UNITED STATES PATENT AND TRADEMARK OFFICE
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`In re: Inter Partes Review of:
`
`U.S. Pat. No. 7,116,710
`
`U.S. Pat. No. 7,421,032
`
`U.S. Pat. No. 7,421,781
`
`and U.S. Pat. No. 8,284,833
`
`Inventor: Hui Jin, et a1
`
`:
`
`IPR No. Unassigned
`
`Assignee: California Institute of Technology
`
`Common Title:
`
`Serial Concatenation of Interleaved Convolutional Codes
`
`Forming Turbo-Like Codes
`
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`
`Box 1450
`
`Alexandria, Virginia 22313-1450
`
`Submitted Electronically via the Patent Review Processing System
`
`DECLARATION OF PAUL H. SIEGEL
`
`ActiveUS 159440043v. 1
`
`1
`1
`
`Apple v. Caltech
`IPR2017—00701
`
`Apple 102(cid:22)1123
`Replacement - Apple 1123
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`In re: Inter Partes Review of:
`
`U.S. Pat. No. 7,116,710
`
`U.S. Pat. No. 7,421,032
`
`U.S. Pat. No. 7,421,781
`
`and U.S. Pat. No. 8,284,833
`
`Inventor: Hui Jin, et a1
`
`:
`
`IPR No. Unassigned
`
`Assignee: California Institute of Technology
`
`Common Title:
`
`Serial Concatenation of Interleaved Convolutional Codes
`
`Forming Turbo-Like Codes
`
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`
`Box 1450
`
`Alexandria, Virginia 22313-1450
`
`Submitted Electronically via the Patent Review Processing System
`
`DECLARATION OF PAUL H. SIEGEL
`
`ActiveUS 159440043v. 1
`
`1
`1
`
`Apple v. Caltech
`IPR2017—00701
`
`Apple 102(cid:22)1123
`Replacement - Apple 1123
`
`
`
`Declaration of Pgnl H. Siegel
`
`1, Paul H. Siegel, declare as follows:
`
`1.
`
`I am over the age of 18 and am legally competent to make this
`
`declaration. I make this declaration based upon my own personal knowledge.
`
`2.
`
`I am currently a Professor at the University of California, San
`
`Diego, in the Department of Electrical and Computer Engineering, the Jacobs
`
`School of Engineering, and the Center for Memory and Recording Research.
`
`3.
`
`I have been asked to provide a statement of certain facts related to
`
`work I did together with Henry D. Pfister relating to the serial concatenation of
`
`rate-l codes through uniform random interleavers.
`
`4.
`
`Beginning in early 1999, I collaborated with Dr. Pfister, then a
`
`PhD student of mine, to show that improved error—correcting codes can be
`
`constructed from simple components, e.g., by serially concatenating an
`
`arbitrary outer code of rate r < 1 and m identical rate~1 inner codes.
`
`5.
`
`The result of that collaboration was a presentation at the 1999
`
`Allerton Conference on Communications, Control and Computing, in Allerton,
`
`Illinois (“1999 Allerton Conference”) in September 1999. This conference was
`
`held September 22-24, 1999, and was open to the public for attendance. Any
`
`person who wanted to attend and was able to pay the attendance fee could
`
`ActiveUS 159440043V.1
`
`
`
`attend. The 1999 Allerton Conference was considered one of two primary
`
`conferences on the topic of iterative decoding during the time. The 1999
`
`Allerton conference itself, as well as the proceedings that took place there,
`
`were publicized and generally known to those who were interested in topics
`
`relating to error-correcting codes and iterative decoding.
`
`6.
`
`At the 1999 Allerton Conference, I presented a series of slides
`
`relating to my work with Dr. Pfister on a class of codes based on serial
`
`concatenation of a rate-r code with m 2 1, uniforrnly interleaved rate—l codes.
`
`In these slides, I discussed an example of these codes, called a “Repeat-
`
`Accumulate-Accumulate” (or “RAA”) code. An RAA code is is similar to an
`
`RA code (Divsalar, et al., Allerton ’98) to which an additional accumulator has
`
`been added. I compared RAA codes to RA codes and concluded that the RAA
`
`codes were able to achieve a lower word-error—probability than the RA codes,
`
`demonstrating that the performance of RA codes could be improved by
`
`including an additional accumulator. This presentation was entitled “The
`
`Serial Concatenation of Rate—1 Codes Through Uniform Random Interleavers,”
`
`and I presented it in the HA: Coding Theory: Iterative Decoding and Turbo
`
`Codes Session on September 22, 1999, the first day of the conference. A true
`
`and accurate copy of the slides that I presented at the 1999 Allerton Conference
`
`is attached as Exhibit 1.
`
`ActiveUS 159440043v.1
`
`
`
`I hereby declare that all statements made herein of my own knowledge are
`
`true and that all statements made on information or belief are believed to be
`
`true; and further that these statements were made with the knowledge that
`
`willful false statements and the like so made are punishable by fine or
`
`imprisonment, or both, under Section 1001 of Title 18 of the United States
`
`Code.
`
`Dated:L
`
`Paul H. Siegel
`
`ActiveUS 159440043V.1
`
`
`
`
`
`Exhibit 1
`
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