UNITED STATES INTERNATIONAL TRADE COMMISSION
`WASHINGTON, D.C.
`
`Before The Honorable Charles E. Bullock
`Chief Administrative Law Judge
`
`
`
`
`
`
`
`Investigation No. 337-TA-990
`
`
`In the Matter of
`
`CERTAIN MOBILE ELECTRONIC
`DEVICES INCORPORATING HAPTICS
`(INCLUDING SMARTPHONES AND
`SMARTWATCHES) AND COMPONENTS
`THEREOF
`
`
`
`
`
`
`
`
`
`
`
`RESPONDENTS’ JOINT NOTICE OF PRIOR ART
`
`Pursuant to the Procedural Schedule set forth in Order No. 6 and Ground Rule No. 5,
`
`Respondents Apple Inc. and AT&T Mobility LLC (collectively, “Respondents”), by the
`
`undersigned attorneys, respectfully submit this Notice of Prior Art.
`
`
`
`Respondents may rely on the prior art set forth in Exhibit A, hereto, either singly or in any
`
`combination, to establish the invalidity or unenforceability of the asserted claims of U.S. Patent
`
`Nos. 8,619,051, 8,659,571, and 8,773,356 (together, “the Patents-in-Suit”), or to demonstrate the
`
`relevant state of the art or level of skill in the art. All art identified for U.S. Patent No. 8,773,356
`
`also is art to U.S. Patent Nos. 8,619,051 and 8,659,571, and all art for U.S. Patent No. 8,619,051
`
`also is art to U.S. Patent No. 8,659,571. Additionally, Respondents may rely upon prior art (1)
`
`referenced in the Patents-in-Suit, their prosecution histories, or the references cited in this Notice,
`
`(2) identified or produced by Complainant, Respondents, or third parties, (3) included on any
`
`parties’ hearing exhibit lists, (4) contained within any patent prosecution history that relates to the
`
`Patents-in-Suit, including parent applications, child applications and foreign counterparts to the
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`Patents-in-Suit, or cited in any expert report served during this Investigation, or (5) identified
`
`during the remainder of discovery. With respect to the foregoing prior art references,
`
`Respondents also reserve the right to rely on any prior invention and commercial embodiments
`
`that a reasonable opportunity for discovery shows are prior art under 35 U.S.C. § 102 as
`
`anticipatory prior art, as rendering any asserted missing element obvious, or as evidence of the
`
`ordinary level of skill in the art. Respondents further reserve the right to rely on technical
`
`dictionaries and treatises as rendering any asserted missing element inherent, obvious, or as
`
`evidence of the ordinary level of skill in the art.
`
`
`
`Respondents reserve the right to supplement or amend this Notice to address any new or
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`modified infringement contentions asserted by Complainant, to rebut any contentions regarding
`
`the prior art or Respondents’ invalidity or unenforceability positions, or to the extent that
`
`additional prior art is identified during the course of this Investigation. Respondents further
`
`reserve all rights to supplement or amend this notice as discovery proceeds, including third-party
`
`discovery and discovery arising from Complainant’s supplementation of its responses to
`
`discovery requests, including completing production of all relevant, responsive, non-privileged
`
`documents in its possession custody or control identifying prior art and prior art leads.
`
`
`
`Date: May 25, 2016
`
`
`Respectfully submitted,
`
`/s/ Mark D. Fowler
`
`Mark D. Fowler
`Robert Buergi
`DLA PIPER LLP (US)
`2000 University Avenue
`East Palo Alto, CA 94303-2215
`Telephone: (650) 833-2000
`Facsimile: (650) 833-2001
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`WEST\269043103. 2
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`
`
`/s/ Benjamin Hershkowitz
`Josh Krevitt
`Benjamin Hershkowitz
`George Stamatopoulos
`GIBSON, DUNN & CRUTCHER LLP
`200 Park Ave
`New York, NY 10166-0193
`Telephone: (212) 351-4000
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`
`
`Sean C. Cunningham
`Erin P. Gibson
`Robert Williams
`DLA PIPER LLP (US)
`401 B Street, Suite 2000
`San Diego, CA 92101-4240
`Telephone: (619) 699-2700
`Facsimile: (619) 699-2701
`
`Brian Erickson
`DLA PIPER LLP (US)
`401 Congress Avenue, Suite 2500
`Austin, Texas 78701-3799
`Telephone: (512) 457-7000
`Facsimile: (512) 457-7001
`
`Email: Apple-Immersion-DLA-
`Team@dlapiper.com
`Counsel for Respondent Apple Inc.
`
`
`
`
`
`Mark Reiter
`Andrew Lin
`GIBSON, DUNN & CRUTCHER LLP
`2100 McKinney Ave Ste 1100
`Dallas, TX 75201-6912
`Telephone: (214) 698-3100
`
`Eric T. Syu
`GIBSON, DUNN & CRUTCHER LLP
`3161 Michelson Dr
`Irvine, CA 92612-4412
`Telephone: (949) 451-3800
`
`Jill M. McCormack
`GIBSON, DUNN & CRUTCHER LLP
`1050 Connecticut Ave NW
`Washington, DC 20036-5306
`Telephone: (202) 955-8500
`
`Email: ATT-Immersion@gibsondunn.com
`Counsel for Respondent AT&T Mobility
`LLC
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`
`
`A.
`
`’051 Patent
`
`Patent No.
`U.S. Patent No.
`4,566,001
`U.S. Patent No.
`4,649,499
`U.S. Patent No.
`4,667,182
`U.S. Patent No.
`5,038,089
`
`U.S. Patent No.
`5,347,295
`U.S. Patent No.
`5,347,477
`U.S. Patent No.
`5,482,051
`U.S. Patent No.
`5,526,422
`U.S. Patent No.
`5,615,384
`
`U.S. Patent No.
`5,623,589
`U.S. Patent No.
`5,710,844
`U.S. Patent No.
`5,731,979
`U.S. Patent No.
`5,734,373
`
`U.S. Patent No.
`5,742,278
`U.S. Patent No.
`5,742,279
`U.S. Patent No.
`5,748,185
`U.S. Patent No.
`5,754,096
`U.S. Patent No.
`5,825,308
`U.S. Patent No.
`5,844,392
`
`WEST\269043103. 2
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`Prior Art Patents and Patent Applications
`Title
`Patentee(s) Date
`Touch Strip for Display Terminal
`Moore, et
`01/21/1986
`al.
`Sutton, et al. 03/10/1987
`
`Touchscreen Two-Dimensional Emulation
`of Three-Dimensional Objects
`Stylus or Pen with Tactile Response to User Murphy
`
`05/19/1987
`
`Synchronized Computational Architecture
`for Generalized Bilateral Control of Robot
`Arms
`Control of a Computer Through a Position-
`Sensed Stylus
`Pen-Based Form Computer
`
`Szakaly
`
`08/06/1991
`
`Agulnick, et
`al.
`Lee
`
`09/13/1994
`
`09/13/1994
`
`Electromyographic Virtual Reality System
`
`Reddy, et al. 01/09/1996
`
`System and Method for Cleaning the
`Display Screen of a Touch Screen Device
`Personal Communicator Having Improved
`Zoom and Pan Functions for Editing
`Information on Touch Sensitive Display
`Method and Apparatus for Incrementally
`Browsing Levels of Stories
`Method for Searching and Displaying
`Results in a Pen-Based Computer System
`Map Information Display Apparatus for
`Vehicle
`Method and Apparatus for Controlling Force
`Feedback Interface Systems Utilizing a Host
`Computer
`Force Feedback Joystick with Digital Signal
`Processor Controlled by Host Processor
`Input/Display Integrated Information
`Processing Device
`Touchpad with Scroll and Pan Regions
`
`Electronic Apparatus With Vibration
`Informing Function
`Force Feedback Interface Having Isotonic
`and Isometric Functionality
`Haptic Browsing
`
`Keen
`
`06/11/1996
`
`Allard, et al. 03/25/1997
`
`04/22/1997
`
`Needham, et
`al.
`Capps, et al. 01/20/1998
`
`Yano, et al.
`
`03/24/1998
`
`Rosenberg,
`et al.
`
`03/31/1998
`
`Chen, et al.
`
`04/21/1998
`
`Yamamoto,
`et al.
`Stephan, et
`al.
`Muto et al.
`
`04/21/1998
`
`05/05/1998
`
`05/19/1998
`
`Rosenberg
`
`10/20/1998
`
`Peurach, et
`al.
`
`12/01/1998
`
`4
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`
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`Patent No.
`U.S. Patent No.
`5,889,236
`U.S. Patent No.
`5,889,672
`U.S. Patent No.
`5,892,475
`U.S. Patent No.
`5,959,613
`U.S. Patent No.
`5,984,880
`U.S. Patent No.
`5,999,168
`U.S. Patent No.
`6,009,338
`U.S. Patent No.
`6,071,194
`U.S. Patent No.
`6,078,308
`
`U.S. Patent No.
`6,088,019
`U.S. Patent No.
`6,118,435
`U.S. Patent No.
`6,121,970
`U.S. Patent No.
`6,125,385
`U.S. Patent No.
`6,131,047
`
`U.S. Patent No.
`6,131,097
`U.S. Patent No.
`6,137,468
`
`U.S. Patent No.
`6,147,674
`
`U.S. Patent No.
`6,147,675
`
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`Prior Art Patents and Patent Applications
`Title
`Patentee(s) Date
`Pressure Sensitive Scrollbar Feature
`Gillespie, et
`03/30/1999
`al.
`Schuler et
`al.
`Palatsi
`
`Tactiley Responsive User Interface Device
`and Method Therefor
`User Interface for an Electronic Device
`
`03/30/1999
`
`04/06/1999
`
`Method and Apparatus for Shaping Force
`Signals for a Force Feedback Device
`Tactile Feedback Controlled by Various
`Medium
`Haptic Accelerator for Force Feedback
`Computer Peripherals
`Mobile Information Terminal Equipment
`and Portable Electronic Apparatus
`Reconfigurable Video Game Controller
`
`Graphical Click Surfaces for Force Feedback
`Applications to Provide User Selection
`Using Cursor Interaction with a Trigger
`Position within a Boundary of a Graphical
`Object
`Low Cost Force Feedback Device with
`Actuator for Non-Primary Axis
`Display Unit with Touch Panel
`
`Method and System for HTML-Driven
`Interactive Image Client
`Force Feedback Implementation in Web
`Pages
`Radiotelephones having Contat-Sensitive
`User Interfaces and Methods of Operating
`Same
`Haptic Authoring
`
`Method and Apparatus for Altering a
`Display in Response to Changes in Attitude
`Relative to a Plane
`Method and Apparatus for Designing Force
`Sensations in Force Feedback Computer
`Applications
`Input Device for Transmitting an Input
`Signal to Computer Game Port
`
`Rosenberg
`et al.
`Lander, et
`al.
`Rosenberg,
`et al.
`Iwata, et al.
`
`Sanderson,
`et al.
`Rosenberg
`et al.
`
`09/28/1999
`
`11/16/1999
`
`12/07/1999
`
`12/28/1999
`
`06/06/2000
`
`06/20/2000
`
`Rosenberg
`
`07/11/2000
`
`Fujita, et al. 09/12/2000
`
`Guedalia
`
`09/19/2000
`
`Wies, et al.
`
`09/26/2000
`
`Hayes, Jr.,
`et al.
`
`Peurach, et
`al.
`Martinez, et
`al.
`
`Rosenberg
`et al.
`
`10/10/2000
`
`10/10/2000
`
`10/24/2000
`
`11/14/2000
`
`Liu
`
`11/14/00
`
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`Patent No.
`U.S. Patent No.
`6,160,489
`
`U.S. Patent No.
`6,169,540 B1
`U.S. Patent No.
`6,219,032 B1
`
`U.S. Patent No.
`6,219,034 B1
`
`U.S. Patent No.
`6,246,862 B1
`U.S. Patent No.
`6,249,846 B1
`U.S. Patent No.
`6,252,579 B1
`
`U.S. Patent No.
`6,252,583
`U.S. Patent No.
`6,300,936 B1
`
`U.S. Patent No.
`6,310,610 B1
`U.S. Patent No.
`6,321,158 B1
`U.S. Patent No.
`6,337,678 B1
`U.S. Patent No.
`6,373,349 B1
`U.S. Patent No.
`6,374,255 B1
`U.S. Patent No.
`6,421,048 B1
`
`U.S. Patent No.
`6,424,333 B1
`U.S. Patent No.
`6,424,356 B2
`U.S. Patent No.
`6,429,846 B2
`
`WEST\269043103. 2
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`Rosenberg,
`et al.
`Rosenberg
`et al.
`
`01/02/2001
`
`04/17/2001
`
`Prior Art Patents and Patent Applications
`Title
`Patentee(s) Date
`Perry, et al.
`12/12/2000
`Wireless Communication Device Adapted to
`Generate a Plurality of Distinctive Tactile
`Alert Patterns
`Method and Apparatus for Designing Force
`Sensations in Force Feedback Applications
`Method for Providing Force Feedback to a
`user of An Interface Device Based on
`Interactions of a Controlled Cursor with
`Graphical Elements in a Graphical User
`Interface
`Tactile Computer Interface
`
`Elbing et al. 04/17/2001
`
`
`Sensor Controlled User Interface for
`Portable Communication Device
`Distributed Data Dependency Stall
`Mechanism
`Interface Device and Method for Providing
`Enhanced Cursor Control with Force
`Feedback
`Memory and Force Output Management for
`a Force Feedback System
`Force Feedback System Including Multi-
`Tasking Graphical Host Environment and
`Interface Device
`Intelligent Touch Display
`
`Integrated Routing/Mapping Information
`
`Force Feedback Computer Input and Output
`Device With Coordinated Haptic Elements
`Memory Caching for Force Feedback
`Effects
`Haptic Authoring
`
`Systems and Method for Interacting with
`Virtual Objects in a Haptic Virtual Reality
`Environment
`Tactile Feedback Man-Machine Interface
`Device
`Command of Force Sensations in a
`Forceback System Using Force Effect Suites
`Haptic Feedback for Touchpads and Other
`Touch Controls
`
`6
`
`Grivas, et
`al.
`Van Doren,
`et al.
`Rosenberg
`et al.
`
`06/12/2001
`
`06/19/2001
`
`06/26/2001
`
`Braun et al.
`
`06/26/2001
`
`Braun, et al. 10/09/2001
`
`Beaton, et
`al.
`DeLorme, et
`al.
`Fish
`
`10/30/2001
`
`11/20/2001
`
`01/08/2002
`
`Braun, et al. 01/29/2002
`
`Peurach, et
`al.
`Shih, et al.
`
`04/16/2002
`
`07/16/2002
`
`07/23/2002
`
`Tremblay et
`al.
`Chang, et al. 07/23/2002
`
`Rosenberg,
`et al.
`
`08/06/2002
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`Patent No.
`U.S. Patent No.
`6,433,771 B1
`U.S. Patent No.
`6,411,276 B1
`U.S. Patent No.
`6,636,197 B1
`U.S. Patent No.
`6,710,764 B1
`
`U.S. Patent No.
`6,762,745 B1
`U.S. Patent No.
`6,792,398 B1
`
`U.S. Patent No.
`6,906,697 B2
`U.S. Patent No.
`6,933,920 B2
`
`U.S. Patent No.
`6,963,762 B2
`U.S. Patent No.
`6,982,696 B1
`U.S. Patent No.
`7,019,622 B2
`
`U.S. Patent No.
`7,050,955 B1
`
`U.S. Patent No.
`7,098,888 B2
`U.S. Patent No.
`7,148,789 B2
`U.S. Patent No.
`7,182,691 B1
`U.S. Patent No.
`7,202,851 B2
`U.S. Patent No.
`7,225,404 B1
`
`U.S. Patent No.
`7,299,321 B2
`
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`Prior Art Patents and Patent Applications
`Title
`Patentee(s) Date
`Haptic Device Attribute Control
`Yocum, et
`08/13/2002
`al.
`Braun, et al. 06/25/2002
`
`Goldenberg,
`et al.
`Burgel, et
`al.
`
`10/21/2003
`
`03/23/2004
`
`Braun, et al. 07/13/2004
`
`Handley, et
`al.
`
`09/14/2004
`
`Rosenberg
`
`06/14/2005
`
`Lacroix, et
`al.
`
`Kaaresoja,
`et al.
`Shahoian
`
`08/23/2005
`
`11/08/2005
`
`01/03/2006
`
`Orr, et al.
`
`03/28/2006
`
`Carmel, et
`al.
`
`05/23/2006
`
`08/29/2006
`
`Temkin, et
`al.
`Sadler, et al. 12/12/2006
`
`Schena
`
`02/27/2007
`
`Cunningha
`m, et al.
`Zilles, et al.
`
`04/10/2007
`
`05/29/2007
`
`Braun, et al. 11/20/2007
`
`Hybrid Control of Haptic Feedback for Host
`Computer and Interface Device
`Haptic Feedback Effects for Control, Knobs
`and Other Interface Devices
`Method and System for Processing Force
`Feedback Effects Generated at a Host for
`Playback at a Physical Interaction Device
`Actuator Control Providing Linear and
`Continuous Force Output
`Systems and Methods for Creating Virtual
`Objects in a Sketch Mode in a Haptic Virtual
`Reality Environment
`Haptic Sensations for Tactile Feedback
`Interface Devices
`Data Filter for Haptic Feedback Devices
`Having Low-Bandwidth Communication
`Links
`Mobile Phone Using Tactile Icons
`
`Moving Magnet Actuator for Providing
`Haptic Feedback
`Handheld Electronic Device Including
`Vibrator Having Different Vibration
`Intensities and Method for Vibrating a
`Handheld Electronic Device
`System, Method and Data Structure for
`Simulated Interaction with Graphical
`Objects
`Development of Stereoscoptic-Haptic
`Virtual Environments
`Handheld Device Having Multiple Localized
`Force Feedback
`Directional Inertial Tactile Feedback using
`Rotating Masses
`Haptic Interface for Palpation Simulation
`
`Method and Apparatus for Determining
`Forces to be Applied to a User Through a
`Haptic Interface
`Memory and Force Output Management for
`a Force Feedback System
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`Patent No.
`U.S. Patent No.
`7,336,260 B2
`U.S. Patent No.
`7,337,400 B1
`U.S. Patent No.
`7,446,752 B2
`U.S. Patent No.
`7,477,237 B2
`U.S. Patent No.
`7,567,243 B2
`U.S. Patent No.
`7,623,114 B2
`U.S. Patent No.
`7,656,388 B2
`U.S. Patent No.
`7,755,607 B2
`U.S. Patent No.
`7,765,333 B2
`
`U.S. Patent No.
`7,779,166 B2
`U.S. Patent No.
`7,837,556 B2
`U.S. Reissued Patent
`RE42,064 E
`U.S. Patent No.
`7,952,566 B2
`
`U.S. Patent No.
`7,990,374 B2
`U.S. Patent No.
`8,068,121 B2
`U.S. Patent No.
`8,120,585 B2
`
`U.S. Patent No.
`8,174,495 B2
`U.S. Patent No.
`8,279,193 B1
`U.S. Patent No.
`8,316,166 B2
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`Prior Art Patents and Patent Applications
`Title
`Patentee(s) Date
`Method and Apparatus for Providing Tactile
`Martin, et
`02/26/2008
`Sensations
`al.
`Tactile User Interface with Application-
`Elbing, et
`Specific Tactile Behavior
`al.
`Controlling Haptic Sensations for
`Goldenberg,
`Vibrotactile Feedback Interface Devices
`et al.
`Systems and Methods for Providing A
`Anastas et
`Haptic Manipulandum
`al.
`System and Method for Low Power Haptic
`Hayward
`Feedback
`Haptic Feedback Sensations Based on Audio
`Output from Computer Devices
`Controlling Vibrotactile Sensations for
`Haptic Feedback Devices
`Mobile Apparatus Having Tactile Feedback
`Function
`System and Method for Ordering Haptic
`Effects
`
`02/26/2008
`
`11/04/2008
`
`01/13/2009
`
`07/28/2009
`
`11/24/2009
`
`02/02/2010
`
`07/13/2010
`
`07/27/2010
`
`Rank
`
`Schena, et
`al.
`Poupyrev, et
`al.
`Cruz-
`Hernandez,
`et al.
`Grant, et al.
`
`08/17/2010
`
`Breckner, et
`al.
`Fish
`
`11/23/2010
`
`01/25/2011
`
`Poupyrev, et
`al.
`
`Itkowitz, et
`al.
`Williamson,
`et al.
`Linjama, et
`al.
`
`05/31/2011
`
`08/02/2011
`
`11/29/2011
`
`02/21/2012
`
`Takashima,
`et al.
`Birnbaum,
`et al.
`Grant, et al.
`
`05/08/2012
`
`10/02/2012
`
`11/20/2012
`
`Using Haptic Effects to Enhance
`Information Content in Communications
`Decoupling of the Graphical Presentation of
`a Game from the Presentation Logic
`Force Feedback Computer Input and Output
`Device with Coordinated Haptic Elements
`Apparatus and Method for Touch Screen
`Interactions Based on Tactile Feedback and
`Pressure Measurement
`Apparatus and Method for Haptic Rendering
`Using Data in a Graphics Pipeline
`Manipulation of Graphical Objects on a
`Display or a Proxy Device
`Method, Apparatus, and Computer Program
`Product Providing Vibration Control
`Interface
`Electronic Apparatus
`
`Interactivity Model for Shared Feedback on
`Mobile Devices
`Haptic Messaging in Handheld
`Communication Devices
`
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`04/01/2014
`
`Burrough, et
`al.
`Lacroix, et
`al.
`Martin et al. 07/08/2014
`
`Prior Art Patents and Patent Applications
`Title
`Patentee(s) Date
`Pryor
`07/09/2013
`Programmable Tactile Touch Screen
`Displays and Man-Machine Interfaces for
`Improved Vehicle Instrumentation and
`Telematics
`Interactivity Model for Shared Feedback on
`Mobile Devices
`Multi-Touch Device Having Dynamic
`Haptic Effects
`Multi Touch with Multi Haptics
`
`07/23/2013
`
`Birnhaum et
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`System and Method for Ordering Haptic
`Effects
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`IPR2017-00896
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`

`
`
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`10
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`

`
`
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`11
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`

`

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`Immersion Ex 2002-12
`Apple v Immersion
`IPR2017-00896
`
`

`

`
`
`Prior Art Publications
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`13
`
`WEST\269043103. 2
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`Immersion Ex 2002-13
`Apple v Immersion
`IPR2017-00896
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`

`

`
`
`Prior Art Publications
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`Immersion Tactile Feedback Technology for Touchscreens System Integration (2005)
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`Immersion Vibe System (IVS) File Format (IMM990-00017626)
`“Immersion’s VibeTonz Studio SDK Supplies Proven Tools for Creating Powerful Touch
`Content for Mobile Phones”
`
`WEST\269043103. 2
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`14
`
`Immersion Ex 2002-14
`Apple v Immersion
`IPR2017-00896
`
`

`

`
`
`Prior Art Publications
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