throbber
Page 1
`
` U N I T E D S T A T E S P A T E N T A N D T R A D E M A R K O F F I C E
`
` B E F O R E T H E P A T E N T T R I A L A N D A P P E A L B O A R D
`
` C A S E I P R 2 0 1 7 - 0 0 7 8 1
`
` P a t e n t 8 , 6 5 4 , 9 9 9
`
` _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
`
` K / S H I M P P , )
`
` P e t i t i o n e r )
`
` v s . )
`
` I I I H O L D I N G S 4 , L L C , )
`
` P a t e n t O w n e r )
`
` _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _ _
`
` D e p o s i t i o n o f L e s E . A t l a s , P h . D .
`
` W a s h i n g t o n , D . C .
`
` S e p t e m b e r 2 7 , 2 0 1 7
`
` 1 1 : 0 4 a . m .
`
`R e p o r t e d b y : B o n n i e L . R u s s o
`
` J o b N o . 2 7 1 1 1 3 1
`
`1 2
`
`3
`
`4
`
`5
`
`6
`
`7 8
`
`9
`
`1 0
`
`1 1
`
`1 2
`
`1 3
`
`1 4
`
`1 5
`
`1 6
`
`1 7
`
`1 8
`
`1 9
`
`2 0
`
`2 1
`
`2 2
`
`2 3
`
` V e r i t e x t L e g a l S o l u t i o n s
`
`2 4
`
` M i d - A t l a n t i c R e g i o n
`
` 1 2 5 0 E y e S t r e e t N W - S u i t e 3 5 0
`
`2 5
`
` W a s h i n g t o n , D . C . 2 0 0 0 5
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 1 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

` Deposition of Les E. Atlas, Ph.D. held at:
`
`Page 2
`
` Wilmer Cutler Pickering Hale and Dorr, LLP
`
` 1875 Pennsylvania Avenue, N.W.
`
` Washington, D.C.
`
` Pursuant to Notice, when were present on behalf
`
` of the respective parties:
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2 3 4 5
`
`6
`
`7
`
`8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 2 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`Page 3
`
` A P P E A R A N C E S :
`
` O n b e h a l f o f t h e P e t i t i o n e r :
` J A M E S P . M U R P H Y , E s q .
` P O L S I N E L L I , P C
` 1 0 0 0 L o u i s i a n a S t r e e t , 5 3 r d F l o o r
` H o u s t o n , T e x a s 7 7 0 0 2
` 7 1 3 - 3 7 4 - 1 6 3 1
` j p m u r p h y @ p o l s i n e l l i . c o m
`
` O n b e h a l f o f t h e P a t e n t O w n e r :
` H A I X I A L I N , E s q .
` W I L M E R C U T L E R P I C K E R I N G H A L E A N D D O R R , L L P
` 1 8 7 5 P e n n s y l v a n i a A v e n u e , N . W .
` W a s h i n g t o n , D . C . 2 0 0 0 6
` 2 0 2 - 6 6 3 - 6 0 2 9
` h a i x i a . l i n @ w i l m e r h a l e . c o m
`
` O n b e h a l f o f t h e W i l l i a m D e m a n t :
` D . R I C H A R D A N D E R S O N , E s q .
` B I R C H , S T E W A R T , K O L A S C H & B I R C H , L L P
` 8 1 1 0 G a t e h o u s e R o a d , S u i t e 1 0 0 E
` F a l l s C h u r c h , V i r g i n i a 2 2 0 4 2
` 7 0 3 - 2 0 5 - 8 0 0 0
` d r a @ b s k b . c o m
`
` A l s o P r e s e n t V i a T e l e c o n f e r e n c e :
` R u s s R i g b y
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2 3
`
`4
`
`5
`
`6
`7
`
`8
`
`9
`
`1 0
`
`1 1
`
`1 2
`
`1 3
`
`1 4
`
`1 5
`1 6
`1 7
`1 8
`1 9
`
`2 0
`2 1
`2 2
`2 3
`2 4
`2 5
`
`Page 3 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`Page 4
`
` C O N T E N T S
`
` EXAMINATION OF LES E. ATLAS PAGE
`
` BY MR. MURPHY 6
`
` 139
`
` BY MS. LIN 134
`
` PREVIOUSLY MARKED EXHIBITS
`
` Exhibit 1001 U.S. Patent 8,654,999
`
` Exhibit 1003 U.S. Patent 8,787,603
`
` Exhibit 1006 U.S. Patent 6,741,712
`
` Exhibit 1007 U.S. Patent 4,972,487
`
` Exhibit 1008 Declaration of
`
` Les Atlas, Ph.D.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
` Regarding U.S. Patent
`
` 8,654,999
`
`17
`
`18
`
` Exhibit 1108 Declaration of
`
` Les Atlas, Ph.D.
`
`19
`
` Regarding U.S. Patent
`
` 8,654,999
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` (Exhibits included with transcript.)
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 4 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`Page 5
`
` P R O C E E D I N G S
`
` LES E. ATLAS, Ph.D.,
`
` was called for examination by counsel and,
`
` after having been duly sworn by the Notary, was
`
` examined and testified as follows:
`
` MR. MURPHY: Just for the record,
`
` this is James Murphy at Polsinelli, PC. I'm
`
` here on behalf of the patent owner, and on the
`
` phone with me is Russ Rigby who will just be
`
` listening in.
`
` We are here today for two IPRs, IPR
`
` No. 2017-00781 and 2017-00782, both related to
`
` U.S. Patent No. 8,654,999.
`
` I will let opposing counsel
`
` introduce her and the people with her.
`
` MS. LIN: I am Haixia Lin. I am
`
` here representing the petitioner, H-I-M-P-P,
`
` HIMPP, and this is Rick Anderson.
`
` MR. ANDERSON: Richard is fine.
`
` MS. LIN: Richard Anderson and he is
`
` here representing --
`
` MR. ANDERSON: The petitioner,
`
` William Demant.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6 7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 5 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 6
`
` EXAMINATION BY COUNSEL FOR PATENT OWNER
`
` BY MR. MURPHY:
`
` Q. Dr. Atlas, can you provide your full
`
` name for the record, please.
`
` A. First name, Les, middle name,
`
` Eugene, last name Atlas.
`
` Q. And before we got on the record, we
`
` talked a little bit. You do have hearing
`
` issues and you wear a hearing aid, so if I ask
`
` you a question and you don't understand it,
`
` please ask me to repeat and I happily will.
`
` A. Yes, thank you.
`
` Q. You realize you are here today to
`
` discuss the content of the declarations you
`
` provided in regard to the two IPR proceedings,
`
` 2017-00718, 2017-00782, both related to U.S.
`
` Patent 8,654,999; is that right?
`
` A. Yes.
`
` Q. And if I refer to that just as the
`
` '999 patent, will that be acceptable?
`
` A. Yes.
`
` Q. Now, I believe you were deposed
`
` recently in another dispute involving a similar
`
` patent; is that right?
`
` MS. LIN: Objection. Relevance.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 6 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 7
`
` THE WITNESS: Can you define what
`
` you mean by "similar."
`
` BY MR. MURPHY:
`
` Q. Sure. Well -- strike that.
`
` Basically, I just wanted to make
`
` sure that you understand, you know, in a
`
` deposition, the questions that I ask you, you
`
` need to answer them under oath.
`
` Do you understand that?
`
` A. Yes.
`
` Q. And that your testimony here is has
`
` much force and effect as it would if you gave
`
` it before a judge or a jury.
`
` Do you understand that?
`
` A. Yes.
`
` Q. Now if I ask you a question, you are
`
` required to answer unless your attorney
`
` specifically instructs you otherwise.
`
` Do you understand that?
`
` A. Yes.
`
` Q. And if you need a break, please let
`
` me know. I will try and accommodate you as
`
` soon as I can, but I might want to finish a
`
` line of questioning before the break.
`
` Do you understand that?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 7 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 8
`
` A. Yes.
`
` Q. Is there anything today that
`
` prevents you from providing a full, complete
`
` and truthful answer today?
`
` A. No.
`
` Q. There is no medications or health
`
` conditions that would affect your ability to
`
` answer questions today?
`
` A. No.
`
` Q. Who approached you to provide your
`
` opinion in this matter?
`
` A. I can't exactly recall who called me
`
` first, but I do recall it was a lawyer or
`
` someone who was representing a law firm, but I
`
` do not recall their name.
`
` Q. Would that person have been a
`
` representative of the WilmerHale law firm?
`
` A. I think so.
`
` Q. Do you recall roughly when you were
`
` first approached about this matter?
`
` A. My best recollection is about a year
`
` ago.
`
` Q. Are you familiar with the
`
` organization K/S HIMPP, H-I-M-P-P?
`
` A. Yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 8 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` Q. Have you ever met -- is it okay if I
`
`Page 9
`
` refer to them as HIMPP?
`
` A. Yes.
`
` Q. Have you ever met with any
`
` representative of HIMPP prior to your
`
` involvement in this matter?
`
` A. Not that I was aware of.
`
` Q. Did you ever meet with any
`
` representative of HIMPP after you were retained
`
` in this matter?
`
` A. Not that I'm aware of.
`
` Q. Did you ever communicate with anyone
`
` other than attorneys from WilmerHale regarding
`
` this matter?
`
` A. No.
`
` Q. Did you prepare for today's
`
` deposition?
`
` A. Can you repeat the question.
`
` Q. Yes. Did you prepare for today's
`
` deposition?
`
` A. Yes.
`
` Q. And when did you do your
`
` preparation?
`
` A. The last two days.
`
` Q. And so you prepared both of the last
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 9 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 10
`
` two days?
`
` A. Yes, both Monday and Tuesday.
`
` Q. About how many hours do you think
`
` you devoted to prepare for this deposition?
`
` A. I would say 11 hours.
`
` Q. What materials did you review in
`
` preparing for this deposition?
`
` A. The '999 patent, the declaration,
`
` the petition and the references, exhibits that
`
` are listed as part of the package.
`
` Q. Did you review -- with exhibits, do
`
` you mean the exhibits that are listed in your
`
` declaration?
`
` A. Yes.
`
` Q. Did you review all those exhibits?
`
` A. Yes.
`
` Q. Did you review the board's
`
` institution decision in these matters?
`
` A. Can you define what you mean by
`
` "review."
`
` Q. Did you ever read the board's
`
` institution decision in these matters?
`
` A. Some parts of it, yes.
`
` Q. What parts of it did you review?
`
` A. I don't remember the exact parts,
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 10 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 11
`
` but I remember reading some parts more
`
` carefully than others.
`
` Q. And what parts did you read more
`
` carefully than others?
`
` A. I don't recall.
`
` Q. Is there a particular thing you were
`
` looking for in those institution decisions?
`
` A. No.
`
` Q. Did you read the preliminary
`
` responses submitted by the patent owner in
`
` these matters?
`
` A. Yes.
`
` Q. Did you meet with any attorneys when
`
` you were preparing for this deposition?
`
` A. Yes.
`
` Q. Do you know the names of those
`
` attorneys?
`
` A. I can say I met with Haixia Lin,
`
` H-A-I-X-I-A Lin. I met with Christopher
`
` O'Brien, one other attorney whose name, I'm
`
` sorry, I don't recall. That's all I can
`
` remember.
`
` Q. As far as you know, those are all
`
` attorneys with WilmerHale?
`
` A. To the best of my knowledge.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 11 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 12
`
` Q. Did you meet with anyone else in
`
` preparing for your deposition?
`
` A. I think I may have met with another
`
` WilmerHale attorney named Donald Steinberg.
`
` Q. Is there anyone you met with that
`
` was not an attorney to your knowledge?
`
` A. No.
`
` Q. Okay. Dr. Atlas, I am handing you
`
` two documents. One was previously marked as
`
` HIMPP 1008 and the other one marked as HIMPP
`
` 1108.
`
` We'll start with HIMPP 1008.
`
` Do you recognize that document?
`
` A. Yes, I do.
`
` Q. What is that document?
`
` A. It's the declaration of myself, Les
`
` Atlas, Ph.D., regarding patent that we are
`
` calling '999.
`
` Q. And do you recognize HIMPP 1108?
`
` A. Yes.
`
` Q. What is that document?
`
` A. It's a declaration of myself, Les
`
` Atlas, regarding U.S. Patent '999.
`
` Q. And are these documents identical?
`
` A. I recognize both documents. I don't
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 12 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 13
`
` have time, I don't think, to say for sure that
`
` they are identical, but kind of a random
`
` sampling of sections, they look identical.
`
` Q. Let me ask it this way: Was only
`
` one declaration prepared for the '999 patent?
`
` A. Yes.
`
` Q. So when you signed that declaration,
`
` you agreed under penalty of perjury that all
`
` statements were -- that you made in that
`
` declaration were truthful; is that right?
`
` A. Yes.
`
` Q. And after reviewing the declaration
`
` to prepare for today's deposition, do you still
`
` agree with all the statements you made in the
`
` declaration?
`
` A. Yes.
`
` Q. Did you notice any mistakes or
`
` errors that you would like to correct in the
`
` declaration?
`
` A. No.
`
` Q. Let's take a look at Exhibit 1008
`
` then for purposes of questioning.
`
` Can you turn to Paragraph 1 of
`
` Exhibit 1008.
`
` A. Yes.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 13 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 14
`
` Q. You have a statement in Paragraph 1
`
` that says: "I have read and fully support as
`
` if my own;" is that correct?
`
` A. Yes.
`
` Q. What did you mean by that statement?
`
` A. All statements -- I have read all
`
` statements in the declaration and fully support
`
` them as my own.
`
` Q. Did the statements come from someone
`
` other than you?
`
` A. Can you define what you mean by
`
` "come from."
`
` Q. Were these statements provided to
`
` you by someone else?
`
` A. Every statement in here was jointly
`
` discussed and looked at by me. Some were --
`
` some came from me, some were jointly discussed
`
` and all of them I read and agree with.
`
` Q. But you would agree that they are
`
` not your own statements; is that right?
`
` A. Not at all.
`
` Q. Then why do you say you would
`
` support them as if my own, why is the language
`
` "as if" in there?
`
` A. Plenty of the statements in the
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 14 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 15
`
` declaration are direct quotes out of patents,
`
` other patents. I read those and read their
`
` use. Some of those may have been found by
`
` others, other than me, and then incorporated
`
` into the statements I used.
`
` So parts of some of the statements
`
` may have originated with someone else, but then
`
` once reading them and working jointly with
`
` lawyers, I have read them and fully support as
`
` if my own.
`
` Q. Are there any statements in the
`
` declaration that you provided that were not
`
` worked on with someone else?
`
` A. Well, if we go to Paragraph 6,
`
` Paragraph 6 is an example of a statement which
`
` I provided. I did work with someone else for
`
` editing it, and as I go through the
`
` declaration, there is plenty of statements that
`
` I provided initially but every statement or
`
` virtually every statement was worked on with
`
` someone else.
`
` I can't say that about Appendix A.
`
` Appendix A was not worked on with someone else,
`
` which is appended to the declaration. I
`
` provided Appendix A. I worked on it solely by
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 15 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 16
`
` myself and then it was incorporated into this
`
` declaration.
`
` Q. If you look at Paragraph 2, you
`
` state there that you were retained by counsel
`
` for HIMPP; is that right?
`
` A. It reads: "I have been retained by
`
` counsel for K/S HIMPP, petitioner, to serve as
`
` a technical expert in this interparty review
`
` proceeding."
`
` Q. Do you know any of the member
`
` companies that are a part of HIMPP?
`
` A. Well, I can remember the name
`
` Oticon, but I'm sorry, I think they have
`
` changed their name. That's one.
`
` Q. Is that the only company that you
`
` are aware of that would be a member of HIMPP?
`
` MS. LIN: Objection. Relevance.
`
` THE WITNESS: The best answer I can
`
` give is there is at least one company in
`
` Netherlands, at least one company in Germany
`
` that used to be or maybe still is part of
`
` Siemens and at least one company in
`
` Switzerland.
`
` BY MR. MURPHY:
`
` Q. Do you know the names of those
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 16 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 17
`
` companies?
`
` A. I'm sorry, I can't recall.
`
` Q. Since you don't know the names of
`
` those companies, you wouldn't know if you had a
`
` financial interest in those companies; is that
`
` right?
`
` A. I don't have financial interest in
`
` any company which makes hearing aids.
`
` Q. Is there any company that makes
`
` hearing aids that provides any grant money for
`
` your research?
`
` A. No.
`
` Q. Does all your grant money come from
`
` government sources?
`
` A. Predominantly government, and I have
`
` one other grant that is coming from Amazon.
`
` Q. If you can go to Paragraph 11 of
`
` Exhibit 1008.
`
` In Paragraph 11, you would agree
`
` that you are not here to provide any opinion on
`
` the law; is that right?
`
` A. Well, as I state in Paragraph 11,
`
` the first sentence says: "I am not an
`
` attorney."
`
` Q. Do you consider yourself an expert
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 17 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` on the law?
`
` A. Can you repeat the question.
`
` Q. Do you consider yourself an expert
`
`Page 18
`
` on the law?
`
` A. No.
`
` Q. Did you intend for any of the
`
` statements in your declarations to be legal
`
` conclusions?
`
` A. Well, in Paragraph 14, as I state:
`
` "I understand" that the obvious -- "that an
`
` obviousness analysis regardless of
`
` understanding of the scope and content of prior
`
` art, any differences between the alleged
`
` invention and the prior art and the level of
`
` ordinary skill in evaluating the pertinent
`
` art."
`
` That sentence sits at the boundary
`
` of your last question and what is in this
`
` declaration.
`
` Q. So you do provide legal conclusions
`
` in your declaration?
`
` MS. LIN: Objection. Form.
`
` THE WITNESS: I certainly provide
`
` conclusions.
`
` BY MR. MURPHY:
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 18 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 19
`
` Q. But you don't know if those were
`
` factual or legal in nature?
`
` A. I provide conclusions that are
`
` factual.
`
` Q. If you want to, you can put Exhibit
`
` 1008 to the side.
`
` I am now handing you Exhibit 1003.
`
` Do you recognize this exhibit, Dr.
`
` Atlas?
`
` A. Yes.
`
` Q. And what is this exhibit?
`
` A. It's a facsimile copy of U.S. Patent
`
` 8,787,603 also HIMPP Exhibit 1003.
`
` Q. And who is the inventor on this
`
` patent?
`
` A. Elmar Fichtl, F-I-C-H-T-L.
`
` Q. Would it be okay if I refer to this
`
` exhibit as Fichtl, this reference?
`
` A. Yes.
`
` Q. Can you turn to Figure 1 in Fichtl.
`
` Can you explain to me what is
`
` depicted in Figure 1?
`
` A. I can read from Fichtl, Column 3,
`
` Line 21.
`
` "Figure 1 shows a schematic diagram
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 19 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 20
`
` of a hearing device, according to one
`
` embodiment of the present invention. Sounds
`
` are picked up by a microphone which is labeled
`
` No. 2, processed by a signal processor which is
`
` the rectangular box labeled by 9, and are
`
` presented to a hearing device user," which is
`
` the stick figure toward the right which is 10,
`
` "to a receiver which is the combination of the
`
` rectangle and the round board shape 3. The
`
` magnitude of the amplification can be
`
` controlled by volume control 4."
`
` "There is further an on/off switch 5
`
` which says on/off in the figure. The signal
`
` processing is based on audio processing
`
` parameters. A controller labeled with a 6 is
`
` adapted to set such parameters, for example,
`
` when a hearing device 1 is switched on or when
`
` the volume control 4 is actuated. There is
`
` nonvolatile memory 7," a square box, "to start
`
` parameters while the hearing device 1 is
`
` switched off. The controller 6," another
`
` square box, "is adapted to execute an
`
` acclimatization algorithm as the kind described
`
` further down below."
`
` Then it moves to the next paragraph.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 20 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 21
`
` Q. And so what is indicated by the box
`
` labeled 8 in Figure 1 of Fichtl?
`
` A. Okay. I'm going to go to Column 13,
`
` Line 45, and it starts actually in the middle
`
` of the sentence by saying: "Wherein said
`
` fitting interface 8," number 8, which refers to
`
` that rectangular box 8, "is adapted to write an
`
` initial power on value," and so on.
`
` Q. So you are reading from the sentence
`
` or limitation in Claim 14 of Fichtl; is that
`
` right?
`
` A. Yes, I am.
`
` Q. Is it your belief that Claim 14 is
`
` describing Figure 1?
`
` A. Well, the sentence you asked just
`
` before, asked me to describe Figure 1, where I
`
` went to Column 3, Line 21, and that paragraph
`
` there describes Figure 1 almost completely, so
`
` what I did is, I also found that there is a
`
` mention of block 8 in that claim that I read
`
` from.
`
` Q. You would agree that the paragraph
`
` starting at Column 3, Line 21, never discusses
`
` what block 8 is; is that right?
`
` A. No. In other words, I agree.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 21 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 22
`
` Q. And, in fact, nowhere in Fichtl does
`
` he discuss the block labeled 8 outside of Claim
`
` 14; isn't that right?
`
` A. If we look at Column 2 of the '603
`
` or Fichtl patent, Line 13, right under summary
`
` of the invention where that label starts at
`
` Line 11, says: "The present invention
`
` addresses the problem to provide a method where
`
` operating a hearing device with an 'automatic
`
` acclimatization management' which takes into
`
` account user preferences which is able to
`
` assure that the acclimatization phase is not
`
` accessibly long for reaching a acclimatization
`
` target condition."
`
` The next paragraph says: "This
`
` problem is solved by the features of Claims 1
`
` and 15," and let me point out it's referring to
`
` claims there, "in particular by a method for
`
` operating a hearing device in a way that lets a
`
` user said herein device, acclimatize to said
`
` hearing device, said hearing device
`
` comprising," and then the rest of that
`
` paragraph.
`
` From that information under the
`
` summary combined with the abstract of Fichtl,
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 22 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 23
`
` looking at Figure 1, it seems pretty clear,
`
` obvious, the person of ordinary skill what the
`
` roles of block 8 and block 12 are, even though
`
` they are not explicitly stated.
`
` Q. So you also agree that block 12 is
`
` not discussed in Fichtl then?
`
` A. For a person of ordinary skill, the
`
` role of block 12 and the role of block 8 are
`
` quite obvious and I will read from Paragraph 63
`
` in the declaration: "The fitting interface 8,
`
` block 8, communicates with the computing device
`
` block 12 which is operated by an audiologist
`
` which is the stick Figure 11."
`
` And then it refers to this Figure 1.
`
` Q. So it's your opinion that even
`
` though there is no explicit discussion of
`
` blocks 8 or 12, one of ordinary skill in the
`
` art would find obvious what their functions
`
` are?
`
` A. By reading the abstract and the rest
`
` of the patents, they would find the role of
`
` block 8, block 12, stick Figure 11 to all be
`
` obvious.
`
` Q. And the portions of Fichtl that one
`
` of skill in the art would read for that is the
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 23 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 24
`
` abstract in Column 2 starting at Line 13, which
`
` you read into the record previously; is that
`
` right?
`
` A. I am sorry. I can't isolate a
`
` specific portion of '603 which is used to make
`
` the statement of -- which is in the
`
` declaration, Paragraph 63. It is taken mostly
`
` as a whole from various sections.
`
` Q. And by '603, you mean Fichtl; is
`
` that right?
`
` A. Yes. Yes.
`
` Q. Let me ask one more question before
`
` we take a break.
`
` Since Fichtl doesn't ever explicitly
`
` discuss block 8 or block 12, you would agree it
`
` doesn't explicitly discuss the communication
`
` between block 8 and block 12; is that right?
`
` A. I can't agree with that. There is a
`
` two-sided arrow between block 8 and block 12
`
` which taken by a person of ordinary skill would
`
` mean some kind of communications link,
`
` transceiver.
`
` Q. Is that two-sided arrow shown in
`
` Figure 1 ever discussed in the specification of
`
` Fichtl?
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 24 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 25
`
` A. The figure itself describes it, and
`
` I will read from the last line of Paragraph 63
`
` in the declaration: "Communication is
`
` represented by the bidirectional arrows between
`
` elements 8 and 12 in Figure 1 in Fichtl."
`
` Q. The citation you provide for that is
`
` -- which, looking above cites to Figure 1 and
`
` Column 3, Lines 35 to 48; is that correct in
`
` the declaration?
`
` A. Yes.
`
` Q. And what in Column 3, Lines 35 to 48
`
` discusses block 8?
`
` A. The last sentence of the paragraph
`
` that starts in Column 3, Line 35, the last
`
` sentence -- that last half of the last sentence
`
` of that paragraph, where I am at Line 40 of
`
` Column 3 now says: "Until the device user 10,"
`
` which is stick Figure 10, "returns to the
`
` fitter, e.g., the audiologist."
`
` Meaning that there is a fitter in
`
` this figure, if you look at the figure, you
`
` will see 10 is a hearing aid user, 11 is a
`
` hearing aid audiologist or in general, some
`
` other controller, some other person who has
`
` control over the state of a hearing aid.
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 25 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 26
`
` Q. And none of that refers explicitly
`
` to block 8, does it?
`
` A. Since block 12 through a
`
` bidirectional arrow is controlled by stick
`
` Figure 11 and block 12 through a bidirectional
`
` arrow is connected to block 8, a person of
`
` ordinary skill in the art and I will quote from
`
` the last sentence of Paragraph 63 in the
`
` declaration: "The fitting interface block 8
`
` communicates with a computing device 12 which
`
` is operated by the audiologist," stick Figure
`
` 11, then the reference Figure 1 in this
`
` section, 3, 35 to 48.
`
` Last sentence says: "The
`
` communication is represented by the
`
` bidirectional arrows between elements 8 and 12
`
` in Figure 1, id."
`
` MR. MURPHY: Okay. Good time for a
`
` break.
`
` (A short recess was taken.)
`
` MR. MURPHY: Let's go back on the
`
` record.
`
` BY MR. MURPHY:
`
` Q. So we were looking at Figure 1 of
`
` Fichtl, and can you tell me what is depicted in
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 26 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 27
`
` block 5 of Figure 1?
`
` A. If we go to the Fichtl patent,
`
` Column 3, Line 25 through 27, I will read from
`
` it: "The magnitude of the amplification can be
`
` controlled by volume control 4. There is
`
` further an on/off switch 5."
`
` So it is an on/off switch.
`
` Q. And what is the lower case F
`
` supposed to indicate below block 5?
`
` A. If I look at Figure 1 in the patent,
`
` the lower case F right below the big zero, an
`
` on/off, are you asking about that?
`
` Q. Yes, I am.
`
` A. The drafting program that was used
`
` to draw this figure inserted an extra
`
` undesirable carriage return after the first F
`
` of off. That extra undesirable carriage return
`
` dropped the F that you are referring to a
`
` little bit below and overlapping the
`
` rectangular box that has on/off in it, and
`
` someone -- presumably the person drafting this
`
` figure, chose to hand draw, as you can see if
`
` you look carefully, hand draw the final F, the
`
` second F of off to the right of the first F and
`
` never whited out or removed the F that fell
`
`Veritext Legal Solutions
`215-241-1000 ~ 610-434-8588 ~ 302-571-0510 ~ 202-803-8830
`
`Page 27 of 170
`
`III HOLDINGS 4, LLC
`Exhibit 2005
`
`

`

`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`Page 28
`
` below.
`
` Q. Okay. So it is just an error in
`
` drafting that figure?
`
` A. Yes.
`
` Q. Let's take a look at Figure 2 of
`
` Fichtl.
`
` What does Figure 2 depict?
`
` A. I'm going to read its simplest
`
` description from Fichtl, Column 3, Line 3:
`
` "Figure 2 shows an audio processing parameter
`
` is changed over time in a hearing aid according
`
` to the present invention."
`
` Q. And Fichtl's previous audio
`
` processing parameter is APP; is that right?
`
` A. The first time Fichtl uses that
`
` abbreviation is in the abstract of the patent,
`
` the sixth line of the patent which says:
`
` "Audio processing parameter (APP)."
`
` Q. So if I use the word APP, can we
`
` agree that means audio processing parameter?
`
` A. For this Fichtl patent, yes.
`
` Q. For Fic

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket