throbber
1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Page 1
`
`--oOo--
`
`Petitioner,
`
`K/S HIMPP,
`
`vs.
`
`Case Nos. IPR2017-00781
`
`and IPR2017-00782
`
`III HOLDINGS 4, LLC,
`
`Patent Owner.
`
`__________________________________/
`
`VIDEOTAPED DEPOSITION OF
`
`CLYDE "KIP" M. BROWN, JR., P.E.
`
`THURSDAY, FEBRUARY 1, 2018
`
`Reported by:
`
`Anrae Wimberley
`
`CSR No. 7778
`
`Job No. 2798122
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`HIMPP v. III Holdings 4
`IPR2017-00782
`HIMPP 1116
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 2
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
`
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
` --oOo--
`
`K/S HIMPP,
`
` Petitioner,
`
`vs. Case Nos. IPR2017-00781
`
` and IPR2017-00782
`
`III HOLDINGS 4, LLC,
`
` Patent Owner.
`
`__________________________________/
`
` Transcript of video-recorded deposition
`
`of CLYDE "KIP" M. BROWN, JR., P.E., taken at
`
`Polsinelli, LLP, Three Embarcadero, Suite 2400, San
`
`Francisco, California 94111, beginning at 10:09 a.m.
`
`and ending at 1:47 p.m. on Thursday, February 1,
`
`2018, before Anrae Wimberley, Certified Shorthand
`
`Reporter No. 7778.
`
` Veritext Legal Solutions
`
` Mid-Atlantic Region
`
` 1250 Eye Street NW - Suite 350
`
` Washington, D.C. 20005
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`APPEARANCES:
`
`For Petitioner K/S HIMPP:
`
` WILMER CUTLER PICKERING HALE and DORR LLP
`
`Page 3
`
` BY: HAIXIA LIN, ESQ.
`
` CHRISTOPHER R. O'BRIEN, ESQ.
`
` 1875 Pennsylvania Avenue, N.W.
`
` Washington, D.C. 20006
`
` (202) 663-6334
`
` (202) 663-6029
`
` christopher.o'brien@wilmerhale.com
`
` haixia.lin@wilmerhale.com
`
`For the Patent Owner:
`
` POLSINELLI, LLP
`
` BY: MARGAUX SAVEE, ESQ.
`
` Three Embarcadero, Suite 2400
`
` San Francisco, California 94111
`
` (415) 248-2103
`
` msavee@polsinelli.com
`
`-and-
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`Page 4
`
` P O L S I N E L L I , L L P
`
` B Y : H E N R Y A . P E T R I , J R . , E S Q .
`
` 1 4 0 1 E y e S t r e e t , N . W . , S u i t e 8 0 0
`
` W a s h i n g t o n , D . C . 2 0 0 0 5
`
` ( 2 0 2 ) 7 7 7 - 8 9 2 8
`
` h p e t r i @ p o l s i n e l l i . c o m
`
`A l s o P r e s e n t :
`
` R U S S R I G B Y , I n t e l l e c t u a l V e n t u r e s
`
` [ A p p e a r e d t e l e p h o n i c a l l y ]
`
` V E R I T E X T L E G A L S O L U T I O N S
`
` E R I K P A R K E R , V I D E O G R A P H E R
`
` ( 4 1 5 ) 2 7 4 - 9 9 7 7
`
` S F D e p o @ v e r i t e x t . c o m
`
` - - o O o - -
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7 8
`
`9
`
`1 0
`
`1 1
`
`1 2
`
`1 3
`
`1 4
`
`1 5
`
`1 6
`
`1 7
`
`1 8
`
`1 9
`
`2 0
`
`2 1
`
`2 2
`
`2 3
`
`2 4
`
`2 5
`
`

`

` I N D E X
`
`EXAMINATION BY: PAGE
`
`MS. LIN 8
`
`Page 5
`
` --oOo--
`
` E X H I B I T S
`
` (None marked.)
`
` --oOo--
`
`PREVIOUSLY MARKED EXHIBITS INTRODUCED:
`
`EXHIBIT PAGE
`
`1004 30
`
`1001 41
`
`1003 57
`
` --oOo--
`
`QUESTIONS WITNESS INSTRUCTED NOT TO ANSWER:
`
`(None)
`
` --oOo--
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2
`
`3
`
`4 5
`
`6
`
`7 8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 6
`
` THURSDAY, FEBRUARY 1, 2018;
`
` SAN FRANCISCO CALIFORNIA;
`
` 10:09 A.M.
`
` - - -
`
` THE VIDEOGRAPHER: Good morning, everyone.
`
` We are going on the record at 10:09 a.m.
`
`on Thursday, February 1st, 2018.
`
` Please note that the microphones are
`
`sensitive and may pick up whispers and private
`
`conversations.
`
` Please turn off all cellphones or place
`
`them away from the microphones, as they can
`
`interfere with the deposition audio.
`
` Audio and video recording will continue to
`
`take place unless all parties agree to go off the
`
`record.
`
` This is Media Unit 1 of the video-recorded
`
`deposition of Dr. Clyde Brown taken by counsel for
`
`petitioner in the matter of K/S HIMPP versus III
`
`Holdings 4, LLC filed in the United States Patent
`
`and Trademark Office before the Patent Trial and
`
`Appeal Board.
`
` This deposition is being held at
`
`Polsinelli, LLP located at 3 Embarcadero Center,
`
`24th Floor, San Francisco, California 94111.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 7
`
` My name is Erik Parker, here from the firm
`
`Veritext Legal Solutions and I'm the videographer;
`
`here with our court reporter, Anrae Wimberley, also
`
`from Veritext Legal Solutions.
`
` I'm not related to any party in this
`
`action, nor am I financially interested in the
`
`outcome.
`
` Counsel and all present in the room and
`
`everyone attending remotely will now state their
`
`appearances and affiliations for the record. If
`
`there are any objections to proceeding, please state
`
`them at the time of your appearance, beginning with
`
`the noticing attorney.
`
` MS. LIN: I am Haixia Lin from Wilmer Hale
`
`representing the petitioner, K/S HIMPP. And I'm
`
`here with Christopher O'Brien.
`
` MS. SAVEE: Good morning. I'm Margaux Savee
`
`from Polsinelli on behalf of patent owner.
`
` Today I'm joined with Hank Petri, also
`
`from Polsinelli, and remotely, by telephone, Russ
`
`Rigby, in-house counsel for patent owner.
`
` THE VIDEOGRAPHER: Thank you, counsel.
`
` Will the court reporter please swear in
`
`the witness.
`
`//
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 8
`
` CLYDE "KIP" M. BROWN, JR., P.E.,
`
` sworn as a witness by the Certified
`
` Shorthand Reporter, testified as follows:
`
` EXAMINATION
`
`BY MS. LIN:
`
` Q. Great.
`
` Can you state your full name for the
`
`record.
`
` A. Full name is Clyde Manford Brown, Jr., and
`
`I'm a registered professional engineer, not a
`
`doctor.
`
` Q. And do you understand that you're under
`
`oath today?
`
` A. I do.
`
` Q. Do you understand you must answer
`
`truthfully and fully just as if you were in a court
`
`or a hearing before a judge?
`
` A. That is correct.
`
` Q. Is there any reason you cannot provide
`
`your best and most complete testimony today?
`
` A. No.
`
` Q. I know you've done depositions before, but
`
`just to make sure we're all on the same page, if you
`
`need to take a break, let me know. But if there's a
`
`question pending, just answer the question before we
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 9
`
`take a break, if that's all right.
`
` A. Okay.
`
` Q. Perfect.
`
` What did you do to prepare for today's
`
`deposition?
`
` A. For today's deposition, I reviewed the
`
`documents that we have here and my reports and then
`
`met a few hours yesterday with Margaux and Hank.
`
` Q. Did you meet with anyone else yesterday --
`
` A. No.
`
` Q. -- to discuss --
`
` A. Anyone else? By phone with the in-house
`
`counsel for part of that.
`
` Q. Okay. Was that with Russ Rigby?
`
` A. Yes.
`
` Q. And you said it was for a few hours?
`
` A. Yes.
`
` Q. Okay. Have you discussed this case with
`
`anyone else besides the attorneys that you
`
`mentioned?
`
` A. No.
`
` Q. And you said you reviewed your reports.
`
`Did you mean your declarations?
`
` A. My declarations and the -- both the
`
`petitioner's and the patent owner's responses to the
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 10
`
`PTO and so forth.
`
` Q. Okay. Did you review any documents in
`
`preparation for today's deposition that were not
`
`part -- submitted as exhibits in the IPR
`
`proceedings?
`
` A. No.
`
` Q. Okay. And you read the decision, the
`
`institution from the Board?
`
` A. Yes.
`
` Q. Okay. Perfect.
`
` And I know you submitted a CV as an
`
`exhibit with your declarations.
`
` A. Yes.
`
` Q. At the time you submitted it, were they
`
`complete and accurate?
`
` A. Yes.
`
` Q. Is there anything you want to add to them?
`
` A. Well, if I were to send it out now, I
`
`would add this case and the two preceding, part of
`
`the sequence -- two or three. I don't remember.
`
`It's getting confusing.
`
` Q. Okay. Okay. So you understand that HIMPP
`
`filed inter partes review petitions for U.S. Patent
`
`No. 8,654,999; right?
`
` A. Yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. And if I refer to that as the '999 patent,
`
`Page 11
`
`you'll know what I mean; right?
`
` A. I would prefer that.
`
` Q. I would too.
`
` And you submitted two declarations in
`
`support of the patent owner's responses in these IPR
`
`proceedings; right?
`
` A. Yes, because the proceedings have split
`
`the claims apart into two proceedings.
`
` Q. Perfect.
`
` And you understand that this deposition
`
`covers both of your declarations in both IPR
`
`proceedings?
`
` A. Yes, I do. I would appreciate it if any
`
`of your questions were uniquely to one or the other,
`
`you would identify which one it is.
`
` Q. Okay. Perfect. I can do that.
`
` So I know there were a lot of proceedings,
`
`but do you recall when you were retained by
`
`Polsinelli for this proceeding -- for these
`
`proceedings?
`
` A. Someplace between September and November.
`
`Because I started out with a couple of them and then
`
`added on.
`
` Q. Added on.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` You don't remember where this was in the
`
`ordering?
`
` A. No, because it went back and forth between
`
`Page 12
`
`them.
`
` Q. Okay. Okay.
`
` A. I think this may have been the second one
`
`I was retained for, the last one I actually
`
`finished.
`
` Q. Okay. And how did you come to be retained
`
`by Polsinelli?
`
` A. I was recommended by Teklicon.
`
` Q. And is that an expert consulting firm --
`
` A. Expert witness consulting firm.
`
` Q. -- service?
`
` A. Service, yeah.
`
` Q. Okay. And what were you asked to do? For
`
`these proceedings, what were you asked to do?
`
` A. For these proceedings, I was asked to
`
`review the documents and come up with an opinion.
`
`And then I sat down with Margaux and Jay, who is
`
`another attorney with the firm, and went over what
`
`my opinion was and how that met with the
`
`petitioner -- I mean, the patent owner's claims and,
`
`in some cases, had my own opinion.
`
` Q. Okay. Do you recall how long -- how many
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 13
`
`hours you spent, just an estimate, working on just
`
`these proceedings?
`
` A. I should have actually gone through and
`
`accumulated my hours so it would have been easier to
`
`answer this.
`
` Over a period of several months -- well,
`
`no, only two months, I probably put in about 40 to
`
`60 hours.
`
` Q. Forty to sixty hours for the '999-related
`
`proceedings?
`
` A. Yeah.
`
` Q. And your declarations reflect your
`
`opinions with respect to the '999 patent and the
`
`prior art cited in the petitioners; correct?
`
` A. That's correct.
`
` Q. Are your declarations accurate and
`
`complete?
`
` A. To the best of my knowledge.
`
` Q. There's nothing you want to add to them
`
`right now?
`
` A. There's a few typos, but nothing that
`
`would change its intent.
`
` Q. Okay. Perfect. Okay.
`
` So you know about signal processing;
`
`right?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 14
`
` A. Yes.
`
` Q. Are you familiar with a filter in the
`
`context of signal processing?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: I'm familiar with a filter in
`
`terms of generic engineering or in terms of signal
`
`processing in respect to hearing aids.
`
`BY MS. LIN:
`
` Q. Okay. Okay. Did the inventors of the
`
`'999 patent invent filters in the context of signal
`
`processing in hearing aids?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: They invented a method of
`
`modifying the hearing aid filters to achieve the
`
`patient profile.
`
`BY MS. LIN:
`
` Q. Okay. But the concept of filters in a
`
`hearing aid for signal processing, is it your
`
`opinion they invented that concept?
`
` A. No.
`
` MS. SAVEE: Objection; form.
`
`BY MS. LIN:
`
` Q. Okay. So you would agree that a filter
`
`for signal processing in a hearing aid was known by
`
`2009; right?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 15
`
` A. I would agree to that.
`
` Q. Okay. How about high-pass filter in the
`
`context of signal processing? You're familiar with
`
`that; yes?
`
` A. In terms of a generic high-pass filter?
`
` Q. Yes.
`
` A. It is different from a filter in a hearing
`
`aid, but it is definitely -- I know what a high-pass
`
`filter is. I teach it in the analog classes.
`
` Q. So you're saying a high-pass filter can't
`
`be used in a hearing aid?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: I'm saying a high-pass filter is
`
`not what one would consider the filters of a hearing
`
`aid.
`
`BY MS. LIN:
`
` Q. Okay. Well, let's stick with the concept
`
`of a high-pass filter generally in signal
`
`processing. Okay.
`
` Did the inventors invent that?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Definitely not.
`
`BY MS. LIN:
`
` Q. Okay. So a high-pass filter was known by
`
`2009; right?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 16
`
` A. Absolutely.
`
` Q. Would you agree that a high-pass filter
`
`generally attenuates lower frequencies more than it
`
`does higher frequencies?
`
` Is that a fair characterization?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Attenuates the lower frequencies,
`
`that's correct.
`
`BY MS. LIN:
`
` Q. Okay. So you would agree that a high-pass
`
`filter adjusts selected frequencies more than it
`
`adjusts other frequencies?
`
` Would you agree with that?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: In terms of a -- the way you've
`
`worded it, it would, but that's not the way a --
`
`hearing aid filters would be -- wouldn't be a single
`
`high-pass filter.
`
`BY MS. LIN:
`
` Q. Okay. So I hear you saying that a hearing
`
`aid doesn't use a single high-pass filter?
`
` Is that what you're trying to say?
`
` A. What I'm trying to say is a hearing aid is
`
`usually -- the ones discussed in the patent --
`
`multiband hearing aids with a number of filter
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 17
`
`coefficients for each of the bands. And those
`
`coefficients include a lot more than a single
`
`high-pass for the whole hearing aid.
`
` Q. Okay. So let's -- let's see. So going
`
`back to high-pass filter generally -- strike that.
`
`Let me ask you an opposite sort of question.
`
` Are you familiar with a low-pass filter in
`
`the context of signal processing? I'm not asking
`
`you about filters in the hearing aid. I'm asking do
`
`you understand what a low-pass filter is in signal
`
`processing?
`
` A. A low-pass filter in general engineering,
`
`yes. In the context of signal processing, you would
`
`need more detail to know what you were trying to do
`
`with a low-pass filter.
`
` Q. So you are familiar with that concept?
`
` A. Yes.
`
` MS. SAVEE: Objection; form.
`
`BY MS. LIN:
`
` Q. Okay. Would you agree that a low-pass
`
`filter generally attenuates higher frequencies more
`
`than it does lower frequencies?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: It attenuates the high
`
`frequencies.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 18
`
`BY MS. LIN:
`
` Q. Attenuates the high frequencies?
`
` And it lets the low frequencies go
`
`through?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: In theory.
`
`BY MS. LIN:
`
` Q. And did the inventors of the '999 patent
`
`come up with low-pass filters?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: No.
`
`BY MS. LIN:
`
` Q. So that was known by 2009; right?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Probably 1909.
`
`BY MS. LIN:
`
` Q. 1909. Okay. That's old.
`
` So you would agree that the general idea
`
`of adjusting some frequencies more than other
`
`frequencies was known?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: In terms of high-pass or low-pass
`
`filters, yes.
`
`BY MS. LIN:
`
` Q. Okay. Okay. Are you familiar with the
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`concept of bass in the audio field?
`
` A. Yes.
`
` Q. Do you agree it refers generally to a set
`
`Page 19
`
`of lower frequencies?
`
` A. Yes.
`
` Q. And was the idea of bass known by 2009?
`
` A. Yes.
`
` Q. And say I have an audio device that can
`
`adjust bass.
`
` Do you have that in mind?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: I'm waiting for the details.
`
`BY MS. LIN:
`
` Q. Okay. Okay. Well, if I can adjust bass
`
`in an audio device, does that mean I'm adjusting the
`
`lower frequencies?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Bass is a low-frequency boost.
`
`BY MS. LIN:
`
` Q. So if I can adjust the bass with an audio
`
`device, does that mean I'm adjusting the lower
`
`frequencies?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: You're boosting the lower
`
`frequencies, yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 20
`
`BY MS. LIN:
`
` Q. Okay. So what about treble? Are you
`
`familiar with the concept of treble in audio?
`
` A. Yes.
`
` Q. Okay. And do you think it's fair to say
`
`that treble refers to a set of higher frequencies?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Treble is a high-frequency boost.
`
`BY MS. LIN:
`
` Q. Treble is a high-frequency boost.
`
` So if I have an audio device where I can
`
`adjust treble, do you agree that that allows me to
`
`adjust the higher frequencies, for example, by
`
`boosting them?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Yes.
`
`BY MS. LIN:
`
` Q. Okay. And both treble and bass were known
`
`by 2009; right?
`
` A. That's correct.
`
` Q. And was it known how to adjust treble and
`
`bass by 2009?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: There's a simple filter to do
`
`each one.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 21
`
`BY MS. LIN:
`
` Q. So each one, there's a filter for it?
`
` A. Yes.
`
` Q. Okay. Okay. Okay. How about the concept
`
`of an all-pass filter? Are you familiar with that
`
`in the context of signal processing?
`
` A. Yes.
`
` Q. And were all-pass filters known by 2009?
`
` A. Yes.
`
` Q. And would you agree that an all-pass
`
`filter attenuates all frequencies equally?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: That's the concept of an all-pass
`
`filter.
`
`BY MS. LIN:
`
` Q. Okay. Great.
`
` A. Excuse me. You said, "attenuates
`
`all . . . equally"?
`
` Q. Yes.
`
` A. Usually it's expected not to attenuate any
`
`of them.
`
` Q. I see.
`
` So -- but it should treat them all
`
`equally?
`
` A. Treat them all equally.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. Okay. Perfect.
`
` So you said, in a hearing aid, there are
`
`filter coefficients where each coefficient matches
`
`Page 22
`
`up to a different frequency band.
`
` Do I have that right?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: There would be probably many
`
`coefficients for each filter band. As I said, they
`
`could include compression. They could include a
`
`whole number of parameters like that.
`
`BY MS. LIN:
`
` Q. So a hearing aid generally controls a lot
`
`of different parameters; some of those include a
`
`coefficient for each frequency band for adjusting
`
`that frequency band?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Again, what do you mean by the
`
`word "adjusting"?
`
`BY MS. LIN:
`
` Q. Changing its level of attenuation. How
`
`about we try that? Would you agree with that?
`
` A. There would be a coefficient for that.
`
` Q. Okay. And was it understood by 2009 that
`
`hearing aids worked that way, as I've described it?
`
` MS. SAVEE: Objection; form.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 23
`
` THE WITNESS: As I've described it, yes,
`
`multi-coefficients to go into individual bands, yes.
`
`BY MS. LIN:
`
` Q. So that's not something that the inventors
`
`of the '999 patent came up with; that was already
`
`known?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: That was known.
`
`BY MS. LIN:
`
` Q. So it was known by 2009 that an
`
`individual's hearing loss could vary across
`
`frequencies; right?
`
` A. That's correct.
`
` Q. The inventors of the '999 patent didn't
`
`discover that concept?
`
` A. No.
`
` MS. SAVEE: Objection; form.
`
`BY MS. LIN:
`
` Q. So you're familiar with the term "hearing
`
`aid profile"; correct?
`
` A. Yes.
`
` Q. And do you agree that a hearing aid
`
`profile is a collection of acoustic configuration
`
`settings for a hearing aid used by the hearing aid
`
`to shape acoustic signals to correct for a user's
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 24
`
`hearing loss?
`
` A. The term can be used that way, that's
`
`correct.
`
` Q. Okay. And you would agree that the
`
`inventors of the '999 patent didn't invent hearing
`
`aid profiles; right?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: No.
`
`BY MS. LIN:
`
` Q. Okay. A hearing aid profile was known by
`
`2009; you would agree with that?
`
` A. The audiologist programmed the hearing aid
`
`with that.
`
` Q. And was it known by 2009 that
`
`transitioning from no hearing aid to a hearing aid
`
`at the optimal compensation could be uncomfortable
`
`for a hearing aid user?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: That is correct. That is why
`
`typically we recommended they be transitioned to
`
`half or approximately half the correction that was
`
`needed.
`
`BY MS. LIN:
`
` Q. Well -- so you are familiar with concept
`
`of gradually adjusting a user -- let me start that
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 25
`
`question over.
`
` You are familiar with the concept of
`
`gradually adjusting a hearing aid user's experience
`
`from an uncompensated hearing level to a fully
`
`compensated hearing level; right?
`
` A. That was usually done by the audiologist.
`
` Q. Okay.
`
` A. And the patient would have to go back to
`
`the audiologist each time --
`
` Q. Okay.
`
` A. -- which meant that there were a lot of
`
`trips, a lot of adjustments and a lot of wasted time
`
`for the audiologist.
`
` Q. Okay. Have you heard that process be
`
`referred to as acclimatization?
`
` A. In the patents, yes.
`
` Q. Okay. So you would agree that the
`
`inventors of the '999 patent didn't invent the
`
`concept of acclimatization?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: No, but it was not automatically
`
`in general practice prior to that.
`
`BY MS. LIN:
`
` Q. It was not automatically . . . are you
`
`saying that acclimatization was known, but just not
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 26
`
`very common?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: The way you have worded it -- it
`
`was known to go back to the audiologist and get it
`
`adjusted to where you could like it. Unfortunately,
`
`that doesn't always work and a significant number of
`
`hearing aids are returned even though they're
`
`perfectly good.
`
`BY MS. LIN:
`
` Q. Okay. So you're saying, generally, the
`
`concept of acclimatization by 2009 -- not whether
`
`it's -- not saying how it's specifically done, but
`
`just generally that concept, that was known by 2009?
`
` A. Yes.
`
` MS. SAVEE: Objection; form.
`
`BY MS. LIN:
`
` Q. Okay. And is it your position that it was
`
`only known that you had to visit an audiologist for
`
`every step in the progression?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: The patents that have been
`
`presented show adjusting at least one parameter,
`
`like volume, but not the general automated
`
`acclimation.
`
`BY MS. LIN:
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 27
`
` Q. Okay. So a set of parameters that dictate
`
`the filtering of an audio signal in a hearing aid
`
`were known by 2009; right?
`
` Would you agree with that?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: You asked that before and I
`
`agreed then.
`
`BY MS. LIN:
`
` Q. Okay. And you also said that these
`
`parameter sets could define the degree of
`
`compression, that was known by 2009; right?
`
` A. Yes. We introduced wide dynamic range
`
`compression in the mid '90s.
`
` Q. Mid '90s. Okay.
`
` And was it also known by 2009 that these
`
`parameter sets could also define the noise reduction
`
`applied in a hearing aid?
`
` A. Noise reduction is -- comes in two forms.
`
`One is a form that precedes the filtering process.
`
`Because as soon as you digitize it, you become --
`
`you alias any high-frequency noises back into the
`
`signal band. You want to reduce that noise before
`
`it gets into the processing.
`
` Second version of noise reduction is a
`
`dynamic process, where the processor identifies a
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 28
`
`noise and does something to attenuate it, but it's
`
`not part of the normal profile.
`
` Q. So if I defined a set of parameters that
`
`my hearing aid is using, could some of those be the
`
`filter parameters and some of those be parameters
`
`for noise reduction, and that could form a parameter
`
`set?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: The embodiments that I've seen
`
`didn't have specific parameters for noise reduction
`
`programmed into the profile.
`
`BY MS. LIN:
`
` Q. But is that something that you could have
`
`done in 2009? You could have a hearing aid that's
`
`got noise reduction, it's got the filter
`
`coefficients, it's got a bunch of different
`
`operating characteristics, you know, settings that
`
`it's going to use for those two different -- the
`
`filtering function and the noise reduction function.
`
`That was -- were all of those known by 2009?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: Again, I'll say you can't
`
`determine noise reduction until you discover what
`
`the noise is, so, therefore, you can't program that
`
`into the initial profile.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 29
`
`BY MS. LIN:
`
` Q. I see.
`
` Was that for the second type of noise
`
`reduction that you were talking about earlier?
`
` A. Yes.
`
` Q. What about the first set of noise
`
`reduction, if you program that --
`
` A. The first set of noise reduction would be
`
`before the filters because you'll want to prevent
`
`the aliasing functions.
`
` Q. So you could have a hearing aid that first
`
`does this first type of noise reduction that you
`
`described, and then it does the filtering
`
`coefficients. And that was known by 2009?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: That was generally practiced by
`
`2009.
`
`BY MS. LIN:
`
` Q. Okay.
`
` A. The first filter would be a single, like
`
`you say, low-pass filter, something of that manner.
`
` Q. Oh, because it's getting rid of
`
`high-frequency noise?
`
` A. Right.
`
` Q. I see. That makes sense.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 30
`
` Would you agree that using parameter sets,
`
`like we've been discussing, for acclimatization was
`
`known by 2009?
`
` MS. SAVEE: Objection; form.
`
` THE WITNESS: I have not seen that evidence of
`
`it.
`
`BY MS. LIN:
`
` Q. Okay. Okay. So I'm handing you
`
`Exhibit 1004. This is U.S. Patent Application
`
`Publication No. 2003/0215105.
`
` (Exhibit 1004 was introduced but was
`
` previously marked.)
`
`BY MS. LIN:
`
` Q. Do you mind if I refer to this as Sacha
`
`instead of spitting out these numbers every time?
`
` A. Yes.
`
` Q. Perfect.
`
` Are you familiar with Sacha?
`
` A. I reviewed it.
`
` Q. You reviewed this.
`
` Let's turn to paragraph 4 in Sacha.
`
` A. You mean Column 4 or paragraph 4?
`
` Q. Paragraph 4. So at the beginning of every
`
`paragraph, there's a number in bold, in brackets.
`
` Do you see it? You got it?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` I'll give you a chance to read paragraph 4
`
`and then I'll ask you some questions. Let me know
`
`Page 31
`
`when you're ready.
`
` (Witness reviews document.)
`
` A. Okay.
`
` Q. So before we get into paragraph 4 --
`
`sorry. I should have asked you this before.
`
` If you turn to the front, do you see where
`
`it says, "Pub.date," publication date, there, the
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket