Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REAGREOY THE
`FILING OR
`ACTION REGARDESCDISPAFENSCORSIN
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the U.S.District Court_“Vester District of Wisconsin on the following G Fae
`SBademarks:
`CUESSEee
`
`AM,
`OWEN
`R
`
`
`
`
`PLAINTIFF
`MOAEC, tnc.
`07 6 0694
`
`
`
`TRADEMARK NO.
`
`OR TRADEMARK
`
`
`
`
`
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the follawing patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`U.S. PATENT & TRADEMARK OFFICE
`
`
`
`G Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`G Other Pieading
`G Cross Bill
`G Answer
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`
`
`/MERESA M. OWENS Copy 1—Uponinitiation of action, mail this copy tu Director CopyaUpon termination ofaction, mail this copy to Director
`
`PATENT OR
`TRADEMARK NO.
`
`DECESION/JUDGEMENT
`
`CLERK
`
`x
`Copy 2—Uponfiling documentadding patent(s}, mail this copy io,Digettor Copy 4—Casefile copy
`ee
`
`:
`
`SONY Exhibit 1010
`SONYExhibit 1010
`SONY v. Creative
`SONYv. Creative
`SONY Exhibit 1010 - Page 1
`SONYExhibit 1010 - Page1
`
`

`

`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, 0.C, 20231
`
`
`
`{AST NAMED APPLICANT
`
`
`WILLIAM A LOGINOV
`CESARI AND MCKENNA
`
`30 ROWES WHARF[ravenwomaen_][aay
`BOSTON MA 62110
`
`
`
`MM41/0826
`
`DATE MAILED:
`
`08/26/99
`
`under 37 CFR 1.312(b)is granted.
`A. The petition filed
`The paper has beenforwarded to the examiner for consideration on the merits.
`
`B,
`
`The amendmentfiled
`
`onsidered, and has been:
`
`2D.
`
`1
`
`under37 CFR 1.312 hasbeen
`
`1.0 entered
`entered as directed to matters of form not affecting the scope of the invention (0.3311).
`
`3.0 disapproved. A report appears below.
`
`4.0) entered in part. Areport appears below.
`
`Report:
`
`Stanley Witkowski
`Primary Examiner
`
`PLEASE FURNISH YOUR ZIP CODEIN ALL CORRESPONDENCE
`
`FORM PTOL-271 (REV. 7/89)
`
`——
`
`te
`
`%
`
`SONY Exhibit 1010 - Page 2
`SONYExhibit 1010 - Page 2
`
`

`

`'/ 1 @iiplete and mall this form,toga
`ye ¢
`Bh
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`6
`a
`
`Aa B—ISSUE FEE TRANSMITTAL
`Best Available Copy
`le fees, to:
`. Box ISSUE FEE
`Assistant Commissioner for
`. Washington,D.C. 20231
`re
`
`«
`
`Patc#
`
`.
`MAILING INSTRUCTIONS:This form should be used for transmitting the ISSUE FEE. Slocks 1
`Palligeofthelsoue otne Thiscoheaorcomestic
`through4should becompletedwhereappropriate.AllfurthercorrespondenceincludingtheIssue Fee
`Receipt, the Patent, advance orders and notification of maintenancefeeswill be mailed to the current|{grany otheraccompanying papers. Each additional paper, suchas an
`correspondence addressas indicated unless corrected below or directed otherwise in Block 1, by (a)|assignmentor formal drawing, must haveits own cattificate of mailing.
`specifying a new correspondence address; and/or (b) indicating a separate “FEE ADDRESS" for
`maintenancefee notifications.
`,
`Certificate of Malling
`CURRENT CORRESPONDENCE ADDRESS (Note: Legibly mark-up with any corrections or use Block 1)
`hereby certify that this Issue Fee Transmittal is being deposited with
`the United States Posta! Service with sufficient postage forfirst class
`mail in an envelope addressed to the Box issue Fee address above on
`the date indicated below.
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`(Date)
`DATE MAILED
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`APPLICATIONNO.
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`FILING DATE “\
`
`Oasaase9
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`TITLE OF
`MLEE
`aot
`INVENTIOND(37 CRGGMI ZR GMO ENTIORTAITNMENT CENTER
`
`
`
`2. Forprinting on the patent front page,list
`1. Change of correspondence addressorindication of " Fea Address” (37 CFR 1.363).
`(1) the names of up to 3 ragistered patent
`Use of PTO form(s) and Customer Number are recommended,but not required.
`attomeys or agents OR,alternatively, (2)
`:
`/
`(Change of correspondence address (or Change of Correspondence Address form|the name of a single firm (having as a
`
`PTO/SB/122)attached.
`member a registered attorney or agent)
`2
`and the namesof up to 2 registered patent
`DO ‘Fee Address” indication (or “Fee Address” Indication form PTO/SB/47) attached.
`attomeys or agents.If no nameislisted, no
`name will be printed.
`
`.
`4 Cesari and McKenna LLP
`
`3
`
`4a. The following fees are enclosed (make check payable to Commissioner
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print ortype)
`of Patents and Trademarks):
`PLEASE NOTE:Unless an assignee is identified below, no assigneedata will appearon the patent.
`XK issue Fee
`inclusion of assignee data is only appropiate when an assignment has been previously submitted to
`the PTO or Is being submitted under separate cover. Completionof this form is NOT a subsititue for
`
`filing an assignment. MX Advance Onder - # of Copies__10ss
`(A) NAME OF ASSIGNEE
`L
`Pp
`.
`ooney
`roductions, LLC
`4b: The following tees or deficiency in these fees should be charged to:
`(B) RESIDENCE:(CITY & STATE OR COUNTRY)
`DEPOSIT ACCOUNT NUMBER
`03-1237
`Lexington, Massachusetts
`(ENCLOSE AN EXTRA COPYOFTHIS FORM)
`Please check the appropriate assignee category indicated below (will not be printed on the patent)
`GX issue Fee
`C1 individual
`EXcorporation orotherprivate group entity
`1] govemment
`sfx] Advance Order - # of Copies__10
`The COMMISSIONER OF PATENTS AND TRADEMARKSISrequestedto apply the Issue Fee to the application identified above.
`(Anthorized Signature) ND
`C
`(Date)
`
`.
`
`605.00 oP
`30.60 OF
`
`t
`o
`
`‘aOTe apeUERN [Sous
`
`NOTE;TheIssue Fee will not balaccepted from anyone other than the applicant; a registered attomey
`|,
`05/26/1999 RTSEGAY! 00000039 09098543
`or agent; orthe assignee orotherparty in interest as shown bythe records of the Patent and
`.
`_ Trademark Office.
`OL FC:242
`Burden Hour Statement: This form is estimated to take 0.2 hours to complete. Time will vary
`02 FCs561
`depending on the needsof the individual case. Any comments on the amountof time required
`to complete this form should be sent to the Chief Information Officer, Patent and Trademark
`Office, Washington, D.C. 20231. DO NOT SEND FEES OR COMPLETED FORMSTO THIS
`ADDRESS. SEND FEES AND THIS FORMTO:Box Issue Fee, Assistant Commissioner for
`Patents, Washington D.C. 20231
`Underthe Paperwork Reduction Act of 1995, no personsare required to respond to a collection
`of information unless it displays a valid OMB contro! number.
`
`7
`TRANSECT THiS RORN WI FES Ta
`PTOL-85B (REV.10-98) Approved for uso through 06/30/99. OMB 0651-0033
`Patent and Trademark Office;U.S. DEPARTMENT OF COMMERCE
`SONY Exhibit 1010 - Page 3
`SONYExhibit 1010 - Page 3
`
`Pre,
`bee 2 e joa
`* ag
`
`

`

`104130-0001 \>
`
`EDShAF S PATENT AND TRADEMARK OFFICE
`
`PATENTS
`
`IN THE
`
`Batch No.: P88
`
`Examiner: 8. Witkowski
`
`Art Unit: 2837
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`Boston, MA 02110
`May21, 1999
`
`)
`
`) )
`
`) )
`
`)
`)
`)
`)
`)
`
`In Re The Applicationof:
`Brian M, Looneyet al.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`CERTIFICATE OF EXPRESS MAILING
`
`EL310200398US
`“Express Mail” Mailing-Label Number:
`I herebycertify that the following Issue-Fee Transmittal is being deposited with
`the United States Postal Service “Express Mail Post Office to Addressee” service pursu-
`ant to 37 C.F.R. §1.10 in an envelope addressed to Box Issue Fee, Assistant Commis-
`sioner for Patents, Washington, D.C. 20231, on May 21, 1999.
`
`
`
`Honorable Commissioner of Patents and Trademarks
`Washington, D.C. 20231
`
`Sir:
`
`ISSUE-FEE TRANSMITTAL
`
`In response to the Notice of Allowance and Issue Fee Due mailed March 3, 1999,
`
`for the above-identified application, enclosed are the following documents:
`
`— Microfiche Appendix
`
`— Amendment Under 37 CFR 1.312 (a)
`
`SONY Exhibit 1010 - Page 4
`SONYExhibit 1010 - Page 4
`
`

`

`s
`.
`
`®
`
`PATENTS
`104130-0001
`
`— Issue Fee Transmittal Form PTOL-85b;
`
`—aLetter To Official Draftsman accompanied by formal drawingsof Fig-
`ures 1-28 (27 sheets);
`
`—a check for $635 to coverthe issue fee the advanceorderof soft copiesof the
`Letters Patent.
`
`Please charge any additional fee occasioned by this paper to our Deposit Account
`
`No. 03-1237.
`
`Respectfully submitted,
`
`
` Christopher K. Gagne
`
`Reg. No. 36,142
`CESARI AND MCKENNA, LLP
`30 Rowes Wharf
`Boston, MA 02110-2699
`(617) 951-2500
`
`SONY Exhibit 1010 - Page 5
`SONYExhibit 1010 - Page 5
`
`

`

`PATENTS
`
`104130-0001
`
`~ 3
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Examiner: S. Witkowski
`
`Art Unit: 2837
`
`)
`
`) )
`
`)
`)
`
`) )
`
`)
`
`In Re The Application of:
`Brian M. Looneyetal.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`) ) )
`
`ATE OF EXPRESS MAILING
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`Boston, MA 02110
`May 21, 1999
`
`EL310200398US
`“Express Mail” Mailing-Label Number:
`I hereby certify that the following Letter to Official Draftsman is being deposited
`with the United States Postal Service “Express Mail Post Office to Addressee” service
`pursuant to 37 C.F.R. §1.10 in an envelope addressed to the Assistant Commissionerfor
`
`Patents, Washington, D.C. 20231, on May 21, 1 eS GE Zy PEN ga
`
`ier ogy oti
`Wore et oes Ue
`
`Honorable Commissioner of Patents and Trademarks
`Washington, D.C. 20231
`Sir:
`
`,
`MAY 2 7 1999
`Publishing Siviston
`
`LETTER TO OFFICIAL DRAFTSMAN
`
`If the Examiner in charge of the above-identified application approves, please
`
`substitute the enclosed drawing sheets containing formalversions of Figures 1-28 (27
`
`sheets) for the corresponding drawing sheets currently in theapplication.
`
`SONY Exhibit 1010 - Page 6
`SONYExhibit 1010 - Page 6
`
`

`

`«
`
`PATENTS
`104130-0001
`
`Please charge any additional fee occasioned by this paper to our Deposit Account
`
`No. 03-1237.
`
`Respectfully submitted,
`
` Christopher K. Gagne
`
`Reg. No. 36,142
`CESARI AND MCKENNA,LLP
`30 Rowes Wharf
`Boston, MA 02110-2699
`(617) 951-2500
`
`SONY Exhibit 1010 - Page 7
`SONYExhibit 1010 - Page 7
`
`

`

`
`
`In Re The Applicationof:
`Brian M. Looneyet al.
`
`Serial No.: 09/098,843
`
`Batch No.: P88
`
`Examiner: 8. Witkowski
`
`Filed: June 17, 1998
`
`Art Unit: 2837
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`Boston, MA 02110
`May 21, 1999
`
`CERTIFICATE OF EXPRESS MAILING
`
`EL310200398US
`“Express Mail” Mailing-Label Number:
`I hereby certify that the following Amendment Under 37 CFR 1.312(a) (4 pages),
`Issue Fee Transmittal, Issue Fee Transmittal Form PTOL-85B (1 page), Microfiche Ap-
`pendix, Letter to Official Draftsman (2 pages), formal drawings (27 sheets), and check
`for $635 are being deposited with the United States Postal Service “Express Mail Post
`Office to Addressee” service pursuant to 37 C.F.R. §1.10 in an envelope addressed to
`BoxIssue Fee, Assistant Commissioner for Patents, Washington, D.C. 20231, on May
`
`21, 1999.
`
`SONY Exhibit 1010 - Page 8
`SONYExhibit 1010 - Page 8
`
`

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`2
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`104130-0001oflop
`INTHEUNITEDSTATESPATENTANDTRADEMARKOFFICE
`(ete
`
`PATENTS
`
`In Re The Applicationof:
`
`BrianM. aNal.
`
`Serial No.: 09/098,843
`
`Filed: June 17, 1998
`
`For: MUSIC ORGANIZER AND EN-
`TERTAINMENT CENTER
`
`Batch No.: P88
`
`Examiner: S. Witkowski
`
`Art Unit: 2837
`
`Cesari and McKenna, LLP
`30 Rowes Wharf
`Boston, MA 02110
`May 21, 1999
`
`ELESK
`
`EL310200398US
`“Express Mail” Mailing-Label Number:
`I hereby certify that the following Amendment Under 37 CFR 1.312 (a) and Mi-
`crofiche Appendix are being deposited with the United States Postal Service “Express
`Mail Post Office to Addressee” service pursuant to 37 C.F.R. §1.10 in an envelope ad-
`; 1S)
`dressed to Box Issue Fee, Assistant Commissioner for Patents, Washington, D.C. 20231,
`on May 21, 1999.
`eee 3
`
`CERTIFICATE OF EXPRESS MAILING
`
` Herbert Glover,
`
`Honorable Assistant Commissioner for Patents
`Washington, D.C. 20231
`
`publishitsPiston
`Beet 2g! a)
`
`Sir:
`
`mo,
`Plt foe
`AMENDMENT UNDER37 CFR 1.312(a) > 7" ee
`
`This Amendmentis being submitted pursuant to 37 CFR 1.312(a) together with
`
`paymentofthe issue fee in the above-captioned application. A Microfiche Appendix
`
`containing a computer program listing is being submitted with this Amendment, pursuant
`
`SONY Exhibit 1010 - Page 36
`SONYExhibit 1010 - Page 36
`
`

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`} d
`
`é
`
`PATENTS
`104130-0001
`
`to 37 CFR 1.96(c), for inclusion in the file wrapper of the subject application. Applicants
`
`respectfully propose to amend the subject application, as follows:
`
`In the Specification:
`
`Please amendthe Specification, as follows:
`
`
`
`#This application includes a Microfiche Appendix pursuant to 37 CFR 1.96(c)
`
`that contains a computer program listing of program commandsin the commercially
`
`_—
`
`available Visual Basic language for implementing various functions of one embodiment
`
`ofthe center of the present invention described herein. The total number of microfiche
`
`and the total numberof frames in the Microfiche Appendix are 2 and 103, respectively.
`
`A portion of the disclosure of this patent documentor patent disclosure contains material,
`
`whichis subject to copyright protection. The copyright ownerhas no objection to the
`
`facsimile reproduction by anyone of the patent documentorthe patent disclosure,asit
`
`appearsin the Patent and Trademark Office patentfile or records, but otherwise reserves
`
`all copyright rights whatsoever._
`
`_ _
`
`
`
`“~~ Page 19, line 24, please change "Appended hereto in the attached APPENDIXis"
`to {The Microfiche Appendix includedin the subject application pursuant to 37 CFR
`p> 1.96(c) contains--.
`
`
`
`In the Appendix to the Specification:
`
`SONY Exhibit 1010 - Page 37
`SONYExhibit 1010 - Page 37
`
`

`

`.
`
`ood
`
`ae
`6.
`
`PATENTS
`104130-0001
`
`Please cancel the current written Appendix to the Specification, which Appendix contains
`
`a total of ninety-eight pages, and substitute in place of the cancelled written Appendix the
`
`Microfiche Appendix submitted with this Amendment.
`
`REMARKS
`
`This Amendmentis being filed pursuant to 37 CFR 1.312(a) together with the
`
`paymentof the issue fee in the subject application.
`
`As required by the Examinerin the Notice of Allowability mailed March 3, 1999
`
`and the Offiée Action mailed November6, 1998, the Specification has been amended to
`
`cancel the computer program listing that was submitted as a written Appendix to the
`
`Specification, as originally filed. Pursuant to 37 CFR 1.96(c), a Microfiche Appendix
`containing the listing is being submitted with this Amendmentfor inclusionin thefile .
`
`wrapperof the subject application, and pursuant to 37 CFR 1.77(a)(6), the Specification
`
`has been amendedto reference the Microfiche Appendix. No new matter is believed to
`
`have been added to subject application as a result of the changes being madethereto.
`
`It is respectfully submitted that this Amendment should be entered, since this
`
`Amendmentis directed solely to formal matters that are unrelated to claim scope. In the
`event the Examiner deemsfurther personal contact desirable in disposition of this case,
`
`the Examineris invited to telephone the unsigned attorney or Attorney William A. Logi-
`
`nov, at (617) 951-2500.
`
`SONY Exhibit 1010 - Page 38
`SONYExhibit 1010 - Page 38
`
`

`

`int D:.
`
`.
`
`é
`
`6
`
`7
`
`PATENTS
`104130-0001
`
`Please charge any additional fee occasioned by this paper to our Deposit Account
`
`No. 03-1237.
`
`Respectfully submitted,
`
`
`
`Gagne
`
`Christopher K.
`Reg. No. 36,142
`CESARI AND MCKENNA,LLP
`30 Rowes Wharf
`Boston, MA 02110-2699
`(617) 951-2500
`
`SONY Exhibit 1010 - Page 39
`SONYExhibit 1010 - Page 39
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`

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`APPLICATION NO.
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`FILING DATE-
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`TOTAL CLAIMS
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`EXAMINER AND GROUP ART UNIT
`
`DATE MAILED
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`- THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCEASA PATENT.
`PROSECUTION ON THE MERITS IS CLOSED.
`,
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`THE ISSUE FEE MUSTBE PAID WITHIN THREE MONTHS FROM THE MAILING DATE OF THIS NOTICE OR THIS
`APPLICATION SHALL BE REGARDED AS ABANDONED. THIS STATUTORY PERIOD CANNOT BE EXTENDED.
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`HOW TO RESPONDTO THIS NOTICE:
`. Review the SMALL ENTITY status shown above.
`if the SMALL ENTITY is shown as YES,verify your
`current SMALL ENTITY status:
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`A.
`
`If the status is changed, pay twice the amountof the
`FEE DUE shownabove andnotify the Patent and
`Trademark Office of the changein status, or
`If the status is the samé, pay the FEE DUE shown
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`If the SMALL ENTITY is shown as NO:
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`;
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`7
`B.File verified statement of Small Entity Status before, or with,
`paymentof 1/2 the FEE DUE shown above.
`|. Part B-Ilssue Fee Transmittal should be completed and returned to the Patent and Trademark Office (PTO) with your
`ISSUE FEE. Evenif the ISSUE FEE hasalready beenpaid by charge to deposit account, Part B Issue Fee Transmittal
`should be completed and returned.
`If you are charging the ISSUE FEEto your deposit account, section “Ab” of Part
`B-Issue Fee Transmittal should be completed and an extra copy of the form should be submitted.
`Ill. All communications regarding this application must give application number and batch number.
`Pleasedirect all communicationsprior to issuance to Box ISSUE FEEunless advisedto the contrary.
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`IMPORTANT REMINDER:Utility patents issuing on applicationsfiled on or after Dec. 12, 1980 may require paymentof
`maintenance fees. It is patentee’s responsibility to ensure timely payment of maintenance
`fees when due.
`
`PATENT AND TRADEMARK OFFICE COPY
`PTOL-85 (REV. 10-96) Approved for use through 06/30/99. (0651-0033)
`
`SONY Exhibit 1010 - Page 40
`SONYExhibit 1010 - Page 40
`
`

`

`-
`
`Best Avgilab Gs
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`
`a.
`UNITED STATES vePARTMENT OF COMMERCE
`~~ Bayfo
`Patent and Trademark Office
`
`Address: COMMISSIONER OF PATENTS AND TRADEMARKS
`Washington, 0.C. 20231
`
`APPLICATION NUMBERLsFumooare FIRST NAMED APPLICANT ATTORNEY DOCKET NO.
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`1041:30-0001
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`DATEMAILED: =k 08/'99
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`WITEDWSE LD. S
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`
`
`This is a communication from the examiner in charge of your application.
`COMMISSIONER OF PATENTS AND TRADEMARKS
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`NOTICE OF ALLOWABILITY
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`If not included herewith (or
`All claims being allowable, PROSECUTION ON THE MERITSIS (OR REMAINS) CLOSEDinthis application.
`previously mailed), a Notice of Allowance and Issue Fee Oue orother appropriate communication will be mailed in due course.
`—22-99 ©
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`\, This communication is responsive to
`Dine allowed claim(s)is/are
`
`
`are acceptable.
`C1 The drawingsfiled on
`Oo Acknowledgementis made of a claim for foreign priority under 35 U.S.C. § 119(a)-(d)
`
`
`(J al [) Some’
`(1) None
`of the CERTIFIED copiasof the priority documents have been
`(7) received.
`
`
`
`.
`
`[) received in Application No. (Series Code/Serial Number)
`& received in this national stage application from the International Bureau (PCT Rule 17,2(a)).
`: -eS
`
`“*Certified copies not received:
`Cl Acknowledgementis made of a claim for domestic priority under 35 U.S.C.
`§ 119(e).
`A SHORTENED STATUTORY PERIOD FOR RESPONSEto comply with the fequirements noted belowis set to EXPIRE THREE MONTHS
`FROM THE “DATE MAILED"ofthis Office action. Failure to timely comply will result in ABANDONMENTofthis application. Extensions of
`time may be obtained under the provisions of 37 CFR 1.136(a).
`C3 Notethe attached EXAMINER'S AMENDMENTor NOTICE OF INFORMAL APPLICATION, PTQ-152, which disclosesthat the oath or
`declaration is deficient. A SUBSTITUTE OATH OR DECLARATION IS REQUIRED.
`pplicant MUSTsubmit NEW FORMAL DRAWINGS
`Nantheoriginallyfileddrawingsweredeclaredbyapplicanttobeinformal,
`
`:&a
`
`X!
`OI
`
`including changes required by the Notice of Drattperson’s Patent Drawing Review, PTO-948,attached hereto or to Paper No. xR
`
`inctuding changes required by the proposed drawing correctionfiled on
`, which has been approved
`by the examiner,
`
`including changes required by theattached Examiner's Amendment/Comment,
`("]
`identityIng indicia such as the application number (see 37 CFR 1.84(c)) should be written on the reverse side of the drawings.
`The drawings should befiled as a separate paper with a transmittal letter addressed to the Official Draftperson.
`{1} Note the attached Examiner's comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`Any responsetothis letter should include,in the upper right hand corner, the APPLICATION NUMBER (SERIES