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`Vizio EX1008 Page 0507
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`INFORMATION DISCLOSURE
`STATEMENT BY .APPUCANT
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`Vizio EX1008 Page 0508
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`
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`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`10677633
`
`12559042
`
`International Application Number:
`
`Confirmation Number:
`
`7704
`
`Title of Invention:
`
`LIGHT EMITIING DEVICE AND DISPLAY
`
`First Named Inventor/Applicant Name:
`
`Yoshinori Shimizu
`
`Customer Number:
`
`02292
`
`Filer:
`
`David Richard Anderson/Patti Young
`
`Filer Authorized By:
`
`David Richard Anderson
`
`Attorney Docket Number:
`
`0020-5147PUS7
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`05-AUG-2011
`
`14-SEP-2009
`
`15:19:29
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
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`I no
`
`File Listing:
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`Document
`Number
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`Document Description
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`File Name
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`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`3312913
`
`1
`
`2011 08051DS.pdf
`
`yes
`
`7
`
`c6d 981 625 844ce90 7065 2e6bace98ca835 a
`94bd3
`
`Vizio EX1008 Page 0509
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`
`
`Multipart Description/PDF files in .zip description
`
`Document Description
`
`Start
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`End
`
`Transmittal Letter
`
`Information Disclosure Statement (IDS) Form (SB08)
`
`1
`
`6
`
`5
`
`7
`
`Warnings:
`
`Information:
`
`2
`
`Non Patent Literature
`
`USOA 12548614dated062711.
`
`5353614
`
`19bdacb960e9fe8a 1497b836e44f1825d48
`0087b
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`no
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`13
`
`Warnings:
`
`Information:
`
`3
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`Non Patent Literature
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`USOA 12689681 dated062311.
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`3258201
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`
`Information:
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`Total Files Size (in bytes)
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`11924728
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New A~~lications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International A~~lication under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International A~~lication Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 181 0), a Notification of the International Application Number
`and of the International Filing Date (Form PCT/R0/1 OS) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Vizio EX1008 Page 0510
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`
`
`l N 'THE lTNlTEH STATES PATENT AND TRADEMARK OFFICE
`
`(Patent)
`
`Patent i\.pplicatio11 of:
`Yoshi.nori SHIMIZU et aL
`
`12/559,042
`
`Confirmation No.: 7704
`
`Art Unit:
`
`2829
`
`Examiner:
`
`DISPLAY CO\fPRISING A PLUR/\UTY OF
`LIGrrr EJ\HTTJNG COMPONENTS ON
`
`lNFORl\:lA TION DISCLOSURE STATEMENT
`
`(~Olllfilissioner for r~atetltS
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`;\lexa.ndxia~ \/_;\ 22.313~ 1450
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`Applicant(s) hereby submit(s) an Jnf()rmation Disclosure Statement t(.)r cons1deration by
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`REFERENCES PREVIOUSLY CITED OR SUBl\,UTTED: Copies of any
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`irrformation not provided can bt~ found in one or more of tht~ follov·/ing applications which has
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`[)ocket N-o.: 0020-5147PtJS7
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`~LS_,./\rph~g119llNo_,_gnd U.S. Filin2 D-'1te
`12/028,062 filed February ~L 2008
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`CONCl~EJiXELL1N:~JJON OF THE RELEVANCE/OTHER !NFORJ'vl!\:UQN
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`NON-ENGUSEl: LANGUAGE DOCUMENTS: A. concise explanation of the
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`OTHER: The following additional irrformation is J:>rovided.
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`U.S. 3,623,867, U.S. 3,842,306 and U.S. 5,816,677 -.vere cited in a U.S. Office A.cti.on
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`issued in co-pending appticntion 12/689,681 on June 23, 2011; and U.S. 5,670,797 and
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`counterparts not Listed in a communication from the foreign patent office. Such English language
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`cotmteqxnis are pro\'ided to aid the Examiner's consideration of .non-English items first cited in
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`the corntln.n:icatiorl frorn the .f~.)reigT:. patent office; or
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`No ite_rn of information contained in t1"1e IDS \Vas cited in a communication from a
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`after nmking reasonable inquiry. no itetn of IDS \Vas kno\-\'11 to any
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`Some of the items of information in the fDS were cited in a comrnunication fi·om
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`lDS.
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`·rhis statement does not relate to English
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`Vizio EX1008 Page 0513
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`l)ocket No,: 002Q ... 5l47PlJS7
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`This lnh)rmation Disclosure Statement is being filed bef{m.~ the nwiling date of a
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`•
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`•
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`No tee is reqtlired..
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`Vizio EX1008 Page 0514
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`
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`.. \ppiication No.: 12/5 59 /J42
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`IJoc:ket I'-Jo.: 0020·-5147Pl..iS7
`Page 5 of 5
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`if the Exarniner has any questions concerning this 1DS, please contact the undersigned. If
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`/,,···""''c\,,,····~·o···\
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`Res~~ly su1)~nti-f<1l
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`I{oreig.n. Puter1!. ()ffic.e C\:nn111unication
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`I;oreign Searel1 Rc~)ort
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`Fee
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`URA;c:r·l'·py
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`Vizio EX1008 Page 0515
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`
`
`Docket No.: 0020-5147PUS7
`(Patent)
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent Application of:
`Y oshinori SHIMIZU et al.
`
`Application No.:
`
`12/559,042
`
`Confirmation No.: 7704
`
`Filed:
`
`For:
`
`September 14, 2009
`
`Art Unit:
`
`2829
`
`LIGHT EMITTTING DEVICE AND
`DISPLAY COMPRISING A PLURALITY OF
`LIGHT EMITTING COMPONENTS ON
`MOUNT
`
`Examiner:
`
`Raj R. Gupta
`
`INFORMATION DISCLOSURE STATEMENT
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
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`Sir:
`
`Applicants hereby submit an Information Disclosure Statement for consideration by the
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`Examiner.
`
`I.
`
`LIST OF PATENTS, PUBLICATIONS OR OTHER INFORMATION
`
`The patents, publications, or other information submitted for consideration by the Office
`
`are listed on the attached PTO/SB/08.
`
`II.
`D
`
`COPIES
`
`a.
`
`Copies of foreign patent documents, non-patent literature and other information.
`
`BIRCH, STEW ART, KOLASCH & BIRCH, LLP
`
`DRA/CET/tnt
`
`Vizio EX1008 Page 0516
`
`
`
`Application No.: 12/559,042
`
`Docket No.: 0020-5147PUS7
`Page 2 of5
`
`b.
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`REFERENCES PREVIOUSLY CITED OR SUBMITTED: Copies of any
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`information not provided can be found in one or more of the following applications which has
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`been relied upon for an earlier filing date under 35 U.S.C. § 120:
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`U.S. Application No. and U.S. Filing Date
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`12/028,062 filed February 8, 2008
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`III.
`D
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`CONCISE EXPLANATION OF THE RELEVANCE/OTHER INFORMATION
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`a.
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`NON-ENGLISH LANGUAGE DOCUMENTS: A concise explanation of the
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`relevance of all non-English language patents, publications, or other information listed is as
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`D
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`b.
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`ENGLISH LANGUAGE SEARCH REPORT OR FOREIGN PATENT OFFICE
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`COMMUNICATION: An English language version of the search report or Foreign Patent Office
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`communication that indicates the degree of relevance is attached.
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`c.
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`OTHER: The following additional information is provided.
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`The publication by Yao Go submitted herein was cited in the Request for
`
`Invalidation of Chinese Patent No. 03159595.2 submitted herein. Chinese Patent No.
`
`03159595.2 is a counterpart foreign application of the present US application. The
`
`Request for Invalidation submitted herein was submitted to the Chinese Patent
`
`Office by a third party and then the Chinese Patent Office dispatched a Notification
`
`of Acceptance of Request for Invalidation, submitted herein, for informing the fact
`
`that a third party submitted a Request for Invalidation.
`
`A concise explanation regarding publication by Y ao Go and the Request
`
`for Invalidation is submitted herein, as follows. The publication by Yao Go cited in
`
`the Request for Invalidation is alleged to describe that a crystal structure of the
`
`garnet will have a defect and a light emitting characteristics will be suddenly
`
`changed if all Y is replaced with Gd. This concise explanation corresponds to a
`
`portion of the publication by Y ao Go cited in the Request for Invalidation.
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
`
`DRA/CET/tnt
`
`Vizio EX1008 Page 0517
`
`
`
`Application No.: 12/559,042
`
`Docket No.: 0020-5147PUS7
`Page 3 of5
`
`All references discussed and cited in the US Office Action of co-pending
`
`Appl. No. 12/575,155 submitted herein were previously submitted to USPTO.
`
`IV.
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`STATEMENT UNDER 37 C.P.R.§ 1.97(e)
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`Each item of information contained in the IDS was first cited in any
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`a.
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`days prior to the filing of this IDS. This statement does not relate to English language
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`counterparts not listed in a communication from the foreign patent office. Such English language
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`counterparts are provided to aid the Examiner's consideration of non-English items first cited in
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`the communication from the foreign patent office; or
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`D
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`b.
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`Each item of information contained in the IDS was first cited in any
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`three months prior to the filing of this IDS. This statement does not relate to English language
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`counterparts not listed in a communication from the foreign patent office. Such English language
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`d.
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`Some of the items of information in the IDS were cited in a communication from
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`BIRCH, STEWART, KOLASCH & BIRCH, LLP
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`DRA/CET/tnt
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`Vizio EX1008 Page 0518
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`
`
`Application No.: 12/559,042
`
`Docket No.: 0020-5147PUS7
`Page4 of5
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`IDS. This statement does not relate to English language counterparts not listed in a
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`BIRCH, STEWART, KOLASCH & BIRCH, LLP
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`DRA/CET/tnt
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`Vizio EX1008 Page 0519
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`
`
`Application No.: 12/559,042
`
`Docket No.: 0020-5147PUS7
`Page 5 of5
`
`e.
`
`D
`Final Office Action or after the mailing date of a Notice of Allowance (see 37 C.P.R. § 1.97(d)),
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`This Information Disclosure Statement is being filed after the mailing date of a
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`VI.
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`PAYMENT OF FEES
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`Dated: November 10,2011
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`Registration No.: 40439
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`Attachment(s):
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`Fee
`0
`Other: (1) Request for Invalidation with Notification of Acceptance of Request for
`Invalidation of Chinese Patent No. 03159595.2 dispatched on August 10, 2011.
`(2) Office Action issued in co-pending US Appl. No. 12/575,155 on September
`30, 2011.
`
`_ 0 _
`(W\
`
`BIRCH, STEWART, KOLASCH & BIRCH, LLP
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`DRA/CET/tnt
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`Vizio EX1008 Page 0520
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`
`
`PTO/SB/OSb (07-09)
`Approved for use through 07/3112012. OMB 0651-0031
`U.S. Patent and Trademark Office: U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork reduction Act of 1995, no persons are required to respond to a collection of information unless ~contains a valid OMB control number.
`
`!'
`
`Substitute for form 14496/PTO
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Sheet I
`
`1
`
`I of I
`
`1
`
`Application Number
`Filing Date
`First Named Inventor
`Art Unit
`
`Complete if Known
`
`12/559,042
`09-14-09
`Yoshinori Shimizu
`2829
`
`Examiner Name
`
`Raj R. Gupta
`
`Attorney Docket Number 0020-5147PUS7
`
`Examiner
`initial*
`
`Cite
`No.1
`
`1
`
`2
`
`3
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LEITERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue number(s),
`publisher, city and/or country where published.
`Office Action issued in co-pending US Appl. No. 12/575,155 on September 30, 2011.
`
`Request for Invalidation with Notification of Acceptance of Request for Invalidation of Chinese Patent No.
`03159595.2 dispatched on August 10,2011.
`
`Yao Go et al., Synthesis and Luminescence Gallium Nitride LED Blue Light Conversion Materials, ACTA
`PHYSICO-CHIMICA SINICA, Vol.19, No.3, March 2003, p226- 229.
`
`..........................................
`
`............................................................................................................................
`
`L
`
`[Y'
`
`. ................. .
`
`IC
`
`Examiner
`Signature
`
`! Date
`1 Considered
`
`• EXAMINER: Initial if reference considered, whether or not citation is in conformance w~h MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
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`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain orretain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including gathering,
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`SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assisstance in completing the form, ca/11-800-PT0-9199 and select option 2.
`
`Vizio EX1008 Page 0521
`
`
`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`11383107
`
`12559042
`
`International Application Number:
`
`Confirmation Number:
`
`7704
`
`Title of Invention:
`
`LIGHT EMITIING DEVICE AND DISPLAY
`
`First Named Inventor/Applicant Name:
`
`Yoshinori Shimizu
`
`Customer Number:
`
`2292
`
`Filer:
`
`David Richard Anderson
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`0020-5147PUS7
`
`Receipt Date:
`
`Filing Date:
`
`TimeStamp:
`
`1 0-NOV-2011
`
`14-SEP-2009
`
`17:47:02
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`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
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`Submitted with Payment
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`I no
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`File Listing:
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`Document
`Number
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`Document Description
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`File Name
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`File Size( Bytes)/
`Message Digest
`
`Multi
`Part /.zip
`
`Pages
`(ifappl.)
`
`1
`
`Information Disclosure Statement (IDS)
`Form (SBOS)
`
`IDS_SBOS.pdf
`
`no
`
`6
`
`259088
`
`d b482 7 4cd 3 5ec24c66ef488d Oeee 3221 e 56
`dd7a7
`
`Warnings:
`
`Information:
`
`Vizio EX1008 Page 0522
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`
`
`This is not an USPTO supplied IDS fillable form
`
`2
`
`Non Patent Literature
`
`Warnings:
`
`Information:
`
`IDSUSOA_12575155_dated_20
`11-09-30.pdf
`
`708084
`
`d0c257dbb4b398b06ac2264a835c05dd35
`7858c3
`
`no
`
`13
`
`3
`
`Non Patent Literature
`
`IDSNotice_Of_Acceptance_Of_
`Request_For_lnvalidation_CNO
`31595952.pdf
`
`1357114
`
`7c761 b4264449ec7aa355f0a80a88cb2f269
`e084
`
`no
`
`30
`
`Warnings:
`
`Information:
`
`4
`
`Non Patent Literature
`
`IDSNPL_ YaoGo_2384305.pdf
`
`no
`
`8
`
`559568
`
`89e6e59ca0678accec4b6ad 1 b52d1 d7ef08
`c85d0
`
`Warnings:
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`Information:
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`Total Files Size (in bytes)
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`2883854
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`Vizio EX1008 Page 0523
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`
`
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`
`lNFORMA HON DmCLOSURE
`STATEMENT BY APPLICANT
`
`of
`
`NON PATENT UTERATURE DOCUMENTS
`h:ck:da :1ame of u~e i3litf1ci {in Ci\P~Tl .. .L LETTERS). titie of the ~~tticle {o,.\'hen appropriate}. t:u·~ cf t~v~
`item (bv"''k~ magaz~nc) jo:..:rna:. s-:s:ia:, syrr:p<)Siur::. c~:ta~og, etc} .. date, p::1ge'(s}, volums .. issue r:un:~:r(s},
`pt:b!ishe:, (;:t·· and/or O".."~Lmtry where pub!:sne~.
`US ()ffice .~cnon ~ssued in co~pending appHcaHon no. i2i689.68"l on December 5, 2011.
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