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`TSMC Exhibit 1021
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
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`5°5
`2
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`Address: COMMISSIONER FOR PATENTS
`Alexandria, Virginia 22313-1450
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`www.uspto.gov
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`Page 1 of 2
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`*BIBDATASHEET*
`Bib Data Sheet
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`SERIAL NUMBER
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`10/995,283
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`FILING OR 374(c)
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`DATE
`11/24/2004
`RULE
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`CONFIRMATION NO. 5364
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`GROUP ART UNIT
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`2822
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`ATTORNEY
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`DOCKET NO.
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`71971-012
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`APPLICANTS
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`Mizuki Segawa, Osaka, JAPAN;
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`Isao Miyanaga, Osaka, JAPAN;
`Toshiki Yabu, Osaka, JAPAN;
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`Takashi Nakabayashi, Osaka, JAPAN;
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`Takashi Uehara, Osaka, JAPAN;
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`Kyoji Yamashita, Osaka, JAPAN;
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`Takaaki Ukeda, Osaka, JAPAN;
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`Masatoshi Arai, Osaka, JAPAN;
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`Takayuki Yamada, Osaka, JAPAN;
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`Michikazu Matsumoto, Osaka, JAPAN;
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`* CONTINUING DATA RAEAARAARARERARARREREREEEE
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`This application is a DIV of 10/454,682 06/05/2003 PAT 6,967,409
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`which is a DIV of 09/902,157 07/11/2001 PAT 6,709,950
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`whichis a DIV of 08/685, 726 07/24/1996 PAT 6,281,562
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`* FOREIGN APPLICATIONS RERKEKKAKRKKKRKKEAKKKE
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`JAPAN 7-192181 07/27/1995
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`JAPAN 7-330112 12/19/1995
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`QC) other
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`IF REQUIRED, FOREIGN FILING LICENSE GRANTED
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`Foreign Priority claimed
`QO yes OC no
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`. SHEETS|TOTALSTATEOR|
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`B5 USC 119 (a) conattions L) yes LY no LY met ater COUNTRY|DRAWING|CLAIMS
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`SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING THE SAME
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`QO) Ali Fees
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`C) 1.16 Fees( Filing )
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`RECEIVED_No. to charge/credit DEPOSIT ACCOUNT_|| 1.17 Fees ( Processing Ext. of
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`Complete and sehd this form, together @ applicable fee(s), to: Mail Mail Stop ISSO#*FEE
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`PART B - FEE(S) TRANSMITTAL
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`Commissioner for Patents
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`P.O. Box 1450
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`or Fax (571)-273-2885xeee
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
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`be mailed to the current correspondence address as
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`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS"for
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`maintenancefee notifications.
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`addressed to the Mail Stop
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`transmitted to the USPTO (571) 273-2885, on the date indicated below.
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`7590
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`07/17/2006
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`McDermott Will & Emery LLP
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`CURRENT CORRESPONDENCE ADDRESS(Note: Use Block | for any chanagig
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`FILING DATE
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`FIRST NAMED INVENTOR
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`11/24/2004
`Mizuki Segawa
`10/995,283
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`TITLE OF INVENTION: SEMICONDUCTOR DEVICE AND METHOD OF MANUFACTURING THE SAME
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`ATTORNEY DOCKET NO.
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`71971-012
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`5361
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`(Signature)
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`APPLN. TYPE PUBLICATION FEE DUE|PREV. PAID ISSUE FEESMALL ENTITY ISSUE FEE DUE TOTAL FEE(S) DUE DATE DUE
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`NO
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`10/17/2006
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`CASTOR
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`POTTER, ROY KARL
`” 2822
`257-288000
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`1.Ch
`2. For printing on the patentfrontpage,list
`pestcorrespondence address orindication of"Fee Address" (37
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`CFR
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`(CD Change of correspondence address (or Change of Correspondence
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`or agents OR,alternatively,
`EMERY LLP
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`2
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`registered attorney or agent) and the namesofup to
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`(CO) “Fee Address"indication (or "Fee Address" Indication form
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`2 registered patentattorneysor agents. Ifno name is
`3
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
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`listed, no namewill be printed.
`Numberis required.
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`3. ASSIGNEE NAME AND RESIDENCEDATATO BE PRINTED ON THE PATENT(printortype)
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`PLEASE NOTE:Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the documenthas been filed for
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`recordation asset forth in 37 CFK
`3.11. Completion ofthis form is NOT a substitute forfiling an assignments, 31/2886
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`(B) RESIDENCE:(CITY and STATE OR COUNTROE! Goen6na9580417
`(A) NAME OF ASSIGNEE
`18995283
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`FCI)
`1468, a DA
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`MATSUSHITA ELECTRIC INDUSTRIAL CO., LTD.
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` i) IndividualPlease check the appropriate assignee category or categories (will not be printed on the patent) : Corporation or otherprivate grotip catity C) Government
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`4b. Paymentof Fee(s): (Please first reapply any previously paid issue fee shown above)
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`(1 A checkis enclosed.
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`QO Paymentby credit card. Form PTO-2038 is attached.
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`enclose an extra copyof this form).
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`Ob. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
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`interest as shown bythe records ofthe United Stites Pg aptTrademark Office.
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`August 30, 2006
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`the public whichisto file (and by the USPTOto process)
`This collection of information is required By 37 CFR
`1/311. The informationis required to obtain orretain a benefit by
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`an application. Confidentialityis governgd by 35 UC. 122 and 37 CFR 1.14. This collection is estimated to take DB minutes to complete, including gathering, preparing, and
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`submitting the completed application form to the WSPTO. Timewill vary
`depending upon the individual case. Any comments on the amountoftime you require to complete
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`Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce,
`the
`this form and/or suggestions for reducingNthis-btirden, should besent to
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`Box 1450, Alexandria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMSTO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
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`PTOT-846 (Rew 07/06) Annroved for use. through 14/30/7007
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`REDA
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`REDACT
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`RED
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`Page 8 of 262
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`RED
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`Notice of Allowability
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`Application No.
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`Applicant(s)
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`10/995,283
`Examiner
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`Roy K. Potter
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`SEGAWAETAL.
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`Art Unit
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`2822
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`-- The MAILING DATE ofthis communication appears on the cover sheet with the correspondence address--
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`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSEDinthis application.
`If not included
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`herewith (or previously mailed), a Notice of Allowance (PTOL-85) or other appropriate communication will be mailed in due course. THIS
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`NOTICE OF ALLOWABILITY IS NOT A GRANTOF PATENTRIGHTS.This application is subject to withdrawal from issue attheinitiative
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`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
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`1. —] This communication is responsive to the amendmentof 5/31/06.
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`2. &X] Theallowed claim(s) is/are 39-43,45-47 and 49-60.
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`3. K] Acknowledgmentis madeofa claim for foreign priority under 35 U.S.C. § 119(a)-(d) or(f).
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`a)&JAll b)[J)Some* c)()None ofthe:
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`1. [) Certified copies of the priority documents have been received.
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`2. K Certified copies of the priority documents have been received in Application No. 10454682.
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`3. C1 Copiesofthe certified copies of the priority documents have been received in this national stage application from the
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`International Bureau (PCT Rule 17.2(a)).
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`* Certified copies not received:
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`noted below. Failure to timely complywill result in ABANDONMENTofthis application.
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`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
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`4. L} ASUBSTITUTE OATH OR DECLARATIONmust be submitted. Note the attached EXAMINER’S AMENDMENTor NOTICE OF
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`INFORMAL PATENT APPLICATION (PTO-152) which gives reason(s) why the oathor declaration is deficient.
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`5. [] CORRECTED DRAWINGS (as “replacement sheets”) must be submitted.
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`(a) (1 including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO-948)attached
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`1) J hereto or 2) (1)
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`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
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`6. [] DEPOSIT OF and/or INFORMATIONabout the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
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`attached Examiner's commentregarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
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`Attachment(s)
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`1. CJ Notice of References Cited (PTO-892)
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`2. ( Notice of Draftperson's Patent Drawing Review (PTO-948)
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`Allowance
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`Paper No./Mail Date
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`of Biological Material
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`9.() Other.
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`Page 9 of 262
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`Roy K Potter
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`Primary Examiner
`Art Unit: 2822
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`SERIAL NO.
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`ATTY. DOCKETNO.
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`CITATION IN AN
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`CITE
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`INITIALS
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`Figures Appear
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`INITIALS MM-DD-YYYY|Applicantof Cited DocumentCITE Country Codes Number «-Kind Where Relevant
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`JP 06-21208
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`Sony Corp.
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`Of Elece tnd. C6 Ud
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`Matsushita Electric Ind. Co.aLtd.
`SGS Thomson MicroelectronaInc.
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`Oki Electric Ind. Co.Ltd.
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`JP 06-196495
`JP 06-177237
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`JP 07-153939
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`01/28/1994
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`OTHERART(Including Author, Tile, Date, Pertinent Pages, Etc.)
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`Include nameof the author (in CAPITAL LETTERS),titfe of the article (when appropriate),title of the item (book, magazine,
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`journal, seria!, symposium,catalog, etc.), date, page(s), volume-~issue number(s), publisher, city and/or country where
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`published.
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`CY23 os DATE CONSIDERED
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`“EXAMINER:Initial if reference considered, whether or notcitation is in conformance with MPEP 609. Draw line through citationif not in conformance and not considered.
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`Include copyof this form with next communication to applicant.
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`1 Applicant's unique citation designation number(optional). 2 Applicantis to place a check mark here if English language Translation is attached.
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`Page 10 of 262
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`Search Notes
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` Application/Control No.
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`2822
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`SEARCH NOTES
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`UNITED StaTES PATENT AND TRADEMARK OFFIGE
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`UNITED STATES DEPARTMENT OF COMMERCE
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`Address: COMMISSIONER FOR PATENTS
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`www.uspto.pov
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`CONFIRMATIONNO.5361
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`RULE
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`APPLICANTS
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`Mizuki Segawa, Osaka, JAPAN:
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`Isao Miyanaga, Osaka, JAPAN;
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`Toshiki Yabu, Osaka, JAPAN;
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`Takashi Nakabayashi, Osaka, JAPAN;
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`Takashi Uehara, Osaka, JAPAN;
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`Kyoji Yamashita, Osaka, JAPAN;
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`Takaaki Ukeda, Osaka, JAPAN;
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`Masatoshi Arai, Osaka, JAPAN;
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`Takayuki Yamada, Osaka, JAPAN;
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`Michikazu Matsumoto, Osaka, JAPAN;
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` * CONTINUING DATA **#**###8eet saa nnasenenen
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`This application is a DIV of 10/454,682 06/05/2003 PAT 6,967,409 whichis a DIV of 09/902, 157
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`07/11/2001 PAT 6,709,950
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`which is a DIV of 08/685,726 07/24/1996 PAT 6,281,562
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` * FOREIGN APPLICATIONS KRAKKKRKRARKRAEARKEEEER
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`JAPAN 7-192181 07/27/1995
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`Oves L) no
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`35 USC 119 (a-d) conditions Byes DO) no CO met after
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`QD all Fees
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`Index of Claims
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`Application/Control No.
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`Applicant(s)/Patent under
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`SEGAWAETAL.
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`1|Rejected - (Throughnumeral IN Non-Elected A Appeal
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`U.S. Patent and Trademark 3ice
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`Part of Paper No. 20060625
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`Page 14 of 262
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`EAST Search History
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`Li 909|257/384 US-PGPUB;|OR ON 2006/06/25 20:21
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`Ref Hits|Search Query Plurals|Time StampDBs Default
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`USPAT;
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`L4 485|257/333 US-PGPUB; 2006/06/25 20:22
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`L6 279|257/386 US-PGPUB; 2006/06/25 20:22
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`L8 254145|"L shaped” or "L-shaped" US-PGPUB; 2006/06/25 20:23
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