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`TEVA - EXHIBIT 1021
`
`

`
`millions worldwide and substantially altering productivity and quality of life (1, 2), therapies for KCS
`&&%,l+l&+#%+,,'#%'&#$#'&%/.+('&3&'$#%+i#&'$-&-j k'2#.&,-5 
`have been palliative at best. Recent advances in understanding the pathophysiology of disease allow
`2#3%.#&#'&3#',') (%'#+3#%(,&%%+,'#%+&%/'2.#'2.2$,&/$-+&,#,#l
`the development of effective therapies for the first time.
`'2+3.%'---('&3'2#.&,-'2-&,''&)
`The ocular surface, lacrimal glands, and interconnecting nerves form a homeostatic functional
`2(#,-#(#(&#/#%+,#%+&%'(%%('&%/%3,-#2,'#'&(-%('&%#
`unit that maintains normal tear production. Chronic dry eye disease results from a T cell-mediated in-
`%&''2#'#&%'#&%,%#'#.+('&%) 2%&(+$$+&,#,,',-#(0+&#'+&%0
`flammatory process leading to a disruption of this nerve traffic. Multiple factors, including an age-
`-##'$.(,,#+&%/'#+&,.'&%-'2&,%3'#--&()
'&.-#(',&%(+&%/#%#/0
`related drop in systemic androgen levels and chronic ocular surface irritation, create an environment
`#'++.&%,$,'&(#%+/%3,#%+(2%&((#,-#(&&'#'&%(#'#%%3&%%'
`in which activated T cells are recruited to the ocular surface and lacrimal glands in a vicious cycle
`&%l2&(2#('&3#'+(,#(&'+''2(#,-#(#%+#(&#/#%+,&%#3&(&,($(
`of inflammation that ultimately results in destruction of the lacrimal glands (3). Cyclosporin A (CsA)
`-&%-##'&%'2#''&#'$,',&%+,'('&%-'2#(&#/#%+,j4k) $(,.&%j ,k
`topical ophthalmic emulsion targets the inflammatory basis of disease by acting as a local im-
`'.&(#.2'2#&(,&%'#/','2&%-##'$#,&,-+&,#,$#('&%/#,#(#&0
`munomodulator and anti-inflammatory agent. By inhibiting activation of infiltrating T cells on the
`%+#'#%+#%'&0&%-##'$#/%')*$&%2&&'&%/#('&3#'&%-&%-&'#'&%/(,%'2
`ocular surface and lacrimal glands, production of inflammatory cytokines is prevented (4). CsA treat-
`(#,-#(#%+#(&#/#%+,.+('&%-&%-##'$($'m&%,&,.3%'+j6k) ,'#'0
`ment has been shown to decrease several molecular markers of immune-based inflammation in con-
`%'2#,%,2l%'+(#,,3#(##m,-&%0#,+&%-##'&%&%(%0
`junctival biopsies of dry eye patients (5-7).
`u%('&3#&.,&,-+$$.#'&%',jx8k)
`Phase 2 and Phase 3 clinical trials have established both the safety and efficacy of topical CsA
`
`2#, #%+
`2#,4(&%&(#'&#,2#3,'#&,2+'2'2,#-'$#%+--&(#($-'.&(# ,
`at concentrations ranging from 0.05% to 0.4% (8, 9). CsA is currently approved for systemic treat-
`#'(%(%'#'&%,#%/&%/-!)!o'!)6ojsk) ,&,(%'$#..3+-,$,'&('#'0
`ment of immune-related disorders at much higher doses than those given for KCS. Oral administra-
`%'-&%0#'++&,+,#'(22&/2+,,'2#%'2,/&3%-5 ) ##+&%&,'#0
`tion for treatment of psoriasis or rheumatoid arthritis produces blood CsA concentrations in the range
`'&%-'#'%'-.,&#,&,2#'&+#'2&'&,.+(,+ ,(%(%'#'&%,&%'2#%/
`of 75 ng/mL (Cmin) to 655 ng/mL (Cmax) (10). Because it is a potent immunosuppressant when used
`-8%/qj &%k'7%/qj #tkj!k)*(#,&'&,#.'%'&%,..,,#%'l2%,+
`at these high doses, it is important to assess systemic exposure to CsA upon administration of the
`#''2,2&/2+,,&'&,&.'#%''#,,,,,$,'&(t.,' ,.%#+&%&,'#'&%-'2
`very low doses needed for treatment of KCS.
`3$l+,,%++-'#'%'-5 )
`Topical ophthalmic treatment with CsA requires 2600-fold lower dosage than does systemic us-
`.&(#.2'2#&('#'%'l&'2 ,i&, 7!!0-+l+,#/'2#%+,,$,'&(,0
`age (10). A preliminary study of topical ophthalmic CsA conducted during Phase 2 development found
`#/j!k).&&%#$,'+$-'.&(#.2'2#&( ,(%+('++&%/
`2#, +3.%'-%+
`that topical instillation produced negligible blood CsA concentrations, although sampling was sparse
`'2#''.&(#&%,'&#'&%.+(+%/&/&+ ,(%(%'#'&%,#'2/2,#.&%/l#,,.#,
`(8). The present study examines blood CsA concentrations of KCS patients participating in a much
`jk)2.,%','+$t#&%,+ ,(%(%'#'&%,-5 .#'&%',.#'&(&.#'&%/&%#(2
`larger Phase 3 study of CsA topical ophthalmic emulsions. We show conclusively that CsA is prac-
`#/
`2#,4,'+$- ,'.&(#.2'2#&(,&%,)1,2l(%(,&3$'2#' ,&,.#(0
`tically undetectable in the blood of patients treated with these ophthalmic preparations.
`'&(#$%+'('#&%'2+-.#'&%','#'+l&'2'2,.2'2#&(..##'&%,)
`
`PATIENTS AND METHODS
`
`
 
`
`Clinical Trial O e
`ie
`
` &%&(#&# 33&l
`
`Therapeutic blood monitoring was done at selected sites on a subset of patients enrolled in a
`2#.'&(+%&'&%/l#,+%#',('+,&',%#,,'-.#'&%',%+&%#
`Phase 3, multicenter, double-masked, randomized, parallel group study of cyclosporin A topical oph-
`
`2#,4'&(%'+0#,m+#%+&n+.##/.,'+$-($(,.&%'.&(#.20
`thalmic emulsions for the treatment of dry eye disease (9). Eligible study participants had moderate
`'2#&(,&%,-'2'#'%'-+$$+&,#,jsk)&/&,'+$.#'&(&.#%',2#++#'
`to severe dry eye disease as defined by 1) Schirmer test of Z 5 mm/5 min (without anesthesia) in at
`',3+$$+&,#,#,+-&%+$k(2&','-yq&%jl&'2'#%,'2,&#k&%#'
`least one eye; 2) sum of corneal and interpalpebral conjunctival staining of 2 +5 in the same eye in
`#,'%$p k,-(%##%+&%'.#.#(%u%('&3#,'#&%&%/-yz&%'2,#$&%
`which corneal staining was 2 +2; 3) indication of moderate to severe dry eye disease by the Ocular
`l2&(2(%#,'#&%&%/l#,yz p4k&%+&(#'&%-+#'',3+$$+&,#,$'2 (#
`Surface Disease Index (11) and Subjective Facial Expression Scale. Patients were excluded if they
`-#(&,#,%+tjk#%+u('&3#(&#t.,,&%(#)
`#'&%',lt(++&-'2$
`had end-stage lacrimal disease, punctal plugs, were using medications that could interfere with the
`2#+%+0,'#/#(&#+&,#,.%('#./,l,&%/+&(#'&%,'2#'(+&%'-l&'2'2
`study results, wore contact lenses during the study, or were pregnant or lactating. The study was con-
`,'+$,',l(%'#('%,,+&%/'2,'+$l./%#%'#('#'&%/)2,'+$l#,(%0
`ducted from July 1997 to January 1999 and was in compliance with Good Clinical Practices, inves-
`+('+-$ss8'#%#$sss#%+l#,&%(.&#%(l&'2 + &%&(#
`#('&(,&%3,0
`ti gational site Institutional Review Board Regulations, Sponsor and Investigator Obligations, Informed
`'&/#'&%#,&'%,'&''&%# 3&l*#+ /#'&%,.%,#%+%3,'&/#' &/#'&%,%-+
`Consent Regulations, and the Declaration of Helsinki.
` %,%' /#'&%,#%+'2(##'&%- ,&%m&)
`After a 2-week run-in period with Refresh® artificial tears (Allergan, Inc., Irvine, CA), patients
`-'# 0lm%0&%.&+l&'2 -,2{ #'&-&(&#'#,j/#%%()3&% k.#'&%',
`were randomly assigned 0.05% CsA topical ophthalmic emulsion eyedrop b.i.d., 0.1% CsA b.i.d., or
`l#%+$#,,&/%+!)!o ,'.&(#.2'2#&(,&%$+.)&)+)!)o ,)&)+)
`vehicle for 6 months. The vehicle consisted of a sterile, non-preserved castor oil-in-water emulsion
`32&(-7%'2,)232&((%,&,'+-#,'&%%0.,3+(#,'&0&%0l#',&%
`that was identical to the 0.1% CsA preparation except for the presence of medication. Patients in-
`'2#'l#,&+%'&(#''2!)o ,..##'&%t(.'-'2.,%(-+&(#'&%)
`#'&%',&%0
`stilled one drop in each eye every morning and evening, no later than 8:00 p.m. the night before clin-
`,'&+%+.&%#(2$3$%&%/#%+3%&%/%#''2#%|!!.))'2%&/2'-(&%0
`ical visits. They could use Refresh® as needed through month 4, but no more than 8 times daily af-
`&(#3&,&',)2$(+, -,2{ #,%++'2/2%'26'%'2#%'&,+#&$#-0
`412
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`12. Gibaldi, M., and Perrier, D. Pharmacokinetics. 2nd ed. Marcel Dekker, Inc., New York, NY,
` ) &#+&
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`13. Acheampong, A,. Shackleton, M., Tang-Liu, D.S., Ding, S., Stern, M.E., and Decker, R. Dis-
`4) (2#.%/)2#(m'%
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`'&'&%-($(,.&%&%(#'&,,,#-''.&(##+&%&,'#'&%'#&%#&',#%+#0
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`Received: February 27, 2002
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`Accepted for Publication: March 27, 2002
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`Reprint Requests: Diane D-S Tang-Liu, Ph.D.
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`Allergan, Inc.
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`2525 Dupont Drive
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`Irvine, CA 92715
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`E-mail: tang-liu_diane@allergan.com
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