`Apple vs. California Institute of Technology
`
`DOCKET NO.: 1033300-00287
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`7,421,032
`PATENT:
`INVENTORS: HUI JIN, AAMOD KHANDEKAR, ROBERT J. MCELIECE
`FILED:
`OCTOBER 3, 2006
`ISSUED:
`SEPTEMBER 2, 2008
`TITLE:
`SERIAL CONCATENATION OF INTERLEAVED
`CONVOLUTIONAL CODES FORMING TURBO-LIKE
`CODES
`___________________________________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________________________________________
`
`Apple Inc.
`Petitioner
`
`v.
`
`California Institute of Technology
`Patent Owner
`
`Case IPR2017-00700
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`
`
`
`
`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
`
`EXHIBITS
`
`Description
`
`U.S. Patent No. 7,421,032
`
`D. J. C. MacKay, S. T. Wilson, and M. C. Davey, “Comparison of
`constructions of irregular Gallager codes,” IEEE Trans. Commun.,
`Vol. 47, No. 10, pp. 1449-54, 1999
`
`L. Ping, W. K. Leung, N. Phamdo, “Low Density Parity Check Codes
`with Semi-random Parity Check Matrix.” Electron. Letters, Vol. 35,
`No. 1, pp. 38-39, 1999
`
`Exhibit
`1001
`
`1002
`
`1003
`
`1004
`
`Declaration of Professor James Davis, Ph.D. (“Davis Declaration”)
`
`1005
`
`1006
`
`1007
`
`Gallager, R., Low-Density Parity-Check Codes, Monograph, M.I.T.
`Press, 1963
`
`Berrou et al., “Near Shannon Limit Error-Correcting Coding and
`Decoding: Turbo-Codes," ICC ’93, Technical Program, Conference
`Record 1064, Geneva 1993
`
`Benedetto, S. et al., Serial Concatenation of Block and Convolutional
`Codes, 32.10 Electronics Letters 887-8, 1996
`
`1008
`
`Luby, M. et al., “Practical Loss-Resilient Codes,” STOC ’97, 1997
`
`1009
`
`1010
`
`Luby, M. et al., “Analysis of Low Density Codes and Improved
`Designs Using Irregular Graphs,” STOC ’98, pp. 249-58, published in
`1998
`
`Replacement copy of Frey, B. J. and MacKay, D. J. C., “Irregular
`Turbocodes,” Proc. 37th Allerton Conf. on Comm., Control and
`Computing, Monticello, Illinois, published on or before March 20,
`2000
`
`1011
`
`Final Written Decision, Hughes Network Systems, LLC et al. v. Cal.
`Institute of Tech., IPR2015-00059, Paper 42 (PTAB Apr. 21, 2016)
`
`1012
`
`Certificate of Correction, U.S. Patent No. 7,421,032 (Sept. 2, 2008)
`
`i
`
`
`
`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
`Description
`Claim Construction Order, California Institute of Technology v.
`Hughes Communications Inc., No. 13-cv-7245 (C.D. Cal.)
`
`Decision on Institution, Hughes Network Systems, LLC et al. v. Cal.
`Institute of Tech., IPR2015-00059, Paper 18 (PTAB Apr. 27, 2015)
`
`Exhibit
`
`1013
`
`1014
`
`1015
`
`Expert Report of Dr. Brendan Frey (Case No. 2:13-cv-07245)
`
`1016
`
`1017
`
`MacKay, D. J. C, and Neal, R. M. “Near Shannon Limit Performance
`of Low Density Parity Check Codes,” Electronics Letters, vol. 32, pp.
`1645-46, 1996
`
`Replacement copy of D. Divsalar, H. Jin, and R. J. McEliece, “Coding
`theorems for "turbo-like" codes,” Proc. 36th Allerton Conf. on Comm.,
`Control and Computing, Monticello, Illinois, pp. 201-9, September
`1998
`
`1018
`
`U.S. Patent No. 4,271,520 (1981)
`
`1019
`
`Declaration of Robin Fradenburgh Concerning the “Proceedings, 36th
`Allerton Conference on Communications, Control, and Computing”
`Reference
`
`1020
`
`Chris Heegard and Stephen B. Wicker, Turbo Coding, pp. 12-14, 1999
`
`1021
`
`George C. Clark, Jr. and J. Bibb Cain, Error-Correction Coding for
`Digital Communications, pp. 6, 229, 1938
`
`1022
`
`Pfister, H. and Siegel, P., “The Serial Concatenation of Rate-1 Codes
`Through Uniform Random Interleavers,” 37th Allerton Conf. on
`Comm., Control and Computing, Monticello, Illinois, published on or
`before September 24, 1999
`
`1023
`
`Replacement copy of Declaration of Paul H. Siegel (“Siegel
`Declaration”)
`
`1024
`
`Kschischang, F.R., and Frey, B.J., “Iterative decoding of compound
`codes by probability propagation in graphical models,” IEEE Journal
`on Selected Areas in Communications, vol. 16, no. 2, pp. 219-230,
`1998
`
`ii
`
`
`
`U.S. Patent 7,421,032
`Apple vs. California Institute of Technology
`Description
`Declaration Of Richard Goldenberg In Support Of Unopposed Motions
`To Submit Replacement Exhibits Pursuant To 37 C.F.R. § 42.104(c)
`
`Declaration Of Jonathan Barbee In Support Of Unopposed Motions To
`Submit Replacement Exhibits Pursuant To 37 C.F.R. § 42.104(c)
`
`Exhibit
`
`1025
`
`1026
`
`
`
`Dated: February 28, 2017
`
`Respectfully Submitted,
`
`
`
`
`
`/Dominic E. Massa/
`Dominic E. Massa
`Registration No. 44,905
`WILMER CUTLER PICKERING
`HALE AND DORR LLP
`60 State Street
`Boston, MA 02109
`Tel: (617) 526-6386
`Fax: (617) 526-5000
`
`Attorney for Petitioner
`
`
`
`
`
`
`
`iii
`
`
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