UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`CiM Maintenance Inc.
`Petitioner
`
`v.
`
`P&RO Solutions Group, Inc.
` Patent Owner
`____________
`
`Inter Partes Review IPR2017-00516
`Patent 8,209,205
`___________
`
`DECLARATION OF SCOTT BENNETT, Ph.D.
`15 August 2017
`
`CiM Ex. 1057 Page 1
`
`

`

`TABLE OF CONTENTS
`
`Page
`
`I.
`
`II.
`
`III.
`
`IV.
`
`V.
`
`VI.
`
`INTRODUCTION ......................................................................................... 1
`
`BACKGROUND AND QUALIFICATIONS ............................................... 1
`
`PRELIMINARIES ......................................................................................... 3
`
`OPINIONS REGARDING INDIVIDUAL DOCUMENTS ......................... 8
`
`ATTACHMENTS ....................................................................................... 13
`
`CONCLUSION ........................................................................................... 14
`
`CiM Ex. 1057 Page 2
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`

`

`I, Scott Bennett, hereby declare under penalty of perjury:
`
`I.
`
`INTRODUCTION
`1.
`
`I have personal knowledge of the facts and opinions set forth in this
`
`declaration, I believe them to be true, and if called upon to do so, I would testify
`
`competently to them. I have been warned that willful false statements and the like
`
`are punishable by fine or imprisonment, or both.
`
`2.
`
`I am a retired academic librarian working as a Managing Partner of
`
`the firm Prior Art Documentation LLC at 711 South Race Street, Urbana, IL,
`
`61801-4132. Attached as Appendix A is a true and correct copy of my Curriculum
`
`Vitae describing my background and experience. Further information about my
`
`firm, Prior Art Documentation Services LLC, is available at
`
`www.priorartdocumentation.com.
`
`3.
`
`I have been retained by Erise IP, PA to authenticate and establish the
`
`dates of public accessibility of certain documents in an inter partes review
`
`proceedings for U.S. Patent No. 8,209,205. For this service, I am being paid my
`
`usual hourly fee of $91/hour. My compensation in no way depends on the
`
`substance of my testimony or the outcome of this proceeding.
`
`II. BACKGROUND AND QUALIFICATIONS
`4.
`I was previously employed as follows:
`
`•
`
`University Librarian, Yale University, New Haven, CT, 1994-2001;
`
`
`
`1
`
`CiM Ex. 1057 Page 3
`
`

`

`•
`
`•
`
`•
`
`Director, The Milton S. Eisenhower Library, The Johns Hopkins
`
`University, Baltimore, MD, 1989-1994;
`
`Assistant University Librarian for Collection Management,
`
`Northwestern University, Evanston, IL, 1981-1989;
`
`Instructor, Assistant, and Associate Professor of Library
`
`Administration, University of Illinois at Urbana-Champaign, Urbana,
`
`IL, 1974-1981; and
`
`•
`
`Assistant Professor of English, University of Illinois at Urbana-
`
`Champaign, 1967-1974.
`
`5. Over the course of my work as a librarian, professor of English,
`
`researcher, and author of nearly fifty scholarly papers and other publications, I
`
`have had extensive experience with catalog records and online library management
`
`systems built around Machine-Readable Cataloging (MARC) standards. I also
`
`have substantial experience in authenticating printed documents and establishing
`
`the date when they were accessible to researchers.
`
`6.
`
`In the course of more than fifty years of academic life, I have myself
`
`been an active researcher. I have collaborated with many individual researchers
`
`and, as a librarian, worked in the services of thousands of researchers at four
`
`prominent research universities. Over the years, I have read some of the
`
`voluminous professional literature on the information seeking behaviors of
`
`2
`
`CiM Ex. 1057 Page 4
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`

`

`academic researchers. And as an educator, I have a broad knowledge of the ways
`
`in which students in a variety of disciplines learn to master the bibliographic
`
`resources used in their disciplines. In all of these ways, I have a general
`
`knowledge of how researchers work.
`
`III. PRELIMINARIES
`7.
`Scope of this declaration. I am not a lawyer and I am not rendering an
`
`opinion on the legal question of whether any particular document is, or is not, a
`
`“printed publication” under the law.
`
`8.
`
`I am, however, rendering my expert opinion on the authenticity of the
`
`documents referenced herein and on when and how each of these documents was
`
`disseminated or otherwise made available to the extent that persons interested and
`
`ordinarily skilled in the subject matter or art, exercising reasonable diligence, could
`
`have located the documents before 22 May 2002.
`
`9.
`
`I am informed by counsel that an item is considered authentic if there
`
`is sufficient evidence to support a finding that the item is what it is claims to be. I
`
`am also informed that authenticity can be established based on the contents of the
`
`documents themselves, such as the appearance, contents, substance, internal
`
`patterns, or other distinctive characteristics of the item, taken together with all of
`
`the circumstances. I am further informed that an item is considered authentic if it
`
`3
`
`CiM Ex. 1057 Page 5
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`

`

`is at least 20 years old, in a condition that creates no suspicion of its authenticity,
`
`and in a place where, if authentic, it would likely be.
`
`10.
`
`I am informed by counsel that a given reference is publicly accessible
`
`upon a satisfactory showing that such document has been disseminated or
`
`otherwise made available to the extent that persons interested and ordinarily skilled
`
`in the subject matter or art exercising reasonable diligence, can locate it. I have
`
`also been informed by counsel that materials available in a library constitute
`
`printed publications if they are cataloged and indexed (such as by subject)
`
`according to general library practices that make the references available to
`
`members of the interested public.
`
`11. Materials considered. In forming the opinions expressed in this
`
`declaration, I have reviewed the documents and attachments referenced herein.
`
`These materials are records created in the ordinary course of business by
`
`publishers, libraries, indexing services, and others. From my years of experience, I
`
`am familiar with the process for creating many of these records, and I know these
`
`records are created by people with knowledge of the information in the record.
`
`Further, these records are created with the expectation that researchers and other
`
`members of the public will use them. All materials cited in this declaration and its
`
`attachments are of a type that experts in my field would reasonably rely upon and
`
`refer to in forming their opinions.
`
`4
`
`CiM Ex. 1057 Page 6
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`

`

`12. Persons of ordinary skill in the art. I am told by counsel that the
`
`subject matter of this proceeding relates to a customized user interface for a
`
`scheduling database application.
`
`13.
`
`I have been informed by counsel that a “person of ordinary skill in the
`
`art at the time of the inventions” is a hypothetical person who is presumed to be
`
`familiar with the relevant field and its literature at the time of the inventions. This
`
`hypothetical person is also a person of ordinary creativity, capable of
`
`understanding the scientific principles applicable to the pertinent field.
`
`14.
`
`I am told by counsel that persons of ordinary skill in this subject
`
`matter or art would have had (1) at least an undergraduate degree in computer
`
`science, computer engineering, electrical engineering, or similar technical fields,
`
`and (2) two or more years of experience developing database applications.
`
`15.
`
`It is my opinion that such a person would have been engaged in
`
`academic research, learning though study and practice in the field and possibly
`
`through formal instruction the bibliographic resources relevant to his or her
`
`research. In the 1980s and 1990s such a person would have had access to a vast
`
`array of long-established print resources in electrical/computer engineering and
`
`computer science as well as to a rich and fast changing set of online resources
`
`providing indexing information, abstracts, and full text services for
`
`electrical/computer engineering and computer science.
`
`5
`
`CiM Ex. 1057 Page 7
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`

`

`16. Library catalog records. Some background on MARC formatted
`
`records, OCLC, WorldCat, and OCLC’s Connexion is needed to understand the
`
`library catalog records discussed in this declaration.
`
`17. Libraries world-wide use the MARC format for catalog records; this
`
`machine readable format was developed at the Library of Congress in the 1960s.
`
`18. MARC formatted records provide a variety of subject access points
`
`based on the content of the document being cataloged. All may be found in the
`
`MARC Fields 6XX. For example, MARC Field 600 identifies personal names
`
`used as subjects and the MARC Field 650 identifies topical terms. A researcher
`
`might discover material relevant to his or her topic by a search using the terms
`
`employed in the MARC Fields 6XX.
`
`19. The MARC Field 040, subfield a, identifies the library or other entity
`
`that created the original catalog record for a given document and transcribed it into
`
`machine readable form. The MARC Field 008 identifies the date when this first
`
`catalog record was entered on the file. This date persists in all subsequent uses of
`
`the first catalog record, although newly-created records for the same document,
`
`separate from the original record, will show a new date. It is not unusual to find
`
`multiple catalog records for the same document.
`
`20. WorldCat is the world’s largest public online catalog, maintained by
`
`the Online Computer Library Center, Inc., or OCLC, and built with the records
`
`6
`
`CiM Ex. 1057 Page 8
`
`

`

`created by the thousands of libraries that are members of OCLC. WorldCat
`
`provides a user-friendly interface for the public to use MARC records; it requires
`
`no knowledge of MARC tags and codes. WorldCat records appear in many
`
`different catalogs, including the Statewide Illinois Library Catalog. The date a
`
`given catalog record was created (corresponding to the MARC Field 008) appears
`
`in some detailed WorldCat records as the Date of Entry.
`
`21. Whereas WorldCat records are very widely available, the availability
`
`of MARC formatted records varies from library to library.
`
`22. When an OCLC participating institution acquires a document for
`
`which it finds no previously created record in OCLC, or when the institution
`
`chooses not to use an existing record, it creates a record for the document using
`
`OCLC’s Connexion, the bibliographic system used by catalogers to create MARC
`
`records. Connexion automatically supplies the date of record creation in the
`
`MARC Field 008.
`
`23. Once the MARC record is created by a cataloger at an OCLC
`
`participating member institution, it becomes available to other OCLC participating
`
`members in Connexion and also in WorldCat, where persons interested and
`
`ordinarily skilled in the subject matter or art, exercising reasonable diligence, can
`
`locate it.
`
`7
`
`CiM Ex. 1057 Page 9
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`

`

`24. When a book has been cataloged, it will normally be made available
`
`to readers soon thereafter—normally within a few days or (at most) within a few
`
`weeks of cataloging.
`
`IV. OPINIONS REGARDING INDIVIDUAL DOCUMENTS
`
`Document 1. Doc Palmer, Maintenance Planning and Scheduling
`Handbook (New York: McGraw-Hill, 1999).
`
`Authentication
`25. Document 1 is a book by Doc Palmer published by McGraw-Hill in
`
`1999.
`
`26. Attachment 1a is a true and accurate copy of the book’s front and
`
`back covers, flyleaf, title page, title page verso, table of contents, forward,
`
`Chapters. 2-6, 8, 10, 11, Appendices. B, I, J, L, and the Glossary from the Northern
`
`Illinois University Libraries. Attachment 1b is a true and accurate copy of that
`
`library’s catalog record for Document 1, showing the book’s location and
`
`availability.
`
`27. Attachment 1a is in a condition that creates no suspicion about its
`
`authenticity. Specifically, the several chapters, appendices, and glossary copied
`
`from Document 1 are not missing any intermediate pages, the text on each page
`
`appears to flow seamlessly from one page to the next, and there are no visible
`
`alterations to the document. Attachment 1a was found within the custody of a
`
`library – a place where, if authentic, it would likely be found.
`
`8
`
`CiM Ex. 1057 Page 10
`
`

`

`28.
`
`I conclude, based on finding Document 1 in a library and on finding
`
`library catalog records for Document 1, that Document 1 is an authentic document
`
`and that Attachment 1a is an authentic copy of Document 1.
`
`Public accessibility
`29. Attachment 1c is a true and accurate copy of a Statewide Illinois
`
`Library catalog record for Document 1, showing this book held by 121 libraries
`
`world-wide. Attachment 1c also indicates that Document 1 was cataloged or
`
`indexed in a meaningful way—including being cataloged by subject.
`
`30. Attachment 1d is a true and accurate copy of the Northern Illinois
`
`University Libraries catalog record, in MARC format, for Document 1. In
`
`Attachment 1d, the MARC Field 040, subfield a, indicates that this catalog record
`
`for Document 1 was created by the University of Maryland Libraries (OCLC code
`
`= UMC). The MARC Field 008 indicates this catalog record was created on 22
`
`June 1999. Allowing for some time between the cataloging of Document 1 and its
`
`arrival on library shelves, where it would be publicly available, I conclude that
`
`Document 1 was accessible to the public interested in the art, and that an ordinarily
`
`skilled researcher, exercising reasonable diligence, would have had no difficulty
`
`finding Document 1 in at least one library by July 1999.
`
`Conclusion
`
`9
`
`CiM Ex. 1057 Page 11
`
`

`

`31. Based on the evidence presented here—book publication, and library
`
`cataloging—it is my opinion that Document 1 is an authentic document that was
`
`publicly available in at least one library by July 1999.
`
`Document 2. John Walkenbach, Microsoft® Excel 2000 Bible (Foster City,
`CA: IDG Books Worldwide, 1999).
`
`Authentication
`32. Document 2 is a book by John Walkenbach published by IDG Books
`
`Worldwide in 1999.
`
`33. Attachment 2a is a true and accurate copy of the book’s front and
`
`back covers, title page and title page verso, table of contents, and pp. 49, 154-155,
`
`253-257, 263-282, 399-401, 481-488, 511-530, 540-543, 556, 631-633, and 747-
`
`754 from the Iowa State University Library. Attachment 2b is a true and accurate
`
`copy of that library’s catalog record for Document 2, showing the book’s
`
`bibliographic details.
`
`34. Attachment 2a is in a condition that creates no suspicion about its
`
`authenticity. Specifically, the several page sequences copied from Document 2 are
`
`not missing any intermediate pages, the text on each page appears to flow
`
`seamlessly from one page to the next, and there are no visible alterations to the
`
`document. Attachment 2a was found within the custody of a library – a place
`
`where, if authentic, it would likely be found.
`
`10
`
`CiM Ex. 1057 Page 12
`
`

`

`35.
`
`I conclude, based on finding Document 2 in a library and on finding
`
`library catalog records for Document 2, that Document 2 is an authentic document
`
`and that Attachment 2a is an authentic copy of Document 2.
`
`Public accessibility
`36. Attachment 2c is a true and accurate copy of a Statewide Illinois
`
`Library catalog record for Document 2, showing this book held by 138 libraries
`
`world-wide. Attachment 2c also indicates that Document 2 was cataloged or
`
`indexed in a meaningful way—including being cataloged by subject. The date of
`
`entry for the Attachment 2c catalog record is 16 October 1998, some months
`
`before the publication of Document 2 (discussed next).
`
`37. Attachment 2d is a true and accurate copy of the United States
`
`Copyright Office record for Document 2. It shows the book was published on 24
`
`March 1999 and registered for copyright on 7 July 1999. I conclude from this
`
`copyright record that Document 2 was publicly available from its publisher on or
`
`about 24 March 1999.
`
`38. Attachment 2e is a true and accurate copy of the Iowa State University
`
`Library catalog record, in MARC format, for Document 2. In Attachment 2e, the
`
`MARC Field 040indicates that this catalog record for Document 2 was first created
`
`at the Middlesex County College Library (OCLC code = NNF) and then
`
`successively modified by the Library of Congress (DLC), the College of DuPage
`
`11
`
`CiM Ex. 1057 Page 13
`
`

`

`Library (IBI), and then the Iowa State University Library (IWA). The MARC
`
`Field 008 indicates this catalog record was created on 16 October 1998, the same
`
`date as the date of entry in Attachment 2c.
`
`39. Attachment 2f is a true and accurate copy of a second Statewide
`
`Illinois Library catalog record for Document 2, showing this book held by an
`
`additional 3 libraries world-wide. The date of entry for the Attachment 2f catalog
`
`record is 7 December 1999, some months after the publication of Document 2
`
`(discussed above).
`
`40.
`
`I conclude that Document 2 was bibliographically identifiable by 16
`
`October 1998, before the publication of Document 2 . I further conclude that,
`
`allowing for some time between the cataloging of Document 2 on 7 December
`
`1999 and its arrival on library shelves, where it would be publicly available,
`
`Document 2 was accessible to the public interested in the art, and that an ordinarily
`
`skilled researcher, exercising reasonable diligence, would have had no difficulty
`
`finding Document 2 in at least one library by no later than 7 December 1999.
`
`Conclusion
`41. Based on the evidence presented here—book publication, United
`
`States Copyright Office registration, and library cataloging—it is my opinion that
`
`Document 2 is an authentic document that was bibliographically identifiable by 16
`
`12
`
`CiM Ex. 1057 Page 14
`
`

`

`October 1998, was available from its publisher on or about 24 March 1999, and
`
`publicly available in at least one library by no later than 7 December 1999.
`
`V. ATTACHMENTS
`42. The attachments attached hereto are true and correct copies of the
`
`materials identified above. Helen Sullivan is a Managing Partner in Prior Art
`
`Documentation Services LLC (see http://www.priorartdocumentation.com/hellen-
`
`sullivan/). One of her primary responsibilities in our partnership is to secure the
`
`bibliographic documentation used in attachments to our declarations.
`
`43. Ms. Sullivan and I work in close collaboration on the bibliographic
`
`documentation needed in each declaration. I will sometimes request specific
`
`bibliographic documents or, more rarely, secure them myself. In all cases, I have
`
`carefully reviewed the bibliographic documentation used in my declaration. My
`
`signature on the declaration indicates my full confidence in the authenticity,
`
`accuracy, and reliability of the bibliographic documentation used.
`
`44. Each Attachment has been marked with an identifying label on the top
`
`of each page, as well as an exhibit number in the bottom left. However, no
`
`alterations other than these noted labels appear in these attachments, unless
`
`otherwise noted. All attachments were created on 24-31 July 2017 and all URLs
`
`referenced in this declaration were available 5 August 2017.
`
`13
`
`CiM Ex. 1057 Page 15
`
`

`

`VI. CONCLUSION
`45.
`In summary, I have concluded that Documents 1 and 2 , discussed
`
`above, are both authentic documents that were all publicly accessible before 22
`
`May 2002.
`
`46.
`
`I reserve the right to supplement my opinions in the future to respond
`
`to any arguments that Patent Owner or its expert(s) may raise and to take into
`
`account new information as it becomes available to me.
`
`47.
`
`I declare that all statements made herein of my knowledge are true,
`
`and that all statements made on information and belief are believed to be true, and
`
`that these statements were made with the knowledge that willful false statements
`
`and the like so made are punishable by fine or imprisonment, or both, under
`
`Section 1001 of Title 18 of the United States Code.
`
` Executed this 15th day of August, 2017 in Urbana, Illinois.
`
`
`
`____________________________
`Scott Bennett
`
`
`
`
`
`14
`
`CiM Ex. 1057 Page 16
`
`

`

`Appendix A
`
`SCOTT BENNETT
`Yale University Librarian Emeritus
`
`711 South Race
`Urbana, Illinois 61801-4132
`2scottbb@gmail.com
`217-367-9896
`
`
`
`EMPLOYMENT
`
`
`Retired, 2001. Retirement activities include:
`• Managing Partner in Prior Art Documentation Services, LLC, 2015-. This firm provides
`documentation services to patent attorneys; more information is available at
`http://www.priorartdocumentation.com
`• Consultant on library space design, 2004- . This consulting practice is rooted in a research,
`publication, and public speaking program conducted since I retired from Yale University in
`2001. I have served more than 50 colleges and universities in the United States and abroad
`with projects ranging in likely cost from under $50,000 to over $100 million. More
`information is available at http://www.libraryspaceplanning.com/
`• Senior Advisor for the library program of the Council of Independent Colleges, 2001-2009
`• Member of the Wartburg College Library Advisory Board, 2004-
`• Visiting Professor, Graduate School of Library and Information Science, University of
`Illinois at Urbana-Champaign, Fall 2003
`
`
`University Librarian, Yale University, 1994-2001
`
`Director, The Milton S. Eisenhower Library, The Johns Hopkins University, Baltimore, Maryland,
`1989-1994
`
`Assistant University Librarian for Collection Management, Northwestern University, Evanston,
`Illinois, 1981-1989
`
`Instructor, Assistant and Associate Professor of Library Administration, University of Illinois at
`Urbana-Champaign, 1974-1981
`
`Assistant Professor of English, University of Illinois at Urbana-Champaign, 1967-1974
`
`Woodrow Wilson Teaching Intern, St. Paul’s College, Lawrenceville, Virginia, 1964-1965
`
`EDUCATION
`
`
`University of Illinois, M.S., 1976 (Library Science)
`Indiana University, M.A., 1966; Ph.D., 1967 (English)
`Oberlin College, A.B. magna cum laude, 1960 (English)
`
`
`
`HONORS AND AWARDS
`
`15
`
`CiM Ex. 1057 Page 17
`
`

`

`
`
`Morningside College (Sioux City, IA) Doctor of Humane Letters, 2010
`
`American Council of Learned Societies Fellowship, 1978-1979; Honorary Visiting Research
`Fellow, Victorian Studies Centre, University of Leicester, 1979; University of Illinois Summer
`Faculty Fellowship, 1969
`
`Indiana University Dissertation Year Fellowship and an Oberlin College Haskell Fellowship, 1966-
`1967; Woodrow Wilson National Fellow, 1960-1961
`
`
`PROFESSIONAL ACTIVITIES
`
`American Association for the Advancement of Science: Project on Intellectual Property and
`Electronic Publishing in Science, 1999-2001
`
`American Association of University Professors: University of Illinois at Urbana-Champaign
`Chapter Secretary and President, 1975-1978; Illinois Conference Vice President and President, 1978-
`1984; national Council, 1982-1985, Committee F, 1982-1986, Assembly of State Conferences
`Executive Committee, 1983-1986, and Committee H, 1997-2001 ; Northwestern University Chapter
`Secretary/Treasurer, 1985-1986
`
`Association of American Universities: Member of the Research Libraries Task Force on
`Intellectual Property Rights in an Electronic Environment, 1993-1994, 1995-1996
`
`Association of Research Libraries: Member of the Preservation Committee, 1990-1993; member of
`the Information Policy Committee, 1993-1995; member of the Working Group on Copyright, 1994-
`2001; member of the Research Library Leadership and Management Committee, 1999-2001; member
`of the Board of Directors, 1998-2000
`
`Carnegie Mellon University: Member of the University Libraries Advisory Board, 1994
`
`Center for Research Libraries: Program Committee, 1998-2000
`
`Johns Hopkins University Press: Ex-officio member of the Editorial Board, 1990-1994; Co-
`director of Project Muse, 1994
`
`Library Administration and Management Association, Public Relations Section, Friends of the
`Library Committee, 1977-1978
`
`Oberlin College: Member of the Library Visiting Committee, 1990, and of the Steering Committee
`for the library’s capital campaign, 1992-1993; President of the Library Friends, 1992-1993, 2004-
`2005; member, Friends of the Library Council, 2003-
`
`Research Society for Victorian Periodicals: Executive Board, 1971-1983; Co-chairperson of the
`Executive Committee on Serials Bibliography, 1976-1982; President, 1977-1982
`
` A
`
` Selected Edition of W.D. Howells (one of several editions sponsored by the MLA Center for
`Editions of American Authors): Associate Textual Editor, 1965-1970; Center for Editions of
`American Authors panel of textual experts, 1968-1970
`
`Victorian Studies: Editorial Assistant and Managing Editor, 1962-1964
`
`16
`
`CiM Ex. 1057 Page 18
`
`

`

`
`Wartburg College: member, National Advisory Board for the Vogel Library, 2004-
`
`Some other activities: Member of the Illinois State Library Statewide Library and Archival
`Preservation Advisory Panel; member of the Illinois State Archives Advisory Board; member of a
`committee advising the Illinois Board of Higher Education on the cooperative management of
`research collections; chair of a major collaborative research project conducted by the Research
`Libraries Group with support from Conoco, Inc.; active advisor on behalf of the Illinois
`Conference AAUP to faculty and administrators on academic freedom and tenure matters in northern
`Illinois.
`
`Delegate to Maryland Governor’s Conference on Libraries and Information Service; principal in
`initiating state-wide preservation planning in Maryland; principal in an effort to widen the use of
`mass deacidification for the preservation of library materials through cooperative action by the
`Association of Research Libraries and the Committee on Institutional Cooperation; co-instigator
`of a campus-wide information service for Johns Hopkins University; initiated efforts with the
`Enoch Pratt Free Library to provide information services to Baltimore’s Empowerment Zones;
`speaker or panelist on academic publishing, copyright, scholarly communication, national and
`regional preservation planning, mass deacidification.
`
`Consultant for the University of British Columbia (1995), Princeton University (1996), Modern
`Language Association, (1995, 1996), Library of Congress (1997), Center for Jewish History
`(1998, 2000-), National Research Council (1998); Board of Directors for the Digital Library
`Federation, 1996-2001; accreditation visiting team at Brandeis University (1997); mentor for
`Northern Exposure to Leadership (1997); instructor and mentor for ARL’s Leadership and
`Career Development Program (1999-2000)
`
`At the Northwestern University Library, led in the creation of a preservation department and in the
`renovation of the renovation, for preservation purposes, of the Deering Library book stacks.
`
`At the Milton S. Eisenhower Library, led the refocusing and vitalization of client-centered services;
`strategic planning and organizational restructuring for the library; building renovation planning.
`Successfully completed a $5 million endowment campaign for the humanities collections and
`launched a $27 million capital campaign for the library.
`
`At the Yale University Library, participated widely in campus-space planning, university budget
`planning, information technology development, and the promotion of effective teaching and learning;
`for the library has exercised leadership in space planning and renovation, retrospective conversion of
`the card catalog, preservation, organizational development, recruitment of minority librarians,
`intellectual property and copyright issues, scholarly communication, document delivery services
`among libraries, and instruction in the use of information resources. Oversaw approximately $70
`million of library space renovation and construction. Was co-principal investigator for a grant to plan
`a digital archive for Elsevier Science.
`
`Numerous to invitations speak at regional, national, and other professional meetings and at alumni
`meetings. Lectured and presented a series of seminars on library management at the Yunnan
`University Library, 2002. Participated in the 2005 International Roundtable for Library and
`Information Science sponsored by the Kanazawa Institute of Technology Library Center and the
`Council on Library and Information Resources.
`
`
`
`17
`
`CiM Ex. 1057 Page 19
`
`

`

`PUBLICATIONS
`
`
`“Putting Learning into Library Planning,” portal: Libraries and the Academy, 15, 2 (April 2015),
`215-231.
`
`“How librarians (and others!) love silos: Three stories from the field “ available at the Learning
`Spaces Collaborary Web site, http://www.pkallsc.org/
`
`“Learning Behaviors and Learning Spaces,” portal: Libraries and the Academy, 11, 3 (July 2011),
`765-789.
`
`“Libraries and Learning: A History of Paradigm Change,” portal: Libraries and the Academy, 9, 2
`(April 2009), 181-197. Judged as the best article published in the 2009 volume of portal.
`
`“The Information or the Learning Commons: Which Will We Have?” Journal of Academic
`Librarianship, 34 (May 2008), 183-185. One of the ten most-cited articles published in JAL, 2007-
`2011.
`
`“Designing for Uncertainty: Three Approaches,” Journal of Academic Librarianship, 33 (2007), 165–
`179.
`
`“Campus Cultures Fostering Information Literacy,” portal: Libraries and the Academy, 7 (2007),
`147-167. Included in Library Instruction Round Table Top Twenty library instruction articles
`published in 2007
`
`
`
`
`
`
`
`“Designing for Uncertainty: Three Approaches,” Journal of Academic Librarianship, 33 (2007),
`165–179.
`
` “First Questions for Designing Higher Education Learning Spaces,” Journal of Academic
`Librarianship, 33 (2007), 14-26.
`
`“The Choice for Learning,” Journal of Academic Librarianship, 32 (2006), 3-13.
`
`With Richard A. O’Connor, “The Power of Place in Learning,” Planning for Higher Education, 33
`(June-August 2005), 28-30
`
`“Righting the Balance,” in Library as Place: Rethinking Roles, Rethinking Space (Washington, DC:
`Council on Library and Information Resources, 2005), pp. 10-24
`
`Libraries Designed for Learning (Washington, DC: Council on Library and Information Resources,
`2003)
`
`“The Golden Age of Libraries,” in Proceedings of the International Conference on Academic
`Librarianship in the New Millennium: Roles, Trends, and Global Collaboration, ed. Haipeng Li
`(Kunming: Yunnan University Press, 2002), pp. 13-21. This is a slightly different version of the
`following item.
`
`“The Golden Age of Libraries,” Journal of Academic Librarianship, 24 (2001), 256-258
`
`“Second Chances. An address . . . at the annual dinner of the Friends of the Oberlin College Library
`November 13 1999,” Friends of the Oberlin College Library, February 2000
`
`18
`
`CiM Ex. 1057 Page 20
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`

`

`
`
`
`“Authors’ Rights,” The Journal of Electronic Publishing (December 1999),
`http://www.press.umich.edu/jep/05-02/bennett.html
`
`“Information-Based Productivity,” in Technology and Scholarly Communication, ed. Richard Ekman
`and Richard E. Quandt (Berkeley, 1999), pp. 73-94
`
`“Just-In-Time Scholarly Monographs: or, Is There a Cavalry Bugle Call for Beleaguered Authors and
`Publishers?” The Journal of Electronic Publishing (September 1998),
`http://www.press.umich.edu/jep/04-01/bennett.html
`
`“Re-engineering Scholarly Communication: Thoughts Addressed to Authors,” Scholarly Publishing,
`27 (1996), 185-196
`
`“The Copyright Challenge: Strengthening the Public Interest in the Digital Age,” Library Journal, 15
`November 1994, pp. 34-37
`
`“The Management of Intellectual Property,” Computers in Libraries, 14 (May 1994), 18-20
`
`“Repositioning University Presses in Scholarly Communication,” Journal of Scholarly Publishing, 25
`(1994), 243-248. Reprinted in The Essential JSP. Critical Insights into the World of Scholarly
`Publishing. Volume 1: University Presses (Toronto: University of Toronto Press, 2011), pp. 147-153
`
`“Preservation and the Economic Investment Model,” in Preservation Research and Development.
`Round Table Proceedings, September 28-29, 1992, ed. Carrie Beyer (Washington, D.C.: Library of
`Congress, 1993), pp. 17-18
`
`“Copyright and Innovation in Electronic Publishing: A Commentary,” Journal of Academic
`Librarianship, 19 (1993), 87-91; reprinted in condensed form in Library Issues: Briefings for Faculty
`and Administrators, 14 (September 1993)
`
`with Nina Matheson, “Scholarly Articles: Valuable Commodities for Universities,” C