U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`___________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`Apple Inc.
`Petitioner
`
`v.
`
`California Institute of Technology
`Patent Owner
`____________________________________________
`
`Case IPR2017-00728
`
`UNOPPOSED MOTION TO SUBMIT REPLACEMENT EXHIBITS
`PURSUANT TO 37 C.F.R. § 42.104(c)
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`Pursuant to 37 C.F.R. § 42.104(c), Petitioner Apple Inc. respectfully
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`requests that the Patent Trial and Appeal Board (“Board”) grant leave to the
`
`Petitioner to submit replacement Exhibits that address inadvertent clerical errors
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`made when filing the following three exhibits in the IPR2017-00700, -00701, and -
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`00728 petitions:
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`• Frey, B. J. and MacKay, D. J. C., “Irregular Turbocodes,” Proc. 37th
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`Allerton Conf. on Comm., Control and Computing, Monticello, Illinois,
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`1999 (the “Frey Reference”).
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`• D. Divsalar, H. Jin, and R. J. McEliece, “Coding theorems for ‘turbo-
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`like’ codes,” Proc. 36th Allerton Conf. on Comm., Control and
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`Computing, Allerton, Illinois, 1998 (the “Divsalar Reference”).
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`• Declaration of Paul H. Siegel (the “Siegel Declaration”).
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`Petitioner requested a telephonic hearing on this issue on February 21, 2017,
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`which the Board held on February 24, 2017. At the February 24 hearing, the
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`Board directed Petitioner to file this motion under 37 C.F.R. § 42.104(c) together
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`with corrected versions of these exhibits.
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`Accordingly, and for the reasons set forth more fully below, Petitioner
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`respectfully requests that the Board: (1) replace the Frey Reference originally filed
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`as Exhibit 1210 with the replacement copy attached as Appendix A to this motion;
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`(2) replace the Divsalar Reference originally filed as Exhibit 1217 with the
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`replacement copy attached as Appendix B to this motion; and (3) replace the Siegel
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`Declaration originally filed as Exhibit 1223 with the replacement copy attached as
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`Appendix C to this motion. Patent Owner does not oppose this motion.
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`I.
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`APPLICABLE RULE
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`Pursuant to 37 C.F.R. § 42.104(c), a party may file a motion “to correct a
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`clerical or typographical mistake in a petition.” The Board has explained that this
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`rule is remedial in nature and subject to liberal interpretation. ABB Inc. v. ROY-G-
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`BIV Corp., IPR2013-00063, Paper 21 at 7 (PTAB Jan. 16, 2013) (citing
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`Tcherepnin v. Knight, 389 U.S. 332, 336 (1967)). The Board has regularly granted
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`motions to correct inadvertent errors related to the filing of exhibits pursuant to §
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`42.104(c). See, e.g., Owens Corning v. Certainteed Corp., IPR2014-01397, Paper
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`10 at 2 (PTAB Dec. 17, 2014); Syntroleum Corp. v. Neste Oil OYJ, IPR2013-
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`00178, Paper 21 at 5 (PTAB July 22, 2013).
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`II.
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`FACTS RELEVANT TO THIS MOTION
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`On January 20, 2017, Petitioner filed three inter partes review petitions in
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`IPR2017-00700, -00701, and -00728 directed to U.S. Patent No. 7,421,032.
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`During the preparation and filing of these petitions, lead counsel Richard
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`Goldenberg directed that the copies of the Frey Reference, Divsalar Reference, and
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`the Siegel Declaration (attached hereto as Appendices A, B, and C, respectively, to
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`distinguish them from originally-filed Exhibits 1210, 1217, and 1223) were to be
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`filed with the petitions. (Goldenberg Declaration, Ex. 1225, ¶¶6, 8-10.) In
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`carrying out these instructions, however, the associate assisting in uploading these
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`exhibits, Jonathan E. Barbee, mistakenly directed legal staff to upload incorrect
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`copies of the Frey Reference, the Divsalar Reference, and the Siegel Declaration.
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`(Barbee Declaration, Ex. 1226, ¶¶4-7.) As explained below, this occurred due to
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`clerical errors in the preparation of the exhibits to the petitions.
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`A. The Frey Reference
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`Counsel for Petitioner had several additional copies of the Frey Reference in
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`the firm’s document management database, including the inadvertently-filed
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`exhibit, which lacks the correct date stamp. The associate assisting with uploading
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`the exhibits, Mr. Barbee, unintentionally selected the wrong copy of the Frey
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`Reference because the inadvertently-filed document had been circulated for a
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`different purpose. (Barbee Declaration, Ex. 1226, ¶5.) The text of the replacement
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`Frey Reference is identical to the text of the inadvertently-filed exhibit and will not
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`affect the substance of the IPR2017-00700, -00701, and -00728 petitions, but
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`merely corrects a clerical error. The replacement Frey Reference bears a date
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`stamp of March 20, 2000 from the Cornell University Library. The replacement
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`Frey Reference also includes sequential page numbers beginning with page 1 to
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`match the citations in the IPR2017-00700, -00701, and -00728 petitions.
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`B.
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`The Divsalar Exhibit
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`Counsel for Petitioner cited to the Divsalar Reference in the IPR2017-00700,
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`-00701, and -00728 petitions using sequential page numbering that designated the
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`first page as page 1, whereas the inadvertently-filed exhibit bears only sequential
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`page numbering that begins with page 201. The associate assisting in uploading
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`the exhibits, Mr. Barbee, inadvertently directed legal staff to upload the Divsalar
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`Reference without adding sequential page numbers beginning with page 1 below
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`the original page numbers of the exhibit. (Barbee Declaration, Ex. 1226, ¶6.) The
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`addition of the sequential page numbers was needed for the Divsalar Reference to
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`match the citations in the IPR2017-00700, -00701, and -00728 petitions. The
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`replacement Divsalar Reference is identical to the inadvertently-filed exhibit
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`except for the addition of the sequential page numbers and will not affect the
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`substance of the IPR2017-00700, -00701, and -00728 petitions, but merely corrects
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`a clerical error.
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`C. The Siegel Declaration
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`Petitioner obtained from Professor Paul. H. Siegel a declaration that includes
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`an attachment called “Exhibit 1.” “Exhibit 1” to the Siegel Declaration was
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`inadvertently omitted, however, when the associate assisting with the exhibits, Mr.
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`Apple vs. California Institute of Technology
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`Barbee, directed legal staff to upload this declaration. (Barbee Declaration, Ex.
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`1226, ¶7.).
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`Specifically, the Siegel Declaration and “Exhibit 1” were sent by Professor
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`Siegel to counsel for Petitioner in separate emails. Mr. Barbee inadvertently
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`overlooked the email forwarding “Exhibit 1” in the process of preparing the Siegel
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`Declaration for filing. A copy of the same presentation in “Exhibit 1” was filed
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`with the IPR2017-00700, -00701, and -00728 petitions as Ex. 1022, Ex. 1122, and
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`Ex. 1222, respectively. This is because the Siegel Declaration was submitted to
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`demonstrate that Ex. 1022, Ex. 1122, and Ex. 1222 were true and accurate copies
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`of the presentation. The replacement Siegel Declaration is identical to the
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`inadvertently-filed exhibit except for the addition of “Exhibit 1”, which is identical
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`to Ex. 1022, Ex. 1122, and Ex. 1222 in IPR2017-00700, -00701, and -00728,
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`respectively (specifically, all are copies of the presentation entitled “The Serial
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`Concatenation of Rate-1 Codes Through Uniform Random Interleavers,” which is
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`identified by name on p. 3 of the Siegel Declaration), and will not affect the
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`substance of the IPR2017-00700, -00701, and -00728 petitions, but merely corrects
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`a clerical error.
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`III. THIS MOTION IS UNOPPOSED
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`While Patent Owner (California Institute of Technology, or “Caltech”) does
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`not acquiesce to any factual assertions made by the Petitioner in its motion or
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`corresponding supporting documents, Caltech does not oppose the relief requested
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`in this motion in that replacement documents are accepted for the Frey Reference,
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`the Divsalar Reference, and the Siegel declaration.
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`IV. THE INADVERTENT ERRORS IN THE FREY REFERENCE, THE DIVSALAR
`REFERENCE, AND THE SIEGEL DECLARATION ARE CLERICAL ERRORS THAT
`SHOULD BE CORRECTED
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`The inadvertent errors in the filing of the Frey Reference, the Divsalar
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`Reference, and the Siegel Declaration should be corrected because correcting these
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`clerical errors will not prejudice Patent Owner and will not affect the substance of
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`the petitions in IPR2017-00700, -00701, and -00728. The substance of the
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`replacement copies of the Frey Reference, the Divsalar Reference, and the Siegel
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`Declaration is identical to the inadvertently-filed exhibits. As explained above, the
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`differences between the replacement copies and the inadvertently-filed exhibits are
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`clerical in nature.
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`V. CONCLUSION
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`For the foregoing reasons, Petitioner respectfully requests that Ex. 1210 (the
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`Frey Reference), Ex. 1217 (the Divsalar Reference), and Ex. 1223 (the Siegel
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`Declaration) to the petition in the above-captioned inter partes review proceeding
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`be replaced with the replacement copies attached to this motion as Appendices A,
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`B, and C, respectively.
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`Dated: February 28, 2017
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`
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`Respectfully Submitted,
`
`
`
`
`
`
`
`
`
`/Dominic E. Massa/
`Dominic E. Massa
`Registration No. 44,905
`WILMER CUTLER PICKERING
`HALE AND DORR LLP
`60 State Street
`Boston, MA 02109
`Tel: (617) 526-6386
`Fax: (617) 526-5000
`
`Attorney for Petitioner
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`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
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`CERTIFICATE OF SERVICE
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`I hereby certify that on February 28, 2017, a true and correct copy of the
`
`foregoing MOTION TO SUBMIT REPLACEMENT EXHIBITS PURSUANT TO
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`37 C.F.R. § 42.104(c) and Petitioner’s Updated Exhibit List were served via
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`electronic mail upon the following attorneys of record:
`
`Michael Rosato (mrosato@wsgr.com)
`Matthew Argenti (margenti@wsgr.com)
`Richard Torczon (rtorczon@wsgr.com)
`
`
`
`
`
`/Dominic E. Massa/
`Dominic E. Massa
`Registration No. 44,905
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`
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`Appendix A
`Appendix A
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`Apple 1210
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`PROCEEDINGS
`
`THIRTY-SEVENTH ANNUAL ALLERTON CONFERENCE
`ON COMMUNICATION, CONTROL, AND COMPUTING
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`CORNELL UNIVERSITY LIBRARY
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`
`iflillill NH I ll Ill II
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`
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`III
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`
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`Sponsored by
`The Coordinated Science Laboratory
`The Department of Electrizzillind Computer Engineering
`UNIVERSI’IQItheF ILLINOIS
`Urbana-Calttampaign
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`
`
`II"
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`
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`llllllWMli
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`
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`1924 077 849 721
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`Bruce l-lajek
`R.S. Sreenivas
`Conference Co-Chairs
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`
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`Conference held
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`September 22, September 23, and September 24, 1999
`Allerton House
`Monticello, Illinois
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`HUGHESOO333605
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`ORWORD ...........................................................
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`....................................................................................
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`,-
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`TABLE OF CONTENTS
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`I-A: STOCHASTIC NETWORKS I
`Organizers: S.P. Meyn and R. Srikant
`(University of Illinois at Urbana-Champaign)
`S.P. Meyn
`(University of Illinois at Urbana-Champaign)
`
`Chair:
`
`REPRESENTATION AND EXPANSION OF (MAX, PLUS) LYAPUNOV EXPONENTS ........................................... .. I
`F. Baccelli, S. Gaubert, and D. Hong
`
`MARTINGALE PROBLEMS AND LINEAR PROGRAMS FOR SINGULAR CONTROL ........................................... ll
`T.G. Kurtz and RH. Stockbridge
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`STATIONARY REFLECTED LEVY PROCESSES IN STOCI-IAS'I‘IC NETWORKS .................................................... 2l
`T. Konstantopoulos and G. Last
`
`ON THE IMPACT OF VARIABILITY ON THE BUFFER DYNAMICS IN I? NETWORKS ....................................... 30
`Y. Joo, V. Ribeiro, A. Feldmann, A.C. Gilbert, and W. Willinger
`
`QUEUEING NETWORKS WITH INTERAC’I‘ING SERVICE RESOURCES ................................................................. 42
`M. Armony and N. Bambos
`
`['3‘ CODING THEORY I: DECODING AND CHANNELS
`Organizers: R. Koetter and RE. Blahut
`(University of Illinois at Urbana-Champaign)
`Chair: A. Vardy
`(University of California, San Diego)
`
`A NEW UPPER BOUND ON THE RELIABILITY FUNCTION OF THE GAUSSIAN CHANNEL ........................... .. 52
`A. Ashikhmin, A. Barg, and S. Litsyn
`
`RECURSIVE DECODING OF REED-MULLER CODES.................................................................................................. 61
`I. Dumer
`
`LOSSLESS COMPRESSION IN CONSTRAINED CODING ............................................................................................ 70
`IL. Fan, B. Marcus, and R. Roth
`
`I-C: IIYBRIDIDISCRETE-EVENT-DYNAMIC SYSTEMS
`Chair: R.S. Sreenivas
`(University of Illinois at Urbana—Champaign)
`
`MODELLING or TIMED DISCRETE EVENT SYSTEMS ............................................................................................,. 75
`RS. Minhas and W.M. Wonham
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`INTERACTING DISCRETE EVENT SYSTEMS ............................................................................................................... 85
`S. Abdelwahed and W.M. Wonham
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`STABILITY ANALYSIS FOR INTERCONNECTED HYBRID SYSTEMS .................................................................... 93
`S. Yamamoto and T. Ushio
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`iv
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`WITH PARTIAL OBSERVATIONS .................................................................................................................................. 103
`S. Jiang and R. Kumar
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`A NEW PROBABILISTIC APPROACH TO CONGESTION CONTROL IN COMMUNICATION NETWORKS... 113
`H. Mortazavian and J. Mirkovic
`
`A BIGRAPH MATCHING THEOREM.............................................................................................................................. 124
`S. Ayyorgun and R.L. Cruz
`
`CHUNKS IN PLAN: LANGUAGE SUPPORT FOR PROGRAMS AS PACKETS...................................................... .. 127
`J.T. Moore, M. Hicks, and S. Nettles
`
`ON THE INTERFACE OF PROGRAMMABLE NETWORK ELEMENTS ................................................................... 137
`G. Hjélmtysson
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`BOWMAN AND CANES: IMPLEMENTATION OF AN ACTIVE NETWORK ........................................................ .. 147
`S. Merugu, S. Bhattacharjee, Y. Chae, M. Sanders, K. Calvert, and E. Zegura
`
`DESIGN OF A FLEXIBLE OPEN PLATFORM FOR HIGH PERFORMANCE ACTIVE NETWORKS .................... 157
`S. Choi, D. Decasper, J. Dehart, R. Keller, J. Lockwood, J. Turner, and T. Wolf
`
`IMPLEMENTING A CONCAST SERVICE ...................................................................................................................... 166
`K. Calvert, J. Griffioen, B. Mullins, A. Sehgal, and S. Wen
`
`ACTIVE DISTRIBUTED MANAGEMENT FOR IP NETWORKS................................................................................. 176
`R. Kawamura and R. Stadler
`
`I-F: SPACE-TIME METHODS FOR COMMUNICATION
`Chair: D. Sarwate
`(University of Illinois at Urbana—Champaign)
`NEW APPROACH FOR SPACE-TIME TRANSMITTER/RECEIVER DESIGN .......................................................... 186
`H. El Gamal and AR. Hammons, Jr.
`
`I-D: ACTIVE NETWORKS
`Organizer/Chair: Y. Shavitt
`(Bell Labs, Lucent Technologies)
`
` DECEN'I‘RALIZED SUPERVISORY CONTROL OF CONCURRENT DISCRETE EVENT SYSTEMS
`
`INTERFERENCE SUPPRESSION FOR CDMA VIA A SPACE-TIME POWER
`MINIMIZATION BASED PREPROCESSOR WITH APPLICATIONS To GPS........................................................... I96
`W.L. Myrick, M.D. Zoltowski, and 1.5. Goldstein
`SOFT-WEIGHTED TRANSMIT DIVERSITY FOR WCDMA....................................................................................... 204
`A. Hottinen, R. Wichman, and D. Rajan
`
`MULTIUSER DETECTION TECHNIQUES FOR COMBINED ARRAY pROCESSING
`AND SPACE-TIME BLOCK CODING.............................................................................................................................. 214
`B. Lu and X. Wang
`
`A TRANSMIT ADAPTIVE ANTENNA SCHEME WITH FEEDBACK FOR WIRELESS
`COMMUNICATIONS..........................................................................................................................................................
`Y. Le Pézennec, F. Boixadem, Y. Farmine, and N. Whinnett
`
`216
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`Organizers: R. Koetter and RE. Blahut
`(University of Illinois at Urbana-Champaign)
`Chair: R. Koetter
`(University of Illinois at Urbana»Champaign)
`
`CONCENTRATE ................................................................................................................................................................. 22 I
`T. Richardson and R. Urbanke
`
`EFFICIENT ENCODING 0F LOW-DENSITY PARITY-CHECK CODES.................................................................... 231
`T. Richardson and R. Urbanke
`
`GULAR TURBOCODES............................................................................................................................................ 241
`3.]. Frey and D.J.C. MacKay
`0N QUASI-CYCLIC REPEAT-ACCUMULATE CODES ...............................................................................................249
`KM. Tanner
`
`THE
`
`SERIAL CONCATENATION OF RATE-l CODES THROUGH UNIFORM RANDOM INTERLEAVERS
`H.D. Pfister and PH. Siege]
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`260
`
`Chair:
`
`II—B: STOCHAST
`Org
`
`IC NETWORKS II
`anizers: S.P. Meyn and R. Srikant
`(University of Illinois at Urbana—Champaign)
`R. Srikant
`(University ofIllinois at Urbana~Champaign)
`QUEUE LENGTH ASYMPTOTICS FOR MARKOVIAN SERVICE NETWORKS ....................................................- 270
`A. Mandelbaum, W,A. Massey, and MI, Reiman
`EXACT ASYMPTOTICS FOR l-LIMITED EXPONENTIAL POLLING MODELS ....................................................280
`
`W. Chang, D.G. Down, and RD. Foley
`
` II—A: CODING THEORY II: ITERATIVE DECODING AND TURBO CODES
`
`INVARJANT RATE FUNCTIONS FOR DISCRETE TIME QUEUES...........................................................................288
`
`AJ. Ganesh, N. O’Connell, and B. Prabhakar
`
`OE DEVIATIONS AND OPTIMALITY OF THE LARGEST WEIGHTED DELAY
`LAR
`T DISCIPLINE .............................................................................................................................................................
`FIRS
`A.L. Stolyar and K. Ramanan
`
`297
`
`ON ESTIMATING BUFFER OVERFLOW PROBABILITIES UNDER
`OV-MODULATED INPUTS................................................................................................................................... 306
`RK
`MA
`I.Ch. Paschalidis and S. Vassilaras
`
`D BURSTINESS IN GENERALIZED PROCESSOR SHARING QUEUES WITH LONG-TAILED
`UCE
`S .............................................................................................................................................................. ..
`FFIC FLOW
`O. Boxma, and P. Jelenkovié
`S. Borst,
`
`316
`
`326
`
`ASYMPTOTICS OF SELECTING THE SHORTEST OF TWO, IMPROVED......................................................
`M. Mitzenmacher and B. Vécking
`
`vi
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`Organizers: A. Singer and M. Feder
`(University of Illinois at Urbana-Champaign and Tel Aviv University)
`Chair: M. Feder
`(Tel Aviv University)
`
`UNIVERSAL FILTERING AND PREDICTION OF INDIVIDUAL SEQUENCES CORRUPTED BY NOISE ......... 328
`A. Baruch and N. Merhav
`
`FAST RLS LAGUERRE ADAPTIVE FILTERING .......................................................................................................... 338
`R. Merched and A.H. Sayed
`
`MACHINE LEARNING APPLICATIONS IN GRID COMPUTING .............................................................................. 348
`G. Cybenko, G. Jiang, and D. Bilar
`
`REDUNDANCY OF THE LEMPEL-ZIV CODES ............................................................................................................ 358
`S.A. Savari
`
`THE INFORMATION BOTTLENECK METHOD ........................................................................................................... 368
`N. Tishby, F.C. Pereira, and W. Bialek
`
`THEORY MEETS PRACTICE: UNlVERSAL SOURCE CODING WITH THE BURROWS WHEELER
`TRANSFORM .................................................................................................................................................................... ..
`M. Effros
`
`378
`
` II-C: LEARNING ALGORITHMS IN SIGNAL PROCESSING
`
`II-D: OPTICAL NETWORKS I
`Organizers: M. Médard and E. Modiano
`(University of Illinois at Urbana-Champaign
`and Massachusetts Institute of Technology)
`Chair: E. Modiano
`(Massachusetts Institute of Technology)
`
`OPTICAL SPACE COMMUNICATIONS AND NETWORKING................................................................................... 388
`V.W.S. Chan
`
`ON THE BENEFITS OF CONFIGURABILITY IN WDM NETWORKS ....................................................................... 390
`E. Modiano and A. Narula-Tam
`
`NONBLOCKING WDM NETWORKS WITH FIXED-TUNED TRANSMITTERS AND TUNABLE
`RECEIVERS ....................................................................................................................................................................... ..
`T. Lin and G. Sasaki
`
`400
`
`ON NEW ARCHITECTURES FOR WDM NETWORKS ................................................................................................ 402
`A. Sen, T. Shah, and RP. Sinha
`
`ALL-OPTICAL LABEL SWAPPING WITH WAVELENGTH CONVERSION FOR WDM-1P NETWORKS
`WITH SUBCARRIER MULTIPLEXED ADDRESSING .................................................................................................
`DJ. Blumenthal
`
`414
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`vii
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`Chair:
`
`S. Lin
`(University of Hawaii)
`
`ON DISCRETE SUFFICIENT STATISTICS FOR ACQUISITION IN ASYNCHRONOUS
`BAND-LIMITED CDMA SYSTEMS .................................................................................................... ..
`A. Mantravadi and V.V. Vecravalli
`
`424
`
`IIIIIIIIIIIIIIIIIIIIIIIIu
`
`FREQUENCY SYNCHRONIZATION ALGORITHM FOR FREQUENCY HOPPING
`SYSTEM BASED ON SINGULAR VALUE DECOMPOSITION................................................................................... 434
`A. Pouttu
`
`A SOFTWARE-ORIENTED STREAM CIPHER FOR CELLULAR AND PERSONAL COMMUNICATIONS
`SERVICES .......................................................................................................................................................................... ..
`M. Zhang, A. Chan, and C. Carroll
`
`443
`
`BINARY RANK CRITERIA FOR PSK MODULATED SPACE-TIME CODES ........................................................... 445
`H. El Gama] and AR. Hammons, Jr.
`
`TURBO CODES WITH ORTHO
`RADIO SYSTEM WITH SHORT
`G. Li and Y.L. Guan
`
`GONAL MODULATION IN DS-CDMA MOBILE
`FRAME TRANSMISSION.........................................................................................451
`
`AN INTERACTIVE CONCATE
`Y. Liu, H. Tang, S. Lin,
`
`NATED TURBO CODING SYSTEM ..........................................................................46I
`and M.P.C. Fossorier
`
`OVA DECODING FOR TURBO-CODES .....................................................................................
`BI-DIRECTIONAL S
`S. Lin, and C. Xu
`J. Chen, M.P.C. Fosson'er,
`
`II-F: FADING CHANNELS AND POWER CONTROL
`Chair: D. Sarwate
`(University of Illinois at Urbana-Champaign)
`
`ANALYSIS OF AN UP/DOWN POWER CONTROL ALGORITHM IN CDMA REVERSE LINK
`UNDER FADING CONDITION .........................................................................................................................................
`L. Song, N. Mandayam, and Z. Gajic
`
`A CLASS OF DISTRIBUTED ASYNCHRONOUS POWER CONTROL ALGORITHMS FOR CELLULAR
`WIRELESS SYSTEMS ........................................................................................................................................................
`J.D. Herdtner and E.K.P. Chong
`
`471
`
`475
`
`485
`
` II—E: COMMUNICATION SYSTEMS AND SERVICES
`
`DISTRIBUTED CONNECTION ADMISSION CONTROL FOR POWER-CONTROLLED
`CELLULAR WIRELESS SYSTEMS ..................................................................................................................................
`M. Xiao, NB. Shroff, and E.K.P. Chong
`
`INTERFERENCE AVOIDANCE AND DISPERSIVE CHANNELS: A NEW LOOK AT MULTICARRIER
`MODULATION .................................................................................................................................................................. ..
`D.C. Popescu and C. Rose
`
`PERFORMANCE OF OPTIMAL CODES 0N GAUSSIAN AND RAYLEIGH FADING CHANNELS: A
`GEOMETRICAL APPROACH ......................................................................................................................................... ..
`S. Vialle and J. Boutros
`
`.
`IMF'ROVED MARKOV MODELS FOR FADING CHANNELS: ANALYSIS AND DESIGN .................... .
`D.L. Goeckcl, MJ. Chu, and W.E. Stark
`"""""""
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`viii
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`495
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`505
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`515
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`525
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`
`ON THE CLASSIFICATION OF EXTREMAL ADDITIVE CODES OVER GF(4) .................................................... .. 535
`P. Gaborit, W.C. Huffman, J.-L. Kim, and V. Pless
`
`TWO FAST ALGORITHMS IN THE SUDAN DECODING PROCEDURE .................................................................. 545
`G.-L. Feng
`
`FROM WEIGHT ENUMERATORS TO ZETA FUNCTIONS ......................................................................................... 555
`I. Duursma
`
`ALTERNATIVE APPROACHES TO THE COMPUTATION OF ERROR VALUES FOR I-IERMITIAN
`CODES ................................................................................................................................................................................ ..
`ME. O’Sullivan
`
`557
`
`III-B: STOCHASTIC NETWORKS III
`Organizers: S.P. Meyn and R. Sn‘kant
`(University of Illinois at Urbana-Champaign)
`Chair: S.P. Meyn
`(University of Illinois at Urbana-Champaign)
`
`BUFFER OVERFLOW ASYMPTOTICS IN HOL SERVICE SYSTEMS WITH HETEROGENEOUS
`LONG-TAILED INPUTS ................................................................................................................................................... ..
`C. Kotopoulos, N. Likhanov and RR. Mazumdar
`
`567
`
`SCHEDULING AND CONTROL OF MANUFACTURING SYSTEMS — A FLUID APPROACH ........................... 577
`G. Weiss
`
`MULTICLASS NETWORKS IN HEAVY TRAFFIC: ASYMPTOTIC OPTIMALITY 0F TRACKING
`POLICIES ............................................................................................................................................................................ ..
`C. Maglaras
`
`587
`
`SCHEDULING OPEN QUEUEING NETWORKS WITH SUFFICIENTLY FLEXIBLE RESOURCES ..................... 597
`S. Kumar
`
`OPTIMALLY STABILIZING CONTROLS FOR A DETERMINISTIC NETWORK MODEL .................................... 607
`P. Dupuis and R. Atar
`
`III-A: CODING THEORY III: ALGEBRAIC AND COMBINATORIAL CODING THEORY
`Organizers: R. Koetler and RE. Blahut
`(University of Illinois at Urbana—Champaign)
`Chair: N. Boston
`(University of Illinois at Urbana-Champaign)
`
`
`
`III-C: ROBUST CONTROL AND DECISION MAKING
`Chair: C. Beck
`(University of Illinois at Urbana~Champaign)
`
`EVALUATING CUMULANT CONTROLLERS ON A BENCHMARK STRUCTURE PROTECTION
`PROBLEM IN THE PRESENCE OF CLASSIC EARTHQUAKES ............................................................................... ..
`K.D. Pham, M.K. Sain, S.R. Liberty, and B.F. Spencer, Jr.
`
`617
`
`RISK-SENSITIVE DECISION-THEORETIC TROUBLESHOOTING ........................................................................... 627
`M.A. Shayman and E. Fernéndez—Gauchemnd
`
`ix
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`LC. Luo and EB. Lee
`
`SOLVTNG POLYNOMIAL SYSTEMS IN ROBUST STABILITY ANALYSIS ............................................................ 641
`N.-P. Kc
`
`ROBUST, NEAR TIME—OPTIMAL CONTROL OF THIRD-ORDER UNCERTAIN SYSTEMS ................................ 651
`K.H. You and EB. Lee
`
`A NEW CONVEX RELAXATION FOR ROBUST H2 PERFORMANCE ANALYSIS OF
`UNCERTAIN LINEAR SYSTEMS .................................................................................................................................... 655
`L. El Ghaoui and E. Feron
`
`A NEW RESULT ON THE BELLMAN EQUATION FOR EXIT TIME CONTROL PROBLEMS
`WITH CRITICAL GROWTH DYNAMICS ..................................................................................................................... ..
`M. Malisofi‘
`
`657
`
`III-D: OPTICAL NETWORKS II
`Organizers: M. Médard and E. Modiano
`(University of Illinois at Urbana-Champaign and
`Massachusetts Institute of Technology)
`Chair: M. Médard
`(University of Illinois at Urbana-Champaign)
`
`FAULT PROTECTION IN WDM MESH NETWORKS................................................................................................... 659
`G. Ellinas
`
`A COMPARISON OF ALLOCATION POLICIES IN WAVELENGTH ROUTING NETWORKS.............................. 669
`Y. Zhu, G.N. Rouskas, and HG. Perros
`
`679
`
`OPTICAL BUFFERS FOR MULTI-TERABIT IP ROUTERS .........................................................................................
`D.K. Hunter, I. Andonovic, and M.C. Chia
`
` IL CONTROL FOR MIXED DISTURBANCE REJECTION .......................................................................................... 637
`
`TI-IE A-SCHEDULER: A MULTIWAVELENGTH SCHEDULING SWITCH ............................................................... 689
`J.P. Lang, E.A. Varvarigos, and DJ. Blumenthal
`‘
`0N DIFFERENT ROUTING STRATEGIES IN TRANSPARENT ALL-OPTICAL NETWORKS .............................. 699
`OK. Tonguz
`
`III-E: COMMUNICATION NETWORKS
`Chair: R. Cruz
`(University of California, San Diego)
`
`TRANSMISSION POLICIES FOR TIME VARYING CHANNELS WITH AVERAGE DELAY
`CONSTRAINTS ................................................................................................................................................................. ..
`B.E. Collins and R.L. Cruz
`
`709
`
`FAIR ALLOCATION OF UTILITIES IN MULTIRATE MULTICAST NETWORKS .................................................. 718
`S. Sarkar and L. Tassiulas
`
`ON THE USE OF MULTIPLE WORKING POINTS IN MULTICHANNEL ALOHA WITH DEADLINES .............. 728
`D. Baron and Y. Birk
`
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`SPECIFICATION AND ANALYSIS OF A RELIABLE BROADCASTING PROTOCOL
`IN MAUDE ......................................................................................................................................................................... .. 738
`G. Dcnker, J.J. Garcia-Luna-Aceves, J. Meseguer, P.C. Olveczky, I. Raju, B. Smith, and CL. Talcott
`
`MODELING AND ANALYSIS OF ACTIVE MESSAGES IN VOLATILE NETWORKS ......................................... .. 748
`C. Okino and G. Cybenko
`
`IMPLEMENTATION OF AN ACTIVE CONGESTION CONTROL SCHEME IN NARROWBAND ATM
`NETWORKS ....................................................................................................................................................................... .. 758
`S. Sheth, J. Evans, A. Kulkami, and G. Minden
`
`CPU SCHEDULING FOR ACTIVE PROCESSING USING FEEDBACK DEFICIT ROUND ROBIN ..................... .. 768
`T. Wolf and D. Decasper
`
`PRECODING FOR SCATTERING FUNCTION ESTIMATION OF MOBILE CHANNELS USING OUTPUT
`CORRELATIONS ONLY .................................................................................................................................................... 770
`C. Tepedelenlio'glu and 6.13. Giannakis
`
`TWO-STAGE HYBRID ACQUISITION OF MULTICARRIER DIRECT-SEQUENCE
`SPREAD-SPECTRUM SIGNALS ...................................................................................................................................... 780
`FJ. Block and CW. Baum
`
`TRAINING SEQUENCE—BASED MULTIUSER CHANNEL ESTIMATION FOR
`BLOCK-SYNCHRONOUS CDMA .................................................................................................................................... 7
`G. Cairo and U. Mitra
`
`90
`
`SUPPRESSION OF HIGH-DENSITY, DYNAMIC NARROWBAND INTERFERENCE IN DS/CDMA
`SPREAD-SPECTRUM SYSTEM...................................................................................................................................... ..
`C. Carlemalm, H.V. Poor, and A. Logothetis
`
`800
`
`LARGE SYSTEM PERFORMANCE OF REDUCED-RANK LINEAR FILTERS ........................................................ 810
`ML. Honig and W. Xiao
`
`NONLINEAR MULTIUSER RECEIVERS WITH DISTRIBUTED POWER CONTROL IN CELLULAR
`RADIO NETWORKS ......................................................................................................................................................... ..
`M.K. Varanasi
`
`820
`
`III-F: WIRELESS COMMUNICATION I: DETECTION AND ESTIMATION
`Organizers: V.V. Veeravalli and U. Madhow
`(Comell University and University of Illinois at Urbana-Champaign)
`