throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`In re Patent of: Cameron et al.
`U.S. Patent No.: 5,915,210
`Issue Date:
`June 22, 1999
`Appl. Serial No.: 08/899,476
`Filing Date:
`July 24, 1997
`Title:
`Method and system for providing multicarrier simulcast
`transmission
`IPR2017-00637
`
`IPR:
`
`
`
`
`
`DECLARATION OF DR. JAY P. KESAN
`
`1. My name is Dr. Jay P. Kesan. I understand that I am submitting a
`
`declaration for Mobile Telecommunications Technologies LLC (MTel”),
`
`offering technical opinions in connection with the above-referenced Inter
`
`Partes Review (IPR) proceeding pending in the United States Patent and
`
`Trademark Office for U.S. Patent No. 5,915,210 (the “’210 Patent”), and
`
`prior art references relating to its subject matter. My current curriculum
`
`vitae is attached as Appendix A.
`
`2.
`
`I also provide selected background information here relevant to
`
`myself, my experience, and this proceeding.
`
`3.
`
`I am a Professor at the University of Illinois at Urbana-Champaign,
`
`where I am appointed in the College of Law, the Department of Electrical
`
`and Computer Engineering, the Coordinated Science Laboratory, and the
`
`Information Trust Institute. I have a Ph.D. in Electrical and Computer
`
`1
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 1, IPR2017-00637
`
`

`

`Engineering from the University of Texas at Austin and a J.D., summa
`
`cum laude from Georgetown University. I have also worked as a
`
`research scientist at the IBM T.J. Watson Research Center, and I am a
`
`named inventor on several United States patents. I have also served as a
`
`technical expert and legal expert in patent infringement lawsuits. I have
`
`been appointed to serve as a Special Master in patent disputes.
`
`Additionally, I have been appointed as a Thomas Edison Scholar at the
`
`United States Patent and Trademark Office (“USPTO”).
`
`4. My opinions in this report are based on my experience and expertise
`
`in the field relevant to the Asserted Patents. To prepare this Report, I
`
`have reviewed and considered materials shown in Appendix B and
`
`referred to herein, principally including the ‘210 Patent, the Rault, Mojoli,
`
`Nakamura, and Saalfrank references, and the extrinsic evidence cited.
`
`5.
`
`I anticipate using some of the above-referenced documents and
`
`information, or other information and material that may be produced
`
`during the course of this proceeding (such as by deposition testimony), as
`
`well as representative charts, graphs, schematics and diagrams,
`
`animations, and models that will be based on those documents,
`
`information, and material, to support and to explain my testimony before
`
`the Board regarding the validity of the ’210 Patent.
`
`
`
`2
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 2, IPR2017-00637
`
`

`

`6. This report is based on information currently available to me. To the
`
`extent that additional information becomes available (whether from
`
`documents that may be produced, from testimony that may be given or in
`
`depositions yet to be taken, or from any other source), I reserve the right
`
`to continue the investigation and study. I may thus expand or modify my
`
`opinions as that investigation and study continues. I may also
`
`supplement my opinions in response to such additional information that
`
`becomes available to me, any matters raised by and/or opinions provided
`
`by MTel’s experts, or in light of any relevant orders from the Board.
`
`7. Throughout this report, I cite to certain documents or testimony that
`
`support my opinions. These citations are not intended to be and are not
`
`exhaustive examples. Citation to documents or testimony is not intended
`
`to signify and does not signify that my expert opinions are limited by or
`
`based solely on the cited sources.
`
`8.
`
`I am an attorney, registered to practice before the United States Patent
`
`and Trademark Office, and a legal expert in United States Patent Law.
`
`9. A person of ordinary skill in the art at the time of the invention
`
`(POSA) of the ’210 Patent would possess a bachelor’s degree in
`
`electrical or its equivalent and about four years working in the field of
`
`wireless telecommunications networks, or the equivalent.
`
`
`
`3
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 3, IPR2017-00637
`
`

`

`10.
`
`I previously reviewed the ‘210 Patent and Saalfrank in IPR2016-
`
`00765 (“the ARRIS IPR”). Ex. 2001 is a copy of my declaration (“the
`
`ARRIS Declaration”) in the ARRIS IPR.
`
`11.
`
`Independent claims 1, 10, and 19 of the ‘210 Patent are challenged in
`
`the Petition in the above referenced IPR.
`
`12.
`
`In the ARRIS IPR, I found that “the limitation of independent claims
`
`1, 10, and 19 of the ‘210 Patent that each of the first plurality of carrier
`
`signals represent a portion of the information signal substantially not
`
`represented by others of the first plurality of carrier signals can be
`
`referred to as the non-redundancy limitation.” Ex. 2001 at 23. I
`
`understand that the Board referred to this limitation as the “No
`
`Redundancy Limitation” in the decision not to institute of the ARRIS
`
`IPR. As a result, I will hereinafter refer to this limitation as the “No
`
`Redundancy Limitation.”
`
`13.
`
`I understand that in the Petition of this IPR is it asserted that Rault
`
`teaches or suggests the No Redundancy Limitation of claims 1, 10, and
`
`19 of the ‘210 Patent.
`
`14. Rault, in its abstract, describes that it is directed to a coded orthogonal
`
`frequency division multiplexing (COFDM) system designed within the
`
`framework of the DAB (Digital Audio Broadcasting) EUREKA 147
`
`
`
`4
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 4, IPR2017-00637
`
`

`

`project. Ex. 1004 at 7. In the first section of the paper, Rault recalls the
`
`characteristics of the urban radio channel and introduces the problems
`
`which have to be solved in order to ensure transmission of high bit rates.
`
`Id. In the second section of the paper, Rault deals with the general
`
`principles of the COFDM technique that is proposed in order to cope
`
`with the multipath propagation. Id.
`
`15. As the Board summarized in the ARRIS IPR with regard to Saalfrank,
`
`I provided several exhibits discussing DAB and COFDM to support my
`
`contention that the type of DAB and COFDM described in Saalfrank
`
`necessarily includes substantial redundancy and would, therefore, not
`
`satisfy the No Redundancy Limitation. Ex. 2008 at 10.
`
`16.
`
`In this IPR, I submit that the type of DAB and COFDM described in
`
`Rault is the same type of DAB and COFDM Saalfrank. Therefore, Rault
`
`necessarily includes substantial redundancy and would also not satisfy
`
`the No Redundancy Limitation.
`
`17.
`
`I understand that in the Petition of this IPR is it asserted that
`
`Nakamura teaches or suggests the No Redundancy Limitation of claims 1,
`
`10, and 19 of the ‘210 Patent.
`
`18. Nakamura is directed to a method to achieve good performance of a
`
`256 QAM modem with 400 Mbit/s transmission capacity. Ex. 1019 at
`
`
`
`5
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 5, IPR2017-00637
`
`

`

`Abstract. A variety of novel techniques include 1) an accurate 256 QAM
`
`modulator employing a new monolithic multiplier IC, 2) a carrier
`
`recovery circuit which satisfies such requirements, 3) a highly stable
`
`high-level decision circuit, and 4) a forward error correcting code. Id.
`
`19. Nakamura does describe that in each of its four modulators “eight
`
`binary streams are differentially encoded (quadrant symmetry encoding)
`
`and redundant bits for error correcting are added by an FEC coder circuit.
`
`Ex. 1013 at 4.
`
`20. However, Nakamura does not explicitly describe how its encoding is
`
`performed. Nakamura describes that its error correcting code is a
`
`forward error correction code (FEC), but it does not describe how the
`
`redundant bits are calculated. Ex. 1013 at 8. It simply suggests that
`
`redundant bits are added. Id. at 4. Thus, Nakamura cannot teach or
`
`suggest that each of a first plurality of carrier signals represent a portion
`
`of the information signal substantially not represented by others of the
`
`first plurality of carrier signals.
`
`21. Further, a POSA would not be motivated to combine Saalfrank’s
`
`multicarriers, multiple transmitters, and simulcast transmission with
`
`Nakamura’s four carrier modulation scheme. First of all, Nakamura is
`
`simply directed to a modulating scheme to improve the performance
`
`
`
`6
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 6, IPR2017-00637
`
`

`

`between a single transmitter and single receiver as measured in bits /
`
`second / Hertz. Ex. 1013 at 4. In contrast, Saalfrank explicitly describes
`
`that the “objective of the invention is to provide a procedure for the
`
`identification of transmitter or region, which abstains from interfering
`
`with the common-wave operation of the transmission network.” Ex.
`
`1010 at 2. Quite simply, Saalfrank is directed to the interaction among
`
`multiple transmitters and Nakamura only involves a modulation scheme
`
`for one transmitter.
`
`22. Further, I have previously reviewed Saalfrank and Nakamura in the
`
`ARRIS IPR and IPR2016-00766 (“the Aruba IPR”). I find that the
`
`Petition in this IPR is presenting substantially the same arguments that
`
`were made in the ARRIS IPR and the Aruba IPR with regard to
`
`Saalfrank and Nakamura.
`
`23.
`
`I hereby declare that all statements made herein of my own
`
`knowledge are true and that all statements made on information and
`
`belief are believed to be true; and further that these statements were made
`
`with the knowledge that willful false statements and the like so made are
`
`punishable by fine or imprisonment, or both, under Section 1001 of Title
`
`18 of the United States Code.
`
`
`
`
`
`7
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 7, IPR2017-00637
`
`

`

`Dated: May 1, 2017
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`
`
`Dr. Jay P. Kesan
`
`
`
`8
`
`
`
`
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 8, IPR2017-00637
`
`

`

`Appendix A
`
`Vitae of Dr. Jay P. Kesan
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 9, IPR2017-00637
`
`

`

`JAY P. KESAN
`2709 Windward Blvd.
`Champaign, IL 61821
`(217)333-7887 (Work)
`kesan@illinois.edu
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`SCIENTIFIC & LEGAL WORK EXPERIENCE:
`
`IBM T.J. Watson Research Center, Yorktown Heights, NY
`Research Staff Scientist
`
`Massachusetts Institute of Technology, Cambridge, MA (concurrent with IBM)
`Visiting Scientist, National Magnet Laboratory
`
`Columbia University, New York, NY (concurrent with IBM)
`Thesis Supervisor of Doctoral Students
`
`
`
`
`
`Technical and/or Legal Expert & Consultant
`Served as Technical Expert and/or Patent Law Expert in numerous patent litigations;
`Technical expert in microelectronics, microwave/millimeter wave circuits and devices,
` optoelectronics, wireless communications and software;
`Appointed by U.S. federal judges as Special Master in patent litigations;
`Served on the Board of Directors/Advisors of numerous technology start-ups
`
`Pennie & Edmonds LLP, Washington, DC
`
`
`Associate Attorney (1996-97); Patent Agent & Law Clerk (1993-96)
`
`Law Clerk to the Hon. Patrick E. Higginbotham, Dallas, TX
`U.S. Circuit Judge, U.S. Court of Appeals for the Fifth Circuit
`
`United States Patent & Trademark Office (USPTO), Alexandria, VA
`Thomas A. Edison Scholar
`
`
`Expert/Adviser
`
`
`
`DiMuro Ginsberg PC, Alexandria, VA
`Of Counsel
`
`
`
`ACADEMIC WORK EXPERIENCE:
`
`University of Illinois at Urbana-Champaign
`Professor & Director, Program in Intellectual Property & Technology Law
`H. Ross & Helen Workman Research Scholar
`
`
`
`Research Professor, Coordinated Science Laboratory
`
`
`
`Affiliate Professor, Department of Electrical & Computer Engineering
`
`Professor, College of Business
`
`
`
`Professor, Agricultural & Consumer Economics
`
`
`
`Program Leader, Biofuel Law & Regulation, Energy Biosciences Institute (EBI)
`Professor & Group Leader, Business, Economics and Law of Genomic Biology
`
`
`(BioBEL) research theme, Institute of Genomic Biology (IGB)
`
`
`Mildred Van Voorhis Jones Faculty Scholar
`
`
`
`Faculty Fellow, Office of the Vice President for Technology & Economic Development
`Associate Professor, College of Law and the Institute of Government
`& Public Affairs (IGPA)
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1989-1993
`
`1990-1993
`
`1989-1993
`
`1998-Present
`
`1993-1997
`
`1997-1998
`
`Oct. 2012-Feb. 2013
`July 2013-June 2014
`
`Aug. 2014-Present
`
`2004-Present
`2010-Present
`2003-Present
`1999-Present
`2008-Present
`2004-Present
`2007-Present
`
`2006-2015
`2007-2009
`2009-2011
`
`2002-2004
`
`
`
`
`
`
`
`1
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 10, IPR2017-00637
`
`

`

`1998-2002
`
`
`
`
`Assistant Professor, College of Law
`1999-2002
`
`
`Assistant Professor, Institute of Government & Public Affairs (IGPA)
`Subjects Taught: Civil Procedure; Property; Introduction to Intellectual Property; Patent Law;
`Managing Intellectual Property; Intellectual Property Transactions; Privacy and Security Law; Patent Litigation;
`Digital Forensics; Law of Renewable Energy; Law & Regulation of Cyberspace; Law & Economics; Theoretical
`Foundations of Intellectual Property; Legal Issues in Technology Entrepreneurship
`Areas of Interest: Patent Law; Intellectual Property; Cyber Security and Privacy; Internet Law & Regulation;
` Renewable Energy/Biofuel Regulation; Empirical & Analytical Methods in the Law; Law and Computation;
`
`Law and Economics; Agricultural Biotechnology Law
`
`Florida State University School of Law
`Visiting Professor of Law
`Subject Taught: Introduction to Intellectual Property
`
`Seattle University School of Law
`Visiting Professor of Law
`Subject Taught: Patent Litigation
`
`University of Illinois, USA – Oxford University, UK – University of Victoria, BC
`Co-Director, Summer Study Abroad Program in International & Comparative
`
`Intellectual Property
`
`
`
`Subjects Taught: Int’l & Comparative Patent Law; IP Issues in Emerging Technologies
`
`DePaul University College of Law
`Jerold Hosier Distinguished Visiting Chair in Intellectual Property
`
`Georgetown University Law Center
`
`
`
`Visiting Assistant Professor
`Subjects Taught: Patent Law; Theoretical Foundations of Intellectual Property
`
`
`
`University of Illinois at Urbana-Champaign
`
`
`
`
`
`Resident Associate, Center for Advanced Study (CAS)
`Co-organizer of year-long seminar series on “The University=s Changing Role: Defining
`
`Values for Research & Technology”
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Fall 2010
`
`Fall 2009
`
`Summer 2002-2007
`
`Spring 2004
`
`Fall 2001
`
`
`
`2000-2001
`
`
`University of Tokyo, Japan
`JSPS Invited Fellow and Visiting Associate Professor
`
`University of Washington, Seattle
`Fellow, CASRIP Intellectual Property Summer Institute
`Invited Faculty
`
`Institute of Intellectual Property (IIP), Tokyo, Japan
`Invited Foreign Research Fellow
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Dec. 2000-Jan. 2001
`
`July 2000
`July 2001-04
`
`Nov.-Dec. 2003
`
`
`
`EDUCATION:
`
`Georgetown University Law Center, Washington, DC
`J.D., December 1996, summa cum laude (2 conferred out of 623 graduates)
`GPA:
`11.59/12.0
`Honors:
`Charles A. Keigwin Award for Academic Excellence
`Order of the Coif; Dean's List All Years
`Best Paper Awards in Criminal Justice, Constitutional Law and
` Commercial Law
`Law Review: The Georgetown Law Journal, Associate Editor
`
`2
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 11, IPR2017-00637
`
`

`

`
`Hebrew University, Faculty of Law, Jerusalem, Israel
`Tulane/Cardozo Uri & Caroline Bauer Program, August 1996
`Studied religious, international and comparative law
`GPA:
`3.89/4.0
`
`
`University of Texas at Austin, Austin, TX
`Ph.D. in Electrical & Computer Engineering, 1989
`M.S. in Electrical & Computer Engineering, 1986
`GPA:
`3.86/4.0
`Honors:
`Commendation from the Dean of the Graduate School for
` Outstanding Doctoral Dissertation
`
`
`National Institute of Technology, Karnataka (NITK)
`Surathkal, India
`B.S. in Electrical Engineering, Highest Honors, 1984
`
`
`
`HONORS AND AWARDS:
`
` @
`
` Senior Commentator, Edison Fellowship Program, Center for Protection of Intellectual Property (CPIP), George
` Mason University, Arlington, VA, 2014-16, 2016-2018
`@ Microsoft Faculty Research Award, 2015 ($40,000), 2016 ($60,000)
`@ Named by Intellectual Asset Management (IAM) Magazine in their list of “Top 12 IP Personalities of 2012” (only
`
`two academics in this list), 2013
`@ Thomas A. Edison Scholar, United States Patent & Trademark Office (USPTO), 2012-2013
`@ Honorable Mention Award ($1,000), Research Competition on Cyberdeterrence conducted by the National
` Research Council (NRC) for work on “Thinking Through Active Defense in Cyberspace,” 2011
`@ Best Paper Award for Contributions to Foundations of Electronic Governance at the 4th International Conference
` on Theory and Practice of Electronic Governance (ICEGOV), Beijing, China, Oct. 25-28, 2010
`@ Microsoft Faculty Research Award for work on technology standards, 2010 ($40,000)
`@ Best Paper Award, for paper on an Empirical Examination of Open Standards Development (with R. Shah), 41st
` Hawaii International Conference on System Sciences (HICSS), Jan. 9, 2008, Manoa, Hawaii
`@ Best Paper Award, for paper on an Empirical Study of Open Standards (with R. Shah) published in the
` Proceedings of the 8th Annual International Conference on Digital Government Research, May 21-23, 2007,
`Philadelphia, PA
`@ 2006 IBM Faculty Award (unrestricted award--$25,000)
`@ Appointed Special Master by federal judges in patent litigation cases
`@ Invited Fellow, University of Washington, Seattle, Center for Advanced Study and Research in Intellectual
` Property (CASRIP), Summer 2000; Invited Instructor, July 2001-July 2004
`@ Invited Foreign Research Fellow, Institute of Intellectual Property (IIP), Tokyo, Japan, Nov.-Dec. 2003
`@ METI/JSPS Invited Fellow and Visiting Professor, University of Tokyo, Japan, Dec. 2000 - Jan. 2001
`@ Resident Associate, Center for Advanced Study (CAS), University of Illinois, 2000-2001
`@ Recipient of the 1995-96 H. Thomas Austern National Legal Writing Competition Award ($1,000)
`@ Holder of 10 U.S. patents and several other patents world-wide
`@ Recipient of 2 IBM Invention Achievement Awards, 1990-1992
`@ Invited Editor of a special issue of the Journal of Vacuum Science and Technology B (published by the
`American Vacuum Society), Mar./Apr. 1992
`@ Microelectronics and Computer Technology Corporation (MCC) Award for Graduate Research Excellence,
`1989
`@ Recipient of a Joint Services Electronics Program Assistantship for graduate study, 1985-1989
`@ Best Student Paper Award at the 1988 Electronic Materials Conference, Boulder, CO
`
`3
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 12, IPR2017-00637
`
`

`

`
`RESEARCH GRANTS:
`
` @
`
` University of Illinois Campus Research Board Grant, “Patents As Incomplete Contracts@ $13,000 (1999)
`@ University of Illinois Campus Research Board Scholar=s Travel Grant (2000)
`@ The Net Institute, “Internet Regulation: The Political Economy of ICANN and the Shaping of New Regulatory
` Regimes for the Internet,” (with A. Gallo), $15,000 (2003)
`@ National Science Foundation (NSF) Grant, “Understanding ‘Code’: How Information Technologies Regulate
`Behavior@ $300,000 (2000-2004)
`@ U.S. Department of Agriculture, Illinois-Missouri Biotechnology Alliance, “The Role and Function of the
`Patent System in Industrialized Agriculture: Innovation and Rent-sharing in Corn and Soybean Supply
`Chains@ $210,000 (2001-2004)
`@ Coleman Foundation Grant, “Development of Online Course on Legal Issues in Technology
`Entrepreneurship@ $14,000 (2001-2002)
`@ U.S. Department of Agriculture, Illinois-Missouri Biotechnology Alliance, Supplementary Research Grant,
`“Improving Efficiency and Minimizing Adverse Selection in Seed Production Contracts,” $120,000 (2003-2005)
`
`@ U.S. Department of Agriculture, Soybean Disease Biotechnology Center, “Understanding the Role of Intellectual
` Property in Soybean Innovation,” $150,000 (2003-2006)
`@ U.S. Department of Agriculture, Soybean Disease Biotechnology Center, “Empirical Studies of Patent Litigation
`and Ag-Biotech Innovation,” $100,000 (2005-2008)
`@ National Science Foundation (NSF) Grant, “Governing with Information Technologies,” $395,155 (2004-2007)
` Supplemental Funding, $76,190 (2007-2008)
`@ U.S. Department of Agriculture, Soybean Disease Biotechnology Center, “Plant Innovation and Intellectual
`Property Regimes: Time for a Change?,” with B. Endres, $60,314 (2007-2008)
`@ U.S. Department of Agriculture, Soybean Disease Biotechnology Center, “Evolving Biodiesel Markets:
`Opportunities and Challenges for Small/Medium-sized Biodiesel Firms" with R. Agarwal, $40,000 (2007-2008)
`@ Federal Judicial Center, The Research Arm of the Federal Courts, “Empirical Study of the Role of Special
`Masters in Patent Litigation, $20,000 (2007-2008)
`@ Energy Biosciences Institute, “Biofuel Law and Regulation,” with B. Endres, $510,000/year (2008-2011)
`@ National Science Foundation (NSF) Grant, “REGNET-Information Management and Compliance Assistance for
` Patent Laws and Regulations,” $200,000 (2008-2011)
`@ National Science Foundation (NSF) Grant, “Innovation Personnel and their Ecosystem: Career Choices and
` Trajectories of Scientists--Industry or Academia and Basic or Applied?” with R. Agarwal, $33,000 (2010-2013)
`@ Microsoft Research Grant, unrestricted grant, $57,000 (2011), $80,000 (2012), $40,000 (2015)
`@ National Academy of Sciences, Board of Science, Technology and Economic Policy (STEP), $7,500 (2012)
`@ Energy Biosciences Institute, “Biofuel Law and Regulation,” $175,000/year (2012-2014)
`@ National Science Foundation (NSF) Grant, “Program in Digital Forensics,” with R. Campbell, M. Bashir, D.
` Nicol and W. Sanders, $548,720 (2012-2016)
`@ National Science Foundation (NSF) Grant, “Illinois Cyber Security Scholar Program (ICSSP),” with R.
` Campbell, M. Bashir, D. Nicol and W. Sanders, $5,378,577 (2013-2017)
`@ Microsoft Research Grant, unrestricted grant, $40,000 (2015); $60,000 (2016)
`@ Department of Homeland Security (DHS), Critical Infrastructure Resilience Institute (CIRI), “Cyberinsurance as a
` Market Based Solution to Improve Cybersecurity,” with S. Shetty, and D. Nicol, $300,000 (2015-2016; 2016-
` 2017)
`
`
`
`SCIENTIFIC PUBLICATIONS (see attached list of publications, books, book chapters & patents):
`
` @
`
` Published over 60 papers in several peer-reviewed journals, 6 authored or edited books, 18 book chapters
` and over 45 law review articles
`@ Scientific contributions featured in The Wall Street Journal, Electronic Engineering Times, Lasers and
` Optronics, and other technical publications
`@ Presented numerous invited talks and contributed talks at international conferences and universities world-wide
`
`4
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 13, IPR2017-00637
`
`

`

`@ Holder of 14 U.S. patents and numerous other foreign patents
`
`
`
`GOVERNMENT TESTIMONY:
`
`“Toward a Better Informed Patent Office,” Presented testimony and participated twice in panels at the FTC & DOJ
`Hearings on the Implications of Competition and Patent Law and Policy, http://www.ftc.gov/opp/intellect/index.htm,
`April 10, 2002, & October 25, 2002, Washington, D.C.
`
`Testified at the Second Public Hearing conducted by the U.S. Patent and Trademark Office (USPTO) in
`conjunction with the Small Business Association (SBA) on “Study of International Patent Protection for Small
`Businesses,” at the University of Southern California, Los Angeles, CA, Nov. 1, 2011.
`
`Testified about the Renewable Fuel Standard (RFS2) Program to the House Subcommittee on Energy and the
`Environment, the U.S. House of Representatives Committee on Science, Space, and Technology, and the hearing
`was on “Conflicts and Unintended Consequences of Motor Fuel Standards,” Nov. 2, 2011.
`
`
`
`BAR AND COURT ADMISSIONS:
`
`U.S. Patent & Trademark Office (1993 - Reg. No. 37,488); Virginia (1997); District of Columbia (1998);
`Fourth Circuit; Fifth Circuit; Federal Circuit; U.S. Dist. Court, Eastern Dist. of VA; Sup. Ct. of VA
`
`
`
`SCHOLARLY & PROFESSIONAL ACTIVITIES:
`
` @
`
` Regular Radio Commentator for “Legal Issues in the News,” WILL-AM-FM Radio,
` http://will.illinois.edu/legalissuesinthenews, 2010-Present
`@ Senior Commentator, Edison Fellowship Program, Center for Protection of Intellectual Property (CPIP), George
` Mason University, Arlington, VA, 2014-16; 2016-2018
`@ Faculty Editor-in-Chief, Journal of Law, Technology and Policy (JLTP), University of Illinois,
` http://www.jltp.illinois.edu, 2000-Present
`@ National Science Foundation (NSF) Panel Review Member, 2000-Present
`@ Advisory Group Member, Bipartisan Policy Center (BPC), Options for Reforming the Renewable Fuel
` Standard (2014), attended meetings and worked on final report issued in Dec. 2014
`@ Workshop Co-Organizer, Workshop on Computation, Mathematics, and the Law, University of San Diego, Mar.
` 22, 2014, San Diego, CA
`@ Conference Organizer, “Traditional Knowledge and Folklore in Uganda, Jun. 28, 2013, Kampala, Uganda
`@ Kauffman Certified Facilitator and Program Director, Kauffman Foundation FastTrac TechVenture
` Entrepreneurship Education Program, Certificate in Entrepreneurship and Management (CEM), 2011-2014
`@ Symposium Co-organizer, Biofuel Law and Regulation Conference, Annual Conference held each year in April
` since 2009-2014, University of Illinois
`@ Conference Co-organizer (with AIPLA), Conference on Small Claims Patent Court, University of Illinois Illini
` Center, Feb. 28, 2013, Chicago, IL.
`@ Symposium Co-organizer, 30th Anniversary Celebration of the U.S. Sup. Ct. decision in Diamond v. Chakrabarty,
` Sept. 22, 2010, University of Illinois
`@ Member, International Editorial Board, I/S: A Journal of Law and Policy for the Information Society, 2007-Present
`@ Symposium Co-organizer, “The Promise of the Prairie: University-Industry Interactions,” University of Illinois,
` Union League Club of Chicago, Apr. 11-12, 2008, Chicago, IL
`@ Symposium Co-organizer, “Intellectual Property Protection in Asia: Moving Beyond Producers and Consumers,”
` Part of year-long program, “Science and Technology in the Pacific (STIP),” Center for Advanced Study,
` University of Illinois, Mar. 7-8, 2008, Champaign, IL
`@ Program Committee Member, ICEGOV2008: 2nd International Conference on Theory and Practice of
`
`5
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 14, IPR2017-00637
`
`

`

` Electronic Governance.
`@ Program Committee Member, International Conference on Digital Government Research, 2006-Present;
` Member, Digital Government Society of North America (DGSNA)
`@ External Panel Review Member for Research Proposals on Social and Economic Dimensions of Biofuels,
` Energy Biosciences Institute (EBI), UC-Berkeley, UIUC and LBNL, 2007
`@ Group Leader, Business, Economics and Law of Genomic Biology (BioBEL) research theme, Institute of
` Genomic Biology (IGB)
`@ National Human Genome Research Initiative (NHGRI), National Institutes of Health (NIH), Intellectual
` Property Panel Review Member, 2005
`@ Symposium Co-organizer, “Law in the Age of Networks: Implications of Network Science for Legal Analysis,”
`
` University of Illinois, Mar. 10, 2006, Champaign, Illinois
`@ Symposium Organizer, “Seeds of Change: Intellectual Property Protection for Agricultural Biotechnology,”
`
` University of Illinois, April 8-10, 2004, Champaign, Illinois.
`@ Symposium Co-organizer, University of Illinois Law Review Symposium on AIntellectual Property Challenges in
`the Next Century,@ April 2000
`@ Co-organizer, Center for Advanced Study (CAS), University of Illinois Seminar Series, AThe University=s
` Changing Role: Defining Values for Research & Technology,@ 2000-01
`@ Co-taught, Capstone Undergraduate Course, University of Illinois, Colloquium in South, Southeast and
` Southwest Asian Studies, ABasmati, Software and Pharmaceuticals: Trade, Technology and Intellectual
`Property in South Asia,@ Spring 2000
`@ Supervised law students enrolled in the Transactional Law Clinic at the University of Illinois and working on
` patent prosecution matters, 1998-Present
`@ Special Master, Appointed by U.S. federal judges in patent litigations
`@ Consultant, U.S. Department of Commerce, Technology Commercialization and Intellectual Property,
`1999-2002
`@ Consultant, U.S. Civilian Research & Development Foundation (CRDF), Technology Commercialization and
`Intellectual Property, 1999-2002
`@ Lecturer, Patent Bar-Bri, Patent Bar Examination Preparation Course, 1999-Present
`@ Member, Litigation Committee & Member, IP Strike Force, American Association of University Professors
`
`(AAUP), 2000-Present
`@ Giles S. Rich American Inn of Court, Pupil-Student (1995-97)
`@ Referee for scientific publications in peer-reviewed scientific journals
`@ Blog at Talk Standards, http://www.talkstandards.com
`
`
`
`SERVICE ACTIVITIES:
`
` @
`
` University of Illinois College of Law, Served on: Placement & Clerkships Committee, Student Diversity
`Committee, Technology Committee (served as Chair for several years), Admissions Committee, International
`Programs & Studies Committee, Advancement Committee, and Student Scholarships Committee, Curriculum
`Committee (Chair), Technology/Online Courses Committee, Faculty Retreat Committee
`@ Faculty Adviser, Asian American Law Students Association, University of Illinois College of Law, 1998-
`Present
`@ Member, Five Year Review Committee for Director, University Laboratory High School, Spring-Summer 2014
`@ Member, Executive Committee, Certificate on Entrepreneurship and Management (CEM) for Life Scientists,
` University of Illinois, 2008-2014; Program Director, 2011-2014
`@ Member, Executive Committee, Institute of Genomic Biology (IGB), University of Illinois, 2008-2015
`@ Member, Institute of Genomic Biology (IGB) Executive Director Search Committee, University of Illinois, 2011-
` 2012
`@ Faculty Fellow, Office of the Vice President for Technology & Economic Development, University of Illinois
` System, 2009-2011
`
`6
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 15, IPR2017-00637
`
`

`

`@ Member, University-wide Revenue Generation Committee, Chair, Sub-Committee on Intellectual,
` Commercialization and Entrepreneurship and drafted Section of Report devoted to commercialization, Spring
` 2010
`@ Member, Steering Committee, Information Trust Institute (ITI), University of Illinois, 2008-2010
`@ Member, University of Illinois System-Wide Committee on Intellectual Property, 2003-2010
`@ Member, University of Illinois College of Law Dean Search Committee, 2001-2002
`@ Member, Provost Committee for Development of the Office of Technology Management (OTM) Business Plan,
` University of Illinois, 2000-2001 (business plan presented, approved and implemented)
`@ Member, Provost Committee on Campus IP Policy, 2001 (formulated and wrote first draft of IP policy for the
` university, with special emphasis on online education issues)
`@ Member, University of Illinois Faculty Senate, Statutes and Senate Procedures Committee, 2000-2001
`@ Member, University of Illinois Faculty Senate, Information Technology Committee, 2001-2002
`@ Member, Board of Advisors, iTEC (Illinois Technology Entrepreneur Center), University of Illinois, 2000-2004
`@ Member, Board of Advisors, OTM (Office of Technology Management), University of Illinois, 2000-2004
`@ Conduct “Outlining” and “Exam-Taking” Workshops for law students, University of Illinois College of Law,
` 1998-2000
`@ College of Law Senator, University of Illinois Faculty Senate, 1999-2001
`
`7
`
`
`
`
`
`MTel., Exhibit 2007, Aruba v. MTel., Page 16, IPR2017-00637
`
`

`

`JAY P. KESAN
`
`PUBLICATIONS, BOOKS, BOOK CHAPTERS & PATENTS
`
`
`
`
`PEER-REVIEWED JOURNAL PUBLICATIONS:
`
`
`1. J.P. Kesan, D.P. Neikirk, B.G. Streetman, and P.A. Blakey, "A New Transit Time Device using
`Quantum Well Injection," IEEE Electron Device Lett., vol. EDL-8, no. 4, pp. 129-131, Apr. 1987.
`
`
`2. A.C. Campbell, J.P. Kesan, G.E. Crook, C.M. Maziar, D.P. Neikirk, and B.G. Streetman,
`"Impedance Switching Effects in GaAs/AlAs Barrier Structures," Elect. Lett., vol. 23, no. 18, pp. 926-927,
`27 Aug. 1987.
`
`
`3. C.W. Farley, G.E. Crook, J.P. Kesan, T.R. Block, H.A. Stevens, T.J. Mattord, D.P. Neikirk, and
`B.G. Streetman, "Substrate Rotation and Carbon Generation in a Molecular Beam Epitaxy System," J.
`Vac. Sci. & Technol. B, vol. 5, no. 5, pp. 1374-2476, Sep./Oct. 1987.
`
`
`4. A.C. Campbell, J.P. Kesan, G.E.

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket