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Paper No. ____
`Date filed: March 24, 2017
`
`
`Filed On Behalf Of:
`
`Novartis AG
`
`By:
`
`Nicholas N. Kallas
`NKallas@fchs.com
`ZortressAfinitorIPR@fchs.com
`(212) 218-2100
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`ARGENTUM PHARMACEUTICALS LLC,
`Petitioner,
`
`v.
`
`NOVARTIS AG,
`Patent Owner.
`
`
`
`Case IPR2017-01063
`Patent 9,006,224
`
`
`
`PATENT OWNER’S MANDATORY NOTICES
`UNDER 37 C.F.R. § 42.8(a)(2)
`
`
`
`
`
`
`
`
`
`

`

`
`
`REAL PARTY-IN-INTEREST PURSUANT TO 37 C.F.R. § 42.8(b)(1)
`
`Pursuant to the requirements of 37 C.F.R. § 42.8(a)(2), the undersigned
`
`states that Novartis AG (“Novartis” or “Patent Owner”) owns U.S. Patent No.
`
`9,006,224 (“the ’224 Patent”). Novartis is the real party-in-interest in IPR2017-
`
`
`
`01063.
`
`RELATED MATTERS PURSUANT TO 37 C.F.R. § 42.8(b)(2)
`
`The ’224 Patent has been asserted in the following patent infringement
`
`lawsuits: (1) Novartis Pharm. Corp. et al. v. Roxane Labs., Inc., No. 15-474-RGA
`
`(D. Del.); and (2) Novartis Pharm. Corp. et al. v. Par Pharm., Inc., No. 15-475-
`
`RGA (D. Del.) (order dismissing proceeding filed October 15, 2015).
`
`The ’224 Patent is also the subject of the following Petitions for Inter Partes
`
`Review: Novartis AG v. Par Pharm., Inc., Inter Partes Review No. 2016-01461
`
`(P.T.A.B.) (institution granted February 15, 2017); Novartis AG v. Roxane Labs.,
`
`Inc., Inter Partes Review No. 2016-01461 (P.T.A.B.) (institution denied February
`
`13, 2017); Novartis AG v. West-Ward Pharms. Int’l Ltd., Inter Partes Review No.
`
`2017-01078 (P.T.A.B.) (petition filed March 13, 2017, institution decision
`
`pending).
`
`
`
`1
`
`

`

`
`
`IDENTIFICATION OF LEAD AND BACK-UP COUNSEL
`PURSUANT TO 37 C.F.R. §§ 42.8(b)(3) and 42.10
`
`Pursuant to 37 C.F.R. §§ 42.8(b)(3) and 42.10, Novartis designates Nicholas
`
`N. Kallas (Reg. No. 31,530) as lead counsel and Laura K. Fishwick (Reg. No.
`
`
`
`69,907) as back-up counsel.
`
`A power of attorney from Novartis is being submitted with this Notice.
`
`SERVICE INFORMATION PURSUANT TO 37 C.F.R. § 42.8(b)(4)
`
`Novartis may be served electronically using the following e-mail address:
`
`ZortressAfinitorIPR@fchs.com
`
`Novartis may be served by postal mailing, hand-delivery, telephone or
`
`facsimile as follows:
`
`Nicholas N. Kallas
`Fitzpatrick, Cella, Harper & Scinto
`1290 Avenue of the Americas
`New York, NY 10104
`Telephone: (212) 218-2100
`Facsimile: (212) 218-2200
`
`/ Nicholas N. Kallas /
`Nicholas N. Kallas
`Registration No. 31,530
`Lead Counsel for Patent Owner
`FITZPATRICK, CELLA, HARPER
`& SCINTO
`1290 Avenue of the Americas
`
`
`
`Respectfully submitted,
`
`
`
`Dated: March 24, 2017
`
`
`
`2
`
`

`

`
`
`
`
`
`
`
`
`New York, NY 10104-3800
`New York, NY 10104-3800
`Tel. 212-218-2100
`Tel. 212-218-2100
`
`3
`
`

`

`
`
`CERTIFICATE OF SERVICE
`
`
`
`I certify that a copy of Patent Owner’s Mandatory Notices Under 37 C.F.R.
`
`§ 42.8(a)(2) was served on March 24, 2017 by causing it to be sent by email to
`
`counsel for Petitioner at the following email addresses:
`
`Kevin Laurence (klaurence@lpiplaw.com)
`
`Matthew Phillips (mphillips@lpiplaw.com)
`
`Tyler C. Liu (tliu@agpharm.com)
`
`/ Nicholas N. Kallas /
`Nicholas N. Kallas
`Registration No. 31,530
`FITZPATRICK, CELLA, HARPER
`& SCINTO
`1290 Avenue of the Americas
`New York, NY 10104-3800
`Tel. 212-218-2100
`
`
`
`Dated: March 24, 2017
`
`
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`4
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`

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