throbber
UNITED STATES PATENT AND TRADEMARKOFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`: 8,773,356 B2
`: 13/362113
`
`DATED
`INVENTOR(S)
`
`: July 8, 2014
`: Kenneth M. Martin etal.
`
`Page 1 of 1
`
`It is certified that error appears in the above-identified patent and that said Letters Patent is hereby corrected as shownbelow:
`
`In the Claims
`
`Column 20, line 67, claim 12, delete “basted”, insert -- based--.
`
`Signed and Sealed this
`Seventh Day of April, 2015
`
`Wirebstlhe Fo Lea
`
`Michelle K. Lee
`
`Director ofthe United States Patent and Trademark Office
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 1
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 1
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`
`Patentees
`
`Patent No.
`
`Issued
`
`Title of Invention
`
`:
`
`:
`
`:
`
`:
`
`Kenneth M. Martinetal.
`
`8,773,356 B2
`
`July 8, 2014
`
`METHOD AND APPARATUS FOR PROVIDING
`TACTILE SENSATIONS
`
`ATIN: Certificate of Corrections Branch
`Commissionerfor Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REQUEST FOR CERTIFICATE OF CORRECTION OF PATENT FOR PATENT
`OFFICE MISTAKES (37 C.F.R.§ 1.322)
`
`Commissioner:
`
`U.S. Patent Application Number 13/362,113, from which the above-referenced patent
`
`issued, wasfiled on January 31, 2012. This communication is being submitted to request that a
`
`Certificate of Correction under 37 C.F.R. § 1.322 be issued for the above-referenced U.S. Patent
`
`to correct errors madeby the Patent Office.
`
`Attached is Form PTO/SB/44stating the text of the correction. The exact column and
`
`line numbers where the errors are in the patent and in the application as filed for the USPTO
`
`errors and Applicant errors are enumerated below.
`
`Patent Office Errors:
`
`1.
`
`Under “That which is claimedis:”
`
`PATENT
`a.
`Column 20, Line 67
`
`APPLICATION
`Amendmentfiled February 10, 2014,
`Claim 10, line 6, Claims allowed by
`Examiner on March6, 2014.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 2
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 2
`
`

`

`Patent No. 8,773,356 B2
`Requestfor Certificate of Correction
`Page 2 of2
`
`Please direct any questions regarding this request, and send the Certificate of Correction,
`
`to the undersigned.
`
`Respectfully submitted,
`
`/Zachary S. Kelton/
`Zachary Kelton
`Reg. No. 71,345
`
`Dated:
`
`1/15/2014
`
`Kilpatrick Townsend & Stockton LLP
`1001 West Fourth Street
`Winston-Salem, NC 27101
`(336) 607-7300 phone
`(336) 607-7500 facsimile
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 3
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 3
`
`

`

`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unlessit displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARKOFFICE
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 8,773,356 B2
`
`APPLICATION NO.: 13/362,113
`
`ISSUE DATE
`
`: July 8, 2014
`
`INVENTOR(S): Kenneth M. Martin et al.
`
`Column 20, line 67, Please delete "basted", please insert - - based - -.
`
`It is certified that an error appearsor errors appear in the above-identified patent and that said Letters Patent
`is hereby corrected as shown below:
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`KILPATRICK TOWNSEND & STOCKTON LLP
`1001 West Fourth Street
`Winston-Salem, NC 27101-2400
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public whichis tofile
`(and by the USPTOto process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 1.0 hour to
`complete, including gathering, preparing, and submitting the completed application form to the USPTO. Timewill vary depending upon theindividual case. Any
`comments on the amountof time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer,
`U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMSTO THIS ADDRESS. SEND TO: Attention Certificate of Corrections Branch, Commissioner for Patents, P.O. Box 1450, Alexandria,
`VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 andselect option 2.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 4
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 4
`
`

`

`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which mayresult in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by youin this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom ofInformation Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
`disclosure of these records is required by the Freedom ofInformation Act.
`A record from this system of records maybedisclosed, as a routine use, in the course of
`presenting evidence to a court, magistrate, or administrative tribunal, including disclosures to
`opposing counsel in the course of settlement negotiations.
`A record in this system of records may be disclosed, as a routine use, to a Member of
`Congress submitting a request involving an individual, to whom the record pertains, when the
`individual has requested assistance from the Member with respect to the subject matter of the
`record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
`Agency having needfor the information in order to perform a contract. Recipients of
`information shall be required to comply with the requirements of the Privacy Act of 1974, as
`amended, pursuant to 5 U.S.C. 552a(m).
`A record related to an International Application filed under the Patent Cooperation Treaty in
`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records maybedisclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (/.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records maybe disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record wasfiled in an application which
`became abandonedor in which the proceedings were terminated and which application is
`referenced byeither a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records maybe disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware ofa violation or potential
`violation of law or regulation.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 5
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 5
`
`

`

`Electronic AcknowledgementReceipt
`
`International Application Number: Bd
`
`Kenneth M. Martin
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR PROVIDING TACTILE SENSATIONS
`
`First Named Inventor/Applicant Name:
`
`Paymentinformation:
`
`File Listing:
`
`
`
`Pages
`Multi
`File Size(Bytes)/
`DocumentDescription
`Document
`
`
`
`Number Message Digest|Part/.zip|P (if appl.)
`
`Miscellaneous Incoming Letter
`
`IMM147C3-Transmittal.pdf
`
`83359fcef1 3da50b7b9e2002964c73628d
`c6aa
`
`Information:
`
`APPLEINC.
`EXHIBIT 1104 - PAGE 6
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 6
`
`

`

`Requestfor Certificate of Correction
`
`IMM147C3-RequestCOC.pdf
`
`Ibfe7ae7477c7ae66beef93655c902bfda65
`bdbs.
`
`Information:
`
`Requestfor Certificate of Correction
`
`IMM147C3-COC.pdf
`
`164329
`
`£58c079728e063fa05adbb7e4002f77b2309)
`7399
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 7
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 7
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Application of:
`Patent No.
`Issued
`Application No.
`Filing Date
`Title
`
`Confirmation No.
`
`:
`:
`:
`:
`:
`:
`
`:
`
`Kenneth M. Martin etal.
`8,773,356 B2
`July 8, 2014
`13/362,113
`January 31, 2012
`METHOD AND APPARATUS FOR PROVIDING
`TACTILE SENSATIONS
`3915
`
`ATTN: Certificate of Corrections Branch
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Commissioner:
`
`TRANSMITTAL
`
`Transmitted herewith are copies of the following documents for filing in the above-identified
`application:
`
`(1)
`
`(2)
`
`Request for Certificate of Correction of Patent for Patent Office
`Mistakes Under 37 C.F.R. § 1.322; and
`Form PTO/SB/44.
`
`The Commissioneris hereby authorized to charge any deficiency to Deposit Account Number
`20-1430.
`
`Respectfully submitted,
`
`/Zachary 8. Kelton/
`
`Date:
`
`1/15/2015
`
`By: Zachary Kelton (Reg. 71,345)
`
`KILPATRICK TOWNSEND &
`STOCKTON LLP
`1001 West Fourth Street
`Winston-Salem, NC 27101-2400
`Tel. (336) 607-7300
`Fax. (336) 607-7500
`
`Certificate of Electronic Filing
`Thereby certify that this correspondenceis being
`electronically filed with The United States Patent
`Office via EFS-Web on January 15, 2015.
`
`/Renee S. Prevette/
`Renée S. Prevette
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 8
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 8
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Vatent and TrademarkOffice
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`www.uspto.g:
`Alexandria, Virginia 22313-1450
`
`APPLICATION NO.
`
`13/362,113
`
`ISSUE DATE
`
`07/08/2014
`
`34300
`
`7590
`
`06/18/2014
`
`PATENT DEPARTMENT(51851)
`KILPATRICK TOWNSEND & STOCKTON LLP
`1001 WEST FOURTH STREET
`WINSTON-SALEM,NC 27101
`
`PATENT NO.
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`8773356
`
`51851/821825 (IMM147.C3)
`
`3915
`
`The projected patent numberandissue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above-identified application will include
`an indication of the adjustmenton the front page.
`
`If a Continued Prosecution Application (CPA) wasfiled in the above-identified application, the filing date that
`determines Patent Term Adjustmentis the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEBsite (http://pair-uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM)at (571)-272-4200.
`
`APPLICANT(s)(Please see PAIR WEBsite http://pair.uspto.gov for additional applicants):
`
`Kenneth M. Martin, Los Gatos, CA;
`Steven P. Vassallo, Redwood City, CA;
`Alex §. Goldenberg, San Francisco, CA;
`Alexander Jasso, San Jose, CA;
`Kollin Tierling, Milpitas, CA;
`
`The United States represents the largest, most dynamic marketplace in the world andis an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`worksto encourage andfacilitate business investment. To learn more about why the USAis the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA. gov.
`APPLE INC.
`EXHIBIT 1104 - PAGE 9
`
`IR103 (Rev. 10/09)
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 9
`
`

`

`Receipt date: 07/08/2013
`
`13362113 - GAU: 2692
`
`Information Disclosure
`Statement by Applicant
`
`(use as many sheets as necessary)
`
`Examiner Name
`
`Complete if Known
`
`13/362,173
`January 31, 2012
`Martin et al,
`
`Osorio, R.
`51851-621825 (MMTAT_C3)
`
`Examiner
`
`Cite
`No!
`
`Document Number
`
`NumberKind Code* (if known)
`
`U.S. PATENT DOCUMENTS
`ok
`Nameof Patentee or Applicant of Cited
`Publication Date
`Document
`MM-DD-YYYY
`
`.
`Pages, Columns, Lines,
`Where Relevant Passages or
`Relevant
`_Figures Appear
`
`a|5 rah
`Pars «|r
`Hirsch
`
`|r]gl
`3,220,121
`11/30/1965
`Cutler
`rf 3,497,668
`02/24/1970
`Hirsch
`eeeeeee 06/30/1970
`Corlyonet al.
`
`a 3,623,064
`4/22/4078
`Kagen
`
`Change(s) a
`
`|8}8,903,614 09/09/1975 Diamondet al.
`
`to document
`10/07/1995
`Feder
`
`
`|
`
`SOY
`Lowthorp_
`11/28/1978
`4,127,752
`0
`
`[460,508iorrioniero Salabury
`Hall et
`
` 4,262,549
`
`04/21/1981
`
`Schweillenbach
`
`5/b6/2O1+ Substitute for form 1449A/PTO
`
`ajfofeferfoafsufifajaCOIYN(|MinRiwl]NDy
`wWw w
`NLMEDNipLolo
` NIMPNEN]MTdhCOiwl[alanlalo
`
`WiwyainNis{OoO1o
`
`1
`
`4,513,235
`4,581,491
`4,581,972
`4,599,070
`
`04/23/1985
`04/08/1986
`04/15/1986
`07/08/1986
`09/08/1987
`11/24/1987
`
`12/15/1987
`4,743,007
`4,725,817
`02/16/1988
`4,795,296
`01/03/1989
`4,791,416
`12/13/1988
`4,794,382
`
`4,821,030
`4,823,106
`4,840,634
`4,885,565
`
`04/11/1989
`04/16/1989
`06/20/1989
`1208/1989
`
`Hiadky etal.
`Clark
`DeVries etal.
`Alban
`
`Pope
`Muller
`
`Examiner
`Signature
`
`(Ricardo Osorio/
`
`Considered
`
`09/12/2014
`
`“EXAMINER: Initialif reference considered, whetherornotcitation is in conformance with MPEP 609. Drawline throughcitation if not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`‘ Applicant’s uniquecitation designation number (optional).
`? Kinds of U.S. Patent Documents at www.uspto.gov or MPEP 901.04. ° Enter Office
`that issued the document, by the two-letter code (WIPO Standard ST.3). * For Japanese patent documents,the indication of the yearof the reign of
`the Emperor mustprecede the serial numberof the patent document. ° Kind of documentby the appropriate symbols as indicated on the document
`under WIPO Standard ST. 16 if possible. ° Applicant is to place a check mark hereif English language Translation is attached.
`Burden Hour Statement: This form is estimated to take 2.0 hours to complete. Time will vary depending upon the needs ofthe individual case. Any
`comments on the amountoftime you are required to complete this form should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO:Assistant Commissioner for
`Patents, Washington, DC 20231
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED FRROOUGH. /R.0./
`EXHIBIT 1104 - PAGE 10
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 10
`
`

`

`Receipt date: 07/08/2013
`
`13362113 - GAU: 2692
`
`Substitute for form 1449A/PTO
`8
`Information Disclosure
`Statement by Applicant
`
`:
`
`Complete if Known
`13/362,113
`January 31, 2012
`Martin et al.
`
`(use as many sheets as necessary)
`
`Examiner Name
`
`Attorney Docket Number
`
`
`
`
`
`
`
`
`
`Examiner
`
`
`
`0
`
`osorzo00 Nuovo
`6,097,964
`=jo2 Qm}a
`
`6,059,506 osiogizo00|Kramer
`=
`
`03 rgiizi2000|Pemryetal6,160,489
`
`6,111,577
`08/29/2000
`Zilles et al
`o/so1°oay
`6,118,435
`09/12/2000
`= Oo6
`6,198,206
`03/06/2001
`6,131,097 rorrofzoo0|eure|
`
`o2)sQ!ocol~
`6.195.592
`garariaont
`[SchulerPT
`= 09
`6,160,489
`42/12/2000
`Perry et al
`=]o
`a=]oa310
`
`6,218,966 oat72o01|GoodwinPT
`= = nN
`
`6,219,034 Elbing,et alfFss04/17/2001
`
`Ww
`6.295.976
`05/01/2001
`Pp
`=]a/a— os
`oaf/fo
`Pp
`09/18/2001
`6,292,173
`Rambaidi et al
`=
`. Pp
`40/23/2001
`6,307,465
`=Ol]on
`[agaaror|ozrosiz002[Armstrong|
`afajs = N
`[6.369.803|oarogizo02|Briseboisetal.|
`6,373,453|oaterz002_|BeeksPT
`= a=fo(|©
`:
`ee
`oO
`[~~288,655|osrtarznna|tend)
`=a{oajojaNINPMPM =
`Peazagat|orranvaone|Thommen,sta——SC*d=SCSC‘“‘“‘~*~*~*~*Y
`NR
`
`w
`Change(s) a
`ertaa
`to document
`-=jofaNINNNEOLOU
`
`
`poo795.907|asrrsve004|VoekersSd
`
`SOW
`
`
`[erase|oarawra00a|Gregorioetas————sid|SOSCSCSCSCSCS~S
`= N
`af eaon.t91|toVosve00|—sMuwaital.Sd
`5/7/2014 ||
`
`pssrese2|taravra00s[PretetaSd
`=a};oWINOo};oO
`
`
`= wo =
`PTBeoaronse79s|oarasva002|_Shanon‘(|—S—~S~S
`
`paooarerrseet|tresreooe|omnsonSid
`alaWillaWIN
`
`Paovartrnart|raero002|kearesoiaSid
`
`= woaS
`eames|otaong|e
`
`135
`
`ao
`aa
`ajoWw]oO~I
`
`
`
`6.543.487
`
`5 TOOS
`
`azine a
`
`
`
`49)
`
`[Ricardo Osorio/
`
`Date
`
`“EXAMINER: Initial if reference considered, whetheror notcitation is in conformance with MPEP 609. Draw line throughcitationif not in conformance
`and not considered. Include copy of this form with next communication to applicant.
`’ Applicant’s uniquecitation designation number(optional).
`? Kinds of U.S. Patent Documents at www.uspto.gov or MPEP 901.04. > Enter Office
`that issued the document, by the two-letter code (WIPO Standard ST.3). “ For Japanese patent documents,the indication of the year of the reign of
`the Emperor must precede the serial numberof the patent document. 5 Kind of documentby the appropriate symbols asindicated on the document
`under WIPO Standard ST. 16 if possible. ® Applicantis to place a check mark here if English language Translation is attached.
`Burden Hour Statement: This form is estimated to take 2.0 hours to complete. Time will vary depending upon the needs of the individual case. Any
`comments on the amountof time you are required to complete this form should be sent to the Chief Information Officer, U.S. Patent and Trademark
`Office, Washington, DC 20231. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Assistant Commissioner for
`Patents, Washington, DC 20231
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED FRRROOGH. /R.0./
`EXHIBIT 1104 - PAGE 11
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 11
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`Www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKETNO.
`
`CONFIRMATION NO.
`
`13/362, 113
`
`01/31/2012
`
`Kenneth M. Martin
`
`05/30/2014
`7590
`34300
`PATENT DEPARTMENT(51831)
`KILPATRICK TOWNSEND & STOCKTON LLP
`1001 WEST FOURTH STREET
`WINSTON-SALEM, NC 27101
`
`5185 1/821825
`(IMM147.C3)
`
`3915
`
`OSORIO, RICARDO
`
`2692
`
`MAIL DATE
`
`05/30/2014
`
`PAPER NUMBER
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period forreply, if any, is set in the attached communication.
`
`PTOL-90A (Rev. 04/07)
`
`APPLE INC
`EXHIBIT 1104 - PAGE 12
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 12
`
`

`

`Responseto Rule 312 Communication
`
`Application No.
`
`13/362,113
`
`Applicant(s)
`
`Martin etal.
`Art Unit
`
`-- The MAILING DATEofthis communication appears on the cover sheet with the correspondence address —
`
`entered in part. See explanation below. U.S. Patent and Trademark Office
`
`1. J The amendmentfiled on 12 May 2014 under 37 CFR 1.312 has beenconsidered, and has been:
`a) KX) entered.
`
`b) LJ entered as directed to matters of form not affecting the scope ofthe invention.
`
`c)( disapproved because the amendmentwasfiled after the paymentofthe issue fee.
`Any amendmentfiled after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`disapproved. See explanation below.
`
`PTOL-271 (Rev. 04-01)
`
`Reponseto Rule 312 Communication
`
`,
`Part of Paper No.
`APPLE INC.
`EXHIBIT 1104 - PAGE 13
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 13
`
`

`

`PART B - FEE(S) TRANSMITTAL
`Complete andsend this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or Fax (571)-273-2885
`through 5 should be completed where
`INSTRUCTIONS: This form should beused for transmitting the ISSUE FEE and PUBLICATION FEE (it required). Blocks |
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will
`be mailed to the current correspondence address as
`indicated unless corrected below ordirected otherwise in Block |, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
`maintenancefee notifications,
`
`CURRENT CORRESPONDENCE ADDRESS(Nate: Use Block | for any change ofaddress)
`
`34300
`7590
`03/06/2014
`PATENT DEPARTMENT (51851)
`KILPATRICK TOWNSEND & STOCKTON LLP
`1001 WEST FOURTH STREET
`WINSTON-SALEM,NC 27101
`
`can only be used for domestic mailings of the
`Note: A certificate of mailing
`Fee(s) Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its owncertificate of mailing or transmission.
`Certificate of Mailing or Transmission
`1 hereby
`certify that this Fee(s) Transmittal is being deposited with the United
`States ostal Service with silentpostagefo finstcles mai)in an envelope
`addressed
`to the
`Mail
`Sto
`address above, or
`being
`facsimile
`transmitted to the USPTO (71) 273-2885, on the date indicated below.
`
`(Depositor’s name)
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`Kenneth M. Martin
`01/31/2012
`13/362,113
`TITLE OF INVENTION: METHOD AND APPARATUSFOR PROVIDING TACTILE SENSATIONS
`
`51851/821825
`(IMM147.C3)
`
`3915
`
`
`
`APPLN, TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEE|TOTAL FEE(S) DUEENTITY STATUS ISSUE FEE DUE DATE DUE
`
`
`
`
`
`
`$0
`$0
`
`nonprovisional
`
`UNDISCOUNTED
`
`$960
`
`$960
`
`06/06/2014
`
`
`
`345-163000
`OSORIO, RICARDO
`2692
`
`1. Cha
`
`npe,ctcorrespondence address orindication of “Fee Address" (37
`2. For printing on the patent front page,list
`CFR |i
`} KILPATRICK TOWNSEND & STOCKTON
`:
`(I) The namesof up to 3 registered patent attorneys i"
`(2 change of correspondence address (or Change of Correspondence
`or agents OR,alternatively,
`
`Address form PTO/SB/122)attached.
`(2) The name ofa single firm (having asamembera
`2
`() “Fee Address" indication (or "Fee Address" Indication form
`
`registered attorney or agent) and the namesof up to
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`3
`2 registered patent attorneys or agents. Ifno name is
`
`
`
`Namberis required.
`listed, no name will be printed,
`
`w
`
`. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT(print or type)
`If an assignee is identified below, the documenthas been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent,
`recordationas set forth in 37 CFR
`3.11. Completion ofthis form is NOT a substitute for filing an assignment,
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`SAN JOSE, CA
`IMMERSION CORPORATION
`Please check the appropriate assignee category or categories (will not be printed on the patent):
`(©) Individual
`Corporation or other private group entity Q Government
`erentarpepaneereeneoe
`
`4a, The following fee(s) are submitted:
`&) Issue Fee
`(2 Publication Fee (No small entity discount permitted)
`Cl Advance Order - # ofCopies
`
`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
`(J A checkis enclosed.
`i) Payment bycredit card. Form PTO-2038 is attached.
`(X)The Directoris hereby authorized to RECURSIONor credits any
`
`overpayment, to Deposit Account Number__20-1430 enclose an extra copy ofthis form).
`
`
`5. Changein Entity Status (from status indicated above)
`O Applicant certifying micro entity status. See 37 CFR 1.29
`a Applicant asserting small entity status. See 37 CFR 1.27
`QO Applicant changingto regular undiscounted fee status.
`
`NOTE: Absenta valid certification of Micro Entity Status (see forms PTO/SB/15A and 15B), issue
`fee payment in the micro entity amountwill not be acceptedatthe risk of application abandonment,
`NOTE; If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss ofentitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable,
`NOTE; This form must be signed in accordance with 37 CFR 1.31 and 1,33. See 37 CFR 1.4 for signature requirements andcertifications.
`
`
`5/13/2014
`Date
`Cc Jeoloa
`
`Authorized Signature
`
`
`
` Typed orprinted name Zachary S. Kelton Registration No. 71 345
`
`PTOL-85 Part B (10-13) Approvedfor use through 10/31/2013.
`
`OMB0651-0033
`
`Page 2 of 3
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`APPLE INC.
`EXHIBIT 1104 - PAGE 14
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 14
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR PROVIDING TACTILE SENSATIONS
`
`a
`
`APPLEINC.
`
`Utility under 35 USC 111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD(S$)
`
`Basic Filing:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-Allowance-and-Post-Issuance:
`
`Extension-of-Time:
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 15
`
`

`

`_
`
`.
`
`Total in USD ($)
`
`Sub-Total in
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 16
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 16
`
`

`

`Electronic AcknowledgementReceipt
`
`Application Number:
`
`International Application Number:
`
`19064389
`
`13362113
`
`Confirmation Number:
`
`3915
`
`Title of Invention:
`
`METHOD AND APPARATUS FOR PROVIDING TACTILE SENSATIONS
`
`Kenneth M. Martin
`
`First Named Inventor/Applicant Name:
`
`Customer Number:
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`Application Type:
`
`Paymentinformation:
`
`Submitted with Payment
`
`Payment Type
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`Message Digest,
`
`oo
`
`Deposit Account
`
`Authorized User
`
`File Listing:
`
`Document
`Number
`
`DocumentDescription
`
`File Size(Bytes)/
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 17
`
`

`

`Miscellaneous Incoming Letter
`
`Transmittal.pdf
`
`ac53ec85 1b55a9c76b00eb63786587c8a49}
`82120
`
`Issue Fee Payment (PTO-85B)
`
`IssueFee.pdf
`
`b1f5aa466b5d267d1 1b7af502e8a5009fdb
`08950
`
`Information:
`
`Information:
`
`the application.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/RO/105)will be issued in due course, subject to prescriptions concerning
`national security, and the date shownon this AcknowledgementReceiptwill establish the international filing date of
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`7610f41d7a42a4bd5bb4cc778a79dbd7c6d)
`50507
`
`This AcknowledgementReceipt evidences receipt on the noted date by the USPTOofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable.It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary componentsfora filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shownonthis
`AcknowledgementReceiptwill establish thefiling date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903indicating acceptanceof the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 18
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 18
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`Application of
`Application No.
`Filed
`For
`Examiner
`Art Unit
`Conf. No.
`
`:
`:
`:
`:
`:
`:
`:
`
`Kenneth Martin etal.
`13/362,113
`January 31, 2012
`Method and Apparatus for Providing Tactile Sensations
`Ricardo Osorio
`2692
`3915
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`TRANSMITTAL
`
`Sir:
`
`Transmitted herewith are the following document(s) for filing in the above-
`identified application:
`
`1. Transmittal;
`2. Part B — Fee Transmittal (PTOL-85); and
`3. Payment in the amount of $960.
`
`The Commissioneris hereby authorized to charge any deficiency to Deposit
`Account Number20-1430.
`
`Respectfully submitted,
`
`Date: 5 )2/20r4
`
`KILPATRICK TOWNSEND
`& STOCKTON LLP
`1001 West Fourth Street
`Winston-Salem, NC 27101
`(336) 607-7300
`
`By: Aw Qe
`
`
`
`Zathary S. Kelton
`Reg. No. 71,345
`
`Certificate of Electronic Filing
`Thereby certify that this correspondenceis being
`electronically filed with the United States Patent
`Office via EFS Web on
`I
`
`
`
`© Baba
`
`Amber C Johnson
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 19
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 19
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARKOFFICE
`
`Inre Applicationof
`
`: Kenneth M. Martin
`
`Application No.
`
`>
`
`13/362,113
`
`For
`
`Filed
`
`Examiner
`
`Art Unit
`
`Confirmation No.
`
`: Method and Apparatus for Providing Tactile Sensations
`
`:
`
`January 31, 2012
`
`: Ricardo Osorio
`
`:
`
`:
`
`2692
`
`3915
`
`Mail Stop Issue Fee
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`RESPONSE TO NOTICE TO FILE CORRECTED APPLICATION PAPERS
`
`DearSir,
`
`The following Amendments and Remarks are submitted in response to the Notice to File
`
`Corrected Application Papers mailed May 5, 2014 (the “Notice’’).
`
`Amendmentsto the Specification begin on page 2 of this paper.
`
`Remarksbegin on page3 ofthis paper.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 20
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 20
`
`

`

`Application No. 13/362,113
`Attorney Docket No. 51851/821825 (MM147.C3)
`
`AMENDMENTSTO THE SPECIFICATION
`
`Please replace paragraph 18 with the following paragraph:
`
`[0018]
`
`Figure 9 is a table illustrating a first set of data to be used in one embodiment of
`
`the present invention;-and
`
`Please replace paragraph 19 with the following paragraph:
`
`[0019]
`
`Figure 10 is a table illustrating a secondset of data to be used in another
`
`embodimentof the present invention[[.]]; and
`
`Please add the following paragraph immediately following paragraph 19:
`
`[0020]
`
`Figure 11 shows a device for providing tactile sensations according to one
`
`embodimentofthe present invention.
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 21
`
`APPLE INC.
`EXHIBIT 1104 - PAGE 21
`
`

`

`App

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket