Case 2:16-cv-01149-RWS-RSP Document 19 Filed 02/03/17 Page 1of1PagelD#: 64
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1149
`PLAINTIFF
`
`DATEFILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`DEFY MEDIA, LLC
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`GUADA TECHNOLOGIES LLC
`HOLDER OF PATENT OR TRADEMARK
`ch
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`ORDERED, ADJUDGED AND DECREED thatall claims assertedin this suit between Plaintiff Guada Technologies
`LLC and Defendant Defy Media, LLC, are hereby DISMISSED WITH PREJUDICE.
`
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page1
`
`IPR2017-01039
`Unified EX1002 Page 1
`
`

`

`Case 2:16-cv-01157-RWS-RSP Document 14 Filed 01/19/17 Page 1 of 1 PagelD #: 55
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`D Trademarks or �Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1157
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`SLACKER, INC.
`
`PATENT OR
`TRADEMARK NO.
`1 7,231,379
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`ORDERED, ADJUDGED AND DECREED that all claims asserted in this suit by Plaintiff Guada Technologies LLC are
`hereby DISMISSED WITH PREJUDICE
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`c·19--�� A. 0' i rs-c-Z.L
`
`ch
`
`DATE
`
`1/19/17
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`IPR2017-01039
`Unified EX1002 Page 2
`
`

`

`Case 2:16-cv-01148-RWS-RSP Document 12 Filed 12/15/16 Page 1of1PagelD#: 51
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1148
`PLAINTIFF
`
`DATEFILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`BATANGA, INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`It is therefore ORDERED, ADJUDGED AND DECREEDthatall claimsasserted in this suit between Plaintiff
`Guada Technologies LLC and Defendant Batanga, Inc., are hereby DISMISSED WITH PREJUDICE.
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Nakisha Love
`
`12/15/16
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 3
`
`IPR2017-01039
`Unified EX1002 Page 3
`
`

`

`Case 2:16-cv-01159-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`AO 120 (Rev. 08/10)
`
`REPORT ON THE
` Mail Stop 8
`
`
`
`TO:
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and TrademarkOffice
`
`
`
`
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`TRADEMARK
`
`
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`(_] Trademarksor
`(M Patents.
`( (] the patent action involves 35 U.S.C. 8 292.):
`
`DOCKET NO.
`2:16-cv-1159
`PLAINTIFF
`GUADA TECHNOLOGIES LLC
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`SPOTIFY USA INC.
`
`;
`
`
`
`
`PATENT OR
`DATE OF PATENT
`TRADEMARKNO,
`| 7,231,379
`
`6/12/2007
`
`oe
`HOLDER OF PATENT OR TRADEMARK
`GUADA TECHNOLOGIES LLC
`
`ll
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARKNO.
`
`INCLUDED BY
`
`(] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`] Answer
`C1 Cross Bill
`(_] Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`DECISION/JUDGEMENT
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Uponterminationofaction, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 4
`
`IPR2017-01039
`Unified EX1002 Page 4
`
`

`

`Case 2:16-cv-01158-RWS-RSP Document 2 Filed 10/14/16 Page 1 of1 PagelD #: 34
`AO 120 (Rev. 08/10
` REPORT ON THE
`
`Mail Stop 8
`
`
`TO:
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and TrademarkOffice
`
`
`
`
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`TRADEMARK
`
`
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § H1 16 you are hercbyadvised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall! Division
`on the following
`{_] Trademarks or
`{Mi Patents.
`( {) the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1158
`PLAINTIFF
`GUADA TECHNOLOGIES LLC
`
`DATE FILED
`10/14/2016
`
`
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`SMULE, INC.
`
`PATENT OR
`TRADEMARKNO.
`1 7,231,379
`
`DATE OF PATENT
`OR TRADEMARK
`6/12/2007
`
`.
`HOLDER OF PATENT OR TRADEMARK
`GUADA TECHNOLOGIES LLC
`
`in the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`(.) Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`{.] Answer
`CJ Cross Bill
`(1 Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgementissued: DECISIONJUDGEMENT
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Uponterminationof action, mail this copy to Director
`Copy 2—Uponfiling documentadding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 5
`
`IPR2017-01039
`Unified EX1002 Page 5
`
`

`

`Case 2:16-cv-01157-RWS-RSP Document 2 Filed 10/14/16 Page 1of1PagelD#: 34
`
`AO 120 (Rev. 08/10)
`
`
`
`
`REPORT ON THE
`Mail Stop 8
`
`TO:
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and TrademarkOffice
`
`
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`TRADEMARK
`
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`L] Trademarks or
`[AW Patents.
`( [] thepatentaction involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1157
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`SLACKER, INC.
`
`GUADA TECHNOLOGIES LLC
`
`
`TRADERMRNO.
`
`HOLDER OF PATENT OR TRADEMARK
`
`GUADA TECHNOLOGIESLLC
`
`pT
`po
`eT
`so
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`LC] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`LJ Cross Bill
`
`(J Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`4p
`
`o
`Bo
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`
` DECISIONJUDGEMENT
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director©Copy 3—Uponterminationofaction, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 6
`
`IPR2017-01039
`Unified EX1002 Page 6
`
`

`

`Case 2:16-cv-01156-RWS-RSP Document 2 Filed 10/14/16 Page 1 of1PagelD #: 34
`
`AO 120 (Rev. 08/10)
`
`
`
`REPORT ON THE
`Mail Stop 8
`
`TO:
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and TrademarkOffice
`
`
`
`
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`(J Trademarks or
`(Vi Patents.
`( C1 the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1156
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONALINC.
`
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`po
`po
`eo
`po
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`LJ Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`po
`po
`fp
`
`LJ Answer
`
`C1 Cross Bill
`.
`HOLDER OF PATENT OR TRADEMARK
`
`(1 Other Pleading
`
`DECISION/JUDGEMENT
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 7
`
`IPR2017-01039
`Unified EX1002 Page 7
`
`

`

`Case 2:16-cv-01155-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`AO 120 (Rev. 08/10
`
`
`Mail Stop 8
`REPORT ON THE
`
`
`TO:
`Director of the U.S. Patent and TrademarkOffice
`FILING OR DETERMINATION OF AN
`
`
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`TRADEMARK
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are herebyadvised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on thefollowing
`
`CJ Trademarks or
`[Wf Patents.
`the patent action involves 35 U.S.C. § 292.):
`(
`[1]
`
` .
`
`DOCKET NO.
`2:16-cv-1155
`PLAINTIFF
`GUADA TECHNOLOGIES LLC
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`RELIANCE MAJESTIC HOLDINGS, LLC
`
`
`
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`po
`po
`eo
`po
`
`GUADA TECHNOLOGIES LLC
`
`In the above-—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`’
`] Answer
`(] Cross Bill
`(] Other Pleading
`HOLDER OF PATENT OR TRADEMARK.
`
`po
`po
`eo
`so
`
`In the above—entitled case, the following decision has been rendered orjudgementissued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy !—Uponinitiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 8
`
`IPR2017-01039
`Unified EX1002 Page 8
`
`

`

`Case 2:16-cv-01154-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD#: 34
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and TrademarkOffice
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`(_] Trademarks or
`[Wi Patents.
`( [] the patent action involves 35 USC. § 292.):
`
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`
`DEFENDANT
`
`
`
`PANDORAMEDIA, INC.
`
`
`
`TRADEMARKNO.
`HOLDER OF PATENT OR TRADEMARK
`
`DOCKET NO.
`2:16-cv-1154
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`GUADA TECHNOLOGIES LLC
`
`GUADA TECHNOLOGIES LLC
`
`po
`po
`eo
`po
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`J] Answer
`CL] Cross Bill
`(J Other Pleading
`HOLDER OF PATENT OR TRADEMARK.
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`] Amendment
`DATE OF PATENT
`OR TRADEMARK
`ST
`Po
`po
`fo
`so
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISIONJUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon terminationof action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director
`Copy-4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 9
`
`IPR2017-01039
`Unified EX1002 Page 9
`
`

`

`Case 2:16-cv-01152-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`AO 120 (Rev. 08/10
`
`REPORT ON THE
`
`Mail Stop 8
`
`
`TO:
`Director of the U.S. Patent and TrademarkOffice
`
`
`P.O. Box 1450
`
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`(] Trademarksor
`[Wf Patents.
`( 0 the patentaction involves 35 U.S.C. 8 292.):
`
`Alexandria, VA 22313-1450
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`DOCKET NO.
`2:16-cv-1152
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`
`
`
`
`
`GUADA TECHNOLOGIES LLC
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`MLB ADVANCED MEDIA,L-P.
`
`.
`
`-
`
`
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`po
`eo
`eo
`po
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARKNO.
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`INCLUDED BY
`
`
`C] Answer
`C] Cross Bill
`CL] Other Pleading
`(] Amendment
`DATE OF PATENT
`
`
`HOLDER OF PATENT OR TRADEMARK
`OR TRADEMARK
`
`
`eo
`po
`eo
`eo]
`
`In the above—entitled case. the following decision has been rendered or judgementissued:
`
`DECISION UDGEMENT
` (BY) DEPUTY CLERK
`
`Copy 1—Upon initiation of action, mail this copy to Director©Copy 3—Upontermination ofaction, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 10
`
`IPR2017-01039
`Unified EX1002 Page 10
`
`

`

`Case 2:16-cv-01150-RWS-RSP Document 2 Filed 10/14/16 Page1of1PagelD#: 34
`AO 120 (Rev. 08/10
`
`
`;
`Mail Stop 8
`REPORT ON THE
`
`
`Director of the U.S. Patent and TrademarkOffice
`TO:
`FILING OR DETERMINATIONOF AN
`
`
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`Alexandria, VA 22313-1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`(] Trademarks or
`
`[Wi Patents.
`
`(
`
`[7 the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1150
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`.
`
`GUADA TECHNOLOGIES LLC
`
`EMUSIC.COM INC.
`
`
`
`
`
`
`
`
`PATENT OR
`TRADEMARKNO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`.
`HOLDEROF PATENT OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`pe
`Pe
`eo
`pT
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`() Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`(] Answer
`
`(] Other Pleading
`(_] Cross Bill
`,
`:
`HOLDER OF PATENT OR TRADEMARK
`
`po
`po
`
`4
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
` DECISION/IUDGEMENT
`(BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 11
`
`IPR2017-01039
`Unified EX1002 Page 11
`
`

`

`Case 2:16-cv-01151-RWS-RSP Document 2 Filed 10/14/16 Page 1 of1PagelD #: 34
`
`AO 120 (Rev. 08/10)
`
`
`
`
`REPORT ON THE
`Mail Stop 8
`
`TO:
`
`
`FILING OR DETERMINATIONOF AN
`Director of the U.S. Patent and TrademarkOffice
`P.O. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`TRADEMARK
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`(J Trademarks or
`(Wi Patents.
`( [] thepatentaction involves 35 U.S.C. § 292.):
`
`Alexandria, VA 22313-1450
`
`DOCKET NO.
`2:16-cv-1151
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`IHEARTMEDIA,INC.
`
`
`
`
`PATENT OR
`DATE OF PATENT
`TRADEMARKNO.
`1 7,231,379
`
`6/12/2007
`
`.
`HOLDER OF PATENT OR TRADEMARK
`GUADA TECHNOLOGIES LLC
`
`In the above—entitled case. the following patent(s)/ trademark(s) have been included:
`
`
`J Answer
`
`{1 Cross Bill
`
`(1 Other Pleading
`.
`HOLDER OF PATENT OR TRADEMARK.
`
`DATE INCLUDED
`
`INCLUDED BY
`
`L] Amendment
`
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`po
`po
`po
`pe
`so
`
`
`
`In the above—entitled case. the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT (BY) DEPUTY CLERK
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upon terminationof action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director
`Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 12
`
`IPR2017-01039
`Unified EX1002 Page 12
`
`

`

`Case 2:16-cv-01156-RWS-RSP Document 12 Filed 11/21/16 Page 1of1PagelID#: 51
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1156
`PLAINTIFF
`
`DATEFILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODYINTERNATIONALINC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`DECISION/JUDGEMENT
`
`It is therefore ORDERED, ADJUDGED AND DECREEDthatall claims asserted in this suit between Plaintiff
`Guada Technologies LLC and Defendant Rhapsody International Inc. are hereby DISMISSED WITHOUT
`PREJUDICE.
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 13
`
`IPR2017-01039
`Unified EX1002 Page 13
`
`

`

`Case 2:16-cv-01154-RWS-RSP Document 2 Filed 10/14/16 Page 1of1PagelID#: 34
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1154
`PLAINTIFF
`
`DATEFILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`PANDORAMEDIA, INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`DECISION/JUDGEMENT CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 14
`
`IPR2017-01039
`Unified EX1002 Page 14
`
`

`

`Case 2:16-cv-01155-RWS-RSP Document 2 Filed 10/14/16 Page 1of1PagelID#: 34
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1155
`PLAINTIFF
`
`DATEFILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RELIANCE MAJESTIC HOLDINGS, LLC
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`DECISION/JUDGEMENT CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 15
`
`IPR2017-01039
`Unified EX1002 Page 15
`
`

`

`Case 2:16-cv-01156-RWS-RSP Document 2 Filed 10/14/16 Page 1of1PagelID#: 34
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`onthe following
`_] Trademarks or
`[7 Patents.
`( [] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1156
`PLAINTIFF
`
`DATEFILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODYINTERNATIONALINC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARKNO.
`
`L] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`L] Answer
`
`L] Cross Bill
`
`L] Other Pleading
`
`
`HOLDER OF PATENT OR TRADEMARK
`DECISION/JUDGEMENT CLERK
`
`In the above—entitled case, the following decision has been rendered or judgementissued:
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy 1—Uponinitiation of action, mail this copy to Director Copy 3—Upontermination of action, mail this copy to Director
`Copy 2—Uponfiling document adding patent(s), mail this copy to Director Copy 4—Casefile copy
`
`IPR2017-01039
`Unified EX1002 Page 16
`
`IPR2017-01039
`Unified EX1002 Page 16
`
`

`

`504046615
`
`10/12/2016
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`Stylesheet Version v1.2
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`ASSIGNMENT
`
`CONVEYING PARTY DATA
`
`NOEMA, INC.
`
`RECEIVING PARTY DATA
`
`EPAS ID: PAT4093276
`
`Execution Date
`
`09/19/2016
`
`
`
`Name:=| GUADA TECHNOLOGIESLLC
`
`source=Exhibit A - Fully executed#page3.tif
`
`Fax Number:
`Correspondencewill be sent to the e-mail addressfirst; if that is unsuccessful, it will be sent
`using a fax number,if provided; if that is unsuccessful, it will be sent via US Mail.
`Email:
`thalfon@gmail.com
`Correspondent Name:
`GUADA TECHNOLOGIES LLC
`AddressLine 1:
`2591 DALLAS PARKWAY, STE 300,PMB #846
`AddressLine 4:
`FRISCO, TEXAS 75034
`
`PROPERTY NUMBERS Total: 4
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`7231379
`
`7257574
`
`7260567
`
`7370056
`
`CORRESPONDENCE DATA
`
`NAME OF SUBMITTER:
`
`TIFFANY HALFON
`
`SIGNATURE:
`
`DATE SIGNED:
`
`/Tiffany Halfon/
`
`10/12/2016
`
`Po This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Total Attachments: 3
`
`source=Exhibit A - Fully executed#page 1.tif
`source=Exhibit A - Fully executed#pagez.tif
`
`IPR2017-01039
`Unified EX1002 Page 17
`
`IPR2017-01039
`Unified EX1002 Page 17
`
`

`

`Exhibit A
`
`PATENT ASSIGNMENT
`
`For good and valuable consideration, the receipt of which is hereby acknowledged,
`Noema, Inc, a New York corporation located at 200 East 69th Street #248, NewYork, NY
`10021 (“Assignor”}, does hereby assign, transfer, and convey unto Guada Technologies
`LLC, a Texas limited Nability company, having an address at 2591 Dallas Parkway, Suite
`300, eMB #846, Frisco, Texas 75034, (Assignee’), or its designees, all right, title, and
`interest that exist today and may exist in the future in and to any and all of the following
`(collectively, the “Patent Rights"):
`
`(a)
`“Patent’}:
`
`the patent applications and patents listed in the table below(the “Patents” or
`
`[Patent(s}or Country”|fingBets|TitleofPatent(s}and|
`1
`Sirst Named Inventor|
`_AgplicationNo(s)
`aeat Serena
`7,33,56
`! = onansavccneenn
`t
`“She
`
`hierarchical structured
`transaction processing
`system
`
`|
`i
`
`qii
`
`
`£ on
`
`“eeecccccccecutessettntceteurntenen
`09/14/2004
`
`iiiiii
`iqii
`; ;Z
`
`j
`
`omtA
`
`i
`
`
`
`'
`
`Mterat)NEunisedat
`
`i ;
`
`
`AOCeREELESTALLCEBfihttaineicceeneciCee
`5 ;
`
`
`
`Prashant Parikh
`: Navigational learning in
`a structured transaction
`processing system
`
`|
`
`i
`
`Prashant Parih
`“Navigationina
`| hierarchical structured
`| system
`
`transaction processing
`
`
`deh
`
`
`
`| hierarchical structured
`
`transaction processing
`system
`
`onnennnnnnnnnbaanannnnnninnninnnnnnneneESRaEParke
`
`all patents and patent applications {1} to which the Patent directly or
`(b)
`indirectly claims priority, {ii} for which the Patent directly or Indirectly forms a basis for
`priority, and/or {Ni} that were co-owned applications that directly or indirectly
`incorporate by reference, or were incorporated by reference into, the Patent:
`
`all reissues, reexaminations, extensions, continuations, continuations in part,
`{¢}
`continuing prosecution applications, requests for continuing examinations, divisions,
`registrations of any item in any of the foregoing categories {a} and {5};
`
`IPR2017-01039
`Unified EX1002 Page 18
`
`IPR2017-01039
`Unified EX1002 Page 18
`
`

`

`all Inventions, Invention disclosures, and discoveries described in any itém in
`{dj}
`any of the foregoing categoriesfa} through (c} and all ather rights arising out of such
`inventions, invention disclosures, and discoveries:
`
` allrights to apply in any or all countries of the worid for patents, certificates
`fe}
`of invention, utility models, industrial design protections, design patent protections, or
`other governmental grants or issuances of any type related to any item in any of the
`foregoing categories (a} through {d)}, including, without limitation, under the Paris
`Conventionfor the Protection of Industrial Property, the International Patent Cooperation
`Treaty, or any other convention, treaty, agreement, or understanding:
`
`all causes of action {whether known or unknown or whether currently
`if
`pending, fled, or otherwise} and other enforcementrights under, or onaccountof, the
`Patents and/or anyitem In anyof the foregoing categories {b) through {e}, Including,
`withoutliritation, all causes ofaction and other enforcement rights for
`
`{i} past, present, and future damages,
`(i) Ovunctive relief, and
`(i) any other remedies of any kind for past, present, and future infringement;
`and
`
`allrights to collect royalties and other payments under or on account of the
`fg}
`Patent and/or anyiter in any of the foregoing categories {a} through {f1.
`
`Assignor represents, warrants and covenants that:
`
`Assignor has the fall power and authority, and has obtained all third party
`(i)
`consents, approvals and/or other authorizations required to enter into the Letter Agreement and
`to carry out its obligations hereunder, including the assignment ofthe Pater! Rights to Assignee;
`and
`
`ra
`Assignor owns, and bythis document assigns to Assignes, all right, tithe, and
`(23
`nterest to the Patent Rights, including, without limitation, all right, tithe, and interest to sue for
`bereae
`niingement ofthe Patent Rights. Assignor has obtained and properly recorded previously
`executed assignments for the Patent Rights as necessary to fidly perfect tts rights and tile therein
`in accordance with governinglaw and regulations m each respective jurisdiction. The Patent
`Rights are free and clear of all liens, claims, mortgages, security interests orother encumbrances,
`andrestrictions. There are ne actions, suits, investigations, claims or proceedings threatened,
`pending or in progress relating in any way to the Patent Rights. There are no existing contracts,
`agreements, options, commitments, proposals, bids, offers, or rights with, to, or in any person to
`acquire any of the Patent Rights.
`
`Assignor hereby authorizes the respective patent office or gaverntnental agency in
`ach jurisdiction to issue any and all patents, certificates of invention, utlity models or
`ther governmental grants or issuances that maybe granted upon anyof the Patent Rights
`inthe nameofAssignee, as the assigneeto the entire interest therein.
`
`IPR2017-01039
`Unified EX1002 Page 19
`
`IPR2017-01039
`Unified EX1002 Page 19
`
`

`

`Exhibit A
`
`The terms and conditions ofthis Assignment of Patent Rights will inure to the benefit of
`Assignee, ils successors, assigns, and other legal representatives and will be binding upon
`Assignor, its successors, assigns, and other legal representatives.
`
`ASSIGNOS: Noema, inc.
`
` Name:PRASB.
`
`Tide:
`
`CoSawe
`
`nanannananeannnecas.
`
`Date
`ALE
`
`¢
`
`é
`i ae do
`RACE i we j a4;
`
`~
`
`
`Moom0
`Name: _Mae
`Titlefit\th%)2“coucesseseeenee
`
`weHE
`
`IPR2017-01039
`Unified EX1002 Page 20
`
`IPR2017-01039
`Unified EX1002 Page 20
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www .uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`10/299,359
`
`ISSUE DATE
`
`06/12/2007
`
`27123
`
`7590
`
`05/23/2007
`
`MORGAN & FINNEGAN,L.L.P.
`3 WORLD FINANCIAL C