`
`
`
`Annals ofOncalogy 3: 611-617. 1992.
`® 1992 Kluwer Academic Publishers. Printed in the Netherlands.
`
`Response after withdrawal of tamoxifen and progestogens in advanced breast
`cancer
`
`A. Howell, D. J. Dodwell, H. Anderson & J. Redford
`From the CRC Department of Medical Oncology, ('hristie Hospital, Manchester and the Department of Surgery, University Hospital of
`South Manchester
`
`Summary. Tumor response after withdrawal of endocrine
`therapy for advanced breast cancer with estrogens and
`androgens is well described. There have been few reports of
`withdrawal responses (WRs) after cessation of treatment with
`the newer antiestrogens and progestogens. We assessed WR
`in women after cessation of adjuvant therapy at first relapse,
`and after progression on first, second or third line endocrine
`therapy for advanced disease. One of seven patients (14%)
`responded after cessation of tamoxifen adjuvant therapy at
`relapse. Sixty-five of 72 patients were evaluable for WR after
`cessation of tamoxifen as first line therapy for advanced dis-
`ease. There were five partial responses (8%) and 14 (22%)
`‘no change’ with a median duration of WR of 10 months
`
`(range 3—40 months). WR were seen mainly in soft tissue dis-
`ease but there were two responses in lung and two in bone.
`Four of 21 (19%) patients had a WR after cessation of
`norethisterone acetate (3) and tamoxifen (1), all used as
`second line therapy. WR are therefore demonstrable after
`cessation of tam0xifen and norethisterone acetate with dura-
`
`tions of response similar to those found with additive ther-
`apy. Assessment of WR may represent a way of prolonging
`the overall
`response duration in patients with relatively
`indolent metastatic breast cancer, particularly in soft tissues.
`
`Key words: breast cancer. tamoxifen, withdrawal response
`(WR)
`
`Introduction
`
`‘rebound regressions’ of
`responses or
`Withdrawal
`breast cancer were first described in 1949 in a group of
`patients who had initially responded to androgens.
`When the tumor eventually progressed on androgen
`therapy a further response was obtained when treat~
`ment was stopped
`WRs were later reported after
`cessation of therapy with estrogens in patients who had
`initially responded
`WRs in patients who failed to
`respond to first line treatment with estrogens were first
`described in 1956 [3]. In these early studies all WRs
`were seen after treatment with either estrogens or
`androgens and none were reported after cessation of
`corticosteroids or the progestogens in use at that time
`[4]-
`The first reported WR after cessation of tamoxifen
`was seen in a patient with parenchymal lung metastases
`[5]. There was no evidence of an initial response to
`tamoxifen in this patient, indeed the growth rate of the
`metastases appeared to be stimulated by treatment.
`Withdrawal of tamoxifen resulted in a partial response
`which lasted for at least six months. However. clinicians
`doubted that WRs were observable after tamoxifen
`
`since, in another study. no WRs were seen in 19 patients
`[6]. Since that time there have been two case reports [7,
`8] and two series [9, 10] indicating that WRs do occur
`after stopping tamoxifen therapy. One study is particu—
`larly important since it gives some indication of the
`
`incidence of WR after tamoxifen [9]. Sixty—one con-
`secutive patients were assessed for WR and there were
`six (9.8%) responses.
`We began to assess WR in our clinic in 1980 and
`now report several new examples of WR after initial
`response or no response to tamoxifen. There have been
`no previous reports of WR after cessation of second
`endocrine therapy and we present evidence for this
`phenomenon and also evidence that WR can occur
`after cessation of progestogens.
`
`Patients and methods
`
`Patients
`
`The first evaluation of WR was in January 1980 and the final one
`included in this analysis was in December 1988. Seven patients were
`assessed for WR after progression on adjuvant tamoxifen, 72 after
`failure of first endocrine therapy for advanced disease and 21 after
`failure of second or third line therapy for advanced disease. Patients
`were selected for assessment of WR because they had relatively
`indolent disease and it was thought unethical to assess all patients in
`this way. Therefore during the period of study a further 194 patients
`were treated with immediate second line additive endocrine therapy
`and 128 were treated immediately with chemotherapy after failure
`of first endocrine therapy.
`
`Pretreatment characteristics
`
`The characteristics of patients assessed for WR after failure of first
`line endocrine therapy are shown in Table 1. Compared with patients
`
`AstraZeneca Exhibit 2016 p. 1
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`
`
`612
`
`Table 1. Characteristics of patients at the time of second therapy.
`
`Table 2. Response to first endocrine therapy in all patients.
`
`Treatment
`
`Withdrawal Additive
`(l)
`endocrine
`(2)
`
`p
`(I vs. 2)
`
`Chemo— p (l + 2
`therapy
`vs. 3)
`(3)
`
`Second therapy
`
`Withdrawal Additive
`(1)
`endocnne
`(2)
`
`p
`(1 vs. 2)
`
`12 (8)
`37 (24)
`
`31 (20)
`
`72 (48)
`
`21 (34)
`
`13 (21)
`
`194
`72
`Patient numbers
`Response to 151 endocrine therapy
`Complete (CR)
`8 (l 3)
`Partial (PR)
`20 (32)
`No change
`(NC)
`Progression
`(PD)
`Not evaluable
`(NE)
`Time in months
`Surv. from
`presentation
`Disease free
`interval
`Time to progres-
`sion (on lst
`therapy)
`Surv1val from
`151 therapy
`Duration of
`raponse
`
`10
`
`73
`
`31
`
`13
`
`44
`
`15
`
`42
`
`63
`
`28
`
`8
`
`31
`
`14
`
`p (1+2
`vs. 3)
`
`Chemo'
`therapy
`(3)
`
`128
`
`0 (0)
`8 (8)
`
`0.004
`
`13 (12) <0.001
`
`85 (80)
`
`22
`
`42
`
`25
`
`3
`
`19
`
`11
`
`NS
`
`NS
`
`0.006
`
`0.002
`
`NS
`
`<0.0001
`
`0.05
`
`<0.0001
`
`<0.0001
`
`<0.0001
`
`72
`
`63
`(32—90)
`
`6 (8)
`16 (22)
`
`12 (17)
`
`Patient numbers
`Median age at
`presentation
`(range)
`Histology
`lnfiltrating duct 50 (70)'
`lnfiltrattng
`Iobular
`Other types
`Receptors
`47 (82)
`ER+ve
`10 (18)
`-ve
`15
`NK
`37 (66)
`PR+ve
`19 (34)
`—ve
`16
`NK
`Dominant site of disease
`Locally
`advanced
`Recurr. soft
`26 (36)
`tissue
`17 (24)
`Bone
`15 (21)
`Lung
`2 (3)
`Liver
`-
`Brain
`Number of sites of disease
`1
`32 (44)
`2
`25 (35)
`3
`12(17)
`3+
`3 (4)
`
`194
`
`60
`(25—87)
`
`138 (71)
`
`14 (7)
`42 (22)
`
`103 (79)
`29 (21)
`57
`78 (58)
`57 (42)
`59
`
`25 (13)
`
`34 (17)
`70 (36)
`47 (24)
`18 (9)
`—
`
`76 (39)
`70 (36)
`37(19)
`11 (6)
`
`NS
`
`NS
`
`NS
`
`NS
`
`0.007
`
`NS
`
`128
`
`53
`(25—84)
`
`NS
`
`99 (77)
`
`8 (6)
`21 (16)
`
`NS
`
`42 (45)
`52 (55) <0.0001
`34
`32 (34)
`62 (66)
`34
`
`(0.0001
`
`6 (5)
`
`23 (18)
`27 (21 ) <0.0001
`49 (38)
`21 (16)
`2 (2)
`
`31 (24)
`55 (43)
`22(17)
`20 (16)
`
`0.0007
`
`rank test [14]. The Chi-square test was used to compare tumor re-
`sponse categories.
`
`Other methods
`
`(0‘).
`n
`NS - not significant
`
`Estrogen (ER) and progesterone receptors (PR) were assayed as
`previously described [15].
`
`who were treated with additive second line endocrine therapy they
`were significantly more likely to have soft
`tissue disease only.
`Patients given chemotherapy as second treatment were significantly
`more likely to be receptor negative, to have liver and lung as domi-
`nant sites of disease and to have multiple sites of disease compared
`with the endocrine treated groups. The response to first endocrine
`therapy in the three groups is shown in Table 2. The WR group had
`a significantly higher response rate (79%: CR + PR + NC) than
`those treated later with second line additive endocrine therapy
`(52%) or with chemotherapy (20%). The WR group also had a sig-
`nificantly longer time to progrmsion and survival from first therapy
`than the other two groups.
`
`Assessment of response
`
`The criteria used for assessment for tumor responses were those
`defined by Hayward et al. for the UICC [11]. Patients were examined
`monthly after withdrawal of therapy. Lung metastases were assessed
`by monthly chest x-rays and bone changes at two monthly intervals.
`The duration of response was taken from the start of treatment to
`the date of objective tumor progression. For WR this time was taken
`from the cessation of tamoxifen to the time of progression; to be
`defined as ‘no change‘ (NC) the disease had to be stable for a period
`of at least six months. We have previously shown that patients who
`have NC for at least Six months have the same survival and steroid
`
`hormone receptor characteristics as those with a PR [12]. For these
`reasons we believe that NC for 6 months is a ‘response‘.
`
`Statistical methods
`
`Results
`
`Withdrawal response after adju van! tamoxifen
`
`One of 7 patients had a WR when adjuvant tamoxifen
`therapy was stopped at the time of relapse. All relapses
`were in soft tissues. The responder was a 70-year-old
`woman who relapsed on the chest wall and axillary
`lymph nodes 11 months after mastectomy; she had NC
`for 10 months and then progressed again; tumor ster-
`oid receptor status was not known.
`
`Withdrawal response after first additive endocrine ther—
`apy for advanced breast cancer
`
`Seventy-two patients were assessed for a WR after pro-
`gressing on first line endocrine therapy for advanced
`disease. Of these, 65 were evaluable for response. Non—
`evaluability was due to the presence of sclerotic bone
`metastases or
`insufficient observations made. Five
`
`(8%) of the assessable patients had a partial response
`(PR) for 28+, 22, 8, 6 and 3 months, respectively, while
`a further 14 (21%) showed no change (NC) in tumor
`size for a period of more than six months. The median
`duration of PR was 8 months and for NC the median
`was 11 months.
`
`Time to progression and survival curves were calculated according
`to the method of Kaplan and Meier [l3] and compared using the log
`
`The first endocrine therapy in all patients was either
`tamoxifen alone (64), tamoxifen in combination with
`
`AstraZeneca Exhibit 2016 p. 2
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`
`
`prednisolone (4) or with medroxyprogesterone acetate
`(3); one patient was assessed after withdrawal of
`megestrol acetate. One WR was seen after cessation of
`tamoxifen and medroxyprogesterone acetate (NC); the
`remainder of WRs were seen after cessation of tamo-
`xifen treatment alone. The details of all the WRs seen
`
`after first endocrine therapy are shown in Table 3. Re—
`sponses were mainly seen in advanced primary tumors
`and in skin or nodal metastases. However there were 2
`
`responses in parenchymal lung metastases and 2 in bone
`metastases. ER status of the primary tumor was known
`in 17 responders and was positive in 15 (88%). PR
`status was known in 17 and was positive in 12 (71%).
`
`Table 3. Characteristics of responders to withdrawal of first endo-
`crine therapy.
`
`Age Site(s) of
`(yrs) disease
`
`PR
`ER
`(f.mols/
`mg cyL
`protein)
`
`Re~
`sponse
`to lst
`ther.
`
`Dura- Response Dura-
`tion
`to WR
`tion
`(mths)
`(mths)
`
`77
`54
`
`47
`79
`69
`71
`74
`56
`86
`67
`77
`75
`85
`58
`47
`56
`61
`57
`75
`
`Lung parenchyma NK
`ST. bone (NE).
`38
`PE
`ST, PE
`ST
`Adv. pnmary+ST
`Lung parenchyma
`ST
`ST, bone (NE)
`Adv. primary+ST
`ST
`Adv. pnmary
`Adv. primary
`Adv. pnmary+ST
`Bone. PE
`ST. bone
`ST
`ST
`Adv. pnmary+ST
`ST, bone (NE)
`
`12
`79
`12
`1 18
`89
`(1
`23
`50
`33
`20
`88
`585
`NK
`0
`190
`21
`217
`
`NK
`300
`
`242
`0
`0
`231
`9
`67
`26
`111
`16
`19
`670
`80
`NK
`0
`93
`(1
`(I
`
`PR
`NC
`
`PD
`NC
`PR
`PR
`CR
`NE
`NC
`NC
`PR
`NC
`NC
`CR
`NE
`PD
`CR
`PD
`NE
`
`32
`12
`
`2
`8
`35
`57
`27
`14
`8
`22
`16
`7
`9
`27
`—
`4
`55
`4
`19
`
`PR
`PR
`
`PR
`PR
`PR
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`NC
`
`28+
`22
`
`08
`6
`3
`40
`32
`22
`21)
`15
`14
`12
`1
`1
`111
`08
`08
`07
`07
`06
`
`response; NC—No change for
`CRnComplete response: PR- Partial
`>6/12; PD - Progressive disease: ST - skin or node recurrences; PE -
`Pleural effusion; NE - Not evaluable; NK - Not known.
`
`Relationship of response to WR to response tofirst endo-
`crine therapy
`
`WRs were seen after all types of response to first ther—
`apy. Eight complete responders to first therapy were
`assessed for WR; of whom 5 were evaluable: 3 of the
`
`evaluable patients had NC for 32, 10, and 7 months,
`respectively. Eighteen of 20 partial responders to first
`therapy were evaluable; there were two PRs of 28+ and
`3 months, and 2 NC of 40 and 14 months. Twenty of
`21 patients with NC on first therapy were evaluable;
`there were 2 PRs of 22 and 6 months and 4 NC of 20,
`
`15, 12, and 11 months duration. All 13 patients with
`PD on first therapy were evaluable; there was one PR
`of 8 months and 2 NC of 8 and 6 months, respectively.
`Three NC withdrawal responses of 22, 8 and 6 months
`duration were seen in 10 patients not evaluable for first
`endocrine therapy. The proportion of WR in each
`group were not significantly different.
`
`613
`
`In 9 patients the duration of the WR was longer than
`the duration of the response to first therapy and in 9
`the duration of the first response was longer. In one pa-
`tient the duration of first response was not clear be—
`cause of missing evaluations. There was no significant
`correlation between the duration of response to first
`therapy and duration of the WR.
`
`Comparison of WR with response to immediate second
`additive endocrine therapy after failure offirst endocrine
`therapy
`
`During the period that the above 72 patients were as-
`sessed for WR after progression on first endocrine
`therapy for advanced disease, a further 196 patients
`were treated with second additive endocrine therapy
`immediately after progression on first line treatment.
`There was no significant difference between the ER
`and PR receptor distribution of the tumors from the
`two groups but the second additive therapy group were
`significantly more likely to have distant metastases
`(Table 1). Although the two groups are not strictly
`comparable because they are selected, it is of interest
`that the overall response to second additive endocrine
`therapy was significantly greater in the group not as-
`sessed for WR (response rates 30% vs. 35% [CR + PR
`+ NC], p- 0.03 (Table 4). No CRs were seen after
`assessment of WR but there were 6 (4%) with additive
`second endocrine therapy. However, there were no sig—
`nificant differences in time to progression or duration
`of response between the two groups. The survival from
`the start of second therapy was significantly poorer in
`the additive group, which is presumably a reflection of
`their more extensive disease.
`
`Table 4. Response rate and response duration to WR, compared
`with second additive endocrine therapy.
`
`Second therapy
`
`With-
`drawal
`
`(%)
`
`Additive
`endocrine
`
`(%)
`
`p
`
`n
`
`72
`
`194
`
`CR
`PR
`NC
`PD
`NE
`Surv. from 2nd
`therapy (mths)
`Time to progression
`(mths)
`Duration of response
`
`l() 10(mths) NS
`
`(4)
`(19)
`(12)
`(65)
`
`(1.03
`
`(1.004
`
`NS
`
`0
`5
`14
`46
`7
`
`25
`
`3
`
`
`
`(0)
`(8)
`(22)
`(70)
`
`6
`26
`17
`91
`54
`
`16
`
`3
`
`
`
`Endocrine therapy afier assessment of WR
`
`Fifty-three of the 72 patients assessed for WR went on
`to have further endocrine therapy. Forty-two of the 53
`were assessable for response. The reasons for failure to
`give further additive therapy were death of the patient
`(n =- 9),
`treatment with chemotherapy (n - 9) and a
`
`AstraZeneca Exhibit 2016 p. 3
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`
`
`acetate. The durations of responses after cessation of
`norethisterone acetate were 14, 14, and 7 months, re-
`spectively. A fourth patient was treated with 20 mg of
`tamoxifen per day as first therapy and had a complete
`response for 12 months; the dose was increased to 40
`mg per day at progression and she had a further period
`of no change for 26 months. Tamoxifen was then with-
`drawn and she had a WR of 9 months duration.
`
`Discussion
`
`This study confirms that WRs are detectable after cessa-
`tion of additive therapy with tamoxifen used as first line
`endocrine therapy for advanced breast cancer
`[5,
`6—10]. There is only a single previous report of WR
`after no initial response to tamoxifen [5] and we report
`3 further examples. In addition we report for the first
`time WR after norethisterone acetate and after cessa-
`
`tion of second line endocrine therapy.
`Five of the 24 WRs reported here were partial remis-
`sions and the remainder were in the ‘no change’ cate-
`gory. Although ‘no change’ is regarded by international
`criteria as a ‘response’ [11] a question remains as to
`whether this is justifiable. Since short periods of NC
`may be difficult to distinguish from slowly progressive
`disease we have taken a minimum period of six months
`of NC for a patient to qualify for this category of re—
`sponse. In previous studies we and others [12, 16, 17]
`have shown that, if this period is taken, the patients
`with NC have similar durations of response and sur-
`vival to those with an objective PR and their tumours
`have similar ER and PR positivity [12]. All 19 NC had
`signs of objective progression on additive therapy be-
`fore it was stopped and the period of NC lasted from 6
`to 40 months.
`
`Incidence of withdrawal response
`
`Because of patient selection for assessment of WR this
`study gives only a broad indication of the true inci—
`dence of WR in a population of women failing first line
`endocrine therapy for advanced disease. In this regard
`the paper by Canney et al. [9] is important since it is the
`only one, to our knowledge, where consecutive patients
`were assessed. They detected 6 responses (9.8%; 1 CR,
`4PRs and INC) in 61 patients studied; all responses
`were in soft tissue disease and occurred in patients who
`had previously responded to first endocrine therapy.
`This figure is lower than the overall WR rate after first
`endocrine therapy of 30% reported here. However our
`rate falls to 6.2% (19/308) when the total number of
`evaluable patients for all types of second therapy in the
`whole study population is considered as the denomina—
`tor. It is possible that this figure would be higher if all
`of our patients, particularly those treated with second
`line additive endocrine therapy, were assessed for WR.
`In the earlier reports of WRs following cessation of
`treatments with estrogens and androgens WRs were re-
`
`614
`
`continuing WR one patient with lung metastases after
`28+ months of follow up. Eighteen (42%) of patients
`responded to second additive endocrine therapy (6 PR
`and 12NC). Ten patients who had a WR were assess-
`able and eight (80%) reSponded to further endocrine
`therapy. Six of these 8 had responded to first additive
`endocrine therapy. Thirty-one patients did not have a
`WR and of these 10 (32%) responded to further endo-
`crine therapy. Nine of these 10 had responded to first
`additive therapy. The median duration of response to
`third endocrine therapy was 12 months. A flow chart of
`the outcome of all of this group of patients is shown in
`Fig. 1.
`
`NUT TREATED
`macro?
`firmer on!
`W'lTl-lDlAWAL mum OREVALUABLEPOR
`11%
`1mm
`(a m)
`'nmumr
`
`(“65)
`
`7
`
`6
`
`1
`
`3
`
`1
`
`5
`
`°
`0
`0
`
`0 0
`
`o
`0
`0
`
`°
`0
`o
`
`o
`
`0
`
`0
`
`0
`
`0
`
`o
`
`mrom
`mm
`romsr
`
`NO rim-rouse
`mm
`Toms-r
`
`FOR Finn
`EVALUABLE
`THERAPY
`
`Fig. 1. Overview of responses to first additive therapy, to withdrawal
`of tamoxifen, and to second additive therapy. Upper figures -
`O responders; Lower figures - O progressors.
`
`There was a small group of 6 patients who were
`assessable for all three therapies and who responded to
`all three. Two of these are of particular interest since
`they had a second response to tamoxifen after a period
`of no treatment during which a WR was assessed. Both
`had slowly progressive chest wall disease which re-
`sponded completely to the first treatment with tamo-
`xifen. After progression and cessation of tamoxifen,
`WRs were seen (NC) for 11 and 20 months, respec-
`tively; both patients then went on to have another re-
`sponse to tamoxifen when it was reintroduced at the
`same dosage of 20 mg per day but did no respond to a
`second withdrawal of tamoxifen.
`
`Withdrawal responses afier second or third line endo-
`crine therapy
`
`Eighteen patients were assessed for WRs after cessation
`of second therapy and 3 after withdrawal of third ther-
`apy. There were 4 NC (22%) for 14, 14, 9, and 7
`months after withdrawal of second line additive endo-
`
`crine therapy but no responses were seen after with-
`drawal of third line endocrine therapy. Three stabilisa—
`tions were seen after withdrawal of norethisterone
`
`AstraZeneca Exhibit 2016 p. 4
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`Table 5. Withdrawal responses after first endocrine therapy.
`
`Addl'l\l:
`treatment
`
`VVR Total
`assessed
`
`(".0 Total stud)
`(an)
`Reference
`
`population
`
`Androgcns
`Estrogcns
`Andr. 6L cslr.
`Estrogcns
`Estrogcns
`Tamoxifen
`Tamoxifen
`
`7
`9
`15
`7
`8
`6
`I9
`
`l
`l
`14
`HR
`22
`32
`61
`65
`
`(64) Not known
`(64) 100
`(17) 67-1
`(32)
`97
`(25)
`83
`(10)
`61
`(2‘)) 308
`
`Escher 1949 [l]
`—
`(9.0) Huscb) 1954 [2]
`(2.2)' Kaufman l96l [4|
`(7.2) Baker 1972 [19]
`(9.6) Nesto I976 [18]
`(9.8)
`(‘anncy 1987 [9]
`(6.2)‘ This stud)
`
`‘
`
`lncludcs additional WR seen after no response to first therapy.
`
`ported only in a subset of the total study population
`(Table 5). For example Huseby [2] reported WR after
`cessation of estrogens in 9 of 14 initial responders to
`estrogen but did not report assessment of WR in the
`remaining 86 patients in the total study population of
`100 patients. When these are included in the analysis
`the overall rate of WR is 9%. We show in table 9 the
`
`proportion of WR in relation to total patient numbers
`in all the reported series. The overall absolute inci-
`dence of WR ranges from 3 to 10%. It is probable that
`3% is an underestimate due to failure to assess all
`
`potential responders for withdrawal of additive endo-
`crine therapy. As judged by the consecutive series of
`Canney et al. [9] the figure may be nearer 10% of the
`total number of patients who fail first line endocrine
`therapy.
`
`Sites of response
`
`Although WRs may be of value in approximately 10%
`of patients they represent a subgroup who tend to have
`soft tissue disease. This observation also applies to the
`old studies with estrogens and androgens as well as the
`more recent studies with tamoxifen. However, there
`
`are exceptions to these observations. At least 6 WRs
`after tamoxifen have been reported in lung metastases
`[5, 7, 8, 10] (and 2 in this study) and WRs after andro-
`gens and estrogens have been reported in bone [3, 18],
`liver [18] and brain secondaries [4].
`
`615
`
`line endocrine therapy suggesting that there is a small
`group of highly endocrine responsive tumours which
`will not respond to endocrine withdrawal. Conversely
`there is a small group of patients who appear to be
`highly responsive in that they responded to withdrawal
`as well as to two additive therapies (Fig. l).
`The duration of WR for all patients in this series
`ranged from 3—40 months. A similar wide range of
`durations was reported after WR t0 androgen and
`estrogen therapy. Kaufman and Escher [4] pointed out
`that the average duration of response to withdrawal is
`similar to that seen in responders to additive therapy.
`The same appears to be the case for tamoxifen; the
`median duration of response to withdrawal of tamo-
`xifen in this study was 10 months and was identical to
`the duration of response in the group of patients given
`immediate additive therapy as second line treatment.
`WRs occur in patients who have not responded to
`first endocrine therapy. This phenomenon was report-
`ed first by Kaufman and Escher [4]. They saw 6 WRs
`after failure of patients to respond to estrogens and 4
`after failure to respond to androgens: (no denominator
`was given). Baker and Vaitkevicius [19] noted WRs in
`2 of 11 (18%) non-responders to estrogens. Legault-
`Poisson et al. [5] were the first to report WRs after fail-
`ure to respond to first line therapy with tamoxifen in a
`patient with lung metastases. The basal doubling time
`of her lung metastases as measured on serial chest
`x-rays was 120 days. After starting tamoxifen there was
`tumor growth stimulation with a reduction in the
`doubling time to 52 days. Treatment was discontinued
`after 110 days therapy and the patient remained off all
`therapy; a PR occurred which lasted for more than 6
`months. In the study reported here we found 1 PR and
`2 NC in 13 evaluable patients for WR who had objec-
`tive progression on first line therapy with tamoxifen.
`WRs after stopping progestogens have not been pre-
`viously documented. Kaufman and Escher [4] reported
`no responses after 71 trials of withdrawal to unspe-
`cified progestogens. Here we report three WRs after
`stopping norethisterone acetate given as a second line
`therapy.
`
`Comparison of WR with response to second line additive
`endocrine therapy
`
`Mechanism of withdrawal response
`
`It is well documented that a proportion of patients will
`have a response to a second additive endocrine ther—
`apy. In the group of patients who had a second additive
`therapy in this study 35% responded compared to the
`30% response rate in the potentially more favourable
`group who were assessed for a withdrawal response.
`Despite there being CRs and more PRs in the additive
`group the median durations of response and the times
`to progression of the two groups were not significantly
`different. It has to be emphasised, however. that the
`two groups are not strictly comparable because those
`assessed for WR were highly selected. However eight
`of the 10 patients who responded to additive therapy
`after failing to have a WR had also responded to first
`
`The early studies with androgens and estrogens and
`the more recent studies with antiestrogens and proges-
`togens indicate that WR is a definite phenomenon
`which occurs in a subgroup of prognostically favour—
`able patients. It appears that similar proportions of pa-
`tients with similar clinical characteristics respond to
`withdrawal of each type of therapy.
`It is tempting to suggest that because withdrawal of
`treatment results in a change from tumor growth to
`tumor regression or stabilisation. that under certain
`circumstances additive endocrine therapy may stimu-
`late tumor growth. Removal of the growth stimulus by
`stopping treatment then results in growth inhibition
`because of absence of a ‘trophic‘ hormone.
`
`AstraZeneca Exhibit 2016 p. 5
`
`
`
`616
`
`low concentrations (10‘7—10‘9 M) and in the
`At
`absence of estradiol, tamoxifen stimulates the prolif-
`eration of several estrogen receptor positive cell lines in
`vitro [20—22]. Furthermore low dose stimulation may
`be responsible for the tumor flare phenomenon re-
`ported when tamoxifen serum levels are gradually ris-
`ing during the first weeks of therapy [23]. Stimulation of
`proliferation has also been demonstrated at therapeutic
`levels (10‘6M) of tamoxifen. Thmor cells from the
`pleural effusions of two patients who had failed tamo-
`xifen therapy, were stimulated to proliferate in vitro in
`the presence of 10’6M tamoxifen [24]. These two pa-
`tients later went on to have a clinical WR when tamo-
`
`xifen therapy was stopped. Stimulation of colony for-
`mation of primary human mammary tumor cells by
`10‘6M tamoxifen in the soft agar clonogenic assay has
`been demonstrated [25, 26]. In one study [26] nearly
`30% of specimens had a > 100% survival of colonies in
`tumors exposed to tamoxifen and also to therapeutic
`concentrations of medroxyprogesterone acetate.
`A phenomenon similar to a WR in humans can be
`demonstrated in nude mice. Tamoxifen inhibits the
`
`proliferation of the human mammary tumor cell line
`MCF-7 when implanted subcutaneously in nude mice.
`However, after prolonged treatment tumors regrow and
`can be shown to have dependance upon tamoxifen;
`growth ceases when either
`tamoxifen treatment
`is
`stopped or the mice are treated with the pure antiestro-
`gen ICI 164 384 as well as tamoxifen [27]. Presumably,
`unlike tamoxifen, the latter compound prevents binding
`of the antiestrogen receptor complex to DNA and thus
`inhibits its agonist activity [28]. Agonist activity at
`therapeutic concentrations of tamoxifen is also some-
`times demonstrable in the normal endometrium and
`
`myometrium in patients undergoing treatment for their
`breast cancer [29, 30]. In addition an endometrial can-
`cer cell line grown in nude mice can be shown to prolif-
`erate more rapidly when treated with tamoxifen whilst
`MCF-7 cells implanted into the opposite flank are in-
`hibited [31]. The latter experiment suggests, although
`does not prove, that alterations in tamoxifen metabo—
`lism are unlikely to account for tumor stimulation. In
`patients, serum levels and the proportion of various
`tamoxifen metabolites show only minor changes over
`prolonged periods [32, 33]. However, changes in the
`intracellular metabolism of tamoxifen which have been
`
`described recently may be important [34].
`A satisfactory hypothesis to explain WR must ac-
`count for the apparent change of a drug from antago-
`nist to agonist during therapy, how removal of the puta-
`tive agonist can result in prolonged WR, why such an
`effect can be seen using several different classes of
`endocrine agent and why reintroduction of the same
`initial additive endocrine therapy at progression after a
`WR can result in a second response.
`One possible explanation is that some tumors have
`sexeral clones of receptor positive cells each with a dif-
`ferent sensitivity to a particular hormone agonist or
`antagonist. A fundamental feature of tumor cells ap—
`
`pears to be their heterogeneity [35]; examination of a
`wide range of tumor characteristics shows that a major-
`ity are variable. Similar observations apply to normal
`tissues such as breast lobules. Wide variation in sensi-
`
`tivity to endogenous hormones is seen in early preg-
`nancy, where highly proliferative or secretory lobules
`are seen adjacent to quiescent ones, as judged by light
`microscopy, suggesting marked heterogeneity of hor-
`mone responsiveness between lobules. Clones of
`human mammary cell lines with widely different sensi-
`tivities to hormones have also been reported [36].
`It is possible that a balance between multiple clones
`within a tumor is altered by the selective pressure of
`endocrine therapy. Clones inhibited by an agent, may
`regress whilst those stimulated to grow might gradually
`become dominant. Removal of the selective pressure
`could allow the previous ‘balanced’ interactions be—
`tween clones to reoccur. under these circumstances a
`
`second response to the same agent may occur as was
`demonstrable in two of our patients. The clonal hy-
`pothesis could be tested directly by extending the
`experiments of Simon et al. [24] by exposing progres-
`sing tumours to pharmacological concentrations of
`endocrine agents in vitro. In the clinic it could be tested
`by treatment with pure antiestrogens which have been
`shown in vitro and in animals to be devoid of agonist
`activity. Treatment with the pure antiestrogen ICI
`182780 [37], which is currently entering clinical trial,
`may possibly increase response rates and response
`durations to therapy by obviating the apparent agonist
`effects of most of the commonly used additive endo-
`crine therapies.
`
`Acknowledgement
`
`Mrs Linda Ashcroft for data management. Supported
`by The Cancer Research Campaign.
`
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