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`TSMC Exhibit 1021
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATIE DEPARTMENT OF COIWMERCE
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`Addrulz 9853,!
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`*B|BDATASHEET*
`Bib Data Sheet
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`SERIAL NUMBER
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`10/995,283
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`FILING OR 371(c)
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`DATE
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`11/24/2004
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`RULE
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`CONFIRMATION NO. 5361
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`GROUP ART UNIT
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`2822
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`ATTORNEY
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`DOCKET NO.
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`71971-O12
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`‘ PPLICANTS
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`Mizuki Segawa, Osaka, JAPAN;
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`lsao Miyanaga, Osaka, JAPAN;
`Toshiki Yabu, Osaka, JAPAN;
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`Takashi Nakabayashi, Osaka, JAPAN;
`Takashi Uehara, Osaka, JAPAN;
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`Kyoji Yamashita, Osaka, JAPAN;
`Takaaki Ukeda, Osaka, JAPAN;
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`Masatoshi Arai, Osaka, JAPAN;
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`Takayuki Yamada, Osaka, JAPAN;
`Michikazu Matsumoto, Osaka, JAPAN;
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`x
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`-ktttlttttnntttfiittfiitfliti
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`This application IS a DIV Of 10/454,532 05/05/2003 PAT 5,957,409
`which is a DIV of 09/902,1 57 07/11/2001 PAT 6,709,950
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`which is a DIV of 08/685,726 07/24/1996 PAT 6,281,562
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`kitiifiififiifi-hit-kfififiifi
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`JAPAN 7-192181 07/27/1995
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`JAPAN 7-330112 12/19/1995
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`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
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`35 use 119 (a-d) conditions E] yes C] no D Me, afle,
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`to charge/credit DEPOSIT ACCOUNT
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`transmitted to the USPTO( 71) 273.2335, on the date indicated he ow.
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`\ 2822
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`2. For printing on the patent front page, list
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`(2)_the name of a single fum (having as a member a
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`2 1'CS15191"«d P21117111 31101'11¢Y-5 01' 385115 H110 113-1115 15
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`recordation as set forth in 37 CF 3.] 1. Completion of this form is NOT a substitute for filing an assignmegtsl 31/P386
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`1 Fcilfitil
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`iI:l1(lZ'1I'eI‘;; :'Sl1§hI(s::r[lelF)eeLh:;n1i(P(iirl:1lSii:(:r‘tiLq]r; rsetqiqirsfi wleaalicecrlelig-tc1:(danyone other than the applicant; a registered attorney or agent; or the assignee or other party in
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`REDA
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`REDACT
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`REDACT
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`Page 8 of 262
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`RED
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`RED
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`Notice of Allowability
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`Application No.
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`10/995,283
`Examine,
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`Roy K. Potter
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`Applicant(s)
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`SEGAWA ET AL.
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`An unit
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`2822
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`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address-
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`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
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`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
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`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
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`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
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`1. E This communication is responsive to the amendment of 5/31/06.
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`2. E The allowed claim(s) is/are 39-43 45-47 and 49-60.
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`3. X Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d) or (t).
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`b) [I Some‘
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`1. El Certified copies of the pnonty documents have been received.
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`2. IE Certified copies of the priority documents have been received in Application No. 10454682 .
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`3. El Copies of the certified copies of the priority documents have been received in this national stage application from the
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`* Certified copies not received:
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`Applicant has THREE MONTHS FROM THE “MAILING DATE" of this communication to file a reply complying with the requirements
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`noted below. Failure to timely comply will result in ABANDONMENT of this application.
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`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
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`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oath or declaration is deficient.
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`5. D CORRECTED DRAWINGS (as “replacement sheets") must be submitted.
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`(a) |'_'| including changes required by the Notice of Draflsperson’s Patent Drawing Review ( PTO-948) attached
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`each sheet. Replacement sheet(s) should be labeled as such In the header according to 37 CFR 1.121(d).
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`6. |:I DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
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`attached Examiners comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
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`Attachment(s)
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`1. CI Notice of References Cited (PTO-892)
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`2. CI Notice of Draftperson's Patent Drawing Review (PTO—948)
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`of Biological Material
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`5. CI Notice of Informal Patent Application (PTO-152)
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`6. |'_'l Interview Summary (PTO-413).
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`Paper No./Mail Date
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`7. CI Examiners Amendment/Comment
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`Roy K Potter
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`Primary Examiner
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`Art Unit: 2822
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`US. Patent and Trademark Ofiioe
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`PTOL-37 (Rev. 7-05)
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`Notice of Allowability
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`Part of Paper No./Mail Date 20060625
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`Page 9 of 262
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`REDACT
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`INFORMATION DISCLOSURE
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`IN AN
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`APPLICATION
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`ATTY. DOCKETN' SERIAL NO.
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`071971 -0012
`10/995,283
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`OF_l
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`I
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`“T0 “*4”
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`EXAMlNER'S
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`INITIALS
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`2
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`Document Number
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`Numbe,_K;n¢ cute, ¢,,,_1,
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`EEEEEEEEEEEEEE
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`U7
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`EXAMIN ER'S
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`INITIALS
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`.//
`'7
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`CITE
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`Foreign Patent Document
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`cuumry coda. -Number 4.Kind
`Code; (I! Irnawn)
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`JP D6-21208
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`JP 07442726
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`JP 08496495
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`JP 06477237
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`JP 07453939
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`FOREIGN PATENT DOCUMENTS
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`Pubtication Date
`Name at Patentee or
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`MM.oo.wYy
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`01/28/1994
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`06/02/1995
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`07/1 5/1 994
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`06/24/1994
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`06/16/1995
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`Ltd.2§32:2’.aiE
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`Sony Corp.
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`Oki Electric Ind. Co. Ltd.
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`Matsushita Electric Ind. Co.
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`Inc.
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`Oki Electric Ind. Co. Ltd.
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`Pages. Columns. Lines
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`Where Relevant
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`Figures Appear
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`Translation
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`N°
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`II
`EXAMlNER'S
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`INITIALS
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`OTHER ART (Including Author,1'rtle. Date, Pertinent Pages. Etc.)
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`Include name of the author (in CAPITAL LETTERS). title cl the article (when appropriate), title ol the item (book. magazine.
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`journal, serial. symposium, catalog. etc). date. page(s). volume-Issue number(s), publisher. city andlor country where
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`published.
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`DATECONSIDERED
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`‘EXAMINER: Initial il relerence considered. whether or not dtation is in conlomrance with MP ‘ P 609. Draw line through citation if not in conformance and not considered.
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`Include copy of this form with next communication to applicant.
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`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check man: here it English language Translation is attached.
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`APPLICANT
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`Mizuki SEGAWA, et al.
`FILING DATE
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`U.S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or Applicant ot cited
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`Issue Classification
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`Applicationlcontrol No.
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`10/995,283
`Examiner
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`Ro K. Potter
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`App|icant(s)lPatent under
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`SEGAWA ET AL.
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`Art Unit
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`2822
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`ISSUE CLASSIFICATION
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`Total claims Allowed: 20
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`Applicationlcontrol No.
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`INTERFERENCE SEARCHED
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`Part of Paper No. 20060625
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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`UNITED STATFS DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
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`.\|§M°‘1ls4s“l)0NER I-‘OR PATENTS
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`SERIAL Numaea
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`10/995,233
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`FILING OR 371(c)
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`DATE
`11/24/2004
`RULE
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`counnmmou NO. 5361
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`GROUP ART UNIT
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`2822
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`ATTORNEY
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`DOCKET NO.
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`71971-O12
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`- PPLICANTS
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`Mizuki Segawa, Osaka, JAPAN;
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`Isao Miyanaga, Osaka, JAPAN;
`Toshiki Yabu, Osaka, JAPAN;
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`Takashi Nakabayashi, Osaka, JAPAN;
`Takashi Uehara, Osaka, JAPAN;
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`Kyoji Yamashita, Osaka, JAPAN;
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`Takaaki Ukeda, Osaka, JAPAN;
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`Masatoshi Arai, Osaka, JAPAN;
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`Takayuki Yamada, Osaka, JAPAN;
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`Michikazu Matsumoto, Osaka, JAPAN;
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`*
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`R
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`This application is a DIV of 10/454,682 06/05/2003 PAT 6,967,409 which is a DIV of 09/902,157
`07/11/2001 PAT 6,709,950
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`which is a DIV of 08/685,726 07/24/1996 PAT 6,281,562
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`fliflitflifiitfllfiliilfllfl
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`JAPAN 7-192181 07/27/1995
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`JAPAN 7-330112 12/19/1995
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`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
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`SHEETS
`STATE OR
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`COUNTRY DRAWING
`JAPAN
`21
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`INDEPENDEN
`CLAIMS
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`1
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`to charge/credit DEPOSIT ACCOUNT
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`Index of Claims
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`Applicationlcontrol No.
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`10/995,283
`Examiner
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`Ro K. Potter
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`Applicant(s)IPatent under
`Reexamination
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`SEGAWA ET AL.
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`Art Unit
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`2822
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`Th
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`(
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`Rejected
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`IFinal IOriginal
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`U.S. Patent and Trademark Office
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`Fan of Paper No. 20060625
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`EAST Search History
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`6/25/06 8:34:16 PM
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`DB5
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`1'Ime Stamp
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`EPO; JPO;
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`DERWENT;
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`Application or Docket Number
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`PATENT APPLICATION FEE DETERMINATION R CO ' D
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`X83
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`OTHER THAN
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`— me me E
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`‘ Ifthe difference in column 1 is less than zero. enter '0' in column 2 - OH TOTAL
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`CLAIMS AS AMENDED - PART II
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`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM
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`AMENDMENTA
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`X100:
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`TOTAL
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`Comm" 3
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`on SMALL ENTITY
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`1’
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`FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM
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`R
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