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`page 3 of 3
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`TEVA — EXHIBIT 1004 (PART 3 OF 5)
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`041 1
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`0411
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`TEVA - EXHIBIT 1004 (PART 3 OF 5)
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`

`
`Electronic Acknowledgement Receipt
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`International Application Number:
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`Title of Invention:
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`METHODS OF PROVIDING THERAPEUTIC EFFECTS USING CYCLOSPORIN
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
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`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Examiner Cite
`.
`.
`*
`Initial
`No
`
`Patent Number
`
`Kind
`Code1
`
`Issue Date
`
`Name of Patentee or Applicant PageS’CO|UmnS’LineS Where
`.
`Relevant Passages or Relevant
`of cited Document
`.
`Figures Appear
`
`U.S.PATENTS
`
`1966-10-11
`
`I I
`I I
`I I
`II 1986-09-30
`I I
`
`1983-06-14
`
`1983-06-14
`
`Thomas McNicho|as
`
`Cherng-Chyi Fu
`
`Thomas Cavanak
`
`Delevalleeetal
`
`I I
`
`0417
`
`0417
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`J4970076
`Kuriharaetal
`4990337
`I Hewittetal
`4996193
` etal
` or-banetal
` Kuriharaetal
` Boothetal
` Gresseletal
` Caufieldetal
` Caufieldetal
`I Nussenblattetal
`
`5294604
`
`0418
`
`David Horrobin
`
`II
`
`1990-11-13
`
`0418
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`ms::::::2.m:::;%:3i79
`
`5296158
`5342625 I
`
`IIII I I I I I
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`AnthonyDziabo
`Hoegetal
`Chartrainetal
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`0419
`
`

`
`'“F°R“"’“'°“°'S°L°S”RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`5540931
`5543393
`5589455
`
`5591971
`
`Hewittetal
`
`1996-0730
`1996-08O6
`1996-1231
`
`1997-01-07
`
`Shahar et al
`
`5614491
`
`1997-03-25
`
`Walch et al
`
`5639724 I
`
`1997 06-17
`
`Thomas Cavanak
`
`0420
`
`0420
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`1998-06-16
`
`1998 08 25
`
`Bernard Sherman
`
`5807820
`
`1998 O9 15
`
`Elias et al
`
`5827822
`
`1998 10 27
`
`F|och'h et al
`
`5827862 I
`5834017 I 199811 10
`
`I 19981201-
`
`YoshitakaYamamura
`Choetal
`Wiedmannetal
`BernardSherman
`
`0421
`
`0421
`
`

`
`'“F°R“"”'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`17618-US-CN6CN1-AP
`
`HHI|EHHHHiIIIIII|III|
`
`1999-09-14
`
`Kawashima et al
`
`HHI|
`HiI|
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`iii!
`iii!
`
`III!
`III!
`III!
`III!
`III!
`
`1999-11-02
`
`Thomas Cavanak
`
`199911-09
`
`199g_11_O9
`
`Ding et al
`
`Application No 09/008,324 and
`its entire prosecution history
`
`1999-12-07
`
`Bernard Sherman
`
`1999-12-21
`
`Friedman et al
`
`0422
`
`0422
`
`

`
`'“F°R“"’“'°“°'S°L°S”RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`
`
`-20000215
`
`II
`II“
`-III
`
`6057289
`
`BernardSherman
`I BernardSherman
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`0423
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`'“F°R“"”'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
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`17618-US-CN6CN1-AP
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`2001-10-23
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`Thomas Cavanak
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`2001-1127
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` 6346511 I
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`2002 02-12
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`Singh et al
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`0424
`
`0424
`
`

`
`'“F°R“"”'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
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`(Not for submission under 37 CFR 1.99)
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`17618—US—CN6CN1—AP
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`2003-05 27
`
`Patel et al
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`2003 06 24
`
`Yoichi Kawashima
`
`2003-12 02
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`Benita et al
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`iLtJs-Se-n’:fep|riJ(::tsi:Eu';Jign-'11h1is1c?:3;:28
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`'“F°R“"”'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`20074060
`
`Chang et al
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`Application No. 11/255,321 and
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`
`7297679
`
`20074120
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`James Chang
`
`Application No. 11_/181,*1*78 and
`its entire prosecution history
`
`7501393
`
`20090340
`
`Tien et al
`
`Application No. 11/161,318 and
`its entire prosecution history
`
`I I
`
`“
`I!
`
`20120703
`
`Changetal
`
`i*S'Ap”ma“°“N°'1V857f?3a“d
`its entire prosecution history
`
`2012-10-18
`
`Chang et al
`
`.U'S' A."p'i°a“°“ N.°' 11.’917’i48 and
`its entire prosecution history
`
`IIIIIII
`
`8211855
`
`8288348
`
`8629111 I2014-01-14
`8833182 I2014-01-21
`8842558 I2014-02-04
`8848048 I2014-02-11
`
`eta:
`Acheampongetal
`Acheampongetal
`Acheampongetal
`Acheampongetal
`
`If you wish to add additional U.S. Patent citation information please click the Add button.
`
`U.S.PATENT APPLICATION PUBLICATIONS
`
`rt:-1155222222112111:12;-177
`iLt’S'Se'r$fef"ri)‘;:tSi::U';'ig}]1h?;§$*1*63and
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`
`0426
`
`0426
`
`

`
`'“F°R“"’“'°“°'S°L°S”RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`Publication
`
`Number
`
`Cod
`
`e1 Date
`
`of cited Document
`
`Relevant Passages or Relevant
`Figures Appear
`
`Publication
`NameofPatenteeorApplicant PageS’CO|UmnS’LineSWhere
`I
`I
`I
`I
`I
`I
`I
`I
`
`I YoichiKawashima
`
`I 2002-08-08 Petszulatetal
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`
`20020107183
`
`0427
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`0427
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`

`
`'“F°R“"’“'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
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`(Not for submission under 37 CFR 1.99)
`
`17618—US—CN6CN1—AP
`
`20020119190
`EHEHHHHiII|
`EHHiHHHiiIII
`
`2003-03-20
`
`Stergiopoulos et al
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`0428
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`0428
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`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`17618—US—CN6CN1—AP
`
`2003 08 07
`
`Yang et al
`
`2003-09 04
`
`Fricker et al
`
`20050014691 I -
`
`2005 01 20
`
`Bakhit et al
`
`20050059583
`
`2005-03 17
`
`Andrew Acheampong
`
`iLt’S'Se'r$fef"ri)‘;:tSi::U';'ig}]$353357 and
`
`20070015691
`
`20070027072
`
`20070087962
`20070149447
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`fi’gSg'n§?§'$3§§§3u'§§'n1h1:§1§9;i°9
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`ii-n::r:i:::::.m:7“h1;?:$334
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`0429
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`

`
`'“F°R“"”'°“°'S°L°S“RE
`“‘““E“"E“”‘Y’“"’L'°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`I I
`Grahametal
`I I
`Changetal
`I I
`Grahametal
`I I
`Grahametal
` Tienetal
`Morganetal
`I I
`RhettSchiffman
`I I
`Morganetal
`I I
`Changetal
`I I
`Changetal
`I I
`
`U.S. Application No. 11/781,095 and
`its entire prosecution history**
`
`U.S. Application No. 11/940,652 and
`its entire prosecution history**
`
`U.S. Application No. 11/858,200 and
`its entire prosecution history**
`
`U.S. Application No. 12/035,698 and
`its entire prosecution history**
`
`U.S. Application No. 12/361,335 and
`its entire prosecution history**
`
`U.S. Application No. 12/771,952 and
`its entire prosecution history**
`
`U.S. Application No. 12/759,431 and
`its entire prosecution history**
`
`U.S. Application No. 13/115,764 and
`its entire prosecution history**
`
`U.S. Application No. 13/536,479 and
`its entire prosecution history**
`
`U.S. Application No. 13/649,287 and
`its entire prosecution history**
`
`If you wish to add additional U.S. Published Application citation information please click the Add button.
`
`FOREIGN PATENT DOCUMENTS
`
`0430
`
`0430
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`

`
`INFORMATION DISCLOSURE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`First Named Inventor
`
`ANDREW ACHEAMPONG
`
`Attorney Docket Number
`
`17618-US-CN6CN1-AP
`
`Examiner Cite Foreign Document
`|nitial*
`No
`
`'
`
`'
`
`Publication
`Date
`
`Name of Patemee or
`Applicant of Cited
`Document
`
`Pages,Columns,Lines
`where Relevant
`Passages or Relevant
`.
`Figures Appear
`
`U1
`
`19810655
`
`0448856
`
`I
`I
`I
`I
`I0547229
`
`0471293
`
`0480690
`
`DE
`
`1999-09-16
`
`1991-10-02
`
`1992-02-19
`
`1992-04-15
`
`1993-01-07
`
`Eberhard—Karis-
`
`Universitat Tubingen
`Universitatskl
`
`Chatfield Pharmaceutical
`
`
`
`
`
`LLTInstituteCo.,Ltd.
`
`ABBOTT
`LABORATORIES
`
`IOLAB CORPORATION
`
`I
`
`I
`
`20O0_01_06
`2001-05-10
`2001-06-14
`
`\|Z\:((jJnJinBiopharmaCo.,
`CiplaLimited
`Transneuronix,Inc.
`
`
`
`
`
`0431
`
`0431
`
`

`
`INFORMATION DISCLOSURE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`First Named Inventor
`
`ANDREW ACHEAMPONG
`
`AAA-5[Q413
`
`2002-02-07
`20020627
`20O3_04_17
`
`PharmasolGMBH
`LGHousehold&Health
`EnantaPharmaceuticals,
`
`If you wish to add additional Foreign Patent Document citation information please click the Add button
`
`NON-PATENT LITERATURE DOCUMENTS
`
`Examiner Cite
`|nitials*
`No
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the item
`(book, magazine, journal, serial, symposium, catalog, etc), date, pages(s), volume-issue number( ),
`publisher, city and/or country where published.
`
`01
`
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`
`ACHEAMPONG, ANDREW ET AL, Cyclosporine Distribution into the Conjunctiva, Cornea, Lacrimal Gland and
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`
`ACHEAMPONG, ANDREW ET AL, Cyclosporine Distribution Into The Conjunctiva, Cornea, Lacrimal Gland, and
`Systemic Blood Following Topical Dosing of Cyclosporine to Rabbit, Dog, and Human Eyes, Adv. Exp. Med. Biol.,
`1998, 1001-1004, 438
`
`ACHEAMPONG, ANDREW ET AL, Distribution of Cyclosporin A in Ocular Tissues After Topical Administration to
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`
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`0432
`
`0432
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
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`I
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`
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`0433
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`0433
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`\l
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`0434
`
`I\)I\)I\)I\)I\)I\)—\\l00I\)O
`
`A
`
`-I>
`
`I\) O‘!
`
`I\)C)
`
`0434
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`l\) 00
`
`ERDMANN, S. ET AL, Pemphigus Vulgaris Der Mund— Und Kehlkopfschleimhaut Pemphigus Vulgaris of the Oral
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`
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`
`00 O
`
`00O0O0O000l\)U‘!-P00l\)LO
`
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`00U)
`
`00 \l
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`00 O0
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`Drop and Collagen Shield Administration, Cornea/External Disease, April 1994, 119-122, 20(2)
`
`0435
`
`0435
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`00 L0
`
`-5 O
`
`-P A
`
`-I>
`
`-I>
`
`-P-P-P-PLO0)U1-500I\)
`
`-P \l
`
`-5 O0
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`
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`
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`0436
`
`0436
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`01 O
`
`01 A
`
`0‘!I\)
`
`01U1U1U1U1U1
`
`O1 O0
`
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`
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`0437
`
`0437
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`O)
`
`STEPHENSON, MICHELLE, The Latest Uses Of Restasis, Review Of Ophthalmology, 12/30/2005, 7 Pages, US
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`
`CDI\)
`
`—\\l01-I>oo—\
`
`\l O
`
`\l
`
`U.S. Pending Application: 13/961,828 and its entire prosecution history, Filed on August 07, 2013
`
`0438
`
`0438
`
`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
`
`(Not for submission under 37 CFR 1.99)
`
`U.S. Re—Examination Application: 90/009,944 and its entire prosecution history, Filed on August 27, 2011
`
`If you wish to add additional non-patent literature document citation information please click the Add button
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`*EXAM|NER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through a
`citation if not in conformance and not considered.
`Include copy of this form with next communication to applicant.
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`2 Enter office that issued the document, by the two-letter code (WIPO
`{.§fi~.:{or MPEP 901.04.
`1 See Kind Codes of USPTO Patent Documents at
`Standard ST.3).
`3 For Japanese patent documents, the Indication of the year of the reign of the Emperor must precede the serial number of the patent document.
`4 Kind of document by the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible.
`5 Applicant is to place a check mark here
`if English language translation is attached.
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`0439
`
`0439
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`

`
`'“F°R“"’“'°“°'S°L°S“RE
`STATEMENTBY ’“"’”°’*“T
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`(Not for submission under 37 CFR 1.99)
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`CERTIFICATION STATEMENT
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`I:I
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`That each item of information contained in the information disclosure statement was first cited in any communication
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