Case 2:16-cv-00061 Document 4 Filed 01/18/16 Page 1 of 1 Page|D #: 143
`
`(Rev. 08/10’
`
`AD
`
`T0:
`
`Director of the
`
`Mai; gm, 8
`Patent and Tmdem ark °I)ff'ice
`9.0. Bnx145{.3
`Alexandria, VA 223134450
`
`V
`
`REPORT ON THE
`FILING OR BETEREVHNATION 0F AN
`ACTEGN REGARDENC A PATENT GR
`TRA1)§jMAR}{
`
`in Coxixpliziixce wiflu 35 U.S.’C.
`filed inthe U Districzt Court
`
`2,90 and/or 15 U.S.C. § 1116 you are hereby zidvissd Lliiit a court zuziioia has been
`Eastern District Of Texas, Eviarshail Division
`on the feiluwing
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`E] 'i‘z'ad(:‘1narks or
`U0: El" NO.
`
`2:16—cV—61
`PLA1'NTEI<"1i
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`( Q the pE1LE'3il‘-.EE'LI1iU-31ii“/(ii\i€S 35 U.S.C. § 292.):
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`i/17/2018
`
`V
`
`Easiem District of Texas, iviarshaii Division
`D EFEND ANT
`
`OPTES VVRELESS TECHNOLOGY, LLC and PANOPTES
`PATENT MANAGEMENT, LLC
`
`KYOCERA C20iViMUNiCATiONS, ENC, KYOCERA
`ENTERNATEONAL, ENC. and KYOCERA CORPORATEON
`
`PATENT OR
`TRADEMARK
`
`DATE OF PATENT
`CIR TRADEMARK
`
`"
`‘\
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`HOLDER DA PAUJNT QR TRAJEMARR
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`1 8,084,919
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`11/22/20'1" ‘E
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`OPTES WERELESS TECHNOLOGY, LLC
`
`8,199,?9.2
`
`".",7-83,949
`
`4 6,865,191
`
`5
`
`6112/2612
`
`QPTES WERELESS TECHNOLOGY, LLC
`
`8/'24/2010
`
`OPTES \l\/IRELESS TECHNOLOGY, LLC
`
`3/'8./2005
`
`Oi"-"TEf:3 WERELESS TECHNOLCDGY, LLC
`
`DATE iNCLU,DED
`
`In the above—enLit1ed case, the following paE€1‘r.t(S)/
`LNJCLUDED BY
`
`tracierm-.r‘i:(s) have been included:
`
`PATENT UR
`MARK NC’.
`
`’
`
`DATE U}-7 PATENT
`{3}} TB. ADEMARK
`
`[] Cress; Bill
`
`E]
`
`()th::r P1c:2idiri;3,
`
`in the abuve---zsxaiitied cast:, the following (iccisia-zn has been rendered. or judgif1"fit:11I igsueciz
`DECISION/JUDG EMENT
`
`EPUTY CLERK
`
`Copy 1-----Upim initiation of action, In 2.1! this cepy ts) Directiir Cfipy 3------Iipoira termimatiim of as:ti<m, mail this cispy tea flirectzsr
`(T-my 2»--—-Upon filing dsacumi em adding p2atem(s), maifl this ciapy ti) §)irecmr
`Cc-py =3»----(fzwe: file ('.(E]}_y
`
`BlackBerry Exhibit 1002, pg. 1
`
`

`
`Case 2:16-cv-00062 Document 4 Filed 01/18/16 Page 1 of 1 Page|D #: 142
`
`(Rev. 08/10’
`
`AD
`
`T0:
`
`Director of the
`
`Mag; gm, 8
`Patent and Tmdem ark °I)ff'ice
`9.0. Bnx145{.3
`Alexandria, VA 223134450
`
`V
`
`REPORT ON THE
`FILING OR BETEREVHNATION 0F AN
`ACTEGN REGARDENC A PATENT GR
`TRA1)§jMAR}{
`
`in Cmuplizuxce wiflu 35 'a_,T.S.’C.
`iilcad inthe U Dismczt Court
`
`2,90 and/or 15 U.S.C. § 1116 you are hereby advised Liam a court anion Itaas been
`Eastern District Of Texas, Marshail Division
`on the felluwing
`
`E] 'E‘z'ad(:1x1ar'ks or
`DCVC.KEiI' NO.
`
`2:16—CV—62
`PLA1'NTEI<"F
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`Q]'Pal,eu=.s.
`
`( Q the pE1LE3ilLEELI1iO31 in‘./(ri\/<25 35 U.S.C. § 292.):
`
`1/17/2018
`
`V
`
`Easiem District of Texas, Marshaii Division
`D EFEND ANT
`
`OPTES VVRELESS TECHNOLOGY, LLC and PANOPTES
`PATENT MANAGEMENT, LLC
`
`BLACKBERRY LEMETED and BLACKBERRY
`COFEPORATEON
`
`PATENT OR
`TRADEMARK
`
`DATE OF PATENT
`CIR TRADEMARK
`
`"
`‘\
`1
`T
`‘
`‘\ ’_‘T "
`‘>7
`4
`HOLDER DA PAUJNT QR TRAJEMARR
`
`1 8,084,919
`
`11/22/2011
`
`OPTES WERELESS TECHNOLOGY, LLC
`
`8,199,?9.2
`
`".",7-83,949
`
`4 6,865,191
`
`5
`
`6/12/2612
`
`QPTES WERELESS TECHNOLCJGY, LLC
`
`8/'24/2010
`
`OPTES \l\/IRELESS TECHNOLOGY, LLC
`
`3/'8./2005
`
`OPTES WERELESS TECHNOLCDGY, LLC
`
`DATE iNCLU,DED
`
`In the above—enLit1ed case, the following patexms),/' trademark(s) have been included:
`LNJCLUDED BY
`
`PATENT UR
`MARK NC’.
`
`’
`
`DATE U}-7 PATENT
`{3}} TB. ADEMARK
`
`[] Cress; Bill
`
`C] Other P1c:2idjra;3,
`
`in the wave»---<:1'a=.:;t‘ied cast:, the following aiccisia-zn has been rendered. or judgr:mt:11t igsueciz
`DECISION/JUDG EMENT
`
`EPUTY CLERK
`
`Copy 1-----Upon initiation of action, In 2.1! this cepy ts) §3§rec.ta)r Cfipy 3------Iiposa termimatiam of as:ti<m, mail this aspy tea flirectzsr
`(T-my 2»--—-Upon filing dsacurn em adding p2atem(s), maifl this czapy ta) Direcmr
`Cc-py =3»----(fzwe: file mpy
`
`BlackBerry Exhibit 1002, pg. 2
`
`

`
`AO I20 (Rev, 08/I0
`
`T0:
`
`M-an stop 3
`Director of the lJ.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria. V» 22313-I450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S,C. § 290 and/or 15 I.I.S.C. § 1116 you are herchy advised that a court action has been
`tiled in the US, District Court
`for the Eastern District Of Texas
`on the following
`
`'I'rade1narks or
`DOCKET NO.
`2:15-cv-00300
`PIiAINTI}’I<'
`
`7 (
`IE Patents.
`DATE FILED
`3/2/2015
`
`the’ pziiteiiitiactiron involves 35 U.S.C. § 292.):
`U.S. D]S'l'RIC'l' COURT
`for the Eastern District of Texas
`I)I3I*'I{NI)/\,\i'I'
`
`OPTIS WIRELESS TECHNOLOGY,
`LLC and PANOPTIS PATENT MANAGEMENT, LLC
`
`ZTE CORPORATION and ZTE (USA)
`
`C.
`
`DATE OF I’ATI:‘N'I‘
`OR _[.RADEMARK
`
`HOLDIER OF I’A’I‘EN'I‘ OR 'I‘RAI_)I€I\/[ARK
`
`DA'I‘F, INCI.UDI5.I)
`
`In the ab0ve—cntit|cd case, the foliowing patcnt(s)/ t1‘adcmark(s) have been inciudcdt
`INCLUDED BY
`
`I’A'I'EN'II OR
`'I‘RADI£MARK NO.
`
`E] Amendment
`DATE OF I)/YIIENT
`ou TR.ADI:£.\/[ARK
`
`[3 Answer
`
`I] Other Pleading
`CI Cross Bill
`..
`,.
`*1
`,
`_
`.
`.
`.
`._
`“OLDER 0* PA 1 LN‘ 0“ IRADLMAR“
`
`In the ahovcmcntitlcd case, the following decision has been rendered or judgement issued:
`I)F,(C‘ISION./.IlJI)GIiIVIIiNT
`
`CI.I7.RK
`
`(BY) I)IiPU"I"Y CI.l§RK
`
`Copy l——IIp0n initiation ofaction, mail this copy to Director Copy 3—lip0n termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`BlackBerry Exhibit 1002, pg. 3
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DFIPARTIVIEVT OF‘ (lOIVIIVI'FIRf1FI
`United States Patent and Trademark Office
`Address. COM1\/IISSIONER FOR PATIENTS
`Pf‘. Rnx IMO
`A1exandria,Vngu1ia 2:313-M50
`wvNi..uspm.goV
`
`APPLICATION NUMBER
`13/280,190
`
`I
`
`FILING OR 371(C) DATE
`10/24/2011
`
`I
`
`23117
`NIXON & VANDERHYE, PC
`901 NORTH GLEBE ROAD. um -Loon
`ARLINGTON, VA 22203
`
`FIRST NAMED APPLICAAIT
`Seigo Nakao
`
`|
`
`ATTY. DOCKET NO./TITLE
`
`CONFIRMATION NO. 8932
`POA ACCEPTANCE LETTER
`
`llllllllllllllllllllllIllLfllllllllllllllllllgllllllgglllllllllllllllllllllllllll
`Date Mailed: 07/08/2014
`
`NOTICE OF ACCEPTANCE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/18/2014.
`
`The Power of Attorney in this application is accepted. Correspondence in this application will be mailed to the
`above address as provided by 37 CFR 1.33.
`
`/rmturncr my1cs/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`BlackBerry Exhibit 1002, pg. 4
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DFIPARTIVIEVT OF‘ (‘lOM1Vl'FIRf‘lF1
`United States Patent and Trademark Office
`Address. COM1\/11SS10.\IJ:lR FOR PATENTS
`PO Rnx |4‘0
`Alexandria,Vngu1ia Z2313-M50
`wvNi..uspm.goV
`
`APPLICATION NUMBER
`13/280,190
`
`I
`
`F]L]1\'G OR 371(C) DATE
`10/24/2011
`
`I
`
`96896
`
`Seed Intellectual Property Law Group PLLC
`701 Fifth Avenue, Suite 5400
`Seattle, WA 98104
`
`FIRST NAMED APPI_ICA\IT
`Seigo Nakao
`
`|
`
`ATTY. DOCKET NO./TITLE
`733156.411C3
`CONFIRMATION NO. 8932
`POWER OF ATTORNEY NOTICE
`
`ll||||l||llllllllllllllliiflillili||||Illifllflfllflliliililil|i|i||i||||||||||||||||
`°°°°°
`Date Mailed: 07/08/2014
`
`NOTICE REGARDING CHANGE OF POWER OF ATTORNEY
`
`This is in response to the Power of Attorney filed 06/18/2014.
`
`- The Power of Attorney to you in this application has been revoked by the assignee who has intervened as
`provided by 37 CFR 3.71. Future correspondence will be mailed to the new address of record(37 CFR 1.33).
`
`/rmturner myles/
`
`Office of Data Management, Application Assistance Unit (571) 272-4000, or (571) 272-4200, or 1-888-786-0101
`
`BlackBerry Exhibit 1002, pg. 5
`
`

`
`CHANGE OF
`CORRESPONDENCE ADDRESS
`Patent
`
`Addressto;
`Ma" Stop Post Issue
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`PTO/SB/123 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`F COMMERCE
`
`8199792
`
`12-Jun-12
`13/280190
`
`10/24/2011
`
`seigo Nakao
`
`I
`
`D
`
`éte
`35”?
`Application Number
`FT
`D II
`""9 ae
`First Named Inventor
`
`Attorney Docket
`Number
`
`6103.1
`
`Please change the Correspondence Address for the above-identified patent to:
`
`The address associated with Customer Number:
`OR
`
`23117
`
`Firm or
`Individual Name
`
`Address
`
`Countr
`
`This form cannot be used to change the data associated with a Customer Number. To change the data associated with an
`existing Customer Number use "Request for Customer Number Data Change" (PTO/SB/124).
`
`This form will not affect any "fee address" provided for the above-identified patent. To change a "fee address" use the "Fee
`Address Indication Form" (PTO/SB/47).
`
`I am the:
`
`El
`
`Patentee.
`
`|:| Assignee of record ofthe entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`Attorney or agent of record. Registration Number 33.149
`
`.
`Si nature
`
`/John R. Lastovai’
`
`Typed or
`Printed Name
`
`John R. Lastova
`
`Telephone 703-816-4000
`July 2, 2014
`Date
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms
`if more than one si nature is re uired, see below*.
`|:| *Total of
`forms are submitted.
`
`This collection of information is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete.
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden. should be sent to the Chief Information Officer. U.S. Patent and
`Trademark Office. U.S. Department of Commerce. P.O. Box 1450. Alexandria. VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop Post Issue, Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1—800—PTO—9199 and select option 2.
`
`BlackBerry Exhibit 1002, pg. 6
`
`

`
`Privacy Act Statement
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`
`BlackBerry Exhibit 1002, pg. 7
`
`

`
`Electronic Acknowledgement Receipt
`
`19487833
`
`13280190
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`RADIO COMMUNICATION APPARATUS AND RESPONSE SIGNAL SPREADING
`METHOD
`
`First Named Inventor/Applicant Name:
`
`Seigo Nakao
`
`Customer Number:
`
`96896
`
`Filer Authorized By:
`
`John R. Lastova
`
`Attorney Docket Number:
`
`733156.411C3
`
`Filing Date:
`
`Time Stamp:
`
`24-OCT-2011
`
`11:09:53
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
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`Submitted with Payment
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`File Listing:
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`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`File Size(Bytes)/
`Message Digest
`
`Part /.zip (if appl.)
`
`Change of Address
`
`792—sb0123_fi||.pdf
`
`bbb7e5ee9(n9 I 70f2225b929Z94638laad3 ‘
`l:b87
`
`Information:
`
`BlackBerry Exhibit 1002, pg. 8
`
`

`
`Total Files Size (in bytes);i
`
`201612
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
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`
`New Applications Under 35 U.S.C. 111
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`
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`BlackBerry Exhibit 1002, pg. 9
`
`

`
`PTO/SB/47 (03-09)
`Approved for use through 05/31/2015. OMB 0651-0016
`U.S. Patent and Trademark Office; U. S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995. no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`“FEE ADDRESS” INDICATION FORM
`
`Address to:
`
`Mail Stop M Correspondence
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Fax to:
`
`571-273-6500
`
`In addition,
`INSTRUCTIONS: The issue fee must have been paid for app|ication(s) listed on this form.
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`When to check the first box below: If you have a Customer Number to represent the fee address. When
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`
`For the following listed app|ication(s), please recognize as the “Fee Address" under the provisions of 37 CFR
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`Customer Number:
`
`OR
`
`B The attached Request for Customer Number (PTO/SB/125) form.
`
`PATENT NUMBER
`(if known)
`
`APPLICATION NUMBER
`
`8199792
`
`13/280190
`
`Completed by (check one):
`
`D Applicant/Inventor
`
`/J°h“ R '—a3I°Va/
`
`Signature
`
`Attorney or Agent of record 33-I49
`(Reg. No.)
`
`John R- I-aSt0Va
`Typed or printed name
`
`|:| Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed.
`(Form PTO/SB/96)
`
`703-815-4000
`Requester‘s telephone number
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`I:I Assignee recorded at Reel
`
`Frame
`
`June 13 2014
`
`Date
`
`NOTE: Signatures of all the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms if more that one
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`
`forms are submitted.
`* Total of
`I:
`This collection of information is required by 37 CFR 1.363. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
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`SEND TO: Mail Stop M Correspondence, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`BlackBerry Exhibit 1002, pg. 10
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection
`with your submission of the attached form related to a patent application or patent. Accordingly,
`pursuant to the requirements of the Act, please be advised that: (1) the general authority for the
`collection of this information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary;
`and (3) the principal purpose for which the information is used by the U.S. Patent and Trademark
`Office is to process and/or examine your submission related to a patent application or patent. If you do
`not furnish the requested information, the U.S. Patent and Trademark Office may not be able to
`process and/or examine your submission, which may result in termination of proceedings or
`abandonment of the application or expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the
`Freedom of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from
`this system of records may be disclosed to the Department of Justice to determine whether
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`A record from this system of records may be disclosed, as a routine use, in the course of
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`
`A record in this system of records may be disclosed, as a routine use, to a contractor of the
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`this system of records may be disclosed, as a routine use, to the International Bureau of the
`World Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`A record in this system of records may be disclosed, as a routine use, to another federal
`agency for purposes of National Security review (35 U.S.C. 181) and for review pursuant to
`the Atomic Energy Act (42 U.S.C. 218(c)).
`A record from this system of records may be disclosed, as a routine use, to the Administrator,
`General Services, or his/her designee, during an inspection of records conducted by GSA as
`part of that agency’s responsibility to recommend improvements in records management
`practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall
`be made in accordance with the GSA regulations governing inspection of records for this
`purpose, and any other relevant (i.e., GSA or Commerce) directive. Such disclosure shall not
`be used to make determinations about individuals.
`A record from this system of records may be disclosed, as a routine use, to the public after
`either publication of the application pursuant to 35 U.S.C. 122(b) or issuance of a patent
`pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which
`became abandoned or in which the proceedings were terminated and which application is
`referenced by either a published application, an application open to public inspection or an
`issued patent.
`A record from this system of records may be disclosed, as a routine use, to a Federal, State,
`or local law enforcement agency, if the USPTO becomes aware of a violation or potential
`violation of law or regulation.
`
`BlackBerry Exhibit 1002, pg. 11
`
`

`
`PTOISB/BO (1 ‘l -08)
`Approved for use through 'l'lI3CiI20‘l’l. OMB 0851-D035
`U.S. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required in raspond to 3 ooilatziion of information unless it displays a Valid OMB control numbor.
`
`i
`
`POWER OF ATTORNEY TO PROSECUTE APPLICATIONS BEFORE THE USPTO
`
`37 CFR 3.73 in .
`I hereby appoint:
`
`Practitioners aasooiated with the Cuoiiornrar Number:
`OR
`[3 Practllioner(s) named below (if more than ten patent practitioners are to he named, than at customer number must be used):
`
`23117
`
`'
`
`Name
`
`Registration
`Number
`
`as attorneyis) or agent(s) to represent the undersigned before the United States. Patent and Trademark Office (USPTO) in connection with
`any and all patent applications assigned 9_n_ly to the undersigned according to the USPTO assignment records or assignment cioouments
`attached to this form in accordance with 37 CFR 3I73(b)i
`
`Please change the correspondence adclrews for the application identified in the attached atatement under 37 CFR 3.7‘3(b) to:
`
`The adclrasa associated with Customer Number:
`
`23117
`
`OR
`
`Firm or
`individual Name
`
`Country
`
`Telephone
`
`Assignee Name and Address:
`Optis Wireless Technology, LLC
`PO‘ Box 250649
`Plano. Texas 75025
`
`A copy of this form, together with a statement under 37 CFR 3.73(b) (Form PTDISBIBB or equivalent) is required to be
`llied in each application in which this form is used. The statement under 37 CFR 3,73(h) may he completed by one of
`the practitioners appointed in this form if the appointed practitioner is authorized to act on behalf of the assignee,
`and must iclemtif
`the a - iication in which this Power of Attorne is to be filed.
`
`SIGNATURE of Assignee of Record
`The individual whose signoturc and titlc is suppliod below is authorizcd to act on behalf oftho assignee
`We
`Tr*°ri°"9
`
`'1. W19 W- W=vw»~
`wesirirnr
`This collection of information is required by 37 CPR 1,31. 1.32 and 1.38. The information is required to obtain or retain a benefit by the Public. which is to tile (and
`by the USPTO to process) an application Confidentiality is governed by 35 U.S.C 122 and 37 CFR 111 and 1.14. This collection ia astimated to take 3 minutea
`to complete. liicludirlg gathering, preparing. and submliti no the completed application form to the USPTO. Time Mil vary dlapanding upon the individual case. Any
`oomments on the amount of lime you require to complain this form and/or suggestions for reducing this burden, should be sent in the Chief information Officer.
`U,8. Patent and Trademark Office. U.S. Department of Commerce, PD. Box 1450. Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED
`FORMS TO THIS ADDRESS. EIEND TC)! Commissioner ft)!’ Patents. F'.C). BOX 1450, Alexandria, VA 22313-1450.
`
`if you need assistance in completing the form, call 1-500-PTO-9199 and select option 2.
`
`BlackBerry Exhibit 1002, pg. 12
`
`

`
`Electronic Acknowledgement Receipt
`
`19336329
`
`13280190
`
`Application Number:
`
`International Application Number:
`
`Confirmation Number:
`
`Title of Invention:
`
`RADIO COMMUNICATION APPARATUS AND RESPONSE SIGNAL SPREADING
`METHOD
`
`First Named Inventor/Applicant Name:
`
`Seigo Nakao
`
`Customer Number:
`
`96896
`
`Filer Authorized By:
`
`John R. Lastova
`
`Attorney Docket Number:
`
`733156.411C3
`
`Filing Date:
`
`Time Stamp:
`
`24-OCT-2011
`
`10:57:49
`
`Application Type:
`
`Utility under 35 USC111(a)
`
`Payment information:
`
`Submitted with Payment
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`P
`
`‘
`g
`‘
`Asslgnee showing of ownership per 37
`CFR 3'73.
`
`Information:
`
`File Size(Bytes)/
`Message Digest
`423638
`
`Part /.zip (if appl.)
`
`792—sb0096.pdf
`
`Scefid1676ead0763906b84b9B2fe:8b9a92
`ccIl6
`
`BlackBerry Exhibit 1002, pg. 13
`
`

`
`Maintenance Fee Address Change
`
`792-sb0047.pdf
`
`Power of Attorney
`
`OPT|SW|RELESSPOA.pdf
`
`203812
`
`1152255991e9EaEl717010196aSafSEl0a0287
`4(lrJ6
`
`218416
`
`13:919eZ3f444elS9C181a13a9137l)642Sc
`I-9711
`
`Information:
`
`Warnings:
`Information:
`
`Total Files Size (in bytes)
`
`845866
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date ofthe application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCTlDOlE0l903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`BlackBerry Exhibit 1002, pg. 14
`
`

`
`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.73(b|
`
`Applicant/Patent Owner: Nakao - et 3|-
`
`Application No./Patent No.: 8199792
`
`Filed/Issue Date: 12'JUn'12
`
`Titledi
`
`Radio communication apparatus and response signal spreading method
`
`OPTIS WIRELESS TECHNOLOGY, LLC
`(Name of Assignee)
`
`’ a
`
`Corporation
`(Type of Assignee, e.g., corporation, partnership, university. government agency, etc.
`
`states that it is:
`
`the assignee of the entire right, title, and interest in;
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`3. I:
`the patent application/patent identified above, by virtue of either:
`
`|: An assignmentfrom the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`A.
`
`OR
`
`B. E A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1. From:
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`To: OPTIS WIRELESS TECHNOLOGY, LLC
`2. From: Panasonic Corporation
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 032326
`
`,
`
`Frame
`
`,
`
`orforwhicha copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`orfor which a copy thereof is attached.
`
`E‘
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records ofthe USPTO. See MPEP 302.08]
`
`The undersigned (whose title is supplied below) is authorized to act on behalf of the assignee.
`
`/John R. Lastoval
`Signature
`
`June 18, 2014
`Date
`
`John R. Lastova
`Title
`Printed or Typed Name
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office. U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Pat