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`EXHIBIT 1004 (Part 5 of 5)
`0784
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`0784
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` EXHIBIT 1004 (Part 5 of 5)
`
`

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`0785
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`0785
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`Bee Cede: "i”RACi(i.REQ
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`Beeument Description: Tracirflne Request
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`PTO/ASA/424 (0344)
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`‘SERTTFTCATTGN ANS REQUEST FGR PREORTTTZEQ EXAMTNATTGN
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`UNQER 3"? CFRi.iG2(e}(i3agetc>i1)
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`First i\iarne<i
`inventor:
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`Neriprcivisicinai Appiicaticen Nurnber (if
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`Afldrew Aaheampgng
`ii/IETHQDS OF PRO‘V'iDii\iG THERAPEUTKI EFFECTS USENG CYCi_.QSPC)Rii\i COB./iPQNEi\iTS
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`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN COMPONENTS
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`PTO/AIA/14 (12-13)
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`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN COMPONENTS
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`PTO/AIA/14 (12-13)
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`For the purposes ofa filing date under 37 CFR 1.53(b), the description and any drawings ofthe present application are replaced by this
`reference to the previously filed application, subject to conditions and requirements of 37 CFR1.57(a).
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`Application number of the previously
`filed application
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`Filing date (YYYY-MM-DD)
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`Intellectual Property Authority or Country
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`Publication Information:
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`|:| Request Early Publication (Fee required at time of Request 37 CFR 1.219)
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`publication at eighteen months after filing.
`
`I hereby request that the attached application not be published under
`Request NOII t0 PLlbIISI1.
`35 U.S.C. 122(b) and certify that the invention disclosed in the attached application has not and will not be the
`subject of an application filed in another country, or under a multilateral international agreement, that requires
`
`Representative Information:
`
`Representative information should be provided for all practitioners having a power of attorney in the application. Providing
`this information in the Application Data Sheet does not constitute a power of attorney in the application (see 37 CFR 1.32).
`Either enter Customer Number or complete the Representative Name section below.
`If both sections are completed the customer
`Number will be used for the Representative Information during processing.
`
`Please Select One:
`Customer Number
`
`@ Customer Number
`
`0 US Patent Practitioner 0 Limited Recognition (37 CFR 11.9)
`
`051957
`
`
`Domestic BenefitlNationa| Stage Information:
`This section allows for the applicant to either claim benefit under 35 U.S.C. 119(e), 120,121, or 365(c) or indicate National Stage
`entw from a PCT application. Providing this information in the application data sheet constitutes the specific reference required
`by 35 U.S.C. 119(e) or 120, and 37 CFR 1.78.
`When referring to the current application, please leave the application number blank.
`
`Application Number
`
`Continuity Type
`Continuation of
`
`Prior Application Number
`13961828
`
`Filing Date (YYYY-MM-DD)
`2013-08-07
`
`Prior Application Status
`
`Patented
`
`Application
`
`.
`
`.
`
`Prior Application
`
`Filing Date
`
`ISSUE Date
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`13961828
`
`Continuation of
`
`11897177
`
`2007-08-28
`
`8618064
`
`2013-12-31
`
`Prior Application Status Abandoned
`
`EFSWeb 2.2.11
`
`0790
`
`0790
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`Title of Invention
`
`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN COMPONENTS
`
`
`
`Application Data Sheet 37 CFR 1.76
`.
`.
`APP'1<=a11°11 Number —
`
`
`Application Number
`11897177
`
`Prior Application Status
`Application Number
`
`
`
`Continuity Type
`
`Prior Application Number
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`
`)
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`
`
`Filing Date (YYYY-MM-DD)
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`Foreign Priority Information:
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`constitutes the claim for priority as required by 35 U.S.C. 119(b) and 37 CFR 1.5_5(d). When priority is claimed to a foreign application
`that is eligible for retrieval under the priority document exchange program (PDX)I the information will be used by the Office to
`automatically attempt retrieval pursuant to 37 CFR 1.55(h)(1) and (2). Under the PDX program, applicant bears the ultimate
`
`responsibility for ensuring that a copy of the foreign application is received by the Office from the participating foreign intellectual
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`property office, or a certified copy of the foreign priority application is filed, within the time period specified in 37 CFR 1.55(g)(1).
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`Statement under 37 CFR 1.55 or 1.78 for AIA (First Inventor to File) Transition
`Applications
`
`This application (1) claims priority to or the benefit of an application filed before March 16, 2013 and (2) also
`contains, or contained at any time, a claim to a claimed invention that has an effective filing date on or after March
`|:| 16, 2013.
`NOTE: By providing this statement under 37 CFR 1.55 or 1.78, this application, with a filing date on or after March
`
`16, 2013, will be examined under the first inventor to file provisions of the AIA.
`
`Authorization to Permit Access:
`
`IZ Authorization to Permit Access to the Instant Application by the Participating Offices
`
`EFSWeb 2.2.11
`
`0791
`
`0791
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`Title of Invention
`
`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN COMPONENTS
`
`Application Data Sheet 37 CFR 1.76
`.
`.
`APP'i<=a“°n Number —
`
`
`
`
`)If checked, the undersigned hereby grants the USPTO authority to provide the European Patent Office (EPO ,
`
`the Japan Patent Office (JPO), the Korean Intellectual Property Office (KIPO), the World Intellectual Property Office (WIPO),
`and any other intellectual property offices in which a foreign application claiming priority to the instant patent application
`is filed access to the instant patent application. See 37 CFR 1.14(c) and (h). This box should not be checked if the applicant
`does not wish the EPO, JPO, KIPO, WIPO, or other intellectual property office in which a foreign application claiming priority
`to the instant patent application is filed to have access to the instant patent application.
`
`
`
`In accordance with 37 CFR 1.14(h)(3), access will be provided to a copy of the instant patent application with respect
`to: 1) the instant patent app|ication—as—fi|ed; 2) any foreign application to which the instant patent application
`claims priority under 35 U.S.C. 119(a)—(d) if a copy of the foreign application that satisfies the certified copy requirement of
`37 CFR 1.55 has been filed in the instant patent application; and 3) any U.S. app|ication—as—fi|ed from which benefit is
`sought in the instant patent application.
`
`In accordance with 37 CFR 1.14(c), access may be provided to information concerning the date 0 ffiling this Authorization.
`
`Applicant Information:
`
`
`
`Providing assignment information in this section does not substitute for compliance with any requirement of part 3 of Title 37 of CFR
`to have an assignment recorded by the Office.
`
`Applicant
`
`1
`
`If the applicant is the inventor (or the remaining joint inventor or inventors under 37 CFR 1.45), this section should not be completed.
`The information to be provided in this section is the name and address of the legal representative who is the applicant under 37 CFR
`1.43; or the name and address of the assignee, person to whom the inventor is under an obligation to assign the invention, or person
`who othen/vise shows sufficient proprietary interest in the matter who is the applicant under 37 CFR 1.46. lfthe applicant is an
`applicant under 37 CFR 1.46 (assignee, person to whom the inventor is obligated to assign, or person who othen/vise shows sufficient
`proprietary interest) together with one or more joint inventors, then the joint inventor or inventors who are also the applicant should be
`identified in this section.
`
`0 Legal Representative under 35 U.S.C. 117
`
`0 Joint Inventor
`
`O Person to whom the inventor is obligated to assign.
`
`0 Person who shows sufficient proprietary interest
`
`If applicant is the legal representative, indicate the authority to file the patent application, the inventor is:
`
`
`
`
`
`
`
`Name of the Deceased or Legally incapacitated Inventor :
`
`If the Applicant is an Organization check here.
`
`Organization Name
`
`Anergan’ Ina
`
`Mailing Address Information For Applicant:
`
`Address 1
`
`Address 2
`
`2525 Dupont Drive, T2-7H
`
`Phone Number
`
`(714) 246-6996
`
`Fax Number
`
`(714)246-4249
`
`EFS Web 2.2.11
`
`0792
`
`0792
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`Attotttev Docket Ntttttttt
`_
`_
`
`Atttttattott Nttttttet — Title of Invention
`
`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN COMPONENTS
`
`Email Address
`
`Patents_ip@A||ergan.com
`
`Additional Applicant Data may be generated within this form by selecting the Add button.
`
`
`
`Assignee Information including Non-Applicant Assignee Information:
`
`Providing assignment information in this section does not subsitute for compliance with any requirement of part 3 of Title 37 of CFR to
`have an assignment recorded by the Office.
`
`Assignee
`
`1
`
`Complete this section if assignee information, including non—app|icant assignee information, is desired to be included on the patent
`application publication . An assignee—app|icant identified in the "Applicant |nformation" section will appear on the patent application
`publication as an applicant. For an assignee—app|icant, complete this section only if identification as an assignee is also desired on the
`patent application publication.
`
`If the Assignee or Non-Applicant Assignee is an Organization check here.
`Prefix
`Middle Name
`
`Family Name
`
`|:|
`Suffix
`
`Mailing Address Information For Assignee including Non-Applicant Assignee:
`
`Addtttss2
`Cttv ——
`Cttttttttvt——
`t’tt°ttttNtttttttttt —
`—
`Email Address
`
`Additional Assignee or Non-Applicant Assignee Data may be generated within this form by
`selecting the Add button.
`
`Signature:
`
`NOTE: This form must be signed in accordance with 37 CFR 1.33. See 37 CFR 1.4 for signature requirements and
`certifications.
`
`
`
`Additional Signature may be generated within this form by selecting the Add button.
`
`t<tttttStt'tttt°ttNtttttttttt
`
`686“
`
`EFSWeb 2.2.11
`
`0793
`
`0793
`
`

`

`PTO/AIA/14 (12-13)
`Approved for use through 01/31/2014. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`.
`.
`Application Data Sheet 37 CFR 1.76
`
`Attotttev Docket Ntttttttt
`_
`_
`
`Atttttattott Nttttttet — Title of Invention
`
`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN COMPONENTS
`
`This collection of information is required by 37 CFR 1.76. The information is required to obtain or retain a benefit by the public which
`is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This
`collection is estimated to take 23 minutes to complete, including gathering, preparing, and submitting the completed application data
`sheet form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you require to
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`Trademark Office, U.S. Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR
`COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
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`EFS Web 2.2.11
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`0794
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`

`Privacy Act Statement
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`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with your submission of the attached form related to
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`result in termination of proceedings or abandonment of the application or expiration of the patent.
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`The information provided by you in this form will be subject to the following routine uses:
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`The information on this form will be treated confidentially to the extent allowed under the Freedom of Information Act (5 U.S.C. 552)
`and the Privacy Act (5 U.S.C. 552a). Records from this system of records may be disclosed to the Department of Justice to determine
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`A record from this system of records may be disclosed, as a routine use, in the course of presenting evidence to a court, magistrate, or
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`
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`during an inspection of records conducted by GSA as part of that agency's responsibility to recommend improvements in records
`management practices and programs, under authority of 44 U.S.C. 2904 and 2906. Such disclosure shall be made in accordance with the
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`A record from this system of records may be disclosed, as a routine use, to the public after either publication of the application pursuant
`to 35 U.S.C. 122(b) or issuance of a patent pursuant to 35 U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37
`CFR 1.14, as a routine use, to the public if the record was filed in an application which became abandoned or in which the proceedings were
`terminated and which application is referenced by either a published application, an application open to public inspections or an issued
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