`
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`___________________
`
`VOXX INTERNATIONAL CORPORATION
`Petitioner,
`
`v.
`
`JOHNSON SAFETY, INC.,
`Patent Owner.
`
`___________________
`
`Patent No. 8,585,140
`Filing Date: May 29, 2009
`Issue Date: November 19, 2013
`Title: HEADREST-MOUNTED MONITOR
`
`___________________
`Inter Partes Review No. IPR2017-00554
`
`
`
`DECLARATION OF MICHAEL NRANIAN
`
`
`
`
`
`
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`
`I. INTRODUCTION
`
`1.
`
`I have been retained on behalf of Indiano & McConnell, LLC, who are counsel for
`
`Voxx International Corporation (hereinafter “Voxx”) for the above-captioned inter partes review
`
`(“IPR”). I understand that this proceeding involves U.S. Patent No. 8,585,140 (the `140 patent)
`
`entitled “Headrest-Mounted Monitor” by Chung L. Chang which is currently assigned to Johnson
`
`Safety, Inc. (hereinafter “JSI”).
`
`2.
`
`In this expert report, I provide opinions regarding the `140 patent and independent
`
`claim 1 of the `140 patent. If needed, I expect to testify at trial on these issues, as set forth in this
`
`report and in any supplemental reports or declarations that I may prepare for this IPR in the future.
`
`I also expect to testify at trial with respect to the matters addressed by any expert testifying on
`
`behalf of JSI, if asked about these matters by the Patent Trial and Appeal Board (“PTAB”) or by
`
`the parties’ counsel. I may also testify on other matters relevant to this IPR, if asked by the PTAB
`
`or by the parties’ counsel.
`
`3.
`
`This report is based on the information available to me as of the date of this report.
`
`To ensure that my opinions are complete and accurate, I reserve the right to supplement or amend
`
`this report if additional facts and information that affect my opinions become available. Such
`
`information may include, for example, testimony from witnesses who have yet to be deposed,
`
`materials produced subsequent to this report, and information and documents relevant to this
`
`proceeding that have not yet been disclosed. I may also supplement or amend my report or
`
`opinions in response to additional discovery or other events, and may rebut expert reports
`
`submitted by JSI. If the PTAB further addresses additional claim construction issues, I intend to
`
`reconsider the proceeding and amend my opinions in accordance with the PTAB’s guidance on
`
`interpreting the claim terms.
`
`
`
`1
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`My qualifications for forming the opinions set forth in this report are summarized
`
`4.
`
`infra and are addressed more fully in my Curriculum Vitae, which is attached as Exhibit A to this
`
`expert report. Exhibit A also includes a list of the cases in which I have testified at deposition,
`
`hearing, or trial during the past four years. I have not had any publications that have been released
`
`to the public in the last ten years.
`
`5.
`
`All of the opinions stated in this expert report are based on my own personal
`
`knowledge and professional judgment; if called as a witness during the trial in this matter, I am
`
`prepared to testify competently about them. At trial I may also provide a brief tutorial on the
`
`relevant technologies associated with the `140 patent, those technologies including general topics
`
`such as vehicle hardware and software, mounting, storage, and packaging of displays and monitors,
`
`mounting, tilting, slanting and positioning of displays and monitors, attachments, removal, and
`
`replacement of displays and monitors, vehicle safety, human machine interfaces, and vehicle
`
`interface design.
`
`6.
`
`I have reviewed and am familiar with the specification of the `140 Patent. I
`
`understand that the `140 Patent is owned by Johnson Safety, Inc. (“Patent Owner”). The `140
`
`Patent is directed to a head-rest mounted video system and was filed on May 29, 2009. The `140
`
`Patent is a continuation of application No. 11/777,936, filed on July 13, 2007, now abandoned,
`
`which is a continuation of application No. 11/401,475, filed on April 10, 2006, now Patent No.
`
`7,267,402, which is a continuation of application No. 10/762,630, filed on January 20, 2004, now
`
`Patent No. 7,044,546, which is a continuation-in-part of application No. 10/219,987, filed on
`
`August 14, 2002, now Patent No. 7,036,879. The `140 Patent also claims priority to provisional
`
`application No. 60/451,232, filed on February 28, 2003.
`
`
`
`2
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`I will cite to the specification of the `140 patent using the following format: (`140
`
`7.
`
`Patent, Col. 1, ll. 1-10). This example citation points to the `140 patent specification at column 1,
`
`lines 1-10.
`
`8.
`
`I have also reviewed and am familiar with the following documents, among others:
`
` U.S. Patent No. 8,585,140 (attached as Exhibit 1001 to Petitioner’s
`
`petition);
`
` Prosecution history of U.S. Patent No. 8,585,140 (attached as Exhibit
`
`1002 to Petitioner’s petition);
`
` Prosecution history of U.S. application No. 10/762,630 (attached as
`
`Exhibit 1003 to Petitioner’s petition);
`
` Prosecution history of U.S. application No. 10/219,987 (attached as
`
`Exhibit 1004 to Petitioner’s petition);
`
` Directed Video Owner’s Guide / Installation Guide – Headrest Video
`
`Monitor Model HVM500 (attached as Exhibit 1005 to Petitioner’s
`
`petition);
`
` Declaration of John T. Woods (attached as Exhibit 1006);
`
` U.S. Patent No. 6,199,810 (attached as Exhibit 1007);
`
`
`
`3
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
` JP 1-94049 (Japanese version – attached as Exhibit 1008 to Petitioner’s
`
`petition);
`
` JP 1-94049 (Certified English translation – attached as Exhibit 1009 to
`
`Petitioner’s petition);
`
` KR200256470Y1 – (Korean version – attached as Exhibit 1010 to
`
`Petitioner’s petition); and
`
` KR200256470Y1 – (Certified English translation – attached as Exhibit
`
`1011 to Petitioner’s petition).
`
`9.
`
`I have been asked to provide my technical review, analysis, insights, and opinions
`
`regarding the `140 patent and the above-noted references that form the basis for the grounds of
`
`unpatentability as I will set forth infra.
`
`A. Qualifications
`
`
`
`10. My academic background is in engineering. I received a Bachelor of Science
`
`Degree in Chemical Engineering from Wayne State University in 1984. I received a Master of
`
`Science in Electrical Engineering from Wayne State University in 1991. I received another
`
`Bachelor of Science Degree from Wayne State University in 1993, this time in Electrical and
`
`Computer Engineering. I also received a Juris Doctor Degree from Wayne State University in
`
`1999. I also received a Master of Business Administration from the University of Michigan in
`
`2002. I also am a licensed Professional Engineer, Certified Project Management Professional, as
`
`
`
`4
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`well as a Lean Six Sigma Black Belt certified through the American Society for Quality and the
`
`International Quality Federation.
`
`11.
`
`In a recent previous position, I worked as a contractor for the U.S. Army, for the
`
`Chief Scientist’s Office, in the Tank and Automotive Research, Development and Engineering
`
`Center (TARDEC) in Warren, Michigan. My recent position is in computer engineering science
`
`and technology and cyber security for U.S. Army ground system vehicles at this same location.
`
`12.
`
`Prior to my employment with the Army, I worked as a design engineer and
`
`engineering manager in the automotive industry from 1985 to 2007. This included experience at
`
`Ford, General Motors, and Allied Signal. I worked at Allied Signal from 1992 to 1993, General
`
`Motors from 1993 to 1995, and Ford Motor Company from 1985 to 1992, and from 1995 to 2007.
`
`13. While at Allied Signal and General Motors I worked as a Senior Project Engineer,
`
`where my work included the design and development of automotive vehicle electrical systems and
`
`architectures, electrical and data communication protocols, vehicle system and component level
`
`diagnostics and parameter information retrieval from vehicle modules and systems, safety and
`
`airbag sensing systems and electrical systems, sensor fusion technologies and assessments, safety
`
`component and system diagnostics, user and occupant audio and visual interfaces and displays,
`
`electromechanical/transducer and accelerometer based sensing systems, and the associated
`
`warnings and displays for the above. This also included vehicle crash and safety system
`
`component and system development, as well as electrical system architectures including message,
`
`data, status, and warning prioritization and the transmission and display of information to vehicle
`
`users and occupants across different types of communication channels (including CAN, LIN, and
`
`other vehicle network architectures and busses). My responsibilities included vehicle hardware
`
`
`
`5
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`and software, mounting, storage, and packaging of displays and user interfaces, positioning of
`
`displays and diagnostic information transmittal, attachments, removal, and replacement of displays
`
`and information systems, vehicle safety, human machine interfaces, and vehicle interface design.
`
`I conducted numerous system and component evaluations, laboratory tests, supplier and
`
`technology assessments, quality and reliability evaluations, as well as barrier and sled tests, and
`
`developed corporate standards and specifications, design validation plans and reports and failure
`
`modes and effects analyses to design and develop automotive systems, the diagnostics of these
`
`systems, as well as the associated information and warning displays. My responsibilities also
`
`included ensuring compliance with Federal Motor Vehicle Safety Standards, ECE regulations,
`
`Industry Standards, Corporate Standards, and Due-Care Requirements
`
`14.
`
`Areas of my work included seats, vehicle interiors, headliners, displays and
`
`diagnostics, occupant kinematics and ergonomics, sensors, display of information, warnings, and
`
`diagnostics, as well as vehicle crash performance and occupant injury mitigation, active and
`
`passive sensing systems which can be used in the vehicle interior or exterior, including the design
`
`and development of sensing components and systems that incorporate electromagnetic wave
`
`sensing (including but not limited to vision, camera, radar, LIDAR, infrared ultraviolet, and night
`
`vision) as well as acoustical sensing. Areas of my work also specifically included automotive
`
`vehicle safety systems, airbags, seatbelts, interior and exterior occupant protection systems,
`
`sensing systems, electrical systems and architectures, electrical and data communication protocols,
`
`vehicle system diagnostics, warnings, vision systems, occupant and infant/child seat sensing and
`
`detection systems, out of position occupant detection, electrical and safety system diagnostics,
`
`occupant ergonomic evaluations, user and occupant audio and visual interfaces and displays,
`
`
`
`6
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`infrared, vision, camera, sonar, acoustic, radar, LIDAR, sensing and detection technologies and
`
`systems.
`
`15.
`
`I conducted numerous system and component evaluations, laboratory tests, supplier
`
`and technology assessments, quality and reliability evaluations, as well as developed design
`
`validation plans and reports and failure modes and effects analyses to design and develop
`
`automotive safety, seat, and automotive interior occupant injury mitigation systems, sensing, and
`
`electrical systems, including the integration of sensor fusion technologies, and the components and
`
`systems for information and diagnostics storage and communication and retrieval, computer,
`
`microprocessor and interface architectures, and automotive electrical system architectures and
`
`communication protocols. I also ran numerous crash and sled tests involving automotive interior
`
`system testing, development, and design.
`
`16. My responsibilities also included technology assessments and proper supplier and
`
`sourcing evaluation and selection, quoting and bidding, and the overall source selection for
`
`numerous technologies. My responsibilities also included ensuring compliance with Federal Motor
`
`Vehicle Safety Standards, ECE regulations, Industry Standards, Corporate Standards, and Due-
`
`Care Requirements.
`
`17.
`
`I worked on the development of airbag, automotive interior, seat, and seat belt
`
`systems, occupant kinematic evaluation, vehicle crash performance in frontal, side, rear, and
`
`rollover accidents, occupant injury mitigation, occupant sensing and infant/child seat detections
`
`systems, including infrared, RFID, vision, camera, laser, LED, beam, acoustical, ultrasonic,
`
`capacitance, inductance, seat weight sensing, and other types of sensing technologies. I also
`
`worked on sensing systems for various automotive applications, including sensor fusion
`
`
`
`7
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`technologies, for image and object detection, discrimination, and identification and the appropriate
`
`status notifications to vehicle drivers and occupants. My work included analyses involving
`
`statistical information from NASS and FARS databases. Also, for example, General Motors
`
`applied for and was granted a Statutory Invention Registration for rear facing infant seat occupant
`
`detection using a technology that I conceived of and developed.
`
`18. While at Ford, my experience included working as a Product Design Engineer, a
`
`Technical Specialist, a Design Analysis Engineer, and an Engineering Manager. My work included
`
`the design and development of automotive vehicle electrical systems and architectures, electrical
`
`and data networks and the related communication protocols and interfaces, user and occupant
`
`audio and visual interfaces and displays, vehicle system diagnostics and fault codes, crash pulse
`
`storage and diagnostics retrieval systems from vehicle modules, systems parameter information
`
`retrieval from vehicle modules, and the associated warnings and displays for the above. My work
`
`included vehicle hardware and software, mounting, storage, and packaging of information
`
`displays, and the positioning, attachment, removal, and replacement of information displays,
`
`warnings as well as the associated vehicle safety, human machine interfaces, and vehicle interface
`
`design. My work included the design and development of these systems to meet vehicle
`
`crashworthiness and crash performance requirements and occupant injury mitigation. My work
`
`also
`
`involved systems utilizing monitoring, and detection
`
`technologies, as well as
`
`electromechanical/transducer and accelerometer based sensing systems. I conducted numerous
`
`system and component evaluations, laboratory tests, supplier and technology assessments, quality
`
`and reliability evaluations, as well as barrier and sled tests, and I developed corporate
`
`specifications, standards, design guidelines, design validation plans and reports and failure modes
`
`and effects analyses. I worked with data storage and retrieval, data communication and critical
`
`
`
`8
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`parameter storage, collision parameter storage and retrieval through electrical networks and
`
`interfaces for automotive safety systems assessment related to occupant protection and injury
`
`mitigation. My responsibilities also included ensuring compliance with Federal Motor Vehicle
`
`Safety Standards, ECE regulations, Corporate Standards, Industry Standards, and Due-Care
`
`Requirements. I also conducted extensive field event analyses, forensic investigations, vehicle
`
`inspections, accident reconstructions, and determined causation and root cause analyses for
`
`hundreds of automotive accidents to provide information for improvement of designs for
`
`automotive safety systems. My work included the design and development of automotive safety
`
`systems and components for various different types of automotive applications including interior
`
`seating and trim systems and components, as well as displays, and the display of information,
`
`diagnostics, and warnings. This also extensively involved the testing and development of systems
`
`and components for active and passive safety, vehicle diagnostics, status, displays, and warnings
`
`to the driver and vehicle occupants, as well as the development of vehicle electrical system
`
`architectures including message, data, status, and warning prioritization and the transmission and
`
`display of information to vehicle users and occupants across different types of communication
`
`channels (including CAN and other vehicle network architectures and busses). This also
`
`extensively involved active and passive sensing systems which can be used in the vehicle interior
`
`or exterior, including systems that incorporate electromagnetic wave sensing (including but not
`
`limited to vision, camera, radar, LIDAR, infrared, ultraviolet, and night vision), as well as
`
`acoustical, automotive, sensing and electrical systems and architectures, electrical and data
`
`communication protocols, as well as the appropriate notifications to vehicle drivers, occupants,
`
`and service personnel.
`
`
`
`9
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`I worked extensively on vehicle system diagnostics and fault codes analyses,
`
`19.
`
`information and diagnostics communication and retrieval from vehicle modules and systems,
`
`vehicle parameter information communication and retrieval from vehicle modules, sensor fusion
`
`technologies assessments and integration, vision systems, image and object detection and
`
`identification, occupant and infant/child seat sensing systems, occupant and out of position
`
`occupant sensing and detection, critical parameter communication storage and retrieval, warnings,
`
`occupant ergonomic evaluations, user and occupant audio and visual interfaces and displays,
`
`vehicular compatibility analyses and assessments, storage and communication of critical
`
`parameter information related to automotive vehicle systems as well as the interfaces involved in
`
`communication and retrieval of this information. This included communication of sensor and
`
`vehicle information through automotive vehicle computer, microprocessor, and electrical systems
`
`and architectures, electrical and data communication protocols and interfaces, vehicle electrical
`
`networks and network interfaces. I developed and authored the design verification plans and
`
`reports and failure modes and effects analyses for automotive systems and components. I also
`
`developed the testing specifications and requirements, and directed how these tests are to be
`
`performed, as well as the standards and requirements for acceptable performance. I worked with
`
`numerous external suppliers for these systems and components, to ensure proper system
`
`performance to the testing requirements and specifications. I conducted numerous sled and crash
`
`tests, and I also conducted design, testing, analyses, and crash testing to ensure overall system and
`
`component level performance. I also have investigated several field events involving automotive
`
`safety, and I have served as an expert witness and corporate representative regarding automotive
`
`safety system and the design of automotive components and systems in my career. (I also have
`
`investigated numerous automotive safety system field events, and served as a corporate
`
`
`
`10
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`representative and expert witness in numerous matters involving the analyses of occupant
`
`kinematics, forensic analyses, and injury causation, as well as the analysis, storage of, and display
`
`of vehicle diagnostic information and warnings.)
`
`20.
`
`During my career as an engineer and manager in the automotive industry, with both
`
`OEMs and the supply base, I developed specifications and requirements, and also oversaw tier
`
`one, tier two, and sub-suppliers, as well as their manufacturing operations and facilities, to ensure
`
`compliance to these requirements. (I am also Lean Six Sigma Black Belt certified through the ASQ
`
`and IQF.) Part of my responsibilities included ensuring durability and reliability of component
`
`and system performance over long term vehicle. I have extensive experience in establishing
`
`standards and requirements, testing, design, and development of automotive systems and
`
`components, as well as compliance to standards, requirements, and specifications, including all
`
`production validation testing, in-process testing, and also for ensuring durability and reliability
`
`over long-term vehicle life. This includes of the extensive testing, design, and development that
`
`is especially critical for the safety systems that will potentially be relied upon to mitigate occupant
`
`injury or death in an accident, and also to ensure proper system performance for Out of Position
`
`(OOP) occupants (including infants, children, and occupants of all sizes and in various positions.
`
`21.
`
`Subsequent to my employment at Ford, I worked as a Systems Engineer for
`
`Raytheon and General Dynamics, where I developed defense systems for military vehicles. Part
`
`of my responsibilities also included technology assessments and selection. This includes
`
`conducting and leading technology and sourcing trade studies and analyses using preset
`
`requirements for evaluation and the preparation of the proper documentation to ensure the selected
`
`alternatives meet or exceed the requirements and specifications for the components, system,
`
`
`
`11
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`vehicle, and overall mission system integration requirements as well as Department of Defense
`
`5000 and 5001 protocols.
`
`22.
`
`In my current positions as a contractor and civilian employee for the U.S Army, as
`
`well as my position with General Dynamics and Raytheon, my responsibilities include working
`
`with internal scientists, researchers and technical staff, as well as outside collaborators and
`
`universities, to develop technologies, innovation, and inventions for the protection of our soldiers
`
`and the enhancement of our soldiers’ survivability in military vehicles. This includes cyber
`
`security, computer engineering, computers, monitors, and the associated display of information
`
`and the mounting and positioning of these displays in military vehicle interiors, as well as seating,
`
`and occupant injury mitigation technologies and systems, as well as, the development and
`
`assessment of vehicle and robotic data communication and electrical system architectures, vision
`
`systems, infrared systems, object and image detection, identification, enhancement, notification
`
`and display, critical parameter diagnostics and storage operating across vehicle data busses as well
`
`as cellular and radio networks. My work includes vehicle hardware and software, mounting,
`
`storage, and packaging of information displays and monitors, mounting, tilting, slanting,
`
`positioning, of displays and monitors, attachments, removal, and replacement of displays and
`
`monitors, occupant and user accessibility of displays and monitors – as well as the safe and
`
`efficient storage of displays and monitors so as not to interfere with other mission system
`
`requirements when appropriate, as well as the associated vehicle safety, human machine interfaces,
`
`(touch screens, controls, and visual perception), and vehicle interface design.
`
`23. My responsibilities include cyber system technologies and security, as well as seats
`
`and vehicle interior systems, interior occupant injury mitigation components and systems,
`
`computers, displays, and camera and vision systems, human interface displays, acoustic,
`
`
`
`12
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`ultrasonic, IR, radar, night vision, and electromagnetic wave sensing, sensor information
`
`discrimination and identification, robotic systems, Improvised Explosive Device (IED) detection
`
`and injury mitigation systems, Command, Control, Communications, Computers, Intelligence,
`
`Surveillance and Reconnaissance (C4ISR) systems development, 360 degree surveillance, active
`
`and passive safety system development and occupant injury mitigation.
`
`24.
`
`This also includes 360 degree visual situational awareness systems including
`
`electro-optical (e.g., CMOS, CCD) sensors, thermal viewers, and scalable machine interfaces
`
`using various operating systems, geographic information systems, image enhancement and
`
`recognition, image and object detection discrimination and identification, augmented displays with
`
`friend and foe target enhancement for location and identification, GPS and mapping location
`
`systems (including the use of differential GPS, pseudolites, repeaters, base stations, relays), mobile
`
`data terminals, split-screen augmented information and visual displays and controllers, on-board
`
`vehicle displays as well as soldier handheld devices, and the transfer of this information across
`
`satellite systems to command centers to soldiers and vehicles in the field, as well as the real-time
`
`communication of this information across command systems through satellite, cellular, radio
`
`frequency, wireless mediums, and related techniques. I am a co-inventor on U.S. Patent No.
`
`8,860,159 Spintronic Electronic Device and Circuits, which, among other novel features, describes
`
`and claims an antenna and associated circuitry for detection of radio frequency waves (e.g., a beam
`
`of microwave energy), using a spintronic electronic apparatus having a multilayer structure that
`
`can operate in large amplitude, out-of-plane magnetization precession regime, which, depending
`
`on the circuit structure, can be adjustably biased and used to detect low frequency microwave RF
`
`signals that exceed a predetermined threshold current and have a frequency lower than a
`
`predetermined level. In alternative embodiments, the apparatus can be used for frequency
`
`
`
`13
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`identification of incoming electromagnetic waves and/or energy harvesting of incoming
`
`electromagnetic waves. I am also co-inventor on U.S. Patent No. 9,003,562 Body Armor, which,
`
`among other novel features describes and claims a body armor system that is of modular design
`
`with fabric carriers that hold armor plates. Straps are configured to wrap around various body
`
`sections of the user and attach the armor system to the user. These straps matingly connect to each
`
`other or portions of the armor system to attach the armor system to the user. The body armor
`
`system can also have left and right thigh plates for femoral artery protection of the user, which
`
`mitigates a serious threat of injury and death to soldiers in the battlefield.
`
`25.
`
`I have extensive experience with different types of automotive and vehicle data and
`
`communication interfaces and systems, including computer, microprocessor, touchscreens,
`
`wireless and physical hardware electrical and system architectures as well as the associated
`
`displays and monitors (human machine interface – HMI) for interface with the user.
`
`26.
`
`During the course of my career in automotive and defense research, development
`
`and testing, I have designed, tested, and developed numerous vehicle electrical and sensing
`
`systems, human machine interfaces, and the associated critical parameter storage, retrieval,
`
`warnings and displays related to these systems for human perception of these systems.
`
`27.
`
`I have testified as an expert in over 20 cases involving automotive safety and
`
`electrical systems, the analysis of vehicle system parameter information, and/or the associated
`
`warnings and displays.
`
`28.
`
`I am a member of the Project Management Institute, American Society for Quality,
`
`International Quality Federation, and the Forensic Expert Witness Association.
`
`
`
`14
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`
`B. Compensation
`
`29. My work on this case is being billed at a rate of $350.00 per hour, with
`
`reimbursement for actual expenses. My compensation is not contingent upon the outcome of this
`
`proceeding.
`
`C. My Understanding of Legal Standards
`
`30.
`
`Although I have a law degree and I am an attorney registered with the USPTO, I
`
`have not been asked to opine on any legal issues and I will offer no legal opinion. The legal
`
`standards I relied upon in my preparation of this report were provided to me by, and including
`
`during, discussions with counsel for Voxx.
`
`31.
`
`I have been informed that there is a presumption of validity of a patent that has been
`
`issued by the U.S. Patent and Trademark Office, and that the burden of proof is the responsibility
`
`of those who contest the validity of such a patent.
`
`32.
`
`As background, it is my understanding that a claim may be “anticipated” and thus
`
`unpatentable if a single prior art reference teaches each and every limitation recited in the claim. I
`
`have been informed by counsel that a patent claim is invalid as anticipated under 35 U.S.C. § 102
`
`if “within the four corners of a single, prior art document . . . every element of the claimed invention
`
`[is described], either expressly or inherently, such that a person of skill in the art could practice
`
`the invention without undue experimentation.” I have also been informed by counsel that "Thus,
`
`a prior art reference without express reference to a claim limitation may nonetheless anticipate by
`
`inherency." To establish inherency, "prior art [must] necessarily function[] in accordance with, or
`
`include[], the claimed limitations”, and in other words that "[i]nherent anticipation requires that
`
`the missing descriptive material is 'necessarily present,' not merely probably or possibly present,
`
`
`
`15
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`in the prior art,” and inherent anticipation does not, however, "require that a person of ordinary
`
`skill in the art at the time would have recognized the inherent disclosure."
`
`33.
`
`I have been informed by counsel that a prior art reference anticipates (and therefore
`
`invalidates) a patent claim if the prior art reference discloses or includes every element of the
`
`patent claim, either expressly or inherently, arranged as described in the claim. I have been
`
`informed by counsel that if even a single element is missing, the prior art reference does not
`
`anticipate the patent claim.
`
`34.
`
`I have been informed by counsel that, although anticipation cannot be established
`
`through a combination of references, additional references may be used to interpret the allegedly
`
`anticipating reference by, for example, indicating what the allegedly anticipating reference would
`
`have meant to a person having ordinary skill in the art. For the claim to be anticipated, however,
`
`these other references must make clear that the missing descriptive matter in the patent claim is
`
`necessarily or implicitly present in the allegedly anticipating reference, and that it would be so
`
`recognized by a person having ordinary skill in the art.
`
`35.
`
`I have been informed by counsel that an element is inherently disclosed only if the
`
`missing descriptive matter is necessarily present in the thing described in the reference and would
`
`be so recognized by a person having ordinary skill in the art. The mere fact that a certain thing
`
`may result from a given set of circumstances is not sufficient.
`
`36.
`
`I have been informed by counsel that for a prior art reference to be anticipating it
`
`must be enabling to one having ordinary skill in the art.
`
`
`
`16
`
`Voxx International Corp. Exhibit 1012
`
`
`
`
`Patent 8,585,140
`I have been informed by counsel that prior art is defined by the patent statutes. It
`
`37.
`
`includes various categories of information. It is my understanding that a printed publication is prior
`
`art with regard to a claimed device if it was published more than one year prior to the application
`
`date for the patent in question, or if it was published before the date of invention.
`
`38.
`
`I have been informed by counsel that a patent claim is invalid if a system that would
`
`otherwise fall within the scope of the claim was in use by others in the United States before the
`
`invention date, or if it was in public use or on sale in the