`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_______________
`
`ZTE (USA) INC.
`Petitioner,
`
`v.
`
`PAPST LICENSING GMBH & CO., KG,
`Patent Owner.
`_______________
`
`Case IPR2017-00712
`Patent 9,189,437
`_______________
`___________________________________
`
`
`
`PATENT OWNER PAPST LICENSING GMBH & CO., KG’S
`PRELIMINARY RESPONSE UNDER 37 C.F.R. § 42.107
`___________________________________
`
`
`
`
`
`
`
`TABLE OF CONTENTS
`
`
` I. STATEMENT OF MATERIAL FACTS IN DISPUTE ................................. 1
`
`II.
`
`INTRODUCTION ........................................................................................... 1
`
`A.
`
`B.
`
`C.
`
`D.
`
`E.
`
`STATEMENT OF RELIEF REQUESTED ........................................ 2
`
`OVERVIEW OF THE ‘437 PATENT ................................................ 2
`
`LEVEL OF ORDINARY SKILL IN THE ART ................................. 6
`
`CLAIM CONSTRUCTION ................................................................ 7
`
`SUMMARY OF PATENT OWNER’S ARGUMENTS .................... 8
`
`III. THE PETITION FAILS TO MEET THE REQUIREMENTS FOR
`INSTITUTING AN INTER PARTES REVIEW ................................................... 10
`IV. CONCLUSION ............................................................................................. 16
`
`
`
`i
`
`
`
`
`
`
`
`EXHIBIT LIST
`
`Currently Filed – Patent Owner
`
`Ex. No.
`2001
`
`
`
`
`Ex. No.
`1001
`1002
`1003
`1004
`1005
`
`1006
`1007
`1008
`1009
`
`1010
`1011
`1012
`
`Description
`USPTO Decision on Petition to Accept an Unintentionally Delayed
`Claim for the Benefit of Priority, dated February 9, 2017
`
`
`Previously Filed – Petitioner
`
`Description
`U.S. Patent 9,189,437 to Tasler
`Intentionally Omitted
`File History for Application Serial No. 11/078,778
`Certified English Translation of PCT No. WO 98/39710
`Patent Owner’s Petition for Delayed Claim of Priority, November 10,
`2016
`U.S. Patent Application Publication 2005/0160199 A1 to Tasler
`U.S. Patent No. 6,470,399 to Tasler
`PCT No. WO 98/39710
`Petition to Revive Unintentionally Abandoned Application Pursuant
`to 37 C.F.R. § 1.137(b) and (c), and Renewed Petition to Revive
`Unintentionally Abandoned Application Pursuant to 37 C.F.R. §
`1.137(b) and (c)
`Declaration of Kevin C. Almeroth, Ph.D.
`Curriculum vitae of Kevin C. Almeroth
`Waiver of Service of Summons
`
`
`
`ii
`
`
`
`
`
`I.
`
`STATEMENT OF MATERIAL FACTS IN DISPUTE
`
`Petitioner ZTE (USA) Inc. (“Petitioner”) did not submit a statement of
`
`material facts in its Petition for inter partes review. Paper 1 (Petition).
`
`Accordingly, no response to a statement of material facts is due pursuant to 37
`
`C.F.R. § 42.23(a), and no facts are admitted.
`
`II.
`
`INTRODUCTION
`Patent Owner Papst Licensing GMBH & Co., KG (“Patent Owner”)
`
`respectfully submits this Patent Owner Preliminary Response under 35 U.S.C. §
`
`313 and 37 C.F.R. § 42.107(a). It is being timely filed on or before May 1, 2017
`
`pursuant to 37 C.F.R. § 42.107(b).
`
`“The Director may not authorize an inter partes review to be instituted
`
`unless the Director determines that the information presented in the petition filed
`
`under section 311 and any response filed under section 313 shows that there is a
`
`reasonable likelihood that the petitioner would prevail with respect to at least 1 of
`
`the claims challenged in the petition.” 35 U.S.C. § 314(a). Here, institution
`
`should be denied because Petitioner has failed to establish that there is a reasonable
`
`likelihood that it will prevail on its propositions of unpatentability.
`
`
`
`
`
`1
`
`
`
`
`
`
`
`STATEMENT OF RELIEF REQUESTED
`A.
`Pursuant to 35 U.S.C. § 314(a), Patent Owner respectfully requests that the
`
`Board deny institution of a trial with respect to all claims of the ‘437 Patent.
`
`
`
`
`
`
`B. OVERVIEW OF THE ‘437 PATENT
`The ’437 Patent involves a unique method for achieving high data transfer
`
`rates for data acquisition systems (e.g., still pictures, videos, voice recordings) to a
`
`general-purpose computer, without requiring a user to purchase, install, and/or run
`
`specialized software for each system. Exhibit 1001 (’437 Patent) at 3:33-37. At the
`
`time of the invention, there were an increasing number and variety of data
`
`acquisition systems with the ability to capture high volumes of information. Id. at
`
`1:42-57. As such, there was an increasing demand to transfer that information to
`
`commercially-available, general purpose computers. Id. at 1:29-41. But at that
`
`time—and today—performing that data transfer operation required either loading
`
`specialized, sophisticated software onto a general purpose computer, which
`
`increases the risk of error and the level of complexity for the operator, or
`
`specifically matching interface devices for a data acquisition system to a host
`
`system that may maximize data transfer rates but lacks the flexibility to operate
`
`with different devices. Id. at 1:26-3:25.
`
`The ‘437 Patent recognizes that the existing options were wasteful and
`
`
`
`2
`
`
`
`
`
`inefficient and presents a solution that would achieve high data transfer rates,
`
`without specialized software, while being sufficiently flexible
`
`to operate
`
`independent of device or host manufacturers. Id. at 2:20-41 and 3:29-32. The
`
`resulting invention would allow a data acquisition system to identify itself as a type
`
`of common device so as to leverage the inherent capabilities of general-purpose,
`
`commercially-available computers. Id. at 4:16-30. Accordingly, users could avoid
`
`loading specific software; improve data transfer efficiency; save time, processing
`
`power, and memory space; and avoid the waste associated with purchasing
`
`specialized computers or loading specific software for each device. Id. at 3:29-32,
`
`7:38-9:3, 9:18-23 and 11:38-55. The ’437 Patent claims variations of this concept
`
`and provides a crucial, yet seemingly simple, method and apparatus for a high data
`
`rate, device-independent information transfer. Id. at 3:29-32.
`
`The interface device disclosed in the ‘437 Patent can leverage “drivers for
`
`input/output device[s] customary in a host device which reside in the BIOS system
`
`of the host device . . . .” Id. at 10:23-29; see also id. at 4:23-27 (“The interface
`
`device according to the present invention therefore no longer communicates with
`
`the host device or computer by means of a specially designed driver but the means
`
`of a program which is present in the BIOS system . . .”), 5:15-25 (describing the use
`
`of “usual BIOS routines” to issue INQUIRY instructions to the interface), and 7:57-
`3
`
`
`
`
`
`
`
`64 (describing use of BIOS routines). Similarly, the written description describes
`
`also using drivers
`
`included
`
`in
`
`the operating system.
`
`
`
`Id. at 5:11-17
`
`(“Communication between the host system or host device and the interface device is
`
`based on known standard access commands as supported by all known operating
`
`systems (e.g., DOS®, Windows®, Unix®).”). Alternatively, if the required
`
`specific driver or drivers for a multi-purpose interface (such as a SCSI interface) is
`
`already present in a host device, such drivers could be used with the ‘437 Patent’s
`
`interface device instead of, or in addition to, customary drivers which reside in the
`
`BIOS. Id. at 10:23-26. Accordingly, the ’437 Patent contemplated a universal
`
`interface device that could operate independent of the manufacturer of the
`
`computer. Id. at 11:38-55. Indeed, the preferred embodiment discloses that the
`
`interface device includes three different connectors, a 50 pin SCSI connector 1240,
`
`a 25 pin D-shell connector 1280, and a 25 pin connector 1282, to allow the ‘437
`
`Patent’s interface device to connect to a variety of different standard interfaces that
`
`could be present in a host computer. Id. at 8:42-59 and FIG. 2.
`
`As is apparent from the title of the ’437 Patent, the interface device disclosed
`
`is capable of acquiring and processing analog data. As shown in FIG. 2 reproduced
`
`below, the ’437 Patent discloses that the interface device 10 has an analog input at
`
`connection 16 for receiving analog data from a data transmit/receive device on a
`4
`
`
`
`
`
`
`
`plurality of analog input channels 1505 and simultaneously digitizing the received
`
`analog data using, inter alia, a sample and hold amplifier 1515 and an analog to
`
`digital converter 1530 that converts analog data received from the plurality of
`
`channels 1505 into digital data that may then be processed by the processor 1300.
`
`Id. at 8:60-9:8 and 9:41-56.
`
`
`
`
`
`5
`
`
`
`
`
`
`
`LEVEL OF ORDINARY SKILL IN THE ART
`C.
`“The person of ordinary skill in the art is a hypothetical person who is
`
`
`
`
`
`presumed to have known the relevant art at the time of the invention.” Manual of
`
`Patent Examining Procedure (“MPEP”) 2141.II.C. Factors that may be considered
`
`in determining the level of ordinary skill in the art may include: (1) type of
`
`problems encountered in the art; (2) prior art solutions to those problems; (3)
`
`rapidity with which innovations are made; (4) sophistication of the technology; and
`
`(5) educational level of active workers in the field. In re GPAC, 57 F.3d 1573,
`
`1579 (Fed. Cir. 1995).
`
`
`
`Petitioner has not proposed a definition of the level of ordinary skill in the
`
`art. Paper 1 (Petition). Patent Owner contends that the field of the invention relates
`
`to “the transfer of data and in particular to interface devices for communication
`
`between a computer or host device and a data transmit/receive device from which
`
`data is to be acquired or with which two-way communication is to take place.”
`
`Exhibit 1001 (‘437 Patent) at 1:9-13. A POSITA would have at least a bachelor’s
`
`degree in a related field such as computer engineering or electrical engineering and at
`
`least three years of experience in the design, development, and/or testing of hardware
`
`and software components involved with data transfer or in embedded devices and
`
`their interfaces with host systems. Alternatively, a POSITA may have five or more
`6
`
`
`
`
`
`
`
`years of experience in these technologies, without a bachelor’s degree.
`
`
`
`D. CLAIM CONSTRUCTION
`In an inter partes review (“IPR”), the Board construes claim terms in an
`
`unexpired patent using their broadest reasonable construction in light of the
`
`specification of the patent in which they appear. 37 C.F.R. § 42.100(b). The claim
`
`language should be read in light of the specification as it would be interpreted by
`
`one of ordinary skill in the art. Cuozzo Speed Techs., LLC v. Lee, No. 15-446, 136
`
`S. Ct. 2131, 2146 (June 20, 2016). The broadest reasonable meaning given to claim
`
`language must take into account any definitions presented in the specification. In re
`
`Am. Acad. of Sci. Tech. Ctr., 367 F.3d 1359, 1364 (Fed. Cir. 2004) (citing In re
`
`Bass, 314 F.3d 575, 577 (Fed. Cir. 2002)). Under this standard, claim terms are
`
`given their ordinary and customary meaning as would be understood by one of
`
`ordinary skill in the art in the context of the entire disclosure. In re Translogic
`
`Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir. 2007) (citing Phillips v. AWH Corp.,
`
`415 F.3d 1303 (Fed. Cir. 2005) (en banc)).
`
`Petitioner has not proposed constructions for any term in the ‘437 Patent.
`
`Paper 1 (Petition) at 6. For the purposes of the Institution Decision, Patent Owner
`
`also does not believe it is necessary for the Board to construe any terms in the ‘437
`
`Patent. Patent Owner reserves the right to propose constructions for terms in the
`7
`
`
`
`
`
`
`
`‘437 Patent should trial be instituted.
`
`
`
`E. SUMMARY OF PATENT OWNER’S ARGUMENTS
`The Board has discretion to “deny some or all grounds for unpatentability for
`
`some or all of the challenged claims.” 37 C.F.R. § 42.108(b). Petitioner bears the
`
`burden of demonstrating a reasonable likelihood that it would prevail in showing
`
`unpatentability on the grounds asserted in the Petition. 37 C.F.R. § 42.108(c).
`
`While it is not required to file a preliminary response, Patent Owner takes this
`
`limited opportunity to explain the reasons the Board should not institute trial. 37
`
`C.F.R. § 42.107(a).
`
`The Board should reject the Petition because Petitioner has not shown that
`
`the PCT Application to which the ‘437 Patent claims priority is prior art to the ‘437
`
`Patent. Petitioner argues the PCT Application is prior art to the ‘437 Patent
`
`because “the patentee failed to perfect its claim of priority though [sic] all of the
`
`intervening applications. In particular, while U.S. application 11/078,778 was filed
`
`as a continuation of U.S. application 10/219,105, it failed to claim priority to the
`
`earlier-filed U.S. application 09/331,002.” Paper 1 (Petition) at 7. Petitioner
`
`further asserts that “Applicant’s failure to comply with at least 35 U.S.C. § 120,
`
`and 37 C.F.R. §§ 1.78(a)(2)(i), 1.78(a)(2)(iii) and 1.76, severed the chain of
`
`priority for the ’778 Application and all the later applications in the chain.” Id. at
`8
`
`
`
`
`
`
`
`8.
`
`However, as Petitioner acknowledges, Patent Owner filed a “Petition under
`
`37 C.F.R. § 1.55 and § 1.78 for Delayed Claim of Priority” on November 10, 2016.
`
`Paper 1 (Petition) at 11; Exhibit 1005 (Petition for Delayed Claim of Priority). In
`
`that Petition, Patent Owner submitted to the USPTO that the filing documents of
`
`“the ’778 Application mistakenly omit a specific reference to U.S. Application No.
`
`09/331,002, the National Stage of PCT Application No. PCT/EP98/01187.”
`
`Exhibit 1005 (Petition for Delayed Claim of Priority) at 6. “Applicant intended to
`
`claim priority…and take advantage of the earliest effective filing date,” and that
`
`omission was “simply an administrative error.” Id. at 6-7. Patent Owner
`
`submitted with the Petition for Delayed Claim of Priority an Amendment that
`
`properly recites the priority chain. Id. at 43/54. Additionally, Patent Owner also
`
`submitted with the Petition an updated Application Data Sheet with the same
`
`priority information. Id. at 46/54. On February 9, 2017, the Patent Office granted
`
`both Patent Owner’s Petition under 37 CFR 1.78(e) and Petition under 37 CFR
`
`1.55(e). Exhibit 2001 (Decision on Petition). Through the now granted Petition,
`
`Patent Owner has cured any unintentionally omitted priority claim to the ’002
`
`
`
`9
`
`
`
`
`
`Application.1 As such, the ‘437 Patent now undeniably correctly claims priority to
`
`U.S. application 09/331,002 filed June 14, 1999, the corresponding PCT
`
`Application EP98/01187, and the German application DE 19708755, and Petitioner
`
`has not shown that the PCT Application to which the ’437 Patent claims priority is
`
`prior art to the ’437 Patent. For this reason, the Petition should be denied.
`
`Patent Owner does not attempt to fully address the myriad of other
`
`deficiencies of the underdeveloped grounds asserted in the Petition. See
`
`Travelocity.com L.P. et al. v. Cronos Technologies, LLC, CBM 2014-00082, Paper
`
`12 at 10 (PTAB Oct. 16, 2014) (“nothing may be gleaned from the Patent Owner’s
`
`challenge or failure to challenge the grounds of unpatentability for any particular
`
`reason”). However, the deficiencies addressed herein are dispositive and preclude
`
`trial on any asserted ground.
`
`III. THE PETITION FAILS TO MEET THE REQUIREMENTS FOR
`INSTITUTING AN INTER PARTES REVIEW
`Trial should not be instituted because the Petition applies art that does not
`
`qualify as prior art under any section of 35 U.S.C. § 102. The sole ground
`
`advanced in the Petition applies PCT Application PCT/EP98/01187, to which the
`
`
`1 By filing a Petition for a Delayed Claim of Priority, Patent Owner does not
`concede that the originally submitted forms and papers in the prosecution histories
`10
`
`
`
`
`
`
`
`’437 Patent claims priority, as prior art against the ’437 Patent. Paper 1 (Petition)
`
`at 1. The PCT Application however is not prior art because the ‘437 Patent
`
`correctly claims priority to it. As Petitioner acknowledges, “[t]he ’437 Patent is
`
`part of a long chain of continuing applications, which purport to claim priority
`
`back to PCT/EP98/01187 (filed March 3, 1998) and German application DE 197
`
`08 755 (filed March 4, 1997).” Id. at 7. Specifically, the ’437 Patent states that it
`
`“is a continuation of application Ser. No. 11/078,778, filed Mar. 11, 2005, now
`
`expressly abandoned, which is a continuation of application Ser. No. 10/219,105,
`
`filed Aug. 15, 2002, now U.S. Pat. No. 6,895,449, which is a divisional of
`
`application Ser. No. 09/331,002, filed Jun. 14, 1999, now U.S. Pat. No. 6,470,399
`
`[the national stage of the PCT Application].” Exhibit 1001 (’437 Patent) at 1:8-
`
`13.
`
`Nevertheless, Petitioner alleges the PCT Application is prior art because
`
`“there is a critical break in the priority chain.” Paper 1 (Petition) at 1. Petitioner
`
`argues that “[a]n intervening U.S. patent application (on which the ’437 Patent
`
`seeks to rely, as a bridge to the PCT) [U.S. application 11/078,778] failed to
`
`identify each of the earlier applications in the chain, as is required to perfect such
`
`
`of the various patents and applications in the chain of priority of the ‘437 Patent
`were legally inadequate for claiming priority.
`11
`
`
`
`
`
`
`
`a priority claim.” Id. Petitioner reasons that “[w]hile U.S. application 11/078,778
`
`was filed as a continuation of U.S. application 10/219,105, it failed to claim
`
`priority to the earlier-filed U.S. application 09/331,002.” Id. at 7. “Thus, under
`
`35 U.S.C. § 120, the ’437 Patent cannot claim priority back to the PCT.” Id. at 1.
`
`Petitioner is incorrect.
`
`As Petitioner acknowledges, Patent Owner filed a “Petition under 37 C.F.R.
`
`§ 1.55 and § 1.78 for Delayed Claim of Priority” on November 10, 2016. Paper 1
`
`(Petition) at 11; Exhibit 1005 (Petition for Delayed Claim of Priority). In that
`
`Petition, Patent Owner submitted to the USPTO that the filing documents of “the
`
`’778 Application mistakenly omit a specific reference to U.S. Application No.
`
`09/331,002, the National Stage of PCT Application No. PCT/EP98/01187.”
`
`Exhibit 1005 (Petition for Delayed Claim of Priority) at 6. “Applicant intended to
`
`claim priority…and take advantage of the earliest effective filing date,” and that
`
`omission was “simply an administrative error.” Id. at 6-7. Patent Owner
`
`submitted with the Petition for Delayed Claim of Priority an amendment to the
`
`specification that states “[t]his Application is a continuation application of U.S.
`
`Application No. 10/219,105, filed August 15, 2002, now U.S. Patent No.
`
`6,895,449, which is a divisional of U.S. Application No. 09/331,002, filed June
`
`14, 1999, now U.S. Patent No. 6,470,399, which is the National Stage application
`12
`
`
`
`
`
`
`
`of PCT Application No. PCT/EP98/01187, filed March 3, 1998, which claims
`
`priority to German Patent Application No. 19708755.8 filed March 4, 1997.” Id.
`
`at 43/54. Additionally, Patent Owner also submitted with the Petition an updated
`
`Application Data Sheet (“ADS”) with the same priority information. Id. at 46/54.
`
`The Patent Office granted both Patent Owner’s Petition under 37 CFR 1.78(e) and
`
`Petition under 37 CFR 1.55(e) on February 9, 2017. Exhibit 2001 (Decision on
`
`Petition).
`
`As the Petitioner has already conceded, “[a] claim to benefit of priority
`
`under 35 U.S.C. § 120 to the earliest of a chain of patent applications must make
`
`specific reference to ‘each application in the chain of priority to refer to the prior
`
`applications.’” (emphasis in original). Paper 1 (Petition) at 8. “Such a ‘specific
`
`reference’ to an application in a priority claim requires precise details, including
`
`those details recited in the implementing regulation for § 120, that is, 37 C.F.R. §
`
`1.78(a)(2)(i).” Id. Pre-AIA § 120 states, in relevant part: “An application for
`
`patent for an invention [is] entitled to the benefit of the filing date of the first
`
`application...if it contains or is amended to contain a specific reference to the
`
`earlier filed application. No application shall be entitled to the benefit of an
`
`earlier filed application under this section unless an amendment containing the
`
`specific reference to the earlier filed application is submitted at such time during
`13
`
`
`
`
`
`
`
`the pendency of the application as required by the Director.” 35 U.S.C. § 120;
`
`Paper 1 (Petition) at 9. There is no question that Patent Owner’s amendment to
`
`the specification of the ’778 Application as accepted by the Patent Office contains
`
`the specific references to the earlier filed applications as required by 35 U.S.C. §
`
`120. See Exhibit 1005 (Petition for Delayed Claim of Priority) at 43/54. Thus,
`
`with the USPTO’s granting of Patent Owner’s Petition and entry of Patent
`
`Owner’s specification amendment and ADS, Patent Owner has now cured any
`
`alleged defects in the ’778 Application’s original claim of priority. As such, the
`
`‘437 Patent now undeniably has a valid claim of priority through the ’778
`
`Application to the PCT Application and, based on this claim of priority, the PCT
`
`Application is not prior art to the ’437 Patent.
`
`Petitioner also argues that because the ’778 Application was expressly
`
`abandoned, Patent Owner cannot seek to retrospectively cure the alleged break in
`
`the chain of priority. Paper 1 (Petition) at 9. Petitioner alleges that the Patent
`
`Owner’s petition to correct the priority claim in the ’778 Application should not
`
`be able to retroactively plug the gap in the priority chain because the ’778
`
`Application was expressly (i.e., intentionally) abandoned and that any petition to
`
`revive should be rejected. Id. at 9, 13-15. The Office of Petitions however has
`
`already granted Patent Owner’s Petition for Delayed Claim of Priority and thus
`14
`
`
`
`
`
`
`
`Patent Owner has already cured any alleged defect in the chain of priority,
`
`making Petitioner’s argument moot. Exhibit 2001 (Decision on Petition). In
`
`addition, “PTO revival actions are not subject to third party challenge” and
`
`Petitioner is expressly prohibited from advancing any argument that a revival was
`
`inappropriate. Exela Pharma Sciences, LLC v. Lee, 781 F.3d 1349, 1353 (Fed.
`
`Cir. 2015).
`
`Furthermore, Petitioner’s argument amounts to an improper collateral attack
`
`on a decision by the Office of Petitions. Petitioner does not identify proper
`
`jurisdiction or authority of the Board to either review and overturn the February 9,
`
`2017 decision of the USPTO on the Petition for Delayed Claim of Priority or
`
`ignore it. See Apple Inc. v. E-watch, Inc., IPR2015-00411, Paper 12 at 7-8
`
`(P.T.A.B. May 7, 2015) (holding “[n]ot all issues having an impact on
`
`determination of patentability are the same. Where the issue is the status of an
`
`applied reference as prior art, viewed in light of a patent owner’s effort to
`
`antedate the date of the reference…we can review the evidence submitted to show
`
`a date of invention prior to the date of the reference. That issue is substantive and
`
`central to the merit of the patentability determination. On the other hand, where
`
`the issue is the status of an application…the matter is procedural and not central
`
`to the substantive merit of a patentability determination. We have jurisdiction to
`15
`
`
`
`
`
`
`
`review and determine the former, not the latter.”) (emphasis added).
`
`Accordingly, Petitioner has not shown that the PCT Application is prior art
`
`to the ’437 Patent and the Petition must be denied.
`
`IV. CONCLUSION
`
`Patent Owner has shown
`
`that Petitioner’s proposed ground of
`
`unpatentability fails because the PCT Application is not prior art to the ’437
`
`Patent. For at least the foregoing reason, the Petition’s ground for unpatentability
`
`is legally deficient and trial should not be instituted under 35 U.S.C. § 314(a).
`
`
`
`
`
`
`
`Respectfully Submitted,
`
`
`
`
`
`/s/ Gregory S. Donahue
`Gregory S. Donahue
`Reg. No. 47,531
`DiNovo Price Ellwanger & Hardy LLP
`7000 North MoPac Expressway
`Suite 350
`Austin, TX 78731
`Telephone: (512) 539-2625
`Facsimile: (512) 539-2627
`
`Lead Counsel for Patent Owner Papst
`Licensing GMBH & Co., KG
`
`Minghui Yang
`Reg. No. 71,989
`
`16
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Date: April 27, 2017
`
`
`
`
`
`
`
`DiNovo Price Ellwanger & Hardy LLP
`7000 North MoPac Expressway
`Suite 350
`Austin, Texas 78731
`Telephone: (512) 539-2626
`Facsimile: (512) 539-2627
`
`
`
`Back-Up Counsel for Patent Owner
`Papst Licensing GMBH & Co., KG
`
`
`
`
`
`
`
`
`17
`
`
`
`
`
`CERTIFICATE OF WORD COUNT UNDER 37 C.F.R. § 42.24(b)(1)
`
`I, the undersigned, do hereby certify that the foregoing Patent Owner
`Preliminary Response, including footnotes, contains 3,759 words, as measured by the
`Word Count function of Word 2007. This is less than the limit of 14,000 words as
`specified by 37 C.F.R. § 42.24(b)(1).
`
`
`
`
`/s/ Gregory S. Donahue
`Gregory S. Donahue
`
`
`
`
`18
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`I hereby certify that on this 27th day of April 2017, a true and correct copy of
`
`the foregoing PATENT OWNER PAPST LICENSING GMBH & CO. KG’S
`
`PRELIMINARY RESPONSE UNDER 37 C.F.R. § 42.107 was served by electronic
`
`mail upon the following counsel of record for ZTE (USA) Inc.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Scott R. Miller
`Darren M. Franklin
`SHEPPARD, MULLIN, RICHTER & HAMPTON
`333 South Hope Street, 43rd Floor
`Los Angeles, CA 90071-1422
`smiller@sheppardmullin.com
`dfranklin@sheppardmullin.com
`
`
`/s/ Gregory S. Donahue
`
`Gregory S. Donahue
`Reg. No. 47,531
`DiNovo Price Ellwanger & Hardy LLP
`7000 North MoPac Expressway
`Suite 350
`Austin, Texas 78731
`Lead Counsel for Patent Owner
`
`
`
`
`19
`
`