`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas, Marshall Division
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1149
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`DEFY MEDIA, LLC
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`ORDERED, ADJUDGED AND DECREED that all claims asserted in this suit between Plaintiff Guada Technologies
`LLC and Defendant Defy Media, LLC, are hereby DISMISSED WITH PREJUDICE.
`
`(BY) DEPUTY CLERK
`
`Ch
`
`DATE
`
`2/3/ 17
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 1
`
`IPR2017-01039
`Unified EX1002 Page 1
`
`
`
`Case 2:16-cv-01157-RWS-RSP Document 14 Filed 01/19/17 Page 1 of 1 PagelD #: 55
`
`AO 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`
`ACTION REGARDING A PATENT OR
`
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`D Trademarks or �Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1157
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`SLACKER, INC.
`
`PATENT OR
`TRADEMARK NO.
`1 7,231,379
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`D Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1
`
`2
`
`3
`
`4
`
`5
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`
`DECISION/JUDGEMENT
`
`ORDERED, ADJUDGED AND DECREED that all claims asserted in this suit by Plaintiff Guada Technologies LLC are
`hereby DISMISSED WITH PREJUDICE
`
`CLERK
`
`(BY) DEPUTY CLERK
`
`c·19--�� A. 0' i rs-c-Z.L
`
`ch
`
`DATE
`
`1/19/17
`
`Copy I-Upon initiation of action, mail this copy to Director Copy 3-Upon termination of action, mail this copy to Director
`Copy 2-Upon filing document adding patent(s), mail this copy to Director Copy 4-Case file copy
`
`IPR2017-01039
`Unified EX1002 Page 2
`
`
`
`Case 2:16-cv-01148-RWS-RSP Document 12 Filed 12/15/16 Page 1 of 1 PagelD #: 51
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas, Marshall Division
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1148
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`BATANGA, INC.
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`
`.
`.
`.
`.
`.
`.
`DECISIO /JUDGEMENT
`It 1s t erefore ORDERED, ADIUDGED AND DECREED that all cla1ms asserted 1n th1s su1t between Pla1nt1f'
`
`Guada Technologies LLC and Defendant Batanga, Inc., are hereby DISMISSED WITH PREIUDICE.
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Nakisha Love
`
`12/15/16
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 3
`
`IPR2017-01039
`Unified EX1002 Page 3
`
`
`
`Case 2:16—cv—01159—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0120 Rev 08/10)
`
`
`
`
`TO.
`Mail Stop 8
`
`
`Director of the U.S. Patent and Trademark Office
`'
`
`
`PO. Box 1450
`TRADEMARK
`Alexandria, VA 22313-1450
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division on the following
`filed in the U.S. District Court
`[j Trademarks or M Patents.
`ljrthefipatent actioninvolves 35 U.S.C. § 292.);
`7(
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`i1
`
`DOCKET NO.
`2:16-cv—1159
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`SPOTIFY USA INC.
`
`ULJiiiiiiJiiiiiiiii
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`———I
`
`In the above—entitled case. the following patent(s)/ trade_mark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[3 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[3 Answer
`
`1:] Cross Bill
`
`[3 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`1n the above—entitled case. the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`|PR2017~01039
`
`Unified EX1002 Page 4
`
`IPR2017-01039
`Unified EX1002 Page 4
`
`
`
`Case 2:16-cv-01158-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 Page“) #2 34
`AO I20 Rev. 08/10
`
`
`
`L1
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`
`Mail Stop 8
`TO:
`
`
`Director of the US. Patent and Trademark Office
`P.0. Box 1450
`
`
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 U.S.C. § 290 and/or [5 U.S.C. § lllo you are hereby advised that a court action has been
`
`Eastern District of Texas, Marshall Division on the fiollowing
`filed in the US. District Court
`I] Trademarks or M Patents. A( I] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv-1158
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
` GUADA TECHNOLOGIES LLC
`
`PATENT OR
`TRADEMARK NO'
`
`DATE OF PATENT
`OR TRADEMARK
`
`SMULE, INC.
`
`‘
`HOLDER OF PATENT OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`In the above#entitled case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`I] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`I] Answer
`
`[I Cross Bill
`
`C! Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`LJIUTLUJIIIIIIIII
`
`In the above—entitled case. the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`CLERK
`
`
`
`
`(BY) DEPUTY CLERK
`
`
`Copy I—Upon initiation of action, mail this copy to Director Copy 3—Ilpon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`|PR2017-01039
`
`Unified EX1002 Page 5
`
`
`
`IPR2017-01039
`Unified EX1002 Page 5
`
`
`
`Case 2:16—cv-01157-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagellD #2 34
`
`A0 120 (Rev. 08/10)
`
`
`
` L1
`
`
`Mail Stop 8
`TO:
`Director of the US. Patent and Trademark Office
`
`
`P.O. Box 1450
`
`
`Alexandria, VA 22313-1450
`
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`'
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 I 16 you are hereby advised that a court action has been
`filed In the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`El Trademarks or M Patents.
`the patent action involves 35 U.S.C. § 292.):
`
`( 1:]
`
`l 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`—-—_
`
`DATE INCLUDED
`
`In the above*entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`El Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO
`0R TRADEMARK
`_—
`
`El Answer
`
`El Cross Bill
`
`1:] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`——_— I
`
`n the aboveAentitIed case. the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`U
`(BY) DEPUTY CLERK
`
`Copy I—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`|PR2017-O1039
`
`Unified EX1002 Page 6
`
`DOCKET NO.
`2:16—cv-1157
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`GUADA TECHNOLOGIES LLC
`
`PATENT OR
`
`DATE OF PATENT
`
`
`
`SLACKER, INC.
`
`1
`
`
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`.
`
`IIIIIILU
`
`IPR2017-01039
`Unified EX1002 Page 6
`
`
`
`Case 2:16-cv-01156—RWS—RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`
`
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`11
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`El Trademarks or
`III Patents.
`( D thE patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1156
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONAL INC.
`
`
`
`ILIIUMIIIIIIIll
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`GUADA TECHNOLOGIES LLC
`
`__—_ 1
`
`n the above—entitled case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`[3 Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`_-
`
`[3 Answer
`
`B Cross Bill
`i
`HOLDER 0F PATENT OR TRADEMARK,
`
`[:1 Other Pleading
`
`—-—- 1
`
`n the above—entitled case, the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 7
`
`IPR2017-01039
`Unified EX1002 Page 7
`
`
`
`Case 2:16-cv-01155—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10
`
`
`
`TO:
`
`
`Mail Stop 8
`
`FILING OR DETERMINATION OF AN
`Director of the US. Patent and Trademark Office
`
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`TRADEMARK
`Alexandria, VA 22313—1450
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on thefollowing
`E] Trademarks or M Patents.
`( E] the patent action involves 35 U.S.C. § 292.):
`
`REPORT ON THE
`
`DOCKET NO.
`2:16—cv—1 155
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`RELIANCE MAJESTIC HOLDINGS, LLC
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`GUADA TECHNOLOGIES LLC
`
`PATENT OR
`
`TRADEMARK NO‘
`
`DATE OF PATENT
`
`
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`1n the above—entitled case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO'
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`1] Answer
`
`1] Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered orjudgemcnt issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy I—Upon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—-—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`|PR2017-O1039
`
`Unified EX1002 Page 8
`
`IPR2017-01039
`Unified EX1002 Page 8
`
`
`
`Case 2:16-cv-01154-RWS—RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`AO 120(Rev. 08/10)
`
`To:
`
`Mail Stop 8
`Director of the us. Patent and Trademark Office
`Po. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION or AN
`ACTION REGARDING A PATENT 0R
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US, District Court
`Eastern District of Texas, Marshall Division
`on the following
`[3 Trademarks or M Patents.
`( [j the patent action involves 35 U.§.C. § 292.):
`U.SI DISTRICT COURT
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`DOCKET NO.
`2:16—Cv-1154
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`
`
`
`
`
`PANDORA MEDIA, INC.
`
`HOLDER OF PATENT OR TRADEMARK_
`
`GUADA TECHNOLOGIES LLC
`
`
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[3 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[3 Answer
`
`E] Cross Bill
`
`[3 Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK.
`
`In the above—entitled case. the following decision has been rendered orjudgement issued:
`
`DECISION/JUDGEMENT
`
`
`(BY) DEPUTY CLERK
`
`CLERK
`
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy-4—Case file copy
`
`|PR2017-01039
`
`Unified EX1002 Page 9
`
`
`
`IPR2017-01039
`Unified EX1002 Page 9
`
`
`
`Case 2:16-cv-01152—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PageID #: 34
`
`AO l20 Revl 08/IO
`
`
`
`
`Mail Stop 8
`TO:
`FILING OR DETERMINATION OF AN
`Director of the US. Patent and Trademark Office
`
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`
`
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 U.S.C. §290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`REPORT ON THE
`
`[I Trademarks or M Patents.
`
`( [I the patent action involves 33 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv-1152
`PLAINTIFF
`
`DATE FlLED
`10/14/2016
`
`U.S. DlSTRlCT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`MLB ADVANCED MEDIA, L.P.
`
`PATENT OR
`
`DATE OF PATENT
`
`.
`
`,
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`-—__ I
`
`n the above%ntitled case. the following patent(s)/ trademark(s) have been included:
`lNCLUDED BY
`
`
`
`
`D Answer
`
`B Cross Bill
`
`[I Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`-—-_ I
`
`n the above—entitled case. the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation ofaction, mail this copy to Director Copy 3—-Upon termination of action, mail this copy to Director
`Copy 2—llpon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`|PR2017-O1039
`
`Unified EX1002 Page 10
`
`'
`
`
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK NO.
`
`[I Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`
`
`
`
`
`(BY) DEPUTYCLERK
`
`IPR2017-01039
`Unified EX1002 Page 10
`
`
`
`Case 2:16-cv—01150-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0120 Rev. 08/]0
`
`
`
`TO:
`
`REPORT ON THE
`
`Mail Stop 8
`
`FILING OR DETERMINATION OF AN
`Director of the U.S. Patent and Trademark Office
`
`PO. Box 1450
`ACTION REGARDING A PATENT OR
`TRADEMARK
`Alexandria, VA 22313-1450
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`
`
`E] Trademarks or
`
`M Patents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16-cv-1150
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`
`
`GUADA TECHNOLOGIES LLC
`
`EMUSICCOM INC.
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`,
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`2 3
`
`DATE INCLUDED
`
`In the above—entitled case. the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO
`_
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`E] Other Pleading
`[1 Cross Bill
`,
`,
`HOLDER OF PATENT OR TRADEMARK
`
`In the abovegentitled case, the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy I—Upon initiation ofaction, mail this copy to Director Copy 3—-—Upon termination of action, mail this copy to Director
`Copy Z—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`|PR2017-O1039
`
`Unified EX1002 Page 11
`
`IPR2017-01039
`Unified EX1002 Page 11
`
`
`
`Case 2:16-cv-01151—RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 Page”) #: 34
`
`A0 120 (Rev. 08/10)
`
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`
`P.O. Box 1450
`
`
`TO:
`
`
`Alexandria, VA 22313-1450
`
`
`REPORT ON THE
`
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`
`
`
`
`In Compliance with 35 USC. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S. District Court
`Eastern District of Texas, Marshall Division
`on the following
`
`I] Trademarks or
`
`[1 Patents.
`
`( E] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`2:16—cv-1 151
`PLAINTIFF
`
`DATE FILED
`10/14/2016
`
`U.S. DISTRICT COURT
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`lHEARTMEDlA, lNC.
`
`HOLDER OF PATENT OR TRADEMARK,
`
`1
`
`
`
`GUADA TECHNOLOGIES LLC
`
`PATENT OR
`
`TRADEMARK NO.
`
`DATE OF PATENT
`
`
`
`
`
`l 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`1n the above#entit|ed case. the following patent(s)/ trademark(s) have been included:
`
`DATE INCLUDED
`
`INCLUDED BY
`
`
`E Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`_—
`
`
`E Answer
`
`B Cross Bill
`
`I] Other Pleading
`,
`HOLDER OF PATENT OR TRADEMARK.
`
`____ 1
`
`n the above#entitled case. the following decision has been rendered orjudgement issued:
`DECISION/JUDGEMENT
`
` (BY) DEPUTY CLERK
`
`Copy I——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`Copy 4—Case file copy
`
`lPR2017-01039
`
`Unified EX1002 Page 12
`
`IPR2017-01039
`Unified EX1002 Page 12
`
`
`
`Case 2:16-cv-01156-RWS-RSP Document 12 Filed 11/21/16 Page 1 of 1 PagelD #: 51
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas, Marshall Division
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1156
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONAL INC.
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`It is therefore ORDERED, ADIUDGED AND DECREED that all claims asserted in this suit between Plaintif'
`
`Guada Technologies LLC and Defendant Rhapsody International Inc. are hereby DISMISSED WITHOUT
`PREIUDICE.
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Up0n termination of action, mail this copy to Director
`Copy 2—Up0n filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 13
`
`IPR2017-01039
`Unified EX1002 Page 13
`
`
`
`Case 2:16-cv-01154-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas, Marshall Division
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1154
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`PANDORA MEDIA, INC.
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 14
`
`IPR2017-01039
`Unified EX1002 Page 14
`
`
`
`Case 2:16-cv-01155-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas, Marshall Division
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1155
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RELIANCE MAJESTIC HOLDINGS, LLC
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 15
`
`IPR2017-01039
`Unified EX1002 Page 15
`
`
`
`Case 2:16-cv-01156-RWS-RSP Document 2 Filed 10/14/16 Page 1 of 1 PagelD #: 34
`
`A0 120 (Rev. 08/10)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRADEMARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`Eastern District of Texas, Marshall Division
`
`on the following
`
`D Trademarks or
`
`EPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`
`U.S. DISTRICT COURT
`
`2:16-cv-1156
`PLAINTIFF
`
`10/14/2016
`
`Eastern District of Texas, Marshall Division
`DEFENDANT
`
`GUADA TECHNOLOGIES LLC
`
`RHAPSODY INTERNATIONAL INC.
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 7,231,379
`
`6/12/2007
`
`GUADA TECHNOLOGIES LLC
`
`——
`
`DATE INCLUDED
`
`In the abovegentitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`D Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`D Answer
`
`B Cross Bill
`
`D Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
` CLERK
`
`In the aboveientitled case, the following decision has been rendered or judgement issued:
`DECIS ION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`DATE
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`lPR2017-O1039
`
`Unified EX1002 Page 16
`
`IPR2017-01039
`Unified EX1002 Page 16
`
`
`
`50404661 5
`
`1 0/1 2/201 6
`
`PATENT ASSIGNMENT COVER SHEET
`
`Electronic Version v1.1
`
`Stylesheet Version v1.2
`
`SUBMISSION TYPE:
`
`NEW ASSIGNMENT
`
`NATURE OF CONVEYANCE:
`
`ASSIGNMENT
`
`EPAS ID: PAT4093276
`
`CONVEYING PARTY DATA
`
`NOEMA, INC.
`
`09/19/2016
`
`RECEIVING PARTY DATA
`
`m GUADA TECHNOLOGIES LLC
`
`
`
`PROPERTY NUMBERS Total: 4
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`Patent Number:
`
`7231379
`
`7257574
`
`7260567
`
`7370056
`
`CORRESPONDENCE DATA
`
`Fax Number:
`
`Correspondence will be sent to the e-mail address first; if that is unsuccessful, it will be sent
`using a fax number, if provided; if that is unsuccessful, it will be sent Via US Mail.
`
`Email:
`
`thalfon@gmail.com
`
`Correspondent Name:
`
`GUADA TECHNOLOGIES LLC
`
`Address Line 1:
`
`Address Line 4:
`
`2591 DALLAS PARKWAY, STE 300,PMB #846
`
`FRISCO, TEXAS 75034
`
`NAME OF SUBMITTER:
`
`TIFFANY HALFON
`
`SIGNATURE:
`
`DATE SIGNED:
`
`/Tiffany Halfon/
`
`10/12/2016
`
`This document serves as an Oath/Declaration (37 CFR 1.63).
`
`Total Attachments: 3
`
`source=Exhibit A - Fully executed#page1.tif
`
`source=Exhibit A - Fully executed#page2.tif
`
`source=Exhibit A - Fully executed#page3.tif
`
`lPR2017-01039
`
`Unified EX1002 Page 17
`
`IPR2017-01039
`Unified EX1002 Page 17
`
`
`
`Exhibit A
`
`FATENT RSSEGNMENT
`
`Far 3636: and 'Vaiuabie cansitieratmn, the receing a“? which is hereby ackmwlefiged,
`Noemi Ina, a New York carpm‘atian heated at 26% 51335: 69th Street #243, New Yark, NY
`£0021 {"Assfgmr’nj, defies hereby assign, transfer, sax-way ants (mafia Technoiogies
`LUZ, Texas Eimit‘ed Eiabii‘it}? comgyany, having an address ai 2553}. Daiias Farkway, Suite
`339, PM 8 #845; Frisco]. Texas 75834! {“ésfigflee’l or its designees, 32% right; this, am
`interest that exist today and may exist in the Eutum in and to any and aiE {3f the fsliowing,
`{coEiectiveiyx the “Fasten: Rfigfifis‘}:
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`{a}
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`all patents and patient apgfiicatiens {i} m which the Patent directly or
`{b}
`indirectly siaima priarity, {ii} fur which the Patent directly 0:.“ infiirect‘iy Emma a basis 331‘
`priority, andfsr {iii} that were cavawnefi aggfiicafiuns that directiy {3r imiirectiy
`inmrpamte by reference, 01‘ were incorporated by raference mm, the Patent;
`
`reissues, rewaminatims, extensions, centinuatiens, summations in part;
`{6}
`cantinuing pmsemtien applications, requests for cantinuing examinatians, fiivisiens,
`registratians 037.3113: item in an}; of the fmegoing caiegoriefi {a} and {b};
`
`|PR2017-O1039
`
`Unified EX1002 Page 18
`
`IPR2017-01039
`Unified EX1002 Page 18
`
`
`
`al’i inventiens; inventian disciasures, and {fiscweries described in any item in
`{d}
`any ofthe foregaing categories; {a} through {c} anti aii ather rights arising out a? such
`inventiam; invmtfi-cn disciosures, and disceveflas;
`
`ail rights it; amid}? in 3:13: or 33% countries 0%? the warm far patents, certifimtes
`{e}
`of inventian, utifii‘ty modem; infiustriai fleaign garmectiansa design gatth pmtectians, or
`other gavemmenml grants m“ issuances a?" any type re‘a’atgd Et’} any item in. any ei’the
`faregoing categories {a} through {d}, 1‘3‘1{.‘iw.71»::i‘i1'iga without Iimitaticn, 31:31:28? the Paris
`Convention hr the Protectifln {3f industrial Fraperty, the {iltematmnai Patent Ceeparaflon
`Treaty, or any ether conve-‘ngitzian, treaty, agreement; at understandmg;
`
`aii causes sf actjan {whether knuwn 0r unimnwn GT wheiher currenfiy
`{f}
`pending, filed, er otherwise) and ether enforcement rights under, or Gn‘acmunt of, the
`Patents andfm‘ any item in any 0? the fareguing ca‘tegcries {b} thmugh {a}, inciuding,
`withoui Eimitaticm ali causes at" agtien and Other enfaz‘cement rights far
`
`past. yresent, and future damages,
`{i
`h»)
`{ii} unctiv-e reiief, and
`{m} any gather remedies 0f any kind far past, present, and Emma infringemmt;
`and
`
`aii rights to mi‘iect royaéties and aches? paymeni‘s under m {m accnunt ofthe
`{g}
`Patent andfor any item in any of the. fmegaing categsries {a} thmugh
`
`Assignor represents, warrants and covenants that:
`
`fai‘: pawgr and aufimrfiys 32161 has ob‘tainsé 333i. third pan}?
`{i} gnur ha‘S €335
`Cflnsmlts, appmvais andfm 01116: authurizatians manier to ems: mm fix: Latter Agreement and
`*0 cast}; nut its obiigafiimas hereunder, inciuding the assignmem affix: Patent Rights to Assignee;
`and
`
`fkssigmx owns, and by this (iocumem assigns to Assignees, al‘g right, fifie, and
`{2?}
`interest if} {he Patent Righis, insiuding, withuué ihnitatim, 33} right, this, mic} intewsz :0 an: fer
`inh‘ing‘mam of the Patent Right-3. Assignos
`abiained ami properly recorded previousiy
`exacmeai assignments for the Patam Rights as mecessary m fully perfect its righfts and iifie therein
`in accmd'amm wiih. gmreming iaw and raguiaiiens in each resgmcfiw jurisdiction. The; Fatcnt
`Rights are: free anti cite-at of 331 liens, ciaims, s:no:.‘tgagc¢si gammy imerests ormhe: encumbrancefi,
`restrictions. There are m antians, sum, invesiigaficms, ciaims or praceedings fixeak‘enecig
`warding m in progress relating it: any m1th me E’atent Rights. Them me am existing can $30333
`agresmsmts, options, mmmimlemsj pmpasais, bit-is: offers, at rights with, in, win any person in
`acquire may of the Pawn: Rights.
`
`Assignm hereby autharizes the resp-Ettive patent affice m“ governmentai agency in
`each jurisdiction :0 issue any and 3E? patents, certificates 3f invantimng ufiiii‘y madeis or
`Other governmentai grants or issuances that may be granted upen any GE the Patent R‘Eghts
`in the
`ufi’Assigmees as time assignae to file entire interest therein.
`
`|PR2017-O1039
`
`Unified EX1002 Page 19
`
`IPR2017-01039
`Unified EX1002 Page 19
`
`
`
`Exhibit A
`
`The tarms and confiitims afthis Asxigmmmt {3f Patent. Righfiis wili inure to the benefit flf
`ASSEgnce, its succsssms! assigns: and Bike: legai regresematives and MK
`bin-ding upon
`Amignor, “its successors, assigns: and» ether lagal representative“
`
`MSEQNGE: Nae-ma, £11m.
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`|PR2017-O10