..
`
`C-plane handling
`U-plane handling . . . . . . . . . .
`Path Switch . . . . . . . . . . . . . . .
`
`. . . . . . . . . . .
`. . . . . . . . . . .
`
`. . . . . . . . . . .
`. . . . . . . . . . .
`
`. . . . . . . . . . .
`. . . . . . . . . . .
`. . . . . . . . . . .
`
`. . . . . ..4l
`. . . . . ..4l
`. . . . . ..4l
`. . . . . ..4l
`..... ..4l
`
`. . . . . ..4l
`. . . . . ..43
`. . . . . ..44
`
`Data forwarding .............................................................................................................. ..44
`Handling in eNB ............................................................................................................. ..44
`Handling above eNB ............................................ ..
`Mobility Management Entity (MME) ................................................................................................. ..44
`Timing Advance .................................................................................................................................. ..44
`Measurements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`. . . . . ..44
`
`
`
`Neighbour cell measurements within the serving frequency layer...................................................... ..45
`Neighbour cell measurements of other frequency layers .................................................................... ..45
`Paging and C-plane establishment . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`. . . . . ..45
`Random Access Procedure ....................................................................................................................... ..45
`Radio Link Failure .................................................................................................................................... ..47
`
`Radio Access Network Sharing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`. . . . . ..48
`
`Handling of Roaming and Area Restrictions for UEs in LTE_ACT1VE .................................................. ..48
`Inter RAT ....................................................................................................................................................... ..48
`Cell reselection
`..... ..49
`
`Handover .................................................................................................................................................. ..49
`
`10.1.1
`10.1.1.1
`10.1.1.2
`
`10.1.1.3
`10.1.1.4
`10.1.1.5
`10.1.2
`10.1.2.1
`
`10.l.2.l.l
`10.1.2.1.2
`10.1.2.2
`
`10.1.2.3
`10.1.2.4
`10.1.2.5
`10.1.2.6
`10.1.2.7
`10. 1 .3
`
`10.1.3.1
`10.1.3.2
`10.1.4
`10.1.5
`10.1.6
`
`10.1.7
`10.1.8
`10.2
`10.2.1
`10.2.2
`
`HTC/ZTE Exhibit 1016-5
`
`

`

`
`
`3GPP TS 36.300 version 8.0.0 Release 8
`
`5
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`Inter-RAT handovers from E-UTRAN . . . . . . .
`.................... ..49
`.
`. . . . . . . . . ..
`Inter-RAT handovers to E-UTRAN ............. ..
`
`Inter~RAT cell reselection from E-UTRAN...
`Limiting measurement load at UE ..... ..
`Network Aspects .................................. ..
`Inter 3GPP access system mobility
`Cell reselection .......................... ..
`Handover ........... ..
`Measurements .... ..
`Area Restrictions ..... ..
`
`
`
`Scheduling and Rate Control ................................. ..
`Basic Scheduler Operation . . . . . . . . . . . . . . . .
`. . . . . . .
`. . . . . ..
`Signalling of Scheduler Decisions ........................ ..
`Measurements to Support Scheduler Operation
`Rate Control of GBR, MBR, and AMBR............. ..
`Downlink ............................................. ..
`
`Uplink ................................................................................................................................................... ..52
`
`10.2.3.1
`10.2.3.2
`10.2.3.3
`10.2.3.4
`10.2.4
`10.3
`10.3.1
`10.3.2
`10.3.3
`10.4
`
`11
`11.1
`11.2
`11.3
`11.4
`1 1.4.1
`
`11.4.2
`
`12
`
`DRX in RRC_CONNECTED .............................................................................................................. ..53
`
`QOS ....................................................................................................................................................... ..53
`QoS concept and bearer service architecture...
`........ ..
`....53
`Resource establishment and QoS signalling .... ..
`54
`
`.
`
`
`
`. . . . ..54
`Security. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`....54
`Overview and Principles .......... ..
`Security termination points ............................................................................................................................. ..54
`
`13
`13.1
`13.2
`
`14
`14.1
`14.2
`
`15 MBMS .................................................................................................................................................. ..55
`15.1
`MBMS control & functions ............................................................................................................................ ..55
`15.2
`MBMS transmission ....................................................................................................................................... ..55
`
`16
`16.1
`
`Radio Resource Management aspects .................................................................................................. ..55
`RRMfunctions ............................ ..
`. . . . . . . . . . . . . . . . . .
`. . . . . . . . . . . . . . . ..
`....55
`
`
`
`
`....55
`. . . . . . . . . . .
`Radio Bearer Control (RBC) ............ ..
`....55
`. . . . . . . . . ..
`Radio Admission Control (RAC) . . . . . . . . . . . . . . .
`. . . . . . . . . . . . . . . . . . . ..56
`. . . . . . . . . . . . . . . . . .
`.
`Connection Mobility Control (CMC) ............ ..
`................... ..56
`Dynamic Resource Allocation (DRA) - Packet Scheduling (PS)
`....56
`Inter-cell Interference Coordination (ICIC) ................................... ..
`. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..56
`Load Balancing (LB) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`. . . . . . . . . . .
`. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ..56
`Inter-RAT Radio Resource Management . . . . .
`. . . . . . . . . . . . . . . . . .
`....57
`RRM architecture .......................................................................... ..
`Centralised Handling of certain RRM Functions ...................................................................................... ..57
`De—Centralised RRM ................................................................................................................................ ..57
`Load balancing control ............................................................................................................................. ..57
`
`. . . . . . . . . ..
`
`16.1.1
`16.1.2
`16.1.3
`16.1.4
`16.1.5
`16.1.6
`16.1.7
`16.2
`16.2.1
`16.2.2
`16.2.3
`
`17
`17.1
`
`RF aspects ............................................................................................................................................ ..57
`Spectrum deployments ................................................................................................................................... ..57
`
`18
`
`UE capabilities ..................................................................................................................................... ..57
`
`19
`19.1
`19.2
`19.2.1
`19.2.1.1
`19.2.1.2
`19.2.1.3
`19.2.2
`19.2.2.1
`19.2.2.2
`19.2.2.2.1
`
`S1 Interface .......................................................................................................................................... ..57
`S1 User plane . . . . . . . .
`. . . . . . . . . .
`. . . . . . . . . . . . . .
`. . . . . ..
`....57
`S1 Control Plane ........................... ..
`....58
`S1 Interface Functions . . . . . .
`. . . . . . . . . ..
`....58
`S1 Paging function ................................ ..
`...59
`S1 UE Context Management function.....
`59
`Initial Context Setup Function .............. ..
`59
`S1 Interface Signalling Procedures . . . . .
`. . ..
`....59
`Paging procedure................................................................................................................... ..60
`S1 UE Context Release procedure ............................................................................................... ..60
`S1 UE Context Release (EPC triggered) .............. ..
`....60
`
`
`
`
`
`
`
`HTC/ZTE Exhibit 1016-6
`
`

`

`
`
`
`
`3GPP TS 36.300 version 8.0.0 Release 8
`
`6
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`20
`20.1
`20.2
`20.2.1
`20.2.2
`
`X2 Interface .......................................................................................................................................... ..62
`User Plane . . . . . .
`. . . . . ..62
`
`Control Plane .................................................................................................................................................. ..62
`X2-CP Functions ...................................................................................................................................... ..62
`X2-CP Procedures .................................................................................................................................... ..62
`
`System and Tenninal complexity ......................................................................................................... ..63
`Overall System complexity . . . . .
`. . .
`. . . .
`. . . . . . .
`. . . . . . .
`. . . . . . .
`. . . . . . . . ..63
`Physical layer complexity . . . . . . .
`. . . . . . . . . ..
`....63
`UE complexity................................................................................................................................................ ..63
`
`
`
`Support for self—conf1guration and self-optimisation ........................................................................... ..63
`Definitions ...................................................................................................................................................... ..63
`
`Others ................................................................................................................................................... ..65
`
`Support for real time IMS services ................................................................................................................. ..65
`
`21
`21.1
`21.2
`21.3
`
`22
`22.1
`
`23
`
`23.1
`
`Annex A (informative):
`
`NAS Overview ...................................
`
`....
`
`....
`
`................... ..66
`
`A.1
`
`Services and Functions ......................................................................................................................... ..66
`
`A.2 NAS protocol states & state transitions ................................................................................................ ..66
`
`Annex B (informative):
`
`MAC and RRC Control .........................................................
`
`B.1 Difference between MAC and RC control ........................................................................................ ..68
`
`B.2 Classification of MAC and RC control functions .............................................................................. ..68
`
`Annex C (informative):
`
`System Information ...................................................
`
`.............. ..69
`
`C.1
`
`SI classification .................................................................................................................................... ..69
`
`Information valid across multiple cells ................................................................................................... ..
`Information needed at cell/PLMN search . . . . .
`. . . . . . . . . . . . . . . . ..
`
`....69
`...69
`
`
`
`....70
`Information needed prior to cell camping
`....70
`Information needed prior to cell access . . . . . . . . . . .
`...71
`Information needed while camping on a cell...
`Thoughts about category division................................................................................................................... ..72
`
`................ ..
`
`. . . . . . . . . ..
`
`C.1.l
`C.l.2
`
`C.1.3
`C. 1.4
`C.l.5
`C.1.6
`
`C.2 Division of SI between static and flexible parts ................................................................................... ..72
`C.2.l
`Static part........................................................................................................................................................ ..72
`....73
`C.2.2
`Flexible part..................................... ..
`
`Information whose location is FFS ................................................................................................................. ..74
`C.2.3
`
`C.2.4
`
`Dedicated part ................................................................................................................................................ ..74
`
`Annex D (informative):
`MBMS ..............................................
`........................ ..75
`D.1
`MBMS control & functions . . . . . . . . . . . . . . . . . .
`. . . . . ..75
`
`. . . . . . . . . . .
`. . . . . . . . . ..
`....75
`D.2
`MBMS transmission . . . . . . . . . . . . . . . .
`
`D3
`
`Deployment Scenarios .................................................................................................................................... ..76
`
`. . . . . . . ..77
`. . . . . . . .
`Drivers for Mobility Control ...............
`Annex E (informative):
`E.1
`Drivers ................................................................................................................................ ..77
`E.1.1
`Best radio condition ........................................................................... ..
`....78
`
`
`
`Camp load balancing ......................................................................... ..
`Traffic load balancing ...... ..
`UE capability .......................... ..
`Hierarchical cell structures . . . . . . .
`Network sharing...................... ..
`Private networks/home cells ............. ..
`
`. . . . . . . . . ..
`
`Subscription based mobility control ..... ..
`Service based mobility control.......... ..
`MBMS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`Limitations for mobility control . . . . .
`UE battery saving . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
`
`. . . . . . . . . . .
`
`. . . . . . . . . ..
`. . . . . . . . . ..
`. . . . . . . . . ..
`
`...78
`...78
`...78
`...78
`....79
`....79
`
`...79
`....79
`...79
`...79
`...79
`
`E.1.2
`E.1.3
`E.1.4
`E.1.5
`E.1.6
`E.1.7
`
`E.1.8
`E.1.9
`E.1.10
`E.2
`E.2.1
`
`HTC/ZTE Exhibit 1016-7
`
`

`

`
`
`3GPP TS 36.300 version 8.0.0 Release 8
`
`7
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`E.2.4
`
`OAM complexity ...................................................................................................................................... ..80
`
`Annex F (informative):
`
`Change history ...............................................................................................81
`
`History ............................................................................................................................................................ ..83
`
`HTC/ZTE Exhibit 1016-8
`
`

`

`
`
`
`
`3GPP TS 36.300 version 8.0.0 Release 8
`
`8
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`
`
`Foreword
`
`This Technical Specification has been produced by the 3“! Generation Partnership Project (3 GPP).
`
`The contents of the present document are subject to continuing work within the TSG and may change following formal
`TSG approval. Should the TSG modify the contents of the present document, it will be re-released by the TSG with an
`identifying change of release date and an increase in version number as follows:
`
`Version x.y.z
`
`where:
`
`x
`
`the first digit:
`
`1
`
`presented to TSG for information;
`
`2 presented to TSG for approval;
`
`3
`
`or greater indicates TSG approved document under change control.
`
`y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections,
`updates, etc.
`
`2
`
`the third digit is incremented when editorial only changes have been incorporated in the document.
`
`HTC/ZTE Exhibit 1016-9
`
`

`

`
`
`
`
`
`
`3GPP TS 36.300 version 8.0.0 Release 8
`
`9
`
`ETSI TS 136 300 V8.0.0 (2007-03)
`
`
`
`1
`
`Scope
`
`The present document provides an overview and overall description of the E-UTRAN radio interface protocol
`architecture. Details of the radio interface protocols will be specified in companion specifications of the 36 series.
`
` 2
`
`References
`
`The following documents contain provisions which, through reference in this text, constitute provisions of the present
`document.
`
`- References are either specific (identified by date of publication, edition number, version number, etc.) or
`non-specific.
`
`- For a specific reference, subsequent revisions do not apply.
`
`- For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including
`a GSM document), a non—specific reference implicitly refers to the latest version of that document in the same
`Release as the present document.
`
`[1]
`
`[2]
`
`[3]
`
`[4]
`
`[5]
`
`[6]
`
`[7]
`
`3GPP TR 21.905: “Vocabulary for 3GPP Specifications”.
`
`3GPP TR 25.913: “Requirements for Evolved UTRA (E-UTRA) and Evolved UTRAN (E-
`UTRAN)”
`
`3GPP TS 36.201: “Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer;
`General description”.
`
`3GPP TS 36.211 Evolved Universal Terrestiial Radio Access (E-UTRA); Physical Channels and
`Modulation
`
`3GPP TS 36.212 Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and
`channel coding
`
`3GPP TS 36.213 Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer
`procedures
`
`3GPP TS 36.214 Evolved Universal Terrestrial Radio Access (E—UTRA); Physical layer;
`Measurements
`
`
`
`3
`
`Definitions, symbols and abbreviations
`
`3.1
`
`Definitions
`
`For the purposes of the present document, the following terms and definitions apply.
`
`Carrier frequency: center frequency of the cell.
`
`MBMS—dedicated cell: cell dedicated to MBMS transmission.
`
`Frequency layer: set of cells with the same carrier frequency.
`
`Handover: procedure that changes the serving cell of a UE in RRC_CONNECTED.
`
`Unicast/MBMS—mixed cell: cell supporting both unicast and MBMS transmissions.
`
`HTC/ZTE Exhibit 1016-10
`
`

`

`