`Doc code: IDS
`Approved for use through OI/31i20·I2. OMB 0651-0031
`Doc description: Information Disclosure Statement (IDS) Fiied
`U.S. Patent and Trademark Office: U.S. DEP/\fHMENT OF COMMEHCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Application Number
`
`13034340
`
`Filing Date
`2011-02-24
`------------------------------------------------------T-------------------------------------------------------------------------------------------------------------------------------
`First Named Inventor
`Alan H. Auerbach
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1.99)
`
`1621
`I San Ming H. Hui
`--------------------------------------------------------------------------------------------------------------- -~-~~~:~_:x __ ~-=-~~:-~---~-~-~:::~:_: _______ ___t __ ~-~-~-~-~~~-~-~-~~~-~----------------------------------------------------------------------------
`
`Art Unit
`
`Examiner Name
`
`Examinerl Cite
`Initial*
`No
`
`Patent Number
`
`Kind
`Code·l Issue Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`U.S.PATENTS
`
`1
`
`Ill' you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`Publication
`Examinerl Ct N
`1 e 0 Number
`Initial*
`
`Kind Publication
`Code·l Date
`
`Name of Patentee or Applicant
`of cited Document
`
`Pages,Columns,Lines where
`Relevant Passages or Relevant
`Figures Appear
`
`1
`
`20060030608
`
`A1
`
`2006-02-09
`
`Nelson. et al.
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`Examine Cite Foreign Document
`No Nurnber3
`Initial*
`
`Country
`Code2i
`
`Kind Publication
`Code4 Date
`
`Name of Patentee or
`Applicant of cited
`Document
`
`Pages, Columns, Lines
`where Relevant
`Passages or Relevant
`Figures Appear
`
`TS
`
`1
`
`247890'1
`
`EP
`
`2012-07-25
`
`Cougar Biotechnology,
`Inc.
`
`2
`
`200602'126(-3
`
`wo
`
`2006-03--16
`
`Nitec Pharrna AG
`
`D
`
`D
`
`-----------------------!-------------·--------------------------------------------------- ------------------------------------·---------------- -------------------------------- -------------------------------------------------------·---------------------------------------------------- ----------
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`EFSWeb2.1.17
`
`ACTAVIS, AMNEAL, DR. REDDY’S LABORATORIES, SUN, TEVA, WEST-WARD
`IPR2017-00853 - Ex. 1074, p. 1 of 5
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1 .99)
`
`Application Number
`
`13034340
`
`Filing Date
`2011-02-24
`First Named Inventor I Alan ~t Auerbach
`Art Unit
`1621
`
`Examiner Name
`Jsan Ming R. Hui
`-Att~~-~~;--c;~~-k~t----N~~-t;~~-------Tc8Rso-o1-usc_N_:ri·---------------------------------------------------------------------------
`
`Exarninerl Cite
`Initials*
`I No
`I
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, syrnposiurn, catalog, etc), date, pages(s), volurne-issue nurnber(s),
`publisher, city andior country where published.
`
`1 Assessment Report for Zytiga (abiraterone) published 2011 by the CHMP of the EMA
`
`MJCHUS, r·LL, "The genetics, pathophysiology, and the management of human deficiencies of P450c17", Endocrinol
`Metab Clin North Am (2001 ), 30, p.1 o·l-119
`
`AYUB, M., "Inhibition of testicular '1la-hydroxylase and 1"1,20-lyase but not 38-hydroxysteroid dehydrogenase(cid:173)
`isomerase or 17B-hydroxysteroid oxidoreductase by ketoconazole and other imidazole drugs, Journal of Steroid
`Bioc~;emistry (1987) 28(5), p.521-531
`
`Campbell-Walsh Urology, Ninth Edition, Saunders, VoL 3, Chapters 104 and ·1 05
`
`1 1
`
`2
`
`3
`
`4
`
`Cecil Textbook of Medicine, Wyngaarden & Smith 18th edition; Chapter on "Giucocorticosteroid Therapy",
`Wyngaarden & Smith ·:8th edition, (1988) p.1n--:31
`
`5
`
`1
`
`D
`
`D
`
`D
`
`D
`
`-----------------------+------------1.·-----------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------·------------
`
`6
`
`7
`
`8
`
`Cougar Biotechnoiogy Inc. with the U.S. Securities and Exchange Commission, Form 1 0-QSB
`
`CZOCK, et al., "Pharmacokinetics and Pharmacodynamics of Systemically Administered Glucocorticoids",
`Pharmacokinet (2005), 44( 1 ), p.61-98
`
`ERGUN-LONmv11RE, Berrin, eta!., 'Two Novel Mutations Found in a Patient with 17a-Hydroxylase Enzyme
`Deficiency", The Journai of Ciinical Endocrinology & Metaboiism (2006), 91 ('1 0), p.41l9-4182
`
`D
`
`D
`
`D
`
`!
`! ·1 0
`I
`
`! FRIEL, Patrick N., et al., "Suppression of adrenal function by low-dose prednisone: assessment with 24-hour urinary
`! steroid hormone profiles-A review of five cases", Alternative Medicine Review (2006), 11 (1)
`I
`.
`.
`
`I
`! D
`I
`
`EFSWeb2.1.17
`
`ACTAVIS, AMNEAL, DR. REDDY’S LABORATORIES, SUN, TEVA, WEST-WARD
`IPR2017-00853 - Ex. 1074, p. 2 of 5
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1 .99)
`
`Application Nurnber
`
`13034340
`
`Filing Date
`2011-02-24
`First Narned Inventor I Alan ~t Auerbach
`Art Unit
`1621
`
`Examiner Narne
`Jsan Ming R. Hui
`-Att~~-~~;--c;~~-k~t----N~~-t;~~-------Tc8Rso-o1-usc_N_:ri·---------------------------------------------------------------------------
`
`Information concerning Zytiga (abiraterone acetate) frorn http://www.kornpendiurn.ch/prodlpnr/1183238/de?
`Platform=Desktop as of March 25, 2014
`
`Internet article: http://clinicaltrials.gov/ct2/show/study/NCT00485303?sec==X501
`
`12
`
`13
`
`MOSTAGHEL, E.A.. "Abiraterone in the treatment of metastatic castration-resistant prostate cancer", Cancer
`Management f~es. (2014) G, p.39 .. 51
`
`14
`
`OSABA, D., et al., "Health-Heiated Quality of Life in Men with Metastatic Prostate Cancer Treated with Prednisone
`1 alone or Mitoxantrone and Prednisone", J. Clin. Oncol. (1999), 17(6), p.1654-1663
`
`1 ·15
`
`D
`
`D
`
`D
`
`D
`
`_____________________ __! ____________ _!_ ______________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________ .;. __________ _
`
`PETRYLAK, D.P., "New Paradigms for Advanced Prostate Cancer", Rev. Urol. (200"7), 9, Suppl. 2, S3-S"12
`
`16
`
`Prostate Cancer Principles and Practice, Taylor & Francis (2006) Chapter 93
`
`18
`
`f~EID, A., et al., "Annals of Oncology", Educational and Abstract Book of the ESMO Conference Lugano (ECLU).
`(2007), 18(Supplernent 9), ix173-ix174. Abstract 50PD
`
`19
`
`, REMINGTON, "The Science and Practice of Pharmacy, 20th Edition (2000), p."1363-"1370
`
`D
`
`D
`
`D
`
`D
`
`-----------------------+------------L------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------·------------
`
`RUNGE, Marschall S., et al., "Principles of Molecular ~v1edicine; Second edition; (2006) Hurnana Press Inc. ISBN:
`1-58829-202-9. pgs.365-376 and 482-484
`
`20
`
`SILLS, Irene N., et al., ''17a-hydroxylase deficiency in a genetic male and fernale sibling pair", Int. J. Gynaecol. Obstet.
`(1981). ·19, p.473-4l9
`
`21
`
`0
`
`D
`
`EFSWeb2.1.17
`
`ACTAVIS, AMNEAL, DR. REDDY’S LABORATORIES, SUN, TEVA, WEST-WARD
`IPR2017-00853 - Ex. 1074, p. 3 of 5
`
`
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`( Not for submission under 37 CFR 1 .99)
`
`Application Number
`
`13034340
`
`Filing Date
`2011-02-24
`First Narned Inventor I Alan ~t Auerbach
`Art Unit
`1621
`
`Examiner Name
`Jsan Ming R. Hui
`-Att~~-~~;--c;~~-k~t----N~~-t;~~-------Tc8Rso-o1-usc_N_:ri·---------------------------------------------------------------------------
`
`23
`
`TANNOCK., et al., "Docetaxel Plus Prednisone or ~v1itoxantrone Plus Prednisone for Advanced Prostate Cancer'',
`Journal of Urology (2005), 1 "13(2), p.456
`
`The reply of applicant (i.e. the Proprietor of herein opposed patent) dated June 4, 2013 in relation to the corresponding
`US2011/0144016A1 US proceedings.
`
`24
`
`0
`
`0
`
`25 WANG, C., et al., "Hypertension due to 17a--Hydroxylase deficiency", Australian and New Zealand Journal of Medicine 0
`(1978), 8(3), p.295-299
`
`YANO, A., et al., "Giucocorticoids Suppress Tumor Angiogensis and In vivo Growth of Prostate Cancer Cells", Clin.
`1 Cancer Res., (2006) 12, 3003-3009
`~
`
`1 26
`I
`
`D
`
`If you wish to add additional non-patent literature document citation information please click the Add button
`
`Examiner Signature I
`
`EXAMINER SIGNATURE
`
`I Date Considered
`
`*EXAMINER: Initial if reference considered. whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered. Include copy of this form with next communication to applicant
`
`1 See Kind Codes of USPTO Patent Documents at WY'L''L~}~?EIQJ;}_~)_'y~ or MPEP 901.04. 2 Enter office that issued the document, by tile two-letter code (WI PO
`Standard ST.3). 3 For Japanese patent documents, tt1e indication of the year of the reign of the Ernpemr must precede the seriai number of the patent document
`4 Kind of document by the ilppropriate syn1bols as indicated on the document under WI PO Standard ST.16 if possible 5 App!icant is to p!ace a check mark here i
`English IBn[JUa[Je translation is attached.
`
`EFSWeb2.1.17
`
`ACTAVIS, AMNEAL, DR. REDDY’S LABORATORIES, SUN, TEVA, WEST-WARD
`IPR2017-00853 - Ex. 1074, p. 4 of 5
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 197 4 (P .L. 93-579) requires that you be given certain information in connection with your submission of the
`attached form related to a patent application or patent Accordingly, pursuant to the requirements of the Act, please be advised
`that: (1) the general authority for the collection of this information is 35 U.S.C. 2(b)(2): (2) furnishing of the information solicited
`is voluntary; and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark Office is to
`process and/or examine your submission related to a patent application or patent. If you do not furnish the requested
`information, the U.S. Patent and Trademark Office may not be able to process and/or examine your submission, which may
`result in termination of proceedings or abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1.
`
`2.
`
`3.
`
`4.
`
`5.
`
`6.
`
`7.
`
`8.
`
`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act
`(5 U.S.C. 552) and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the
`Department of Justice to determine whether the Freedom of Information Act requires disclosure of these record s.
`
`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a
`court, magistrate, or administrative tribunal, including disclosures to opposing counsel in the course of settlement
`negotiations.
`
`A record in this system of records may be disclosed, as a routine use, to a Member of Congress submitting a
`request involving an individual, to whom the record pertains, when the individual has requested assistance from the
`Member with respect to the subject matter of the record.
`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency having need for
`the information in order to perform a contract. Recipients of information shall be required to comply with the
`requirements of the Privacy Act of 1974, as amended, pursuant to 5 U.S.C. 552a(m).
`
`A record related to an International Application filed under the Patent Cooperation Treaty in this system of records
`may be disclosed, as a routine use, to the International Bureau of the World Intellectual Property Organization, pursuant
`to the Patent Cooperation Treaty.
`
`A record in this system of records may be disclosed, as a routine use, to another federal agency for purposes of
`National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy Act (42 U.S.C. 218(c)).
`
`A record from this system of records may be disclosed, as a routine use, to the Administrator, General Services, or
`his/her designee, during an inspection of records conducted by GSA as part of that agency's responsibility to
`recommend improvements in records management practices and programs, under authority of 44 U.S.C. 2904 and
`2906. Such disclosure shall be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not be used to make
`determinations about individuals.
`
`A record from this system of records may be disclosed, as a routine use, to the public after either publication of
`the application pursuant to 35 U.S.C. 122(b) or issuance of a patent pursuant to ~~5 U.S.C. 151. Further, a record
`may be disclosed, subject to the limitations of 37 CFR 1.14, as a routine use, to the public if the record was filed in
`an application which became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspections or an issued patent.
`
`9.
`
`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local law
`enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or regulation.
`
`EFS Web 2.1. i7
`
`ACTAVIS, AMNEAL, DR. REDDY’S LABORATORIES, SUN, TEVA, WEST-WARD
`IPR2017-00853 - Ex. 1074, p. 5 of 5
`
`