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`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`Apple Inc.,
`Petitioner
`
`v.
`
`California Institute of Technology
`Patent Owner
`
`
`IPR2017-00728
`U.S. Patent No. 7,421,032
`
`
`PETITIONER’S UPDATED EXHIBIT LIST
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`IPR2017-00728
`U.S. Patent No. 7,421,032
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`
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`Pursuant to the Board granting Petitioner’s Motions to Submit
`
`Supplemental Information on October 27, 2017, Petitioner hereby submits
`
`the Supplemental Information authorized by the Board and this updated
`
`Exhibit List. Exhibit 1227 in Petitioner’s Motion is now numbered
`
`Exhibit 1242. Exhibit 1228 in Petitioner’s Motion is now numbered
`
`Exhibit 1243.
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`
`
`Dated: October 31, 2017
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`
`
`
`
`/Michael Smith/
`
`__________________________
`Michael Smith
`Registration No. 71,190
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`IPR2017-00728
`U.S. Patent No. 7,421,032
`
`
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`CERTIFICATE OF SERVICE
`
`I hereby certify that on October 31, 2017, I caused a true and correct copy of
`
`the foregoing materials:
`
` Petitioner’s Updated Exhibit List
` Exhibits 1229-1243
`
`to be served via electronic mail on the following correspondents of record as listed
`
`in Patent Owners’ Mandatory Notices:
`
`Michael Rosato (mrosato@wsgr.com)
`Matthew Argenti (margenti@wsgr.com)
`Richard Torczon (rtorczon@wsgr.com)
`
`
`
`
`/Michael Smith/
`
`__________________________
`Michael Smith
`Registration No. 71,190
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`IPR2017-00728
`U.S. Patent No. 7,421,032
`PETITIONER’S UPDATE LIST OF EXHIBITS FOR
`IPR2017-00728
`
`Exhibit
`1201
`
`1202
`
`1203
`
`U.S. Patent No. 7,421,032
`
`Description
`
`D. J. C. MacKay, S. T. Wilson, and M. C. Davey, “Comparison of
`constructions of irregular Gallager codes,” IEEE Trans. Commun.,
`Vol. 47, No. 10, pp. 1449-54, 1999
`
`L. Ping, W. K. Leung, N. Phamdo, “Low Density Parity Check Codes
`with Semi-random Parity Check Matrix.” Electron. Letters, Vol. 35,
`No. 1, pp. 38-39, 1999
`
`1204
`
`Declaration of Professor James Davis, Ph.D. (“Davis Declaration”)
`
`1205
`
`1206
`
`1207
`
`Gallager, R., Low-Density Parity-Check Codes, Monograph, M.I.T.
`Press, 1963
`
`Berrou et al., “Near Shannon Limit Error-Correcting Coding and
`Decoding: Turbo-Codes," ICC ’93, Technical Program, Conference
`Record 1064, Geneva 1993
`
`Benedetto, S. et al., Serial Concatenation of Block and Convolutional
`Codes, 32.10 Electronics Letters 887-8, 1996
`
`1208
`
`Luby, M. et al., “Practical Loss-Resilient Codes,” STOC ’97, 1997
`
`1209
`
`1210
`
`Luby, M. et al., “Analysis of Low Density Codes and Improved
`Designs Using Irregular Graphs,” STOC ’98, pp. 249-58, published in
`1998
`
`Replacement copy of Frey, B. J. and MacKay, D. J. C., “Irregular
`Turbocodes,” Proc. 37th Allerton Conf. on Comm., Control and
`Computing, Monticello, Illinois, published on or before March 20,
`2000
`
`1211
`
`Final Written Decision, Hughes Network Systems, LLC et al. v. Cal.
`Institute of Tech., IPR2015-00059, Paper 42 (PTAB Apr. 21, 2016)
`
`1212
`
`Certificate of Correction, U.S. Patent No. 7,421,032 (Sept. 2, 2008)
`
`
`
`
`
`
`IPR2017-00728
`U.S. Patent No. 7,421,032
`
`Exhibit
`
`1213
`
`1214
`
`Description
`Claim Construction Order, California Institute of Technology v.
`Hughes Communications Inc., No. 13-cv-7245 (C.D. Cal.)
`
`Decision on Institution, Hughes Network Systems, LLC et al. v. Cal.
`Institute of Tech., IPR2015-00059, Paper 18 (PTAB Apr. 27, 2015)
`
`1215
`
`Expert Report of Dr. Brendan Frey (Case No. 2:13-cv-07245)
`
`1216
`
`1217
`
`MacKay, D. J. C, and Neal, R. M. “Near Shannon Limit Performance
`of Low Density Parity Check Codes,” Electronics Letters, vol. 32, pp.
`1645-46, 1996
`
`Replacement copy of D. Divsalar, H. Jin, and R. J. McEliece, “Coding
`theorems for "turbo-like" codes,” Proc. 36th Allerton Conf. on Comm.,
`Control and Computing, Monticello, Illinois, pp. 201-9, September
`1998
`
`1218
`
`U.S. Patent No. 4,271,520 (1981)
`
`1219
`
`Declaration of Robin Fradenburgh Concerning the “Proceedings, 36th
`Allerton Conference on Communications, Control, and Computing”
`Reference
`
`1220
`
`Chris Heegard and Stephen B. Wicker, Turbo Coding, pp. 12-14, 1999
`
`1221
`
`George C. Clark, Jr. and J. Bibb Cain, Error-Correction Coding for
`Digital Communications, pp. 6, 229, 1938
`
`1222
`
`Pfister, H. and Siegel, P., “The Serial Concatenation of Rate-1 Codes
`Through Uniform Random Interleavers,” 37th Allerton Conf. on
`Comm., Control and Computing, Monticello, Illinois, published on or
`before September 24, 1999
`
`1223
`
`Replacement copy of Declaration of Paul H. Siegel (“Siegel
`Declaration”)
`
`1224
`
`Kschischang, F.R., and Frey, B.J., “Iterative decoding of compound
`codes by probability propagation in graphical models,” IEEE Journal
`on Selected Areas in Communications, vol. 16, no. 2, pp. 219-230,
`1998
`
`
`
`
`
`
`IPR2017-00728
`U.S. Patent No. 7,421,032
`
`Exhibit
`
`1225
`
`1226
`
`1227
`
`1228
`
`1229
`
`Description
`Declaration Of Richard Goldenberg In Support Of Unopposed Motions
`To Submit Replacement Exhibits Pursuant To 37 C.F.R. § 42.104(c)
`
`Declaration Of Jonathan Barbee In Support Of Unopposed Motions To
`Submit Replacement Exhibits Pursuant To 37 C.F.R. § 42.104(c)
`
`Declaration of James M. Dowd in Support of Motion for Admission
`Pro Hac Vice
`
`Declaration of Mark Selwyn in Support of Motion for Admission Pro
`Hac Vice
`
`OCLC Record of Proceedings of the 36th Allerton Conference on
`Communication, Control and Computing, indicating the 36th Allerton
`Conference Proceeding was published by June 3, 1999
`
`1230
`
`Declaration of Library Expert Theodore A. Fons
`
`1231
`
`1232
`
`1233
`
`1234
`
`Affidavit of Pamela Stansbury (an employee in the Original
`Cataloging Unit of the Cornell University Library)
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`Affidavit from Dr. Bruce Hajek (a six-time co-chair of the Allerton
`Conference, including the 36th Allerton Conference and the 37th
`Allerton Conference)
`
`Affidavit from Dr. Tamer Başar (a six-time co-chair of the Allerton
`Conference, including the 36th Allerton Conference)
`
`Affidavit from Dr. Ramavarapu Sreenivas (a two-time co-chair of the
`Allerton Conference, including the 37th Allerton Conference)
`
`1235
`
`Declaration of Dr. Brendan Frey
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`A Screen Capture of an Archived Version of the Website for the 37th
`Annual Allerton Conference, dated September 9, 1999
`
`A Purchase Order for the 37th Allerton Conference Proceedings, dated
`December 8, 1999
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`A Bill of Lading for the 37th Annual Allerton Conference
`
`1236
`
`1237
`
`1238
`
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`IPR2017-00728
`U.S. Patent No. 7,421,032
`
`Exhibit
`
`Description
`Proceedings, with a ship date of February 21, 2000
`
`1239
`
`1240
`
`1241
`
`1242
`
`1243
`
`An Excerpt from the Deposition of Dr. Stephen Wicker (Case No.
`2:13-cv-07245)
`
`An Excerpt from the Deposition of Dr. Rüdiger Urbanke (Case No.
`2:13-cv-07245)
`
`Jafar A. Alzubi, Omar A. Alzubi, and Thomas M. Chen, Forward
`Error Correction Based on Algebraic-Geometric Theory (2014)
`
`MARC Record of Proceedings of the 37th Allerton Conference on
`Communication, Control and Computing, indicating the 37th Allerton
`Conference Proceeding was published in 1999
`
`BEACON Record of Proceedings of the 37th Allerton Conference on
`Communication, Control and Computing, indicating the 37th Allerton
`Conference Proceeding was published in 1999
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