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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_________________
`
`
`K/S HIMPP,
`Petitioner,
`
`v.
`
`III HOLDINGS 4, LLC,
`Patent Owner
`_________________
`
`Case IPR2017-00782
`Patent 8,654,999
`_________________
`
`
`Declaration of Clyde “Kip” Brown
`In Support of Patent Owner Response
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`
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`1
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`III HOLDINGS 4, LLC
`Exhibit 2103
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`I.
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`II.
`
`III.
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`IV.
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`V.
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`Table of Contents
`
`Introduction .................................................................................................. 5
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`Qualifications ............................................................................................... 5
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`My Understanding of the Obviousness Standard in Determining
`Patentability ................................................................................................. 7
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`Basis of Opinion ........................................................................................... 8
`
`Overview of the ’999 Patent ...................................................................... 10
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`A. Background ........................................................................................... 10
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`B.
`
`Independent Claims .............................................................................. 17
`
`C. Prosecution History of the ’999 Patent ................................................. 18
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`VI.
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`Claim Construction .................................................................................... 18
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`VII.
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`Claims 10, 13, 14, and 20 Are Patentable .................................................. 20
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`A. Overview of Distinctions for the Combination of Fichtl and
`Mangold ................................................................................................ 20
`
`B. Fichtl in view of Mangold and Bisgaard does not disclose
`“sequence of incremental hearing correction filters including at
`least a first hearing correction filter and a second hearing
`correction filter” as recited in claim 10 ................................................. 27
`
`C. Fichtl in view of Mangold and Bisgaard does not disclose
`“generate a sequence of incremental hearing correction filters,” as
`recited in claim 10 ................................................................................. 31
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`III HOLDINGS 4, LLC
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`VIII. Fichtl in view of Mangold and Sacha fails to teach the elements of
`claims 11 and 15 ........................................................................................ 34
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`3
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`III HOLDINGS 4, LLC
`Exhibit 2103
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`Table of Exhibits
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`Exhibit No.
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`Document
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`2001
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`2002
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`2103
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`2104
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`2105
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`Comparison of the Petition arguments and Les Atlas
`Declaration for certain claim limitations
`
`Highlighted version of Les Atlas Declaration
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`Expert Declaration of Clyde “Kip” Brown, Jr., P.E.
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`CV of Clyde “Kip” Brown, Jr., P.E.
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`Deposition Transcript of Les Atlas, September 27, 2017
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`III HOLDINGS 4, LLC
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`Introduction
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`I.
`I, Clyde "Kip" Brown, declare as follows:
`
`1.
`
`I am over 18 years of age. I have personal knowledge of the facts stated in
`
`this declaration and could testify competently to them if asked to do so.
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`2.
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`I have been retained on behalf of III Holdings 4, LLC (“Patent Owner”) to
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`provide expert opinions in connection with an inter partes review (“IPR”) of
`
`U.S. Patent No. 8,654,999 (“the ’999 patent”) assigned case number
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`IPR2017-00782. Specifically, I have been asked to provide my opinion
`
`relating to an inquiry into the patentability of claims 10, 11, 13-15, and 20
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`(“the Challenged Claims”) of the ’999 patent.
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`3.
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`I am being compensated for my time spent on this matter by Patent Owner,
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`including independent study, document review, analysis, and writing, at my
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`standard hourly consulting rates. My compensation is not dependent upon
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`my testimony or the outcome of this or any other proceeding. I have no
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`financial interest in Patent Owner.
`
`II. Qualifications
`4.
`I have over 45 years of engineering design experience as an analog mixed
`
`signal IC designer. I have developed both smart power and single battery
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`ultra-low noise processes and ICs.
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`5
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`III HOLDINGS 4, LLC
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`5.
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`I was founder, President, and CTO of The Engineering Consortium (referred
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`
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`to and known as “TEC” by the hearing aid industry from 1980 through 2003.
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`TEC developed multiple custom and standard products for the hearing
`
`industry. This involved close interaction with their advanced development
`
`engineering departments to develop ICs for their new products. Some
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`representative products (nonproprietary) we developed include:
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`• Designed first WDRC hearing aid (K-Amp with Etymotic Research) and
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`first single battery HA class D power amp (D-Amp for Knowles)
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`• Designed and produced
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`the
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`industry standard
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`(single battery)
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`programming chip for hearing aids (DSD – TEC941)
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`• Designed and produced the first single chip, fully programmable, hearing
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`aid IC, the HSOC™ (low noise analog, digital, EEPROM including 8
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`prescription memories all at one volt on a single SOC chip)
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`• Developed full DSP u-processor, single battery, hearing aid SOC
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`6.
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`TEC developed both the low noise composite processes involving analog,
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`digital, and EEPROM on a single chip and several custom and standard ICs
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`for the hearing industry. In addition, we developed the programming
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`software for our DSD programming chip and our SOC hearing aid chips,
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`including custom fitting procedures, such as gain, compression ratios, band-
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`split frequencies, filter parameters, graphic display of resulting prescription,
`6
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`III HOLDINGS 4, LLC
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`etc. In my consulting following TEC, I developed a turnkey (design, layout,
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`fab and production) of an ultra-low noise amplifier and charge pump for a
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`MEMS microphone.
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`7.
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`Other details concerning my background, professional service, and more, are
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`set forth in my curriculum vitae. Exh. 2104.
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`8.
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`In forming my opinion expressed in this report, I relied on my knowledge,
`
`skill, training, and education and many years of professional experience in
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`hearing aid technology.
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`III. My Understanding of the Obviousness Standard in Determining
`Patentability
`9.
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`I understand that a patent claim is not patentable if the claimed invention
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`would have been obvious to a person of ordinary skill in the art at the time
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`the application was filed (“POSA” or “POSITA”). This means that even if
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`all of the requirements of the claim cannot be found in a single prior art
`
`reference so as to anticipate the claim, the claim might still be not patentable
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`if the claimed invention would have been obvious.
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`10. To obtain a patent, a claimed invention must have been nonobvious in view
`
`of the prior art in the field. I understand that an invention is obvious when
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`the differences between the subject matter sought to be patented and the
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`7
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`III HOLDINGS 4, LLC
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`prior art are such that the subject matter as a whole would have been obvious
`
`at the time the invention was made to a POSTIA.
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`11.
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`I understand that to prove that a prior art reference or a combination of prior
`
`art references renders a patent obvious, it is necessary to: (1) identify the
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`particular references that either alone, or in combination, render the patent
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`obvious; (2) specifically identify which elements of the patent claim appear
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`in each of the asserted references; and (3) explain how the prior art
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`references could have been combined in order to create the inventions
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`claimed in the particular claim at issue.
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`IV. Basis of Opinion
`12.
`In forming my opinions expressed in this declaration, I have considered and
`
`relied upon my education, background, and experience. I reviewed the
`
`Petition filed by Petitioner along with relevant exhibits to the Petition. A list
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`of reviewed materials that is most relevant to my opinion is presented below.
`
`I understand these documents have been or will be submitted as exhibits in
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`this IPR proceeding with the following exhibit numbers:
`
`Exhibit/Paper
`Number
`Exh. 1101
`Exh. 1102
`Exh. 1103
`
`
`
`Document Description
`
`U.S. Patent No. 8,654,999 to Mindlin
`File History for U.S. Patent No. 8,654,999 to Mindlin
`U.S. Patent No. 8,787,603 to Fichtl
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`U.S. Patent Publication No. 2003/0215105 to Sacha
`U.S. Patent Publication No. 2005/0036637 to Janssen
`U.S. Patent No. 6,741,712 to Bisgaard
`U.S. Patent No. 4,972,487 to Mangold
`Declaration of Les Atlas
`German patent publication DE19542961 with translation
`U.S. Patent No. 7,933,419 to Roeck
`Michael Valente, “Guideline for Audiologic Management of
`the Adult Patient”
`Good Practice Guidance for Adult Hearing Aid Fittings and
`Services – Background to the Document and Consultation
`Keidser, “Variation in preferred gain with experience for
`hearing-aid user”
`Dillon, “The trainable hearing aid: What will it do for clients
`and clinicians?”
`Petition
`Patent Owner Preliminary Response
`Institution Decision
`Deposition Transcript of Les Atlas, September 27, 2017
`
`Exh. 1104
`Exh. 1105
`Exh. 1106
`Exh. 1107
`Exh. 1108
`Exh. 1109
`Exh. 1110
`
`Exh. 1111
`
`Exh. 1112
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`Exh. 1113
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`Exh. 1114
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`Paper No. 3
`Paper No. 7
`Paper No. 8
`Exh. 2105
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`13.
`
`In addition, I understand the ’999 patent was filed on April 12, 2011 and
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`claims priority to Provisional Application No. 61/323,841, filed on April 13,
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`2010, and Provisional Application No. 61/305,759, filed on June 2, 2010.
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`14.
`
`I understand the definition of a POSITA as set forth in Dr. Atlas’ declaration
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`is defined as a person with a B.S. degree in electrical or computer
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`engineering, or the equivalent, and at least two years of experience in
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`hearing aid systems. Graduate education could substitute for work
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`experience, and additional work experience/training could substitute for
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`formal education.
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`15. All the opinions I provide in this declaration are based on the knowledge of
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`a person that has at least a bachelor’s degree in electrical or computer
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`engineering, or the equivalent, and one to two years of experience in audio
`
`signal processing for audiological products. As noted above, graduate
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`education could substitute for work experience, and additional work
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`experience/training could substitute for formal education.
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`16.
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`I also understand that claims in an IPR are given their broadest reasonable
`
`interpretation in view of the patent specification and the understanding a
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`POSITA.
`
`V. Overview of the ’999 Patent
`A. Background
`17. U.S. Patent No. 8,654,999 (“the ’999 patent”) is entitled “SYSTEM AND
`
`METHOD OF PROGRESSIVE HEARING DEVICE ADJUSTMENT” and
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`issued on February 18, 2014. I understand that the ’999 patent ultimately
`
`claims prior to applications filed on claims priority to applications filed on
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`April 13, 2010 and June 2, 2010.
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`III HOLDINGS 4, LLC
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`18. The ’999 patent explains that “for some users, transitioning from not
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`
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`wearing a hearing aid to wearing a hearing aid can be traumatic. In
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`particular, sounds that the user is not accustomed to hearing can suddenly be
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`made audible to the user by the hearing aid.” Exh. 1101, ’999 patent at 1:58-
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`61. For individuals, wearing hearing aids for the first time, the users “can
`
`experience psychological distress when hearing is restored to a normal level
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`after years of suffering from hearing loss.” Exh. 1101, ’999 patent at 1:62-
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`65. The’999 patent describes these challenges and explains a solution that
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`involves providing an incremental or progressive filtering of audio signals
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`that includes a group of HCFs to gradually adjust the user’s experience from
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`an uncompensated hearing level to a fully compensated hearing level using
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`hearing aid profiles. Exh. 1101, ’999 patent at 2:26-35.
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`19. Hearing aid profiles are a collection of acoustic configuration settings for a
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`hearing aid, and the hearing aid profiles are used by the hearing aid to shape
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`acoustic signals to correct for users hearing loss. The complete hearing aid
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`profile would be a complex set of correction factors designed to compensate
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`for the hearing loss of the patient.
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`20. The typical patient will have lost sensitivity to quiet sounds and a
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`progressively increasing loss at higher frequencies as depicted in figure 1 of
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`the ‘999 patent. These quiet sounds are critical to speech recognition. The
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`patient’s sensitivity to loud sounds is not as significantly impacted.
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`Increasing the loudness of the output signal by a hearing aid does not
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`compensate for the loss of hearing experienced by the user. At the time of
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`the ‘999 patent, compensating for loss was understood to be addressed by
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`Wide Dynamic Range Compression (WDRC), where the quiet sounds are
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`amplified significantly but the gain factor is reduced as amplitude increases
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`such that loud sounds are acceptable to the user. This allows the hearing aid
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`to compress the real world dynamic range into what remains of the patient’s
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`hearing dynamic range, thus recovering some of the patient’s speech
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`recognition. This is initially perceived as a distortion. As the brain adjusts to
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`the new logarithmic response, a change in the compression ratio and can be
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`adapted to in a few weeks.
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`21.
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` In a multi-band hearing aid this would require setting the quiet gain,
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`compression ratio and knee where the compression is adjusted for in the
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`appropriate bands. A POSITA would understand that there would be settings
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`for overall gain (possibly by band), feedback reduction, frequency
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`compensation, maximum power output (MPO), etc. – generally too many
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`settings for an average patient to understand. A POSITA would understand
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`that there is a likelihood that patients may report the adjusted settings as
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`12
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`being perceived as “too harsh” or tinny. These results would likely increase
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`the return rate of hearing aids for what would be perceived as unsatisfactory
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`performance. A POSITA would understand that the phasing-in approach by
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`applying, incrementally, a different HCF over time as explained in the ’999
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`patent would be a suitable solution to acclimate the user to the new
`
`perceived sounds.
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`22. A POSITA would further understand that changes to different settings may
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`not be appropriate depending on the level of adjustment required during a
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`particular phase, and thus only some settings would need to be improved in
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`varying sequences as depicted in Fig 1. A POSITA would recognize that
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`applying progressive filters (modified filter parameters) to only those
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`portions of the signal, which still required changes, would be a more
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`efficient method to train the patient’s brain to relearn how to use the sound-
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`based information presented by the properly corrected profile.
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`23. One method of compensation for hearing impairment is to provide multiple
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`filters for the hearing aid profile. Each profile would be associated with the
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`appropriate filters to alter the frequencies from the received signal, for
`
`example, that meet the compensation characteristics for the individual user.
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`This allows the system of the ’999 to provide incremental adjustment by
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`having a series of HCFs, each with multiple filters for the appropriate
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`frequencies, in a particular sequence determined by the individual user’s
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`hearing loss.
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`24. As explained in the ’999 patent applies a collection of incremental HFCs to a
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`hearing aid profile to reduce the level of correction provided to the user by
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`the application of the hearing aid profile. Exh. 1101, ’999 patent at 2:66-3:2.
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`The collection of incremental HCFs are applied sequentially over a period of
`
`time. Exh. 1101, ’999 patent at 3:2-5. A POSITA would understand that a
`
`first HCF attenuates the hearing aid profile by a pre-determined amount,
`
`limiting the adjustment provided by the hearing aid. Exh. 1101, ’999 patent
`
`at 3:7-10. Each subsequent HCF in the sequence, after being applied to the
`
`hearing aid profile, decreases the attenuation of the profile provided by a
`
`preceding HCF until the sequence is complete. The goal is to achieve a fully
`
`compensating the hearing aid profile to provide the intended hearing
`
`correction for the user. Exh. 1101, ’999 patent at 3:10-15. These aspects of
`
`the ‘999 patent are shown in Figure 1 below.
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`25.
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`In an example embodiment of the ’999 patent, the hearing aid communicates
`
`with a computing device via a transceiver. Exh. 1101, ’999 patent at 5:49-
`
`56; FIG. 2 (reproduced below). The computing device includes several
`
`hearing aid profiles and HCFs, and may selectively provide a desired
`
`hearing aid profile with an appropriate HCF to be applied by the hearing aid.
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`Exh. 1101, ’999 patent at 6:36-41.
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`26. The hearing aid applies a first incremental hearing correction and after a
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`period of time has passed, or a trigger is received (for example, from the
`
`computing device), the hearing aid may apply a second incremental hearing
`
`correction. Exh. 1101, ’999 patent at 5:3-9; 7:9-10; 9:59-62. The hearing aid
`
`continues applying
`
`the
`
`incremental hearing corrections
`
`to achieve
`
`progressively enhanced hearing sensitivity until the desired correction level
`
`of the selected hearing aid profile is reached. Exh. 1101, ’999 patent at 5:9-
`
`14.
`
`27. The hearing aid can also issue an alert notifying the user that the hearing
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`adjustment is at desired levels and that the adjustment process is complete.
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`Exh. 1101, ’999 patent at 10:55-59. The alert can either be sent to a display
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`or made audible for the user. Exh. 1101, ’999 patent at 10:59-62.
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`B. Independent Claims
`28. The ’999 patent includes three independent claims (1, 6 and 10).
`
`Independent claim 10
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`is challenged
`
`in
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`this IPR (IPR2017-00782).
`
`Independent claim 10 is directed to a computing device that has a memory
`
`that is configured to generate a sequence of incremental hearing correction
`
`filters and provide the hearing correction filters to the hearing aid.
`
`29. As an example, Claim 10 is provided below:
`
`10. A computing device comprising:
`a transceiver configurable to communicate with a hearing aid
`through a communication channel;
`a processor coupled to the transceiver; and
`a memory coupled to the processor and configured to store
`instructions that, when executed by the processor, cause the processor
`to:
`
`generate a sequence of incremental hearing correction filters
`based at least in part on a magnitude of a difference between a hearing
`aid profile and a hearing loss level associated with a user of the
`hearing aid, the sequence of incremental hearing correction filters
`including at least a first hearing correction filter and a second hearing
`correction filter;
`provide a first signal related to the first hearing correction filter
`of the sequence of incremental hearing correction filters to the hearing
`aid through the communication channel; and
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`provide a second signal related to a second hearing correction
`filter of the sequence of incremental hearing correction filters to
`the hearing aid in response to receiving a selection of the
`second hearing correction filter from a user of the hearing aid.
`
`
`C. Prosecution History of the ’999 Patent
`30.
`I understand that the Examiner allowed the claims of the ’999 patent based
`
`on amendments made to the claims, including use of the term “hearing
`
`correction filter.” My understanding is that the Examiner allowed the claims
`
`that became claims 10, 11, 13-15 and 20 of the ’999 patent.
`
`VI. Claim Construction
`31.
`I have reviewed the following passage from the specification of the ’999
`
`patent:
`
`The collection of hearing correction filters may include a series of
`hearing correction adjustments designed to be applied in a sequence
`over a period of time. Exh. 1101, ’999 patent at 3:2-5.
`
`32.
`
`I have also reviewed the passage that further expands on the above quote:
`
`In such an instance, a first hearing correction filter attenuates the
`hearing aid profile by a pre-determined amount, limiting the
`adjustment provided by hearing aid 202. Each of subsequent hearing
`correction filter in the sequence increases the correction provided by
`(decreases the attenuation applied to) the hearing aid profile to some
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`degree, until the sequence is complete and the hearing aid profile is
`fully applied to provide the desired hearing correction for the user.
`’999 patent at 3:7-15.
`
`These passages merely describe how a larger collection includes smaller
`
`collections. A POSITA would understand that this passage would not impact the
`
`definition of hearing correction filter. It is my opinion that a POSITA would
`
`understand a hearing correction filter to be “a collection of filters applied by a
`
`processor to a hearing aid profile to reduce the level of correction provided to a
`
`user by application of the hearing aid profile” as expressly stated in the ’999 patent
`
`at 2:65-3:2.
`
`33.
`
`I have also reviewed the following passage:
`
`Further it should be understood that the filter or correction used to
`achieve the correction lines and ultimately the hearing aid profile is
`composed of a plurality of coefficients, parameters, or other settings
`that are applied by a processor of the hearing aid to alter various
`characteristics of the sounds to modulate them to compensate for the
`user’s hearing impairment. Exh. 1101, ’999 patent at 5:42-48.
`
`A POSITA would understand that this passage would not impact the definition of
`
`hearing correction filter. This passage merely explains how a correction line is
`
`achieved. It is my opinion that a POSITA would understand a hearing correction
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`filter to be “a collection of filters applied by a processor to a hearing aid profile to
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`reduce the level of correction provided to a user by application of the hearing aid
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`profile” as expressly stated in the ’999 patent at 2:65-3:2.
`
`VII. Claims 10, 13, 14, and 20 Are Patentable
`A. Overview of Distinctions for the Combination of Fichtl and Mangold
`
`34. The combined teachings of Fichtl and Mangold do not teach or suggest
`
`“instructions” to “generate a sequence of incremental hearing correction
`
`filters….” Specifically, Fichtl and Mangold alone or in combination fail to
`
`teach or suggest at least the features of “generate a sequence of incremental
`
`hearing correction filters based at least in part on a magnitude of a difference
`
`between a hearing aid profile and a hearing loss level associated with a user
`
`of the hearing aid, the sequence of incremental hearing correction filters
`
`including at least a first hearing correction filter and a second hearing
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`correction filter” as recited in claim 10.
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`35. Fichtl is directed to acclimatization of a user of a hearing correction device
`
`by allowing the user to control a volume of the hearing device in order to
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`increase the intensity of the hearing device in the long term (e.g., during
`
`several months). Exh. 1103, Fichtl at Abstract, 2:62-67. A POSITA would
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`understand that by allowing a user to manually control his or her hearing
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`correction, it rarely will get to a proper final correction. A POSITA would
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`understand it is very difficult for users to appreciate the complexity of the
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`appropriate hearing aid profile.
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`36. With reference to figures 1 and 2 of Fichtl (reproduced below), Fichtl
`
`describes changing the volume over time in a hearing device as follows:
`
`• At time “A”, a fitter programs an initial power-on value iPOV
`for the audio processing parameter APP as well as a target
`power-on value tPOV. The target power-on value tPOV is, for
`example, 10 dB higher than the initial power-on value iPOV.
`• At time “B”, the hearing device user 10 switches on the hearing
`device 1. The initial power-on-value iPOV is read from the
`non-volatile memory 7. The audio-processing parameter APP is
`set to the initial power-on value iPOV.
`• At time “C”, the hearing device user 10 uses the hearing device
`1 but has not actuated the control 4 yet. An intermediate value
`X which will later become the next power-on value is increased
`slowly.
`• At time “D”, the hearing device user 10 has selected the audio-
`processing parameter APP to be two steps higher than the initial
`audio-processing parameter APPref. The intermediate value X is
`now increased faster.
`• At time “E”, the hearing device user 10 has selected the audio-
`processing parameter APP to be one step lower than the initial
`audio-processing parameter APPref. The intermediate value X is
`now increased slower again.
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`• At time “F”, the hearing device user 10 switches off the hearing
`device 1. The intermediate value X is now stored frequently
`(e.g. every hour) in the non-volatile memory 7 to be the next
`power-on value. The intermediate value X lastly stored to the
`non-volatile memory 7 is therefore the first replacement power-
`on-value rPOV1.
`• At time “G”, the hearing device user 10 switches on the hearing
`device 1. The audio processing parameter APP is set to the
`previously stored power-on-value.
`• At time “H”, the acclimatization phase ends. The intermediate
`value X has reached the target power-on-value tPOV. From this
`point on, the intermediate value X is not changed any more.
`• At time “I”, the hearing device user 10 switches off the hearing
`device 1. The second replacement power-on-value rPOV2 which
`is now stored in the non-volatile memory 7 is the target power-
`on-value tPOV.
`
`Exh. 1103, Fichtl at 2:41-3:15.
`
`
`
`22
`
`III HOLDINGS 4, LLC
`Exhibit 2103
`
`

`

`
`
`37. Furthermore, Fichtl discloses a software implementation of the above
`
`acclimatization process. In particular, Fichtl describes a controller executing
`
`software to perform:
`
`
`
`a) writing a value indicative of said target power-on value tPOV for
`said audio processing parameter APP to the non-volatile memory 7,
`b) waiting until the hearing device user 10 switches on the hearing
`device 1,
`
`
`
`23
`
`III HOLDINGS 4, LLC
`Exhibit 2103
`
`

`

`
`
`c) setting said audio processing parameter APP to a power-on value
`POV, said power-on value POV being stored in said non-volatile
`memory 7 or being calculated from values stored in said non-volatile
`memory 7,
`d) allowing said hearing device user 10 to continuously perform one
`or more adjustment actions by the control 4 for adjusting said audio
`processing parameter APP to his or her preferences in varying
`listening situations,
`e) executing an acclimatization algorithm simultaneously with step d),
`after step d) and/or before step c), said acclimatization algorithm
`being designed to approximate said power-on value POV in the long
`term, in particular in more than a week, to said target power-on value
`tPOV, said acclimatization algorithm determining a replacement value
`rPOV for said power-on value POV taking into account which setting
`or settings for said audio processing parameter APP has or have been
`set by said hearing device user 10 and how long said setting or
`settings have been active.
`
`Exh. 1103, Fichtl at 3:25-51.
`
`38. Accordingly, Fichtl is directed to a software implementation of a sequence
`
`of disjointed volume adjustment events during each of which a volume of
`
`the hearing device is adjusted, according to a user provided adjustment
`
`command (the command is based on the user’s preferences for a particular
`
`listening situation the user is in at that moment in time). The final adjusted
`
`volume at the end of each disjoint volume adjustment event is then stored for
`24
`
`
`
`III HOLDINGS 4, LLC
`Exhibit 2103
`
`

`

`
`
`use as an initial volume during a subsequent volume adjustment event for
`
`adjusting the volume.
`
`39. Fichtl discusses adjusting the volume of hearing aid over a period of time
`
`until a target volume/adjustment is reached over several months. Petitioner
`
`contends that this incremental adjustment of the volume of the hearing
`
`device, as disclosed by Fichtl, is a sequence of “hearing correction filters.”
`
`Petition at 29. Application of a hearing correction filter to a hearing aid
`
`profile can dynamically change/adjust selected frequencies of a signal. This
`
`is not possible with a volume adjustment.
`
`40. The combination of Fichtl in view of Mangold and Bisgaard suggests or
`
`teaches, at best, adjusting a volume of a hearing aid device over a period of
`
`several months until a target volume/intensity is reached.
`
`41. The ’999 patent explicitly recites that applying hearing correction filters to a
`
`hearing aid profile adjusts “selected frequencies to the desired hearing level
`
`while providing less of an enhancement to other frequencies” of a signal.
`
`Exh. 1101, ’999 patent at 4:35-39. This is consistent with the explicit
`
`statement in the ’999 patent describing of the “collection of filters applied by
`
`a processor to a hearing aid profile to reduce the level of correction provided
`
`to a user by application of the hearing aid profile.” However, a volume
`
`
`
`25
`
`III HOLDINGS 4, LLC
`Exhibit 2103
`
`

`

`adjustment, like Fichtl, is unable to dynamically change or adjust selected
`
`frequencies of a signal.
`
`42. A second distinction is that the combination of Fichtl, Mangold and
`
`
`
`Bisgaard does not teach “a sequence of incremental hearing correction
`
`filters,” where one collection of filters is designated to follow another
`
`collection of filters. As noted above, Fichtl discloses a user provided
`
`adjustment to the volume of the hearing device at different points in time,
`
`where the adjustment at any one point in time is solely based on a user
`
`provided command indicating the user’s hearing preferences at that
`
`particular moment in time. Fichtl does not teach a set of designated volumes
`
`with one adjustment in volume following another adjustment in volume.
`
`Instead, the combination, at best, suggests gradually adjusting a volume of a
`
`hearing aid based on a real-time command received from a user of the
`
`hearing device at a particular point in time.
`
`43. The ’999 patent explicitly recites that a processor may sequentially apply a
`
`series of generated hearing correction filters to a hearing aid profile, with
`
`each application of a hearing correction filter increasing the correction
`
`provided by the hearing aid profile more than a preceding hearing correction
`
`filter and less than a subsequent hearing correction filter (providing
`
`
`
`26
`
`III HOLDINGS 4, LLC
`Exhibit 2103
`
`

`

`
`
`incremental corrections to the user’s hearing loss) until a last one of the
`
`hearing correction filters increases the correction to the intended correction
`
`provided by the hearing aid profile. Exh. 1101, ’999 patent at 2:65-3:30.
`
`B. Fichtl in view of Mangold and Bisgaard does not disclose “sequence of
`incremental hearing correction filters including at least a first hearing
`correction filter and a second hearing correction filter” as recited in
`claim 10
`44. The combined teachings of Fichtl in view of Mangold fail to teach a
`
`“sequence of hearing correction filters” provided to a hearing aid, and
`
`further fail to teach the sequence has at least a first and a second “hearing
`
`correction filter,” as recited in claim 10.
`
`45. Fichtl describes a series of disjointed volume adjustment events during each
`
`of which a volume of a hearing device is adjusted based on a user provided
`
`adjustment command (where each command is based on the user’s
`
`preferences for a particular listening situation the user is in at that moment in
`
`time). Exh. 1103, Fichtl at 2:41-3:15 and 3:25-51.
`
`46. As discussed above merely adjusting a volume is not the same as generating
`
`an incremental hearing correction filter for a hearing aid profile because
`
`changing a volume does not change frequency characteristics of the
`
`underlying audio signal, and changing volumes does not involve a
`
`“collection of filters”. Therefore, changing a volume, as suggested by Fichtl,
`27
`
`
`
`III HOLDINGS 4, LLC
`Exhibit 2103
`
`

`

`
`
`does not teach or suggest generating an incremental hearing correction filter,
`
`as recited in

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